Morgan Stanley Contracts & Agreements

316 Contracts & Agreements
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Morgan Stanley Equity Incentive Compensation Plan (Amended and Restated as of March 31, 2025)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2025
Description of Securities Registered Under Section 12 of the Exchange Act – Morgan Stanley
Stock Agreements
Morgan Stanley
Capital Markets
NY
2025
Amendment to the Morgan Stanley 401(k) Plan (Effective January 1, 2024)
Retirement Agreements
Morgan Stanley
Capital Markets
2025
Morgan Stanley Directors’ Equity Capital Accumulation Plan (Amended and Restated as of November 1, 2024)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2025
Morgan Stanley Compensation Incentive Plan (Amended and Restated as of December 16, 2024)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2025
Morgan Stanley Schedule of Non-Employee Directors’ Annual Compensation (Effective November 1, 2024)
Compensation Agreements
Morgan Stanley
Capital Markets
2025
Morgan Stanley Executive Health and Retiree Health Coverage Description for Operating Committee Members
Compensation Agreements
Morgan Stanley
Capital Markets
2025
Morgan Stanley [Year] Performance Stock Unit Award Certificate under Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2025
Description of Morgan Stanley Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2024
Amendment to the Morgan Stanley 401(k) Plan (Effective January 1, 2024)
Retirement Agreements
Morgan Stanley
Capital Markets
2024
Morgan Stanley [Year] Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2024
Morgan Stanley Compensation Incentive Plan [Year] Discretionary Retention Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2024
Morgan Stanley [Year] Long-Term Incentive Program Award Certificate under Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2024
Seventh Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2023
Amendment to the Morgan Stanley 401(k) Plan (Effective January 1, 2023)
Retirement Agreements
Morgan Stanley
Capital Markets
2023
Morgan Stanley Directors’ Equity Capital Accumulation Plan (Amended and Restated November 1, 2022)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2023
Morgan Stanley Schedule of Non-Employee Directors’ Annual Compensation (Effective November 1, 2022)
Compensation Agreements
Morgan Stanley
Capital Markets
2023
Morgan Stanley [Year] Long-Term Incentive Program Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2023
Amendment to the Morgan Stanley 401(k) Plan Effective January 1, 2022
Retirement Agreements
Morgan Stanley
Capital Markets
2022
Sixth Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2021
Morgan Stanley Equity Incentive Compensation Plan (Amended and Restated as of March 26, 2021)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2021
Fifth Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2021
Amendment to the Morgan Stanley 401(k) Plan (2020)
Retirement Agreements
Morgan Stanley
Capital Markets
2021
Morgan Stanley Equity Incentive Compensation Plan (Amended and Restated as of December 14, 2020)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2021
Morgan Stanley Compensation Incentive Plan (Amended and Restated as of December 14, 2020)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2021
Morgan Stanley [Year] Long-Term Incentive Program Award Certificate under Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2021
Aircraft Time-Sharing Agreement between Morgan Stanley Services Group, Inc. and User
Services Agreements
Morgan Stanley
Capital Markets
NY
2020
Agreement and Plan of Merger among Morgan Stanley, Mirror Merger Sub 1, Inc., Mirror Merger Sub 2, LLC, and Eaton Vance Corp.
Merger Agreements
Morgan Stanley
Capital Markets
MD
2020
Amendment to the Morgan Stanley 401(k) Plan (2019-2020)
Retirement Agreements
Morgan Stanley
Capital Markets
2020
Agreement and Plan of Merger among Morgan Stanley, Moon-Eagle Merger Sub, Inc., and E*TRADE Financial Corporation (February 20, 2020)
Merger Agreements
Morgan Stanley
Capital Markets
DE
2020
Morgan Stanley Non-Employee Directors Annual Compensation Schedule (Effective November 1, 2018)
Compensation Agreements
Morgan Stanley
Capital Markets
2019
Morgan Stanley [Year] Long-Term Incentive Program Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2019
Amended and Restated Trust Agreement between Morgan Stanley and State Street Bank and Trust Company (2018)
Trust Agreements
Morgan Stanley
Capital Markets
MA
2018
Amendment to the Morgan Stanley 401(k) Plan Regarding Disaster-Related Distributions and Participation
Retirement Agreements
Morgan Stanley
Capital Markets
2018
Amendment to the Morgan Stanley 401(k) Plan (Effective January 8, 2018)
Retirement Agreements
Morgan Stanley
Capital Markets
2018
Morgan Stanley [Year] Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2018
Morgan Stanley Compensation Incentive Plan [Year] Discretionary Retention Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2018
Morgan Stanley [Year] Long-Term Incentive Program Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2018
Morgan Stanley Equity Incentive Compensation Plan (Amended and Restated as of March 30, 2017)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Directors’ Equity Capital Accumulation Plan (Amended and Restated March 30, 2017)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2017
Amendment to the Morgan Stanley 401(k) Plan (Effective January 1, 2016)
Retirement Agreements
Morgan Stanley
Capital Markets
2017
Change of Employment Status and Release Agreement between Morgan Stanley and James A. Rosenthal
Separation Agreements
Morgan Stanley
Capital Markets
2017
Morgan Stanley and Morgan Stanley Finance LLC U.S. Distribution Agreement for Global Medium Term Notes, Units, and Warrants (2017)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
DE
2017
Morgan Stanley Euro Distribution Agreement for Global Medium-Term Notes and Units (Series G, H, J, K)
Distribution Agreements
Morgan Stanley
Capital Markets
NY
2017
Tenth Supplemental Senior Indenture between Morgan Stanley and The Bank of New York Mellon (January 11, 2017)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Directors’ Equity Capital Accumulation Plan (as amended through August 1, 2016)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2016
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation (Effective August 1, 2016)
Compensation Agreements
Morgan Stanley
Capital Markets
2016
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of March 24, 2016)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2016
Fourth Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2016
Morgan Stanley Relocation Agreement for Colm Kelleher – London to New York (2016)
Employment Agreements
Morgan Stanley
Capital Markets
2016
Morgan Stanley 2007 Equity Incentive Compensation Plan [Year] Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2016
Morgan Stanley Compensation Incentive Plan [Year] Discretionary Retention Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2016
Morgan Stanley 2007 Equity Incentive Compensation Plan [Year] Long-Term Incentive Program Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2016
Change of Employment Status and Release Agreement between Gregory Fleming and Morgan Stanley
Separation Agreements
Morgan Stanley
Capital Markets
NY
2016
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of March 26, 2015)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2015
Ninth Supplemental Senior Indenture between Morgan Stanley and The Bank of New York Mellon (March 10, 2014)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2014
Morgan Stanley Deferred Bonus Program Discretionary Retention Award Certificate ([Year])
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2014
Morgan Stanley 2007 Equity Incentive Compensation Plan [Year] Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2014
Morgan Stanley 2007 Equity Incentive Compensation Plan [Year] Long-Term Incentive Program Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2014
Third Amendment to Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc.
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2013
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of March 21, 2013)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2013
Morgan Stanley Amended and Restated Performance Formula for Annual Bonuses (2013)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2013
Morgan Stanley Deferred Bonus Program Discretionary Retention Award Certificate ([Year])
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2013
Morgan Stanley 2007 Equity Incentive Compensation Plan [Year] Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2013
Morgan Stanley 2007 Equity Incentive Compensation Plan [Year] Long-Term Incentive Program Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2013
Morgan Stanley 401(k) Plan Amended and Restated as of January 1, 2013
Profit Sharing Plans
Morgan Stanley
Capital Markets
NY
2013
Eighth Supplemental Senior Indenture between Morgan Stanley and The Bank of New York Mellon, dated May 4, 2012
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2012
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of March 22, 2012)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2012
Morgan Stanley Directors’ Equity Capital Accumulation Plan (as Amended Through March 22, 2012)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2012
Morgan Stanley 2007 Equity Incentive Compensation Plan Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2012
Morgan Stanley Deferred Bonus Program Discretionary Retention Award Certificate [Year]
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2012
Morgan Stanley 2007 Equity Incentive Compensation Plan Award Certificate for Performance Stock Units
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2012
Seventh Supplemental Senior Indenture between Morgan Stanley and The Bank of New York Mellon (November 21, 2011)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2012
Amended and Restated Trust Agreement between Morgan Stanley and State Street Bank and Trust Company (October 18, 2011)
Trust Agreements
Morgan Stanley
Capital Markets
MA
2012
Morgan Stanley Strategic Equity Investment Plan (Amended and Restated as of January 1, 2009)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2012
Sixth Supplemental Senior Indenture between Morgan Stanley and The Bank of New York Mellon (September 16, 2011)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2011
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of July 20, 2011)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
Integration and Investment Agreement between Mitsubishi UFJ Financial Group, Inc. and Morgan Stanley (March 30, 2010)
Joint Venture Agreements
Morgan Stanley
Capital Markets
2011
Amended and Restated Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. (June 30, 2011)
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2011
Aircraft Time-Sharing Agreement between Corporate Services Support Corp. and James P. Gorman (Effective January 1, 2010)
Services Agreements
Morgan Stanley
Capital Markets
NY
2010
Supplementary Deed of Participation for Morgan Stanley UK Share Ownership Plan (Morgan Stanley International Inc., Hill Samuel ESOP Trustees Ltd., and Morgan Stanley Private...
Participation Agreements
Morgan Stanley
Capital Markets
2010
Amended and Restated Trust Agreement between Morgan Stanley and State Street Bank and Trust Company (April 21, 2009)
Trust Agreements
Morgan Stanley
Capital Markets
MA
2009
Morgan Stanley 401(k) Savings Plan, Effective July 1, 2009
Profit Sharing Plans
Morgan Stanley
Capital Markets
NY
2009
Amended and Restated Joint Venture Contribution and Formation Agreement among Citigroup Inc., Morgan Stanley, and Morgan Stanley Smith Barney Holdings LLC (May 29, 2009)
Contribution Agreements
Morgan Stanley
Capital Markets
DE
2009
Aircraft Time Sharing Agreement between Morgan Stanley Management Services II, Inc. and John J. Mack dated March 10, 2009
Services Agreements
Morgan Stanley
Capital Markets
NY
2009
Amendment to Offer Letter Between Morgan Stanley and Thomas R. Nides Dated December 16, 2008
Morgan Stanley
Capital Markets
2009
Amendment to Offer Letter Between Morgan Stanley and Gary G. Lynch Dated December 16, 2008
Modification Agreements
Morgan Stanley
Capital Markets
2009
Morgan Stanley Relocation and Employment Terms Memorandum for Walid Chammah (August 21, 2007)
Employment Agreements
Morgan Stanley
Capital Markets
2009
Executive Waiver Related to TARP Capital Purchase Program Participation
Waiver Agreements
Morgan Stanley
Capital Markets
2009
Executive Compensation Waiver Letter Agreement between Morgan Stanley and Executive (TARP/EESA Compliance)
Waiver Agreements
Morgan Stanley
Capital Markets
2009
Joint Venture Contribution and Formation Agreement between Citigroup Inc. and Morgan Stanley (January 13, 2009)
Joint Venture Agreements
Morgan Stanley
Capital Markets
DE
2009
Fourth Supplemental Senior Indenture between Morgan Stanley and The Bank of New York Mellon (as Trustee)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2008
Securities Purchase Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. (with Amendments)
Purchase Agreements
Morgan Stanley
Capital Markets
DE
2008
Investor Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. dated October 13, 2008
Investor Rights Agreements
Morgan Stanley
Capital Markets
DE
2008
Registration Rights Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. (October 13, 2008)
Registration Rights Agreements
Morgan Stanley
Capital Markets
DE
2008
Securities Purchase Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. (September 29, 2008)
Purchase Agreements
Morgan Stanley
Capital Markets
DE
2008
Morgan Stanley and The Bank of New York Mellon Unit Agreement (August 29, 2008)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley Select Employees' Capital Accumulation Program (SECAP) Amended and Restated Plan Document (May 7, 2008)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley 2007 Notional Leveraged Co-Investment Plan (Amended June 17, 2008)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley 2006 Notional Leveraged Co-Investment Plan (Amended June 17, 2008)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley 2006 Notional Leveraged Co-Investment Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Directors' Equity Capital Accumulation Plan (as Amended Through December 11, 2007)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Amendment to Morgan Stanley 1993 Stock Plan for Non-Employee Directors (December 11, 2007)
Stock Agreements
Morgan Stanley
Capital Markets
2008
Employment Agreement between Morgan Stanley and Thomas R. Nides dated July 21, 2005
Employment Agreements
Morgan Stanley
Capital Markets
2008
Employment Agreement between Morgan Stanley and Gary G. Lynch dated July 21, 2005
Employment Agreements
Morgan Stanley
Capital Markets
2008
Memorandum to Colm Kelleher Regarding Expatriate Relocation Policy (Morgan Stanley UK Limited)
Employment Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley 2006 Notional Leveraged Co-Investment Plan Award Certificate (Fiscal Year [ ])
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley 2007 Notional Leveraged Co-Investment Plan Award Certificate for Management Committee Members
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley Select Employees’ Capital Accumulation Program Fiscal Year [ ] Term Sheet
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Discretionary Retention Award Certificate for Stock Units – Management Committee Members
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Fourth Supplemental Senior Indenture between Morgan Stanley and The Bank of New York, dated October 8, 2007
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2008
First Supplemental Senior Indenture between Morgan Stanley and The Bank of New York (September 4, 2007)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2008
Amendment to Morgan Stanley 401(k) Plan (November 20, 2007)
Retirement Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Tax Deferred Equity Participation Plan (Amended and Restated as of November 26, 2007)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
DE
2008
Morgan Stanley Employees' Equity Accumulation Plan (Amended and Restated as of November 26, 2007)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
DE
2008
Amendment to Morgan Stanley & Co. Incorporated Excess Benefit Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2008
Amendment to Morgan Stanley Supplemental Executive Retirement Plan (SERP)
Retirement Agreements
Morgan Stanley
Capital Markets
2008
Amendment to the Morgan Stanley 1995 Equity Incentive Compensation Plan (November 26, 2007)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Branch Manager Compensation Plan (Amended and Restated as of November 26, 2007)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley Financial Advisor and Investment Representative Compensation Plan (Amended and Restated as of November 26, 2007)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of November 26, 2007)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley Governmental Service Amendment to Outstanding Stock Option and Stock Unit Awards (March 18, 2007)
Modification Agreements
Morgan Stanley
Capital Markets
2008
Amended and Restated Euro Distribution Agreement for Global Medium-Term Notes and Units (Morgan Stanley & Morgan Stanley & Co. International plc)
Distribution Agreements
Morgan Stanley
Capital Markets
2008
Second Supplemental Senior Indenture between Morgan Stanley and The Bank of New York, dated January 4, 2008
Indenture Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Temporary Global Floating Rate Senior Bearer Note (Form of Security)
Note Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Permanent Global Floating Rate Senior Bearer Note (Form of Security)
Note Agreements
Morgan Stanley
Capital Markets
NY
2008
Morgan Stanley Temporary Global Fixed Rate Senior Bearer Note (Form of Security)
Note Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Permanent Global Fixed Rate Senior Bearer Note (Form of Security)
Note Agreements
Morgan Stanley
Capital Markets
NY
2008
Securities Purchase Agreement between Morgan Stanley and Best Investment Corporation, Guaranteed by China Investment Corporation
Purchase Agreements
Morgan Stanley
Capital Markets
2007
Amendment No. 5 to Amended and Restated Trust Agreement between Morgan Stanley and State Street Bank and Trust Company
Trust Agreements
Morgan Stanley
Capital Markets
2007
Amendment to Morgan Stanley 401(k) Plan Effective July 1, 2007
Retirement Agreements
Morgan Stanley
Capital Markets
2007
Morgan Stanley Employee Stock Purchase Plan (Amended as of June 19, 2007)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2007
Amended and Restated U.S. Distribution Agreement for Global Medium Term Notes, Units, and Warrants (Morgan Stanley & Co. Incorporated and Morgan Stanley)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
2007
Morgan Stanley Registered Put Warrant Certificate (with The Bank of New York as Warrant Agent)
Warrant Agreements
Morgan Stanley
Capital Markets
2007
Morgan Stanley Registered Call Warrant Certificate (Form of) with The Bank of New York as Warrant Agent
Warrant Agreements
Morgan Stanley
Capital Markets
2007
Morgan Stanley 2007 Notional Leveraged Co-Investment Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2007
Morgan Stanley Directors' Equity Capital Accumulation Plan (as Amended Through March 19, 2007)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2007
Governmental Service Amendment to Outstanding Stock Option and Stock Unit Awards (Morgan Stanley)
Modification Agreements
Morgan Stanley
Capital Markets
2007
Amendment to 1993 Stock Plan for Non-Employee Directors (March 19, 2007)
Stock Agreements
Morgan Stanley
Capital Markets
2007
Morgan Stanley Junior Subordinated Deferrable Interest Debenture Due 2067
Debenture Agreements
Morgan Stanley
Capital Markets
2007
Amended and Restated Trust Agreement among Morgan Stanley, The Bank of New York, and Administrators for Morgan Stanley Capital Trust VIII
Trust Agreements
Morgan Stanley
Capital Markets
DE
2007
Morgan Stanley Management Committee Discretionary Retention Equity Award Certificate (Stock Units and Stock Options)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2007
Morgan Stanley Branch Manager Compensation Plan (Amended and Restated as of November 27, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2007
Morgan Stanley Financial Advisor and Investment Representative Compensation Plan (Amended and Restated as of November 27, 2006)
Compensation Agreements
Morgan Stanley
Capital Markets
NY
2007
Amendment to Morgan Stanley 1994 Omnibus Equity Plan (November 27, 2006)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
2007
Morgan Stanley Tax Deferred Equity Participation Plan (Amended and Restated as of November 27, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
DE
2007
Morgan Stanley Employees’ Equity Accumulation Plan (Amended and Restated as of November 27, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
DE
2007
Morgan Stanley Employee Stock Purchase Plan (Amended as of November 27, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2007
Amendment to the Morgan Stanley 1988 Equity Incentive Compensation Plan (November 27, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2007
Amendment to Morgan Stanley 1995 Equity Incentive Compensation Plan (November 27, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2007
Morgan Stanley Chief Executive Officer Discretionary Retention Equity Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2007
Morgan Stanley and The Bank of New York Junior Subordinated Indenture dated October 12, 2006
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2006
Morgan Stanley Junior Subordinated Deferrable Interest Debenture Due 2066 (with The Bank of New York as Trustee)
Debenture Agreements
Morgan Stanley
Capital Markets
2006
Amended and Restated Trust Agreement among Morgan Stanley, The Bank of New York, and The Bank of New York (Delaware) for Morgan Stanley Capital Trust VII (October 12, 2006)
Trust Agreements
Morgan Stanley
Capital Markets
DE
2006
Certificate Representing Series A Floating Rate Non-Cumulative Preferred Stock of Morgan Stanley
Stock Agreements
Morgan Stanley
Capital Markets
2006
Deposit Agreement among Morgan Stanley, JPMorgan Chase Bank, N.A., and Holders of Depositary Receipts (July 6, 2006)
Deposit Agreements
Morgan Stanley
Capital Markets
DE
2006
Morgan Stanley Tax Deferred Equity Participation Plan (Amended and Restated as of June 20, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
DE
2006
Morgan Stanley Financial Advisor Productivity Compensation Plan (Amended and Restated as of June 20, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2006
Morgan Stanley Executive Annual Bonus Performance Formula and Provisions
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2006
Amendment No. 4 to Amended and Restated Trust Agreement between Morgan Stanley and State Street Bank and Trust Company
Trust Agreements
Morgan Stanley
Capital Markets
2006
Morgan Stanley Employees’ Equity Accumulation Plan (Amended and Restated as of March 21, 2006)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
DE
2006
Amendment to the Morgan Stanley 1995 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2006
Amendment to Amended and Restated Employment Agreement between Morgan Stanley and John J. Mack
Employment Agreements
Morgan Stanley
Capital Markets
2006
Amendment to Morgan Stanley 401(k) Plan Dated November 30, 2005
Retirement Agreements
Morgan Stanley
Capital Markets
2006
Amendment to Morgan Stanley & Co. Incorporated Excess Benefit Plan (11/30/2005)
Retirement Agreements
Morgan Stanley
Capital Markets
2006
Amendment to Morgan Stanley Supplemental Executive Retirement Plan (SERP), Dated November 30, 2005
Retirement Agreements
Morgan Stanley
Capital Markets
2006
Letter Agreement Clarifying Employment Terms Between Morgan Stanley and John J. Mack (December 13, 2005)
Employment Agreements
Morgan Stanley
Capital Markets
2005
Morgan Stanley CEO Discretionary Retention Stock Unit Award Certificate (Fiscal Year [ ])
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2005
Settlement and Release Agreement between Morgan Stanley and Stephan F. Newhouse
Settlement Agreements
Morgan Stanley
Capital Markets
NY
2005
Settlement and Release Agreement between Morgan Stanley and Vikram Pandit (November 22, 2005)
Settlement Agreements
Morgan Stanley
Capital Markets
NY
2005
Settlement and Release Agreement between Morgan Stanley and John Havens (November 22, 2005)
Settlement Agreements
Morgan Stanley
Capital Markets
NY
2005
Amendment to the 1995 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2005
Amendment to Employees Equity Accumulation Plan (EEAP)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2005
Amendment to Tax Deferred Equity Participation Plan
Modification Agreements
Morgan Stanley
Capital Markets
2005
Amendment to Morgan Stanley DW Inc. Branch Manager Compensation Plan
Compensation Agreements
Morgan Stanley
Capital Markets
2005
Amendment to Morgan Stanley DW Inc. Financial Advisor Productivity Compensation Plan
Compensation Agreements
Morgan Stanley
Capital Markets
2005
Morgan Stanley Equity Incentive Compensation Plan Discretionary Retention Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2005
Amendment to Morgan Stanley 401(k) Plan Effective March 28, 2005
Retirement Agreements
Morgan Stanley
Capital Markets
2005
Settlement and Release Agreement between Morgan Stanley and Philip J. Purcell (June 30, 2005)
Settlement Agreements
Morgan Stanley
Capital Markets
NY
2005
Morgan Stanley and Stephen S. Crawford Compensation Letter Agreement (2005–2006)
Compensation Agreements
Morgan Stanley
Capital Markets
2005
Morgan Stanley 2005 Fiscal Year Compensation Agreement with David H. Sidwell
Compensation Agreements
Morgan Stanley
Capital Markets
2005
Settlement and Release Agreement between Morgan Stanley and Tarek Abdel-Meguid (May 13, 2005)
Settlement Agreements
Morgan Stanley
Capital Markets
NY
2005
Settlement and Release Agreement between Morgan Stanley and Joseph R. Perella (May 13, 2005)
Settlement Agreements
Morgan Stanley
Capital Markets
NY
2005
Amendment to Morgan Stanley 401(k) Plan Regarding Merger with Barra, Inc. 401(k) Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2005
Amendment to Morgan Stanley 401(k) Plan for Puerto Rico Employees (Effective January 1, 2004)
Retirement Agreements
Morgan Stanley
Capital Markets
2005
Amendment to Morgan Stanley 401(k) Plan (Effective January 1, 2005)
Retirement Agreements
Morgan Stanley
Capital Markets
2005
Morgan Stanley Directors' Equity Capital Accumulation Plan (Amended and Restated as of February 8, 2005)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2005
Amendment to Morgan Stanley & Co. Incorporated Excess Benefit Plan (Effective December 31, 2004)
Retirement Agreements
Morgan Stanley
Capital Markets
2005
Morgan Stanley Schedule of Non-Employee Directors' Annual Compensation (Effective February 8, 2005)
Compensation Agreements
Morgan Stanley
Capital Markets
2005
2005 Base Salary Determination for Morgan Stanley Named Executive Officers
Compensation Agreements
Morgan Stanley
Capital Markets
2005
Morgan Stanley 1995 Equity Incentive Compensation Plan Award Certificate (Discretionary Retention Awards)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2004
Morgan Stanley Employee Stock Purchase Plan (Amended October 5, 2004)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2004
Morgan Stanley Employee Stock Purchase Plan (As Amended March 16, 2004)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2004
Morgan Stanley Select Employees' Capital Accumulation Program Plan Document
Profit Sharing Plans
Morgan Stanley
Capital Markets
NY
2004
Amendment No. 3 to Amended and Restated Trust Agreement between Morgan Stanley and State Street Bank and Trust Company
Trust Agreements
Morgan Stanley
Capital Markets
2004
Amendment to Morgan Stanley DPSP/START 401(k) Plan (Effective October 1, 2002)
Retirement Agreements
Morgan Stanley
Capital Markets
2004
Amendment to Morgan Stanley DPSP/START Plan Effective January 1, 2004
Retirement Agreements
Morgan Stanley
Capital Markets
2004
Morgan Stanley 1994 Omnibus Equity Plan (Amended and Restated)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
DE
2004
Morgan Stanley Directors' Equity Capital Accumulation Plan (Amended and Restated as of September 16, 2003)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2004
Amendment to Morgan Stanley & Co. Incorporated Excess Benefit Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2004
Amendment to Morgan Stanley Supplemental Executive Retirement Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2004
Retirement and Advisory Director Agreement between Morgan Stanley and Robert G. Scott (October 13, 2003)
Separation Agreements
Morgan Stanley
Capital Markets
NY
2004
Morgan Stanley Floating Rate Senior Note Due 2006 (Cede & Co. as Registered Holder)
Note Agreements
Morgan Stanley
Capital Markets
2003
Morgan Stanley 5.30% Fixed Rate Senior Note Due 2013 (CUSIP: 617446HR3)
Note Agreements
Morgan Stanley
Capital Markets
2003
Morgan Stanley 4.375% Fixed Rate Senior Note Due 2010 (Registered Global Security)
Note Agreements
Morgan Stanley
Capital Markets
2003
Morgan Stanley 5.375% Fixed Rate Senior Note Due 2013 (Registered Global Security)
Note Agreements
Morgan Stanley
Capital Markets
2003
Amendments to Services Agreement between Morgan Stanley and IBM Global Services (Amendments #5 and #7)
Services Agreements
Morgan Stanley
Capital Markets
2003
Amendment No. 2 to Amended and Restated Trust Agreement between Morgan Stanley and State Street Bank and Trust Company
Trust Agreements
Morgan Stanley
Capital Markets
2003
Morgan Stanley DPSP/START Plan Amended and Restated as of October 1, 2002
Profit Sharing Plans
Morgan Stanley
Capital Markets
NY
2003
Amendment to Morgan Stanley DPSP/START Plan (January 2003)
Retirement Agreements
Morgan Stanley
Capital Markets
2003
Amendment to Morgan Stanley & Co. Incorporated Excess Benefit Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2003
Amendment to Morgan Stanley Supplemental Executive Retirement Plan (SERP)
Retirement Agreements
Morgan Stanley
Capital Markets
2003
Morgan Stanley DW Inc. Branch Manager Compensation Plan (Amended December 11, 2001)
Compensation Agreements
Morgan Stanley
Capital Markets
2003
Morgan Stanley DW Inc. Financial Advisor Productivity Compensation Plan (Amended December 11, 2001)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2003
Morgan Stanley Directors' Equity Capital Accumulation Plan (Amended and Restated as of September 16, 2002)
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2002
Amendment to Morgan Stanley & Co. Incorporated Excess Benefit Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2002
Amendment to Morgan Stanley Supplemental Executive Retirement Plan (SERP)
Retirement Agreements
Morgan Stanley
Capital Markets
2002
Morgan Stanley Dean Witter & Co. $500,000,000 5.80% Senior Note Due 2007 (Global Security)
Note Agreements
Morgan Stanley
Capital Markets
2002
Morgan Stanley Dean Witter & Co. 6.60% Fixed Rate Senior Note Due 2012 (U.S.$500,000,000)
Note Agreements
Morgan Stanley
Capital Markets
2002
Morgan Stanley Dean Witter & Co. 7.25% Fixed Rate Senior Note Due 2032 (U.S.$500,000,000)
Note Agreements
Morgan Stanley
Capital Markets
2002
Morgan Stanley Dean Witter & Co. 5.75% Fixed Rate Senior Note Due 2009 (EUR 500,000,000)
Note Agreements
Morgan Stanley
Capital Markets
2002
Morgan Stanley Dean Witter & Co. Employee Stock Purchase Plan (Amended September 21, 2001)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2001
Amendment to the Dean Witter START Plan by Morgan Stanley DW Inc.
Retirement Agreements
Morgan Stanley
Capital Markets
2001
Amendment to Morgan Stanley & Co. Incorporated Deferred Profit Sharing Plan
Profit Sharing Plans
Morgan Stanley
Capital Markets
2001
Amended and Restated Trust Agreement among Morgan Stanley Dean Witter & Co., The Bank of New York, and The Bank of New York (Delaware)
Trust Agreements
Morgan Stanley
Capital Markets
DE
2001
Morgan Stanley DW Inc. Branch Manager Compensation Plan (Amended as of March 26, 2001)
Compensation Agreements
Morgan Stanley
Capital Markets
2001
Morgan Stanley DW Inc. Financial Advisor Productivity Compensation Plan (Amended as of March 26, 2001)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
2001
Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 – Morgan Stanley
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2023
Morgan Stanley Employee Stock Purchase Plan (Amended and Restated as of August 1, 2022)
Stock Agreements
Morgan Stanley
Capital Markets
DE
2023
Description of Securities Registered Under Section 12 of the Exchange Act – Morgan Stanley
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2022
Eleventh Supplemental Senior Indenture between Morgan Stanley and The Bank of New York Mellon (March 24, 2021)
Indenture Agreements
Morgan Stanley
Capital Markets
NY
2022
Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 – Morgan Stanley
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2021
Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series M Certificate (Cede & Co.)
Stock Agreements
Morgan Stanley
Capital Markets
2020
Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series N Certificate (The Bank of New York Mellon as Depositary)
Deposit Agreements
Morgan Stanley
Capital Markets
2020
Deposit Agreement among Morgan Stanley, The Bank of New York Mellon, and Holders of Depositary Receipts (Series N Preferred Stock)
Deposit Agreements
Morgan Stanley
Capital Markets
NY
2020
Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 – Morgan Stanley
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2020
Amendment to the Morgan Stanley 401(k) Plan (2018-2019)
Retirement Agreements
Morgan Stanley
Capital Markets
2019
Morgan Stanley Directors’ Equity Capital Accumulation Plan (Amended and Restated as of November 1, 2018)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2019
Morgan Stanley Floating Rate Senior Note (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Fixed Rate Senior Global Medium-Term Note, Series I (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Senior Variable Rate Renewable Note (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Fixed Rate Amortizing Senior Note (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Floating/Fixed Rate Senior Note (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Euro Fixed Rate Senior Registered Note (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Euro Floating Rate Senior Registered Note (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Morgan Stanley Euro Senior Registered Floating Rate Renewable Note (Form of Note)
Note Agreements
Morgan Stanley
Capital Markets
NY
2017
Amendment to Morgan Stanley 401(k) Plan (August 28, 2015)
Retirement Agreements
Morgan Stanley
Capital Markets
2016
Morgan Stanley Code Staff Clawback Policy Acknowledgment Letter with Colm Kelleher (2015)
Compensation Agreements
Morgan Stanley
Capital Markets
2015
Morgan Stanley Operating Committee Medical Coverage Description
Compensation Agreements
Morgan Stanley
Capital Markets
2015
Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series J Certificate (with The Bank of New York Mellon as Depositary)
Stock Agreements
Morgan Stanley
Capital Markets
2015
Deposit Agreement among Morgan Stanley, The Bank of New York Mellon, and Holders of Depositary Receipts (Series J Preferred Stock)
Deposit Agreements
Morgan Stanley
Capital Markets
NY
2015
Amendment to Morgan Stanley 401(k) Plan (Effective January 1, 2014)
Retirement Agreements
Morgan Stanley
Capital Markets
2015
Amendment to Morgan Stanley Supplemental Executive Retirement and Excess Plan (SEREP) – Freezing of Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2014
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation (Effective August 1, 2014)
Compensation Agreements
Morgan Stanley
Capital Markets
2014
Morgan Stanley Fixed-to-Floating Rate Non-Cumulative Preferred Stock, Series H Certificate (The Bank of New York Mellon as Depositary)
Deposit Agreements
Morgan Stanley
Capital Markets
2014
Deposit Agreement among Morgan Stanley, The Bank of New York Mellon, and Holders of Depositary Receipts (April 2014)
Deposit Agreements
Morgan Stanley
Capital Markets
NY
2014
Amendment to Morgan Stanley 401(k) Plan (2013-2014)
Retirement Agreements
Morgan Stanley
Capital Markets
2014
Amendment to Morgan Stanley 401(k) Savings Plan (Effective July 1, 2009)
Retirement Agreements
Morgan Stanley
Capital Markets
2014
Amendment to Offer Letter Between Morgan Stanley and James Gorman Regarding Section 4999 Excise Tax Gross-Up
Compensation Agreements
Morgan Stanley
Capital Markets
2014
Change of Employment Status and Release Agreement between Paul J. Taubman and Morgan Stanley
Separation Agreements
Morgan Stanley
Capital Markets
2013
Morgan Stanley UK Limited Alternative Retirement Plan Rules Deed (October 8, 2009)
Retirement Agreements
Morgan Stanley
Capital Markets
2013
Morgan Stanley [Year] Discretionary Retention Stock Option Award Certificate
Equity Distribution Agreements
Morgan Stanley
Capital Markets
NY
2013
Memorandum to Colm Kelleher Regarding Repatriation to London – Morgan Stanley
Employment Agreements
Morgan Stanley
Capital Markets
2012
Morgan Stanley European Tax Equalisation Policy for Expatriate Employees
Compensation Agreements
Morgan Stanley
Capital Markets
2012
Amendment to Morgan Stanley 401(k) Savings Plan Regarding Cessation of Participation by Saxon Companies (February 28, 2012)
Retirement Agreements
Morgan Stanley
Capital Markets
2012
Amendment to Morgan Stanley 401(k) Plan Dated December 23, 2011
Retirement Agreements
Morgan Stanley
Capital Markets
2012
Amendment to Morgan Stanley 401(k) Savings Plan Dated December 23, 2011
Retirement Agreements
Morgan Stanley
Capital Markets
2012
Senior Advisor Arrangement between Morgan Stanley and John J. Mack, Effective January 1, 2012
Consulting Agreements
Morgan Stanley
Capital Markets
2012
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation (Effective May 17, 2011)
Compensation Agreements
Morgan Stanley
Capital Markets
2012
Amendment to Morgan Stanley 401(k) Plan Dated June 1, 2011
Retirement Agreements
Morgan Stanley
Capital Markets
2011
Amendment to Morgan Stanley 401(k) Savings Plan Dated June 1, 2011
Retirement Agreements
Morgan Stanley
Capital Markets
2011
Amendment to Morgan Stanley Supplemental Executive Retirement and Excess Plan (SEREP)
Retirement Agreements
Morgan Stanley
Capital Markets
2011
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of March 25, 2011)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
Morgan Stanley 2007 Equity Incentive Compensation Plan Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
Morgan Stanley Deferred Bonus Program Discretionary Retention Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
Morgan Stanley 2007 Equity Incentive Compensation Plan Award Certificate for Performance Stock Units
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
Morgan Stanley Special Discretionary Retention Stock Option Award Certificate [Year]
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2011
Employment Agreement between Morgan Stanley and Gregory J. Fleming (February 3, 2010)
Employment Agreements
Morgan Stanley
Capital Markets
2011
Transaction Agreement between Morgan Stanley and Mitsubishi UFJ Financial Group, Inc. (April 21, 2011)
Exchange Agreements
Morgan Stanley
Capital Markets
DE
2011
Amendment to Morgan Stanley 401(k) Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2011
Amendment to Morgan Stanley 401(k) Savings Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2011
Amendment to Morgan Stanley Supplemental Executive Retirement and Excess Plan
Retirement Agreements
Morgan Stanley
Capital Markets
2011
Amendment to Transaction Agreement between Invesco Ltd. and Morgan Stanley (May 28, 2010)
Modification Agreements
Morgan Stanley
Capital Markets
2010
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of March 19, 2010)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2010
Employment Agreement between Morgan Stanley and James P. Gorman dated August 16, 2005
Employment Agreements
Morgan Stanley
Capital Markets
2010
Employment Agreement between Morgan Stanley & Co. Incorporated and Kenneth M. deRegt dated February 14, 2008
Employment Agreements
Morgan Stanley
Capital Markets
NY
2010
Morgan Stanley 2007 Equity Incentive Compensation Plan Discretionary Retention Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2010
Morgan Stanley Compensation Incentive Plan Discretionary Retention Award Certificate [Year]
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2010
Morgan Stanley 2007 Equity Incentive Compensation Plan Performance Stock Unit Award Certificate
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2010
Amendment to Morgan Stanley 401(k) Plan (December 29, 2009)
Retirement Agreements
Morgan Stanley
Capital Markets
2010
Amendment to Morgan Stanley 401(k) Savings Plan (December 29, 2009)
Retirement Agreements
Morgan Stanley
Capital Markets
2010
Morgan Stanley Directors’ Equity Capital Accumulation Plan (as amended through November 16, 2009)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2010
Amendment to Morgan Stanley 401(k) Plan (June 30, 2009)
Retirement Agreements
Morgan Stanley
Capital Markets
2009
Morgan Stanley Directors' Equity Capital Accumulation Plan (as Amended Through June 18, 2009)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Amendment to Morgan Stanley Supplemental Executive Retirement and Excess Plan (June 30, 2009)
Retirement Agreements
Morgan Stanley
Capital Markets
2009
Morgan Stanley 2007 Notional Leveraged Co-Investment Plan (Amended June 4, 2009)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
International Assignment Expatriate Package Memorandum between Morgan Stanley and Gary G. Lynch (August 4, 2009)
Employment Agreements
Morgan Stanley
Capital Markets
2009
Amendment to Morgan Stanley 401(k) Plan (Including Merger of FrontPoint Partners LLC 401(k) Savings Plan)
Retirement Agreements
Morgan Stanley
Capital Markets
2009
Morgan Stanley Supplemental Executive Retirement and Excess Plan (as Amended and Restated December 31, 2008)
Retirement Agreements
Morgan Stanley
Capital Markets
NY
2009
Second Amended and Restated Employment Agreement between Morgan Stanley and John J. Mack dated December 16, 2008
Employment Agreements
Morgan Stanley
Capital Markets
NY
2009
Morgan Stanley Discretionary Retention Stock Unit Award Certificate under 2007 Equity Incentive Compensation Plan
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Morgan Stanley Compensation Incentive Plan Discretionary Retention Award Certificate (Form)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Morgan Stanley 2007 Equity Incentive Compensation Plan (Amended and Restated as of March 10, 2009)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Amendment to Morgan Stanley 401(k) Plan Dated December 22, 2008
Retirement Agreements
Morgan Stanley
Capital Markets
2009
Morgan Stanley Amended and Restated Employee Stock Purchase Plan (as of February 1, 2009)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Morgan Stanley 2006 Notional Leveraged Co-Investment Plan (Amended November 28, 2008)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Morgan Stanley 2007 Notional Leveraged Co-Investment Plan (Amended November 28, 2008)
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Morgan Stanley Amendment to Outstanding Stock Option and Stock Unit Awards for Fiscal Year [ ]
Modification Agreements
Morgan Stanley
Capital Markets
2009
Morgan Stanley Compensation Incentive Plan Document
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2009
Morgan Stanley Fixed Rate Senior Note Guaranteed by FDIC under Temporary Liquidity Guarantee Program
Note Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley FDIC-Guaranteed Floating Rate Senior Note Form
Note Agreements
Morgan Stanley
Capital Markets
2008
Amendment to Morgan Stanley 401(k) Plan Regarding MSCI Inc. and Barra, Inc. Participation (July 10, 2008)
Retirement Agreements
Morgan Stanley
Capital Markets
2008
Amendment to Excess Benefit Plan between Morgan Stanley & Co. Incorporated and MSCI/Barra, dated July 10, 2008
Retirement Agreements
Morgan Stanley
Capital Markets
2008
Amendment to Morgan Stanley Supplemental Executive Retirement Plan (MSCI Inc. and Barra, Inc.)
Retirement Agreements
Morgan Stanley
Capital Markets
2008
Morgan Stanley Euro Senior Registered Floating Rate Note (Form of Security)
Note Agreements
Morgan Stanley
Capital Markets
NY
2007
Morgan Stanley Discretionary Retention Award Certificate for Stock Units (Fiscal Year [ ])
Bonus & Incentive Agreements
Morgan Stanley
Capital Markets
NY
2005