Partial Unenforceability Clause Example from Business Contracts

Underwriting Agreement between Reeds, Inc. and Roth Capital Partners, LLC for 6,725,000 Shares of Common Stock (February 15, 2019) (Filed With SEC on February 15, 2019)

Reed’s, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on October 23, 2019)

Reed’s, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on April 16, 2020)

Underwriting Agreement between Catabasis Pharmaceuticals, Inc. and Oppenheimer & Co. Inc. for Sale of Units (Shares and Warrants) (Filed With SEC on February 6, 2019)

Underwriting Agreement between Catabasis Pharmaceuticals, Inc. and Oppenheimer & Co. Inc. for Sale of Common Stock (Filed With SEC on January 30, 2020)

Underwriting Agreement between Catabasis Pharmaceuticals, Inc. and Oppenheimer & Co. Inc. for Sale of Common Units (Filed With SEC on June 20, 2018)

Underwriting Agreement between Catabasis Pharmaceuticals, Inc. and Oppenheimer & Co. Inc. (2018) (Filed With SEC on June 12, 2018)

Underwriting Agreement between Hoth Therapeutics, Inc. and Laidlaw & Company (UK) Ltd. for Common Stock Offering (Filed With SEC on January 11, 2019)

Underwriting Agreement between Hoth Therapeutics, Inc. and The Benchmark Company, LLC (May 21, 2020) (Filed With SEC on May 22, 2020)

Underwriting Agreement between Hoth Therapeutics, Inc. and Laidlaw & Company (UK) Ltd. for Common Stock Offering (Filed With SEC on December 14, 2018)

Underwriting Agreement between Ocean Power Technologies, Inc. and A.G.P./Alliance Global Partners as Representative of the Underwriters (Filed With SEC on April 3, 2019)

Placement Agency Agreement between Ocean Power Technologies, Inc. and Aegis Capital Corp. dated October 19, 2017 (Filed With SEC on October 19, 2017)

Underwriting Agreement between PCI Media, Inc. and Roth Capital Partners, LLC (2019) (Filed With SEC on May 13, 2019)

Digirad Corporation Underwriting Agreement for Series A Cumulative Term Preferred Stock with Roth Capital Partners, LLC and Aegis Capital Corp. (Filed With SEC on April 9, 2019)

Flux Power Holdings, Inc. Underwriting Agreement with Roth Capital Partners, LLC and Maxim Group LLC (Filed With SEC on July 15, 2019)

Underwriting Agreement between Flux Power Holdings, Inc. and Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on July 30, 2020)

Underwriting Agreement between Bionano Genomics, Inc. and Oppenheimer & Co. Inc. for Common Stock and Warrants Offering (Filed With SEC on September 18, 2019)

Bionano Genomics, Inc. Underwriting Agreement with Oppenheimer & Co. Inc. for Common Stock and Warrants Offering (Filed With SEC on October 17, 2019)

Bionano Genomics, Inc. Underwriting Agreement with Oppenheimer & Co. Inc. (2020) (Filed With SEC on March 24, 2020)

Underwriting Agreement between Bionano Genomics, Inc. and Oppenheimer & Co. Inc. for Sale of Common Stock (Filed With SEC on January 21, 2021)

Bionano Genomics, Inc. Underwriting Agreement with Roth Capital Partners, LLC (Filed With SEC on July 17, 2018)

Underwriting Agreement between Bionano Genomics, Inc. and Roth Capital Partners, LLC (2018) (Filed With SEC on August 15, 2018)

Inpixon Underwriting Agreement with Ladenburg Thalmann & Co. Inc. and Maxim Group LLC (August 12, 2019) (Filed With SEC on August 14, 2019)

Inpixon Underwriting Agreement with Ladenburg Thalmann & Co. Inc. and Maxim Group LLC (2019) (Filed With SEC on July 25, 2019)

Inpixon Underwriting Agreement with Ladenburg Thalmann & Co. Inc. and Maxim Group LLC (2019) (Filed With SEC on August 2, 2019)

Inpixon Underwriting Agreement with Ladenburg Thalmann & Co. Inc. and Maxim Group LLC for Common Stock, Series 6 Convertible Preferred Stock, and Series A Warrants (Filed With SEC on August 9, 2019)

Inuvo, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock Offering (July 11, 2019) (Filed With SEC on July 11, 2019)

Underwriting Agreement between Inuvo, Inc. and Roth Capital Partners, LLC for Sale of Common Stock (Filed With SEC on May 11, 2018)

Giga-tronics Incorporated Underwriting Agreement with Roth Capital Partners, LLC (10,400,000 Shares of Common Stock) (Filed With SEC on November 8, 2019)

Giga-tronics Incorporated Underwriting Agreement with Roth Capital Partners, LLC (2019) (Filed With SEC on November 4, 2019)

Digital Ally, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock and Warrants Offering (Filed With SEC on February 7, 2020)

Myomo, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock and Warrants Offering (Filed With SEC on February 3, 2020)

Underwriting Agreement between Myomo, Inc. and Roth Capital Partners, LLC (November 30, 2017) (Filed With SEC on November 30, 2017)

Myomo, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock and Warrants Offering (Filed With SEC on November 15, 2017)

Trxade Group, Inc. Underwriting Agreement with Aegis Capital Corp. for Common Stock Offering (Filed With SEC on January 27, 2020)

Underwriting Agreement between Aspen Group, Inc. and Canaccord Genuity LLC (January 17, 2020) (Filed With SEC on January 17, 2020)

Avinger, Inc. Underwriting Agreement with Aegis Capital Corp. for Common Stock Offering (Filed With SEC on January 31, 2020)

Avinger, Inc. Underwriting Agreement with Aegis Capital Corp. for Common Stock Offering (Filed With SEC on January 24, 2020)

Avinger, Inc. Underwriting Agreement with Aegis Capital Corp. for 20,000,000 Shares of Common Stock (Filed With SEC on June 25, 2020)

Avinger, Inc. Underwriting Agreement with Aegis Capital Corp. for Common Stock Offering (Filed With SEC on April 22, 2020)

Avinger, Inc. Underwriting Agreement with Aegis Capital Corp. for Sale of Common Stock (Filed With SEC on April 29, 2020)

Avinger, Inc. Underwriting Agreement with Aegis Capital Corp. for Common Stock Offering (Filed With SEC on June 22, 2020)

Underwriting Agreement for Common Stock Offering between Verb Technology Company, Inc. and Ladenburg Thalmann & Co. Inc. (Filed With SEC on July 7, 2020)

Fathom Holdings Inc. Underwriting Agreement with Roth Capital Partners, LLC and Glenn Sampson (Filed With SEC on July 16, 2020)

Delcath Systems, Inc. Underwriting Agreement with Roth Capital Partners, LLC (2020) (Filed With SEC on April 20, 2020)

Underwriting Agreement between Document Security Systems, Inc. and Aegis Capital Corp. for Common Stock Offering (Filed With SEC on June 9, 2020)

Underwriting Agreement between Document Security Systems, Inc. and Aegis Capital Corp. for Common Stock Offering (Filed With SEC on June 19, 2020)

Underwriting Agreement between Greenwich LifeSciences, Inc. and Aegis Capital Corp. (as Representative of the Underwriters) (Filed With SEC on June 23, 2020)

Underwriting Agreement between Greenwich LifeSciences, Inc. and Aegis Capital Corp. (Filed With SEC on September 9, 2020)

Underwriting Agreement between Greenwich LifeSciences, Inc. and Aegis Capital Corp. for Common Stock Offering (Filed With SEC on December 15, 2020)

Underwriting Agreement between Greenwich LifeSciences, Inc. and Aegis Capital Corp. for 660,000 Shares of Common Stock (Filed With SEC on December 22, 2020)

Remark Holdings, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Series A Preferred Stock and Warrants (Filed With SEC on August 11, 2020)

Centrus Energy Corp. Underwriting Agreement with Roth Capital Partners, LLC for 2,350,000 Shares of Class A Common Stock (Filed With SEC on August 25, 2020)

Amesite Inc. Underwriting Agreement with Laidlaw & Company (UK) Ltd. for Common Stock Offering (Filed With SEC on September 4, 2020)

Underwriting Agreement between Usio, Inc. and Ladenburg Thalmann & Co. Inc. for Sale of Common Stock (Filed With SEC on September 25, 2020)

Underwriting Agreement between Lixte Biotechnology Holdings, Inc. and WestPark Capital, Inc. (Filed With SEC on October 13, 2020)

Underwriting Agreement between Lixte Biotechnology Holdings, Inc. and WestPark Capital, Inc. (2020) (Filed With SEC on November 16, 2020)

Lixte Biotechnology Holdings, Inc. Underwriting Agreement with WestPark Capital, Inc. and WallachBeth Capital LLC (1,200,000 Units) (Filed With SEC on November 27, 2020)

Underwriting Agreement between Vivos Therapeutics, Inc. and Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on November 19, 2020)

Underwriting Agreement between Vivos Therapeutics, Inc. and Roth Capital Partners, LLC for 3,500,000 Shares of Common Stock (Filed With SEC on December 15, 2020)

Underwriting Agreement between Vivos Therapeutics, Inc. and Roth Capital Partners, LLC for 4,000,000 Shares of Common Stock (Filed With SEC on May 12, 2021)

Underwriting Agreement among Amplify Energy Corp., Selling Stockholders, and Roth Capital Partners, LLC (December 11, 2020) (Filed With SEC on December 16, 2020)

Venus Concept Inc. Underwriting Agreement with Oppenheimer & Co. Inc. for Common Stock and Warrants Offering (Filed With SEC on December 23, 2020)

Restoration Robotics, Inc. Underwriting Agreement with William Blair & Company, L.L.C. (Filed With SEC on August 6, 2018)

Restoration Robotics, Inc. Underwriting Agreement with National Securities Corporation (2017) (Filed With SEC on September 22, 2017)

Underwriting Agreement between Montauk Renewables, Inc., Montauk Holdings Limited, and Roth Capital Partners, LLC (2021) (Filed With SEC on January 8, 2021)

Underwriting Agreement between Crown Electrokinetics Corp. and Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on January 13, 2021)

Underwriting Agreement between Crown Electrokinetics Corp. and Roth Capital Partners, LLC (January 26, 2021) (Filed With SEC on January 27, 2021)

Underwriting Agreement between Crown Electrokinetics Corp. and Roth Capital Partners, LLC for 1,250,000 Shares of Common Stock (Filed With SEC on July 22, 2022)

Underwriting Agreement between PowerFleet, Inc. and Canaccord Genuity LLC (January 28, 2021) (Filed With SEC on February 1, 2021)

Troika Media Group, Inc. Underwriting Agreement with Kingswood Capital Markets for Common Stock and Warrants (Filed With SEC on March 31, 2021)

Underwriting Agreement between ABVC BioPharma, Inc. and WallachBeth Capital, LLC for Sale of Units Consisting of Common Stock and Warrants (Filed With SEC on July 21, 2021)

Underwriting Agreement between ABVC BioPharma, Inc. and WallachBeth Capital, LLC for Public Offering of Units (Filed With SEC on July 29, 2021)

Underwriting Agreement between ABVC BioPharma, Inc. and WallachBeth Capital, LLC, dated August 3, 2021 (Filed With SEC on August 5, 2021)

HighPeak Energy, Inc. Underwriting Agreement with Roth Capital Partners, LLC for 5,000,000 Shares of Common Stock (Filed With SEC on August 16, 2021)

HighPeak Energy, Inc. Underwriting Agreement with Roth Capital Partners, LLC for 2,200,000 Shares of Common Stock (Filed With SEC on October 22, 2021)

Sharps Compliance Corp. Underwriting Agreement with Roth Capital Partners, LLC for 1,800,000 Shares (Filed With SEC on August 26, 2021)

Nutriband, Inc. Underwriting Agreement with WallachBeth Capital, LLC (Filed With SEC on October 1, 2021)

Placement Agency Agreement between Perma-Fix Environmental Services, Inc. and Wellington Shields & Co LLC (September 23, 2021) (Filed With SEC on October 4, 2021)

Bone Biologics Corporation Underwriting Agreement with WallachBeth Capital LLC for Units Offering (Filed With SEC on October 6, 2021)

Bone Biologics Corporation Underwriting Agreement with WallachBeth Capital LLC for 1,510,455 Units (Common Stock and Warrants) (Filed With SEC on October 15, 2021)

Bone Biologics Corporation Underwriting Agreement with WallachBeth Capital LLC for Public Offering of Units and Warrants (Filed With SEC on September 23, 2022)

Bone Biologics Corporation Underwriting Agreement with WallachBeth Capital LLC for Public Offering of Units (Filed With SEC on October 4, 2022)

Bone Biologics Corporation Underwriting Agreement with WallachBeth Capital LLC for 1,923,077 Units (Filed With SEC on October 5, 2022)

Bone Biologics Corporation Underwriting Agreement with WallachBeth Capital LLC for 3,777,778 Units (October 7, 2022) (Filed With SEC on October 11, 2022)

Underwriting Agreement between FlexEnergy Green Solutions, Inc. and Roth Capital Partners, LLC (2021) (Filed With SEC on October 7, 2021)

Underwriting Agreement between FlexEnergy Green Solutions, Inc. and Roth Capital Partners, LLC (2021) (Filed With SEC on October 27, 2021)

Underwriting Agreement between FlexEnergy Green Solutions, Inc. and Roth Capital Partners, LLC (2022) (Filed With SEC on January 11, 2022)

ScoutCam Inc. Underwriting Agreement with Aegis Capital Corp., 2021 (Filed With SEC on October 19, 2021)

Underwriting Agreement between PepperLime Health Acquisition Corporation and Oppenheimer & Co. Inc. for 15,000,000 Units (Filed With SEC on October 21, 2021)

Hour Loop, Inc. Underwriting Agreement with EF Hutton for Common Stock Offering (Filed With SEC on October 28, 2021)

Hour Loop, Inc. Underwriting Agreement with EF Hutton, Division of Benchmark Investments, LLC (Filed With SEC on December 16, 2021)

Underwriting Agreement between Hour Loop, Inc. and EF Hutton for Sale of 1,500,000 Shares of Common Stock (Filed With SEC on January 11, 2022)

Underwriting Agreement between Mobiquity Technologies, Inc. and Spartan Capital Securities, LLC (2021) (Filed With SEC on November 12, 2021)

Underwriting Agreement between Mobiquity Technologies, Inc. and Spartan Capital Securities, LLC (Filed With SEC on November 19, 2021)

Underwriting Agreement between Mobiquity Technologies, Inc. and Spartan Capital Securities, LLC (2021) (Filed With SEC on November 24, 2021)

Underwriting Agreement between Mobiquity Technologies, Inc. and Spartan Capital Securities, LLC (December 8, 2021) (Filed With SEC on December 14, 2021)

Underwriting Agreement between Mobiquity Technologies, Inc. and Spartan Capital Securities, LLC for Common Stock and Warrants Offering (Filed With SEC on February 8, 2023)

Underwriting Agreement between Mobiquity Technologies, Inc. and Spartan Capital Securities, LLC (Filed With SEC on February 9, 2023)

Underwriting Agreement between Mobiquity Technologies, Inc. and Spartan Capital Securities, LLC (February 13, 2023) (Filed With SEC on February 17, 2023)

Underwriting Agreement between Nocera, Inc. and Spartan Capital Securities, LLC and Revere Securities LLC (Filed With SEC on April 1, 2022)

Underwriting Agreement between Nocera, Inc. and Spartan Capital Securities, LLC and Revere Securities LLC (Filed With SEC on May 19, 2022)

Underwriting Agreement between Nocera, Inc. and Underwriters (Spartan Capital Securities, LLC and Revere Securities LLC) dated August 10, 2022 (Filed With SEC on August 16, 2022)

Austin Gold Corp. Underwriting Agreement with Roth Capital Partners, LLC for Common Shares Offering (Filed With SEC on April 14, 2022)

Celularity Inc. Underwriting Agreement with BTIG, LLC for Public Offering of Units (May 2022) (Filed With SEC on May 11, 2022)

Underwriting Agreement between BioAffinity Technologies, Inc. and WallachBeth Capital, LLC for Public Offering of Units (Filed With SEC on May 25, 2022)

Underwriting Agreement between BioAffinity Technologies, Inc. and WallachBeth Capital, LLC for Unit Offering (Filed With SEC on June 16, 2022)

Underwriting Agreement between BioAffinity Technologies, Inc. and WallachBeth Capital, LLC for Sale of Units (Filed With SEC on July 28, 2022)

Underwriting Agreement between BioAffinity Technologies, Inc. and WallachBeth Capital, LLC for Public Offering of Units (Filed With SEC on August 5, 2022)

Underwriting Agreement between BioAffinity Technologies, Inc. and WallachBeth Capital, LLC for Public Offering of Units (Filed With SEC on August 18, 2022)

Underwriting Agreement between BioAffinity Technologies, Inc. and WallachBeth Capital, LLC for Public Offering of Units (Filed With SEC on September 6, 2022)

Underwriting Agreement between Capstone Green Energy Corporation and Lake Street Capital Markets, LLC (August 18, 2022) (Filed With SEC on August 23, 2022)

Underwriting Agreement between ASP Isotopes Inc. and Revere Securities LLC (Filed With SEC on October 11, 2022)

Underwriting Agreement between ASP Isotopes Inc. and Revere Securities LLC dated November 9, 2022 (Filed With SEC on November 16, 2022)

Underwriting Agreement between BullFrog AI Holdings, Inc. and WallachBeth Capital LLC for Public Offering of Units (Filed With SEC on October 19, 2022)

Underwriting Agreement between BullFrog AI Holdings, Inc. and WallachBeth Capital LLC for Sale of Units (Filed With SEC on January 10, 2023)

BullFrog AI Holdings, Inc. Underwriting Agreement with WallachBeth Capital LLC for 1,297,318 Units (Filed With SEC on February 21, 2023)

Underwriting Agreement between Biolase, Inc. and Lake Street Capital Markets, LLC (Filed With SEC on December 12, 2022)

Underwriting Agreement between Biolase, Inc. and Lake Street Capital Markets, LLC (Filed With SEC on January 3, 2023)

Underwriting Agreement between Sonnet BioTherapeutics Holdings, Inc. and Chardan Capital Markets, LLC (2023) (Filed With SEC on January 30, 2023)

Underwriting Agreement between Sonnet BioTherapeutics Holdings, Inc. and Chardan Capital Markets, LLC (February 2023) (Filed With SEC on February 6, 2023)

Underwriting Agreement between Sonnet BioTherapeutics Holdings, Inc. and Chardan Capital Markets, LLC (February 8, 2023) (Filed With SEC on February 13, 2023)

Underwriting Agreement between The NFT Gaming Company, Inc. and Laidlaw & Company (UK) Ltd. (Filed With SEC on February 8, 2023)

OpGen, Inc. Underwriting Agreement with Aegis Capital Corp. for 2,220,000 Shares of Common Stock (Filed With SEC on October 18, 2018)

Willdan Group, Inc. Underwriting Agreement with Wedbush Securities Inc. and Roth Capital Partners, LLC (October 4, 2018) (Filed With SEC on October 9, 2018)

Underwriting Agreement between Eastside Distilling, Inc. and Roth Capital Partners, LLC for 1,235,000 Shares of Common Stock (Filed With SEC on November 21, 2018)

Underwriting Agreement between CPI Aerostructures, Inc. and Canaccord Genuity LLC (October 16, 2018) (Filed With SEC on October 17, 2018)

AmpliPhi Biosciences Corporation Underwriting Agreement with H.C. Wainwright & Co., LLC (2018) (Filed With SEC on October 9, 2018)

AmpliPhi Biosciences Corporation Underwriting Agreement with H.C. Wainwright & Co., LLC (2017) (Filed With SEC on May 1, 2017)

Underwriting Agreement between New Age Beverages Corporation and Roth Capital Partners, LLC for 8,200,000 Shares of Common Stock (Filed With SEC on August 22, 2018)

Underwriting Agreement between Torchlight Energy Resources, Inc. and Roth Capital Partners, LLC dated April 19, 2018 (Filed With SEC on April 19, 2018)

Underwriting Agreement between Daré Bioscience, Inc. and Roth Capital Partners, LLC for Common Stock and Warrants Offering (Filed With SEC on February 13, 2018)

Pulmatrix, Inc. Underwriting Agreement with Oppenheimer & Co. Inc. for Common and Pre-Funded Units (2018) (Filed With SEC on March 20, 2018)

Underwriting Agreement between Pulmatrix, Inc. and Oppenheimer & Co. Inc. for Public Offering of Units (2018) (Filed With SEC on March 28, 2018)

Underwriting Agreement between MabVax Therapeutics Holdings, Inc. and Laidlaw & Company (UK) Ltd. for Common Stock Offering (Filed With SEC on March 16, 2017)

Underwriting Agreement between MabVax Therapeutics Holdings, Inc. and Laidlaw & Company (UK) Ltd. dated August 16, 2016 (Filed With SEC on August 17, 2016)

Underwriting Agreement between MabVax Therapeutics Holdings, Inc. and Laidlaw & Company (UK) Ltd. (Filed With SEC on August 3, 2016)

Underwriting Agreement between MabVax Therapeutics Holdings, Inc. and Roth Capital Partners, LLC (June 2016) (Filed With SEC on June 23, 2016)

Underwriting Agreement between MabVax Therapeutics Holdings, Inc. and Laidlaw & Company (UK) Ltd. dated May 15, 2017 (Filed With SEC on May 16, 2017)

Frankly Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Shares Offering (Filed With SEC on February 1, 2017)

Frankly Inc. Underwriting Agreement with Roth Capital Partners, LLC and Joseph Gunnar & Co., LLC (July 2017) (Filed With SEC on July 18, 2017)

Frankly Inc. Underwriting Agreement with Roth Capital Partners, LLC and Joseph Gunnar & Co., LLC (June 2017) (Filed With SEC on June 16, 2017)

Frankly Inc. Underwriting Agreement with Roth Capital Partners, LLC and Joseph Gunnar & Co., LLC (Filed With SEC on June 27, 2017)

Underwriting Agreement between Biocept, Inc. and Roth Capital Partners, LLC and Feltl and Company, Inc. (October 2016) (Filed With SEC on October 6, 2016)

Underwriting Agreement between Biocept, Inc. and Roth Capital Partners, LLC and Feltl and Company, Inc. (October 2016) (Filed With SEC on October 12, 2016)

Placement Agent Agreement between Zion Oil & Gas, Inc. and Network 1 Financial Securities, Inc. for Convertible Senior Bonds Offering (Filed With SEC on June 23, 2016)

Underwriting Agreement between MRI Interventions, Inc. and ROTH Capital Partners, LLC (2016) (Filed With SEC on July 6, 2016)

Underwriting Agreement between MRI Interventions, Inc. and ROTH Capital Partners, LLC (2016) (Filed With SEC on July 25, 2016)

Towerstream Corporation Underwriting Agreement with Laidlaw & Company (UK) Ltd. for 2,962,963 Shares of Common Stock (Filed With SEC on September 16, 2016)

Towerstream Corporation Underwriting Agreement with Laidlaw & Company (UK) Ltd. (Filed With SEC on September 15, 2016)

Neuralstem, Inc. Underwriting Agreement with Roth Capital Partners, LLC for 20,000,000 Shares and Warrants (Filed With SEC on May 4, 2016)

Neuralstem, Inc. Underwriting Agreement with Canaccord Genuity Inc. for Common Stock and Warrants (July 27, 2017) (Filed With SEC on July 28, 2017)

Placement Agency Agreement among Real Goods Solar, Inc., Roth Capital Partners, LLC, and WestPark Capital, Inc. (Filed With SEC on December 13, 2016)

Underwriting Agreement between Real Goods Solar, Inc. and Roth Capital Partners, LLC for Preferred Stock and Warrants Offering (Filed With SEC on September 13, 2016)

Underwriting Agreement between Real Goods Solar, Inc. and Roth Capital Partners, LLC for Preferred Stock and Warrants Offering (Filed With SEC on August 25, 2016)

Underwriting Agreement between Real Goods Solar, Inc. and Roth Capital Partners, LLC for Preferred Stock and Warrants Offering (Filed With SEC on September 7, 2016)

Underwriting Agreement between Quest Resource Holding Corporation and Roth Capital Partners, LLC (March 24, 2016) (Filed With SEC on March 25, 2016)

Underwriting Agreement between Tonix Pharmaceuticals Holding Corp. and Roth Capital Partners, LLC and National Securities Corporation (June 16, 2016) (Filed With SEC on June 16, 2016)

Underwriting Agreement between Tonix Pharmaceuticals Holding Corp. and Underwriters (Roth Capital Partners, LLC and Oppenheimer & Co. Inc.) (Filed With SEC on February 4, 2015)

Underwriting Agreement between Tonix Pharmaceuticals Holding Corp. and Roth Capital Partners, LLC (January 24, 2014) (Filed With SEC on January 24, 2014)

Underwriting Agreement between GigPeak, Inc. and Underwriters for Common Stock Offering (June 2016) (Filed With SEC on June 10, 2016)

GigOptix, Inc. Underwriting Agreement with Cowen and Company, LLC and Roth Capital Partners, LLC (August 2015) (Filed With SEC on August 21, 2015)

Underwriting Agreement between Global Water Resources, Inc. and Roth Capital Partners, LLC (April 28, 2016) (Filed With SEC on May 4, 2016)

Underwriting Agreement between BioPharmX Corporation and Roth Capital Partners, LLC (November 22, 2016) (Filed With SEC on November 22, 2016)

BioPharmX Corporation Underwriting Agreement with Oppenheimer & Co. Inc. (November 2017) (Filed With SEC on November 9, 2017)

BioPharmX Corporation Underwriting Agreement with Oppenheimer & Co. Inc. (November 2017) (Filed With SEC on November 17, 2017)

Underwriting Agreement between Heat Biologics, Inc. and Roth Capital Partners, LLC and Aegis Capital Corporation for Common Stock and Warrants Offering (Filed With SEC on March 15, 2016)

NV5 Global, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on May 18, 2016)

Underwriting Agreement between NV5 Holdings, Inc. and Roth Capital Partners, LLC (March 2013) (Filed With SEC on March 11, 2013)

Cherokee Inc. Underwriting Agreement with Roth Capital Partners, LLC for 3,685,000 Shares of Common Stock (Filed With SEC on November 29, 2016)

Underwriting Agreement between LightPath Technologies, Inc. and Roth Capital Partners, LLC for 7,000,000 Shares of Class A Common Stock (Filed With SEC on December 20, 2016)

Underwriting Agreement between Revolution Lighting Technologies, Inc. and Roth Capital Partners, LLC (May 3, 2016) (Filed With SEC on May 3, 2016)

Underwriting Agreement between Revolution Lighting Technologies, Inc. and Roth Capital Partners, LLC (November 25, 2014) (Filed With SEC on November 26, 2014)

Underwriting Agreement between Golden Minerals Company and Roth Capital Partners, LLC (September 5, 2014) (Filed With SEC on September 10, 2014)

Nanosphere, Inc. Underwriting Agreement with Chardan Capital Markets LLC for 40,000,000 Shares of Common Stock (Filed With SEC on October 27, 2014)

Underwriting Agreement between PEDEVCO Corp. and Roth Capital Partners, LLC (March 4, 2014) (Filed With SEC on March 6, 2014)

Underwriting Agreement between Xplore Technologies Corp. and Roth Capital Partners, LLC (March 4, 2015) (Filed With SEC on March 4, 2015)

Underwriting Agreement between Foundation Healthcare, Inc., Selling Stockholders, and Roth Capital Partners, LLC (Filed With SEC on February 6, 2015)

American Apparel, Inc. Underwriting Agreement with Roth Capital Partners, LLC for 61,000,000 Shares of Common Stock (Filed With SEC on March 31, 2014)

Iradimed Corporation Underwriting Agreement with Roth Capital Partners, LLC (2014) (Filed With SEC on July 10, 2014)

NanoVibronix, Inc. Underwriting Agreement with Chardan Capital Markets, LLC (2014) (Filed With SEC on May 2, 2014)

NanoVibronix, Inc. Underwriting Agreement with Chardan Capital Markets, LLC (2014) (Filed With SEC on May 8, 2014)

NanoVibronix, Inc. Underwriting Agreement with Chardan Capital Markets, LLC (2014) (Filed With SEC on May 12, 2014)

NanoVibronix, Inc. Underwriting Agreement with Chardan Capital Markets, LLC for Unit Offering (2014) (Filed With SEC on June 23, 2014)

Underwriting Agreement between Medovex, Inc. and Viewtrade Securities, Inc. (Filed With SEC on September 8, 2014)

Underwriting Agreement between Medovex, Inc. and Viewtrade Securities, Inc. for Unit Offering (Filed With SEC on October 7, 2014)

Underwriting Agreement between Medovex, Inc. and Viewtrade Securities, Inc. for Public Offering of Units (Filed With SEC on November 12, 2014)

Underwriting Agreement between Medovex, Inc. and Laidlaw & Company (UK) Ltd. for Sale of Units (Filed With SEC on November 26, 2014)

Underwriting Agreement between Medovex, Inc. and Laidlaw & Company (UK) Ltd. for Public Offering of Units (Filed With SEC on December 2, 2014)

Underwriting Agreement between Medovex Corp. and Laidlaw & Company (UK) Ltd. for Sale of Units (Filed With SEC on December 9, 2014)

Underwriting Agreement between ImmunoCellular Therapeutics, Ltd. and Roth Capital Partners, LLC (February 2015) (Filed With SEC on February 10, 2015)

Underwriting Agreement between ImmunoCellular Therapeutics, Ltd. and Roth Capital Partners, LLC (February 2015) (Filed With SEC on February 11, 2015)

Placement Agency Agreement between Uranium Resources, Inc. and Roth Capital Partners, LLC (March 3, 2015) (Filed With SEC on March 6, 2015)

Co-Placement Agency Agreement between Uranium Resources, Inc., Roth Capital Partners, LLC, and Cowen and Company, LLC (February 6, 2014) (Filed With SEC on February 12, 2014)

Placement Agency Agreement between Uranium Resources, Inc. and Roth Capital Partners, LLC dated December 17, 2015 (Filed With SEC on December 18, 2015)

Underwriting Agreement for 3,000,000 Shares of Common Stock by Medical Transcription Billing, Corp. and Underwriters (Filed With SEC on June 16, 2014)

Placement Agent Agreement between Mines Management, Inc. and Roth Capital Partners, LLC (July 25, 2014) (Filed With SEC on July 25, 2014)

DelMar Pharmaceuticals, Inc. Underwriting Agreement with Maxim Group LLC, Roth Capital Partners, LLC, and National Securities Corporation (2015) (Filed With SEC on May 12, 2015)

DelMar Pharmaceuticals Placement Agent Agreement with Maxim Group, Roth Capital Partners, and National Securities (June 2015) (Filed With SEC on June 12, 2015)

Underwriting Agreement between Ideal Power Inc. and Roth Capital Partners, LLC for Sale of Common Stock (Filed With SEC on May 15, 2015)

Underwriting Agreement between Taggares Agriculture Corp. and Janney Montgomery Scott, LLC for 7,000,000 Shares of Common Stock (Filed With SEC on April 17, 2014)

Underwriting Agreement between SD Company, Inc. and Roth Capital Partners, LLC (2014) (Filed With SEC on April 30, 2014)

Underwriting Agreement between SD Company, Inc. and Roth Capital Partners, LLC (2014) (Filed With SEC on April 7, 2014)

Underwriting Agreement between Superior Drilling Products, Inc. and Roth Capital Partners, LLC (May 23, 2014) (Filed With SEC on May 28, 2014)

Underwriting Agreement between Superior Drilling Products, Inc. and Roth Capital Partners, LLC (2014) (Filed With SEC on May 12, 2014)

IGI Laboratories, Inc. Underwriting Agreement for 4,650,000 Shares of Common Stock with Roth Capital Partners, LLC and Oppenheimer & Co. Inc. (Filed With SEC on June 27, 2014)

Placement Agent Agreement between Guided Therapeutics, Inc. and Olympus Securities LLC (November 26, 2014) (Filed With SEC on December 4, 2014)

Placement Agent Agreement between Guided Therapeutics, Inc. and Olympus Securities LLC (November 26, 2014) (Filed With SEC on December 3, 2014)

Placement Agent Agreement between Guided Therapeutics, Inc. and Olympus Securities LLC (Filed With SEC on November 10, 2014)

Placement Agent Agreement between Guided Therapeutics, Inc. and Olympus Securities LLC (2014) (Filed With SEC on September 15, 2014)

MoSys, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on February 27, 2015)

Underwriting Agreement between NTN Buzztime, Inc. and Roth Capital Partners, LLC (April 11, 2014) (Filed With SEC on April 11, 2014)

Underwriting Agreement between Marina Biotech, Inc. and Roth Capital Partners, LLC and Ladenburg Thalmann & Co. Inc. (Filed With SEC on April 7, 2015)

Underwriting Agreement between General Employment Enterprises, Inc. and Roth Capital Partners, LLC (July 22, 2015) (Filed With SEC on July 22, 2015)

Placement Agency Agreement between Uni-Pixel, Inc. and Roth Capital Partners, LLC (November 24, 2015) (Filed With SEC on November 24, 2015)

Underwriting Agreement for Sale of Common Stock by Pioneer Power Solutions, Inc. to Roth Capital Partners, LLC and Monarch Capital Group, LLC (Filed With SEC on September 25, 2015)

Pixelworks, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on August 7, 2015)

Underwriting Agreement between Pixelworks, Inc. and Roth Capital Partners, LLC for Sale of Common Stock (Filed With SEC on August 16, 2013)

Underwriting Agreement between ContraVir Pharmaceuticals, Inc. and Laidlaw & Company (UK) Ltd. for Common Stock and Warrants Offering (Filed With SEC on October 7, 2015)

I.D. Systems, Inc. Underwriting Agreement with B. Riley & Co., LLC for Common Stock Offering (Filed With SEC on July 12, 2017)

Fennec Pharmaceuticals Inc. Underwriting Agreement with Wedbush Securities Inc. for 2,352,950 Common Shares (Filed With SEC on December 11, 2017)

ShotSpotter, Inc. Underwriting Agreement with Roth Capital Partners, LLC for Common Stock Offering (Filed With SEC on June 1, 2017)

ASV Holdings, Inc. Underwriting Agreement with Roth Capital Partners, LLC and Other Underwriters (Filed With SEC on April 26, 2017)

ASV Holdings, Inc. Underwriting Agreement with Roth Capital Partners, LLC for 3,800,000 Shares of Common Stock (Filed With SEC on May 18, 2017)

ACM Research, Inc. Underwriting Agreement with Roth Capital Partners, LLC for 2,000,000 Shares of Common Stock (Filed With SEC on November 3, 2017)

ACM Research, Inc. Underwriting Agreement with Roth Capital Partners, LLC (Filed With SEC on October 18, 2017)

SenesTech, Inc. Underwriting Agreement for Public Offering of Common Stock and Warrants with Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (Filed With SEC on November 17, 2017)

Underwriting Agreement between SenesTech, Inc. and Roth Capital Partners, LLC for Common Stock and Warrants Offering (Filed With SEC on November 8, 2017)

Underwriting Agreement between Repros Therapeutics, Inc. and Laidlaw & Company (UK) Ltd. for Sale of Common Stock and Warrants (Filed With SEC on May 22, 2017)

Placement Agency Agreement between U.S. Auto Parts Network, Inc. and Roth Capital Partners, LLC (March 27, 2013) (Filed With SEC on March 28, 2013)

Plug Power Inc. Underwriting Agreement for Common Stock and Warrants with Roth Capital Partners and Northland Securities (2013) (Filed With SEC on February 4, 2013)

Underwriting Agreement between Plug Power Inc. and Roth Capital Partners, LLC and Northland Securities, Inc. (Filed With SEC on February 5, 2013)

Plug Power Inc. Underwriting Agreement for Common Stock and Warrants with Roth Capital Partners and Northland Securities (2013) (Filed With SEC on February 13, 2013)

Underwriting Agreement between ParkerVision, Inc. and Ladenburg Thalmann & Co. Inc. for Sale of Common Stock (Filed With SEC on March 21, 2013)

Rockwell Medical, Inc. Underwriting Agreement with Chardan Capital Markets LLC (May 15, 2013) (Filed With SEC on May 15, 2013)

Underwriting Agreement for 23,529,411 Units between Brainstorm Cell Therapeutics Inc. and Underwriters (Roth Capital Partners, LLC and Maxim Group LLC) (Filed With SEC on August 13, 2013)

Underwriting Agreement between Brainstorm Cell Therapeutics Inc. and Roth Capital Partners, LLC and Maxim Group LLC (August 2013) (Filed With SEC on August 6, 2013)