DELCATH SYSTEMS, INC. Contracts & Agreements

Description of Securities (Filed With SEC on March 26, 2024)

Form of Pre-Funded Warrant (Filed With SEC on March 19, 2024)

Form of Securities Purchase Agreement, dated March 14, 2024, by and among Delcath Systems, Inc. and the persons party thereto (Filed With SEC on March 19, 2024)

Form of Registration Rights Agreement, dated March 14, 2024, by and among Delcath Systems, Inc. and the persons party thereto (Filed With SEC on March 19, 2024)

2020 Omnibus Equity Incentive Plan, as amended (Filed With SEC on June 13, 2023)

Warrant to Purchase Shares, dated March 31, 2023 issued by the Company to Avenue Venture Opportunities Fund, L.P (Filed With SEC on May 22, 2023)

First Amendment to Loan Documents issued by the Company to Avenue Venture Opportunities Fund, L.P (Filed With SEC on May 22, 2023)

Form of Preferred Tranche A Warrant (Filed With SEC on March 30, 2023)

Form of Preferred Tranche B Warrant (Filed With SEC on March 30, 2023)

Form of Common Tranche A Warrant (Filed With SEC on March 30, 2023)

Form of Common Tranche B Warrant (Filed With SEC on March 30, 2023)

Form of Securities Purchase Agreement, dated March 27, 2023, by and among Delcath Systems, Inc. and the purchasers named therein (Filed With SEC on March 30, 2023)

Form of Securities Purchase Agreement, dated March 27, 2023, by and between Delcath Systems, Inc. and the purchaser named therein (Filed With SEC on March 30, 2023)

Description of Securities (Filed With SEC on March 27, 2023)

Form of Pre-Funded Warrant (Filed With SEC on December 13, 2022)

Form of Securities Purchase Agreement, dated December 7, 2022, by and among Delcath Systems, Inc. and the persons party thereto (Filed With SEC on December 13, 2022)

Form of Registration Rights Agreement, dated December 7, 2022, by and among Delcath Systems, Inc. and the persons party thereto (Filed With SEC on December 13, 2022)

Form of Pre-Funded Warrant (Filed With SEC on July 20, 2022)

Form of Securities Purchase Agreement, dated July 18, 2022, by and among Delcath Systems, Inc. and the persons party thereto (Filed With SEC on July 20, 2022)

Form of Registration Rights Agreement, dated July 18, 2022, by and among Delcath Systems, Inc. and the persons party thereto (Filed With SEC on July 20, 2022)

Description of Securities (Filed With SEC on March 31, 2022)

Loan and Security Agreement, dated August 6, 2021, between Delcath Systems, Inc., as borrower, and Avenue Venture Opportunities Fund, L.P., as lender (Filed With SEC on August 11, 2021)

Supplement to the Loan and Security Agreement, dated August 6, 2021, between Delcath Systems, Inc. as borrower, and Avenue Venture Opportunities Fund, L.P., as lender (Filed With SEC on August 11, 2021)

Warrant, dated August 6, 2021, issued by Delcath Systems, Inc. to Avenue Venture Opportunities Fund, L.P (Filed With SEC on August 11, 2021)

Second Note Amending Amendment, dated as of August 6, 2021, between Delcath Systems, Inc. and Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P (Filed With SEC on August 11, 2021)

Note Amending Agreement, dated as of July 15, 2019, between Delcath Systems, Inc. and Rosalind Opportunities Fund I L.P. and Rosalind Master Fund L.P (Filed With SEC on August 11, 2021)

8% Secured Promissory Note, dated July 15, 2019, issued by Delcath Systems, Inc. to Rosalind Opportunities Fund I L.P (Filed With SEC on August 11, 2021)

8% Secured Promissory Note, dated July 15, 2019, issued by Delcath Systems, Inc. to Rosalind Master Fund L.P (Filed With SEC on August 11, 2021)

Delcath Systems, Inc. 2020 Omnibus Equity Incentive Plan, as amended (Filed With SEC on August 10, 2021)

Description of Securities (Filed With SEC on March 31, 2021)

Underwriting Agreement, dated December 9, 2020, among the Company, Canaccord Genuity LLC and Roth Capital Partners, LLC (Filed With SEC on December 11, 2020)

Engagement Letter, dated as of November 25, 2020, between the Company and Canaccord Genuity LLC (Filed With SEC on December 11, 2020)

Amendment to Engagement Letter, dated as of December 8, 2020, between the Company and Canaccord Genuity LLC (Filed With SEC on December 11, 2020)

Second Amendment to Sublease, dated September 22, 2020, between Delcath Systems, Inc., and Kasowitz Benson Torres LLP (Filed With SEC on November 12, 2020)

Employment Agreement, dated August 31, 2020, between Delcath Systems, Inc. and Gerard Michel (Filed With SEC on October 1, 2020)

Stock Option Award Agreement, dated October 1, 2020, between Delcath Systems, Inc. and Gerard Michel (Filed With SEC on October 1, 2020)

Employee Confidentiality, Invention Assignment and Restrictive Covenants Agreement, dated August 31, 2020, between Delcath Systems, Inc. and Gerard Michel (Filed With SEC on October 1, 2020)

Controlled Equity OfferingSM Sales Agreement, dated August 18, 2020, by and between the Company and Cantor Fitzgerald & Co (Filed With SEC on August 18, 2020)

Form of Underwriting Agreement (Filed With SEC on April 20, 2020)

Form of Warrant Agency Agreement to be entered into between the Company and American Stock Transfer & Trust Company, LLC, including the form of Series F warrant (Filed With SEC on April 20, 2020)

Support and Conversion Agreement dated as of March 11, 2020 among the Company and the other parties thereto (Filed With SEC on April 20, 2020)

Amendment to the Support and Conversion Agreement, dated as of April 8, 2020, among the Company and the other parties thereto (Filed With SEC on April 20, 2020)

Board Appointment Agreement dated as of April 8, 2020 among the Company and the other parties thereto (Filed With SEC on April 20, 2020)

Description of Securities (Filed With SEC on March 25, 2020)

Form of Underwriting Agreement (Filed With SEC on February 7, 2020)

Form of Pre-Funded Warrant (Filed With SEC on February 7, 2020)

Third Amendment to Registration Rights Agreements, dated as of October 29, 2019, by and among the Company and holders of a majority of the Companys Series E and Series E-1... (Filed With SEC on November 1, 2019)

Waiver and Forbearance Agreement, dated as of October 29, 2019, by and among the Company and Rosalind Master Fund LP and Rosalind Opportunities Fund I LP (Filed With SEC on November 1, 2019)

Second Amendment to Registration Rights Agreements, dated as of October 18, 2019, by and between the Company and holders of a majority of the Companys Series E and Series E-1... (Filed With SEC on October 23, 2019)

Amendment to Registration Rights Agreements, dated as of September 30, 2019, by and between the Company and holders of a majority of the Companys Series E and Series E-1... (Filed With SEC on October 1, 2019)

Form of Common Stock Purchase Warrant (Filed With SEC on August 16, 2019)

Form of Registration Rights Agreement between the Company and each other party a signatory thereto (Filed With SEC on August 16, 2019)

Securities Purchase Agreement dated as of August 15, 2019 between the Company and each purchaser a signatory thereto (Filed With SEC on August 16, 2019)

Engagement Letter dated as of August 14, 2019 between the Company and Roth Capital Partners, LLC (Filed With SEC on August 16, 2019)

Amendment dated as of August 15, 2019 between the Company and each purchaser a signatory thereto to Securities Purchase Agreement dated as of July 11, 2019 between the Company and... (Filed With SEC on August 16, 2019)

Form of Common Stock Purchase Warrant (Filed With SEC on July 11, 2019)

Form of Registration Rights Agreement between the Company and each other party a signatory thereto (Filed With SEC on July 11, 2019)

Securities Purchase Agreement dated as of July 11, 2019 between the Company and each purchaser a signatory thereto (Filed With SEC on July 11, 2019)

Engagement Letter dated as of May 20, 2019 between the Company and Roth Capital Partners, LLC (Filed With SEC on July 11, 2019)

License, Supply and Marketing Agreement for CHEMOSAT dated as of December 10, 2018 between the Company and medac Gesellschaft fr klinische Spezialprparate mbH (Filed With SEC on June 14, 2019)

Form of Exchange Agreement dated December 2018 (Filed With SEC on June 14, 2019)

Form of Leak-Out Agreement dated December 2018 (Filed With SEC on June 14, 2019)

Global Settlement Agreement dated as of April 18, 2019 by and among the Company, Iroquois Capital Investment Group, LLC, Iroquois Master Fund Ltd. and FirstFire Global... (Filed With SEC on June 14, 2019)

Securities Purchase Agreement dated as of April 19, 2019 (Filed With SEC on June 14, 2019)

Securities Purchase Agreement dated as of May 23, 2019 (Filed With SEC on June 14, 2019)

Form of 8% Secured Promissory Note Due June 6, 2021 (Filed With SEC on June 14, 2019)

Securities Purchase Agreement dated as of April 26, 2019 (Filed With SEC on June 14, 2019)

Securities Purchase Agreement dated as of May 9, 2019 (Filed With SEC on June 14, 2019)

Note Purchase Agreement dated as of June 6, 2019 by and among Delcath Systems, Inc., Rosalind Master Fund LP and Rosalind Opportunities Fund I (Filed With SEC on June 14, 2019)

2019 Equity Incentive Plan (Filed With SEC on February 7, 2019)

Form of Stock Purchase Agreement (Filed With SEC on November 7, 2018)

Form of Securities Purchase Agreement (Filed With SEC on September 7, 2018)

Form of Backstop Agreement (Filed With SEC on September 7, 2018)

Form of Notes (Filed With SEC on September 7, 2018)

Form of Warrants to Purchase Common Stock (Filed With SEC on September 7, 2018)

Form of Pre-Funded Warrant to Purchase Common Stock (Filed With SEC on September 7, 2018)

Form of Amendment to Notes (Filed With SEC on September 7, 2018)

Form of Amendment to Warrants (Filed With SEC on September 7, 2018)

Backstop Commitment Purchase Agreement, dated June 4, 2018, by and between Delcath Systems, Inc. and Discover Growth Fund (Filed With SEC on August 1, 2018)

Backstop Commitment Purchase Agreement, dated July 20, 2018, by and between Delcath Systems, Inc. and Discover Growth Fund, LLC (Filed With SEC on August 1, 2018)

Form of First Amendment to Securities Purchase Amendment (Filed With SEC on July 26, 2018)

Form of First Amendment to Warrants to Purchase Common Stock (Filed With SEC on July 26, 2018)

Form of Dealer-Manager Agreement with Advisory Group Equity Services, Ltd., doing business as RHK Capital (Filed With SEC on July 13, 2018)

Form of Non-Transferable Subscription Rights Certificate (Filed With SEC on July 13, 2018)

Form of Information Agent Agreement with D.F. King & Co., Inc (Filed With SEC on July 13, 2018)

Executive Agreement between the Company and Jennifer Simpson, dated March 20, 2018 (Filed With SEC on March 26, 2018)

Executive Agreement between the Company and Barbra Keck, dated March 20, 2018 (Filed With SEC on March 26, 2018)

Executive Agreement between the Company and John Purpura, dated March 20, 2018 (Filed With SEC on March 26, 2018)

Form of Series D Warrant (Filed With SEC on February 5, 2018)

Form of Placement Agency Agreement (Filed With SEC on January 17, 2018)

Form of Pre-Funded Warrant (Filed With SEC on January 17, 2018)

Form of Securities Purchase Agreement (Filed With SEC on January 17, 2018)

Form of Exchange Agreement (Filed With SEC on December 29, 2017)

Form of Leak Out Agreement (Filed With SEC on December 29, 2017)

Form of Exchange Agreement (Filed With SEC on November 16, 2017)

Form of Note (Filed With SEC on November 16, 2017)

Form of Warrant (Filed With SEC on November 16, 2017)

Form of Underwriting Agreement (Filed With SEC on November 2, 2017)

Form of Series C Warrant, Series D Warrant and Series E Warrant (Filed With SEC on November 2, 2017)

Form of Pre-Funded Warrant (Filed With SEC on November 2, 2017)

Form of Warrant (Filed With SEC on October 11, 2017)

Form of Amendment to Restructuring Agreement (Filed With SEC on October 11, 2017)

Form of Securities Purchase Agreement (Filed With SEC on September 21, 2017)

DELCATH SYSTEMS, INC. WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on August 28, 2017)

RESTRUCTURING AGREEMENT (Filed With SEC on August 28, 2017)

AMENDED AND RESTATED SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 12, 2017)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 6, 2017)

[COMPANY LETTERHEAD] (Filed With SEC on July 6, 2017)

EXCHANGE AGREEMENT (Filed With SEC on July 3, 2017)

WARRANT REPURCHASE AGREEMENT (Filed With SEC on April 3, 2017)

425,000 SHARES OF COMMON STOCK AND 148,750 WARRANTS OF DELCATH SYSTEMS, INC. UNDERWRITING AGREEMENT (Filed With SEC on October 4, 2016)

DELCATH SYSTEMS, INC. WARRANT (Filed With SEC on October 4, 2016)

DELCATH SYSTEMS, INC. 2009 STOCK INCENTIVE PLAN (As amended and restated effective as of July 19, 2016) (Filed With SEC on July 21, 2016)

DELCATH SYSTEMS, INC. [-] Units UNDERWRITING AGREEMENT (Filed With SEC on July 15, 2015)

DELCATH SYSTEMS, INC. SERIES B WARRANT (the Warrant) (Filed With SEC on July 15, 2015)

DELCATH SYSTEMS, INC. [-] Units UNDERWRITING AGREEMENT (Filed With SEC on July 2, 2015)

DELCATH SYSTEMS, INC. SERIES A WARRANT (the Warrant) (Filed With SEC on July 2, 2015)

DELCATH SYSTEMS, INC. SERIES B WARRANT (the Warrant) (Filed With SEC on July 2, 2015)

- 2 - (Filed With SEC on March 27, 2015)

DELCATH SYSTEMS, INC. 2,460,000 Shares of Common Stock and Warrants toPurchase 1,107,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on February 17, 2015)

DELCATH SYSTEMS, INC. WARRANT (Filed With SEC on February 17, 2015)

DELCATH SYSTEMS, INC. WARRANT (Filed With SEC on February 10, 2015)

SUBLEASE AGREEMENT (Filed With SEC on September 30, 2014)

LICENSE AGREEMENT (Filed With SEC on September 30, 2014)

SUBLEASE (Filed With SEC on May 28, 2014)

DELCATH SYSTEMS, INC. WARRANT (Filed With SEC on October 28, 2013)

Form of Subscription Agreement (Filed With SEC on October 28, 2013)

DELCATH SYSTEMS, INC. PLACEMENT AGENCY AGREEMENT (Filed With SEC on October 28, 2013)

DELCATH SYSTEMS, INC. WARRANT (Filed With SEC on October 23, 2013)

Form of Subscription Agreement (Filed With SEC on October 23, 2013)

DELCATH SYSTEMS, INC. FORM OF PLACEMENT AGENCY AGREEMENT (Filed With SEC on October 23, 2013)

DELCATH SYSTEMS, INC. $50,000,000 SALES AGREEMENT (Filed With SEC on March 13, 2013)

AMENDMENT NO. 1 TO COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on March 7, 2013)

FIRST AMENDMENT TO RESEARCH AND DISTRIBUTION AGREEMENT (Filed With SEC on January 30, 2013)

COMMON STOCK PURCHASE AGREEMENT DATED AS OF DECEMBER 5, 2012 BY AND BETWEEN DELCATH SYSTEMS, INC. AND TERRAPIN OPPORTUNITY, L.P. TABLE OF CONTENTS (Filed With SEC on December 5, 2012)

Loan and Security Agreement dated April 20, 2012 between Silicon Valley Bank and Delcath Systems, Inc (Filed With SEC on August 8, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on July 19, 2012)

DELCATH SYSTEMS, INC. 13,333,340 Shares of Common Stock and Warrants to Purchase 4,000,002 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 31, 2012)

DELCATH SYSTEMS, INC. FORM OF WARRANT (Filed With SEC on May 31, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on April 18, 2012)

/s/ Jennifer Simpson (Filed With SEC on March 26, 2012)

Amendment #4 Cooperative Research and Development Agreement # 01303 Delcath Systems, Inc. and the National Cancer Institute Amendment No. 4 to Extend the Cooperative Research and... (Filed With SEC on January 31, 2012)

DELCATH SYSTEMS, INC. $39,750,000 SALES AGREEMENT (Filed With SEC on December 29, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on December 8, 2011)

Lease Agreement, dated August 2, 2011 (Filed With SEC on November 9, 2011)

LETTER OF ASSIGNMENT (Filed With SEC on October 4, 2011)

Delcath Systems, Inc. EMPLOYEE CONFIDENTIALITY AND RESTRICTIVECOVENANT AGREEMENT (Filed With SEC on September 26, 2011)

SECOND INTERIM AGREEMENT (Filed With SEC on August 11, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on August 11, 2011)

5,000,000 Shares Delcath Systems, Inc. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 19, 2011)

INTERIM AGREEMENT (Filed With SEC on July 11, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on March 8, 2011)

LICENSE, SUPPLY AND CONTRACT MANUFACTURING AGREEMENT by and among SYNERX PHARMA, LLC and BIONICHE TEORANTA and DELCATH SYSTEMS, INC. * * * 50MG MELPHALAN HYDROCHLORIDE FOR... (Filed With SEC on March 8, 2011)

DELCATH SYSTEMS, Inc. Annual Incentive Plan Summary Plan Summary for Participants Effective: January 1, 2011 AIP Plan Summary (Filed With SEC on December 20, 2010)

DELCATH SYSTEMS, Inc. Long-Term Incentive Plan Summary Plan Summary for Participants Effective: January 1, 2011 Long-Term Incentive Plan Summary (Filed With SEC on December 20, 2010)

FORM OF RESTRICTED STOCK AGREEMENT FOR EMPLOYEES (Filed With SEC on December 20, 2010)

FORM OF RESTRICTED STOCK AGREEMENT FOR DIRECTORS (Filed With SEC on December 20, 2010)

FORM OF RESTRICTED STOCK AGREEMENT FOR CONSULTANTS (Filed With SEC on December 20, 2010)

NON-STATUTORY STOCK OPTION GRANT LETTER FOR EMPLOYEES DELCATH SYSTEMS, INC. 2009 STOCK INCENTIVE PLAN (Filed With SEC on December 20, 2010)

NON-STATUTORY STOCK OPTION GRANT LETTER FOR DIRECTORS DELCATH SYSTEMS, INC. 2009 STOCK INCENTIVE PLAN (Filed With SEC on December 20, 2010)

NON-STATUTORY STOCK OPTION GRANT LETTER FOR CONSULTANTS DELCATH SYSTEMS, INC. 2009 STOCK INCENTIVE PLAN (Filed With SEC on December 20, 2010)

LEASE MODIFICATION, EXTENSION AND ADDITIONAL SPACE AGREEMENT (Filed With SEC on September 30, 2010)

5,185,000 Shares DELCATH SYSTEMS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on August 17, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on May 11, 2010)

AMENDMENT NO. 1 TO FORM OF EMPLOYEE STOCK OPTION GRANT LETTER, DELCATH SYSTEMS, INC., 2009 STOCK INCENTIVE PLAN (Filed With SEC on May 5, 2010)

EMPLOYEE STOCK OPTION GRANT LETTER DELCATH SYSTEMS, INC. 2009 STOCKINCENTIVE PLAN (Filed With SEC on May 5, 2010)

NON-STATUTORY STOCK OPTION GRANT LETTER (Filed With SEC on May 5, 2010)

FORM OF RESTRICTED STOCK AGREEMENT (Filed With SEC on May 5, 2010)

RESEARCH AND DISTRIBUTION AGREEMENT (Filed With SEC on May 5, 2010)

AMENDED AND RESTATED SUPPLY AGREEMENT (Filed With SEC on May 5, 2010)

EMPLOYEE STOCK OPTION GRANT LETTER DELCATH SYSTEMS, INC. 2009 STOCK INCENTIVE PLAN (Filed With SEC on February 26, 2010)

RESTRICTED STOCK AGREEMENT (Filed With SEC on February 26, 2010)

8,500,000 Shares DELCATH SYSTEMS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on November 18, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on September 17, 2009)

EMPLOYEE STOCK OPTION GRANT LETTER DELCATH SYSTEMS, INC. 2009 STOCK INCENTIVE PLAN (Filed With SEC on September 17, 2009)

RESTRICTED STOCK AGREEMENT (Filed With SEC on September 17, 2009)

FORM OF EMPLOYEE STOCK OPTION GRANT LETTER DELCATH SYSTEMS, INC. 2004 STOCK INCENTIVE PLAN (Filed With SEC on September 17, 2009)

FORM OF EMPLOYEE STOCK OPTION GRANT LETTER DELCATH SYSTEMS, INC. 2009 STOCK INCENTIVE PLAN (Filed With SEC on September 17, 2009)

LEASE WITH OPTION TO PURCHASE (Filed With SEC on September 3, 2009)

EMPLOYMENTAGREEMENT (Filed With SEC on July 7, 2009)

SEPARATION AND GENERALRELEASE AGREEMENT (Filed With SEC on July 7, 2009)

869,565Shares Warrantsto Purchase 1,043,478 Shares DELCATHSYSTEMS, INC. CommonStock PLACEMENT AGENCYAGREEMENT (Filed With SEC on June 10, 2009)

SubscriptionTerms (Filed With SEC on June 10, 2009)

DELCATHSYSTEMS, INC. WARRANT (Filed With SEC on June 10, 2009)

INDEMNIFICATIONAGREEMENT (Filed With SEC on April 10, 2009)

- 14 - (Filed With SEC on September 24, 2007)

RCPI Landmark Properties, L.L.C. c/o Tishman Speyer Properties, L.P. 45 Rockefeller Plaza New York, New York 10111 (Filed With SEC on August 30, 2007)

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DELCATH SYSTEMS, INC. Contracts & Agreements