Global Water Resources, Inc. Contracts & Agreements

Guaranty Agreement, dated as of January 3, 2024, by Global Water, LLC (Filed With SEC on January 4, 2024)

Guaranty Agreement, dated as of January 3, 2024, by Global Water Holdings, Inc (Filed With SEC on January 4, 2024)

Guaranty Agreement, dated as of January 3, 2024, by West Maricopa Combine, LLC (Filed With SEC on January 4, 2024)

Pledge and Security Agreement, dated as of January 3, 2024, by and between Global Water Resources, Inc. and U.S. Bank Trust Company, National Association, as collateral agent (Filed With SEC on January 4, 2024)

Pledge and Security Agreement, dated as of January 3, 2024, by and between Global Water, LLC and U.S. Bank Trust Company, National Association, as collateral agent (Filed With SEC on January 4, 2024)

Pledge and Security Agreement, dated as of January 3, 2024, by and between Global Water Holdings, Inc. And U.S. Bank Trust Company, National Association, as collateral agent (Filed With SEC on January 4, 2024)

Pledge and Security Agreement, dated as of January 3, 2024, by and between West Maricopa Combine, LLC and U.S. Bank Trust Company, National Association, as collateral agent (Filed With SEC on January 4, 2024)

Note Purchase Agreement, dated October 26, 2023, by and between Global Water Resources, Inc. and Jackson National Life Insurance Company (Filed With SEC on November 1, 2023)

Fourth Modification Agreement, dated October 26, 2023, by and between Global Water Resources, Inc. and The Northern Trust Company (Filed With SEC on November 1, 2023)

Amendment No. 2 to Security Agreements, dated October 26, 2023, between and among Global Water Resources, Inc., Global Water, LLC, West Maricopa Combine, LLC, Global Water... (Filed With SEC on November 1, 2023)

Third Modification Agreement, dated June 28, 2023, by and between Global Water Resources, Inc. and The Northern Trust Company (Filed With SEC on June 30, 2023)

Securities Purchase Agreement, dated June 8, 2023, by and among Global Water Resources, Inc. and the purchasers party thereto (Filed With SEC on June 12, 2023)

First Amendment to Employment Agreement with Christopher D. Krygier, dated February 6, 2023 (Filed With SEC on February 10, 2023)

Underwriting Agreement, dated July 28, 2022, by and between Global Water Resources, Inc. and Roth Capital Partners, LLC (Filed With SEC on August 1, 2022)

Second Modification Agreement, dated July 26, 2022, by and between Global Water Resources, Inc. and The Northern Trust Company (Filed With SEC on July 27, 2022)

Employment Agreement with Joanne Ellsworth, dated November 9, 2021 (Filed With SEC on March 10, 2022)

Employment Agreement with Ron L. Fleming, dated May 4, 2021 (Filed With SEC on May 6, 2021)

Employment Agreement with Michael J. Liebman, dated May 4, 2021 (Filed With SEC on May 6, 2021)

Employment Agreement with Christopher D. Krygier, dated May 4, 2021 (Filed With SEC on May 6, 2021)

Modification Agreement dated April 30, 2021, by and between Global Water Resources, Inc. and The Northern Trust Company (Filed With SEC on May 6, 2021)

Guaranty Agreement, dated as of April 30, 2021, by Global Water Holdings, Inc (Filed With SEC on May 6, 2021)

Pledge and Security Agreement, dated as of April 30, 2021, by and between Global Water Holdings, Inc. and The Northern Trust Company (Filed With SEC on May 6, 2021)

Standstill Agreement, dated March [19], 2021, by and among Global Water Resources, Inc., Levine Investments Limited Partnerships, William S. Levine, Jonathan L. Levine, and Andrew... (Filed With SEC on March 24, 2021)

Employment Agreement with Christopher D. Krygier, dated June 3, 2020 (Filed With SEC on March 4, 2021)

Global Water Resources, Inc. 2020 Omnibus Incentive Plan (Filed With SEC on August 6, 2020)

Restricted Stock (Filed With SEC on May 8, 2020)

Form of Restricted Stock Agreement (Filed With SEC on May 8, 2020)

Loan Agreement, dated (Filed With SEC on May 6, 2020)

Guaranty Agreement, dated as of April 30, 2020, by Global Water, LLC (Filed With SEC on May 6, 2020)

Guaranty Agreement, dated as of (Filed With SEC on May 6, 2020)

Pledge and Security Agreement, dated as of April 30, 2020, by and between Global Water Resources, Inc. and U.S. Bank National Association, as collateral agent (Filed With SEC on May 6, 2020)

Pledge and Security Agreement, dated as of April 30, 2020, by and between Global Water, LLC and U.S. Bank National Association, as collateral agent (Filed With SEC on May 6, 2020)

Pledge and Security Agreement, dated as of April 30, 2020, by and between West Maricopa Combine, LLC and U.S. Bank National Association, as collateral agent (Filed With SEC on May 6, 2020)

Description of Company's securities (Filed With SEC on March 5, 2020)

Underwriting Agreement, dated January 16, 2020, by and between Global Water Resources, Inc. and Roth Capital Partners, LLC (Filed With SEC on January 21, 2020)

Amended and Restated Agreement, dated September 10, 2019, by and among the Subsidiaries and FATHOM (Filed With SEC on September 12, 2019)

Employment Agreement with Ron L. Fleming, dated August 6, 2019 (Filed With SEC on August 8, 2019)

Employment Agreement with Michael J. Liebman, dated August 6, 2019 (Filed With SEC on August 8, 2019)

Global Water Resources, Inc. 2020 Omnibus Incentive Plan (Filed With SEC on August 8, 2019)

First Amendment to Loan Agreement, dated April 1, 2019, by and between Global Water Resources, Inc. and MidFirst Bank (Filed With SEC on May 9, 2019)

Underwriting Agreement, dated July 18, 2018, by and between Global Water Resources, Inc. and Roth Capital Partners, LLC (Filed With SEC on July 20, 2018)

Full Waiver and Release of all Claims, dated as of February 20, 2018, by and between Global Water Resources, Inc. and Jeffrey Risenmay (Filed With SEC on May 10, 2018)

Independent Contractor Agreement, dated as of February 20, 2018, by and between Global Water Resources, Inc. and Jeffrey Risenmay (Filed With SEC on May 10, 2018)

Loan Agreement, dated April 20, 2018, by and between Global Water Resources, Inc. and MidFirst Bank (Filed With SEC on April 25, 2018)

Guaranty Agreement, dated as of April 20, 2018, by Global Water, LLC (Filed With SEC on April 25, 2018)

Guaranty Agreement, dated as of April 20, 2018, by West Maricopa Combine, LLC (Filed With SEC on April 25, 2018)

Pledge and Security Agreement, dated as of April 20, 2018, by and between Global Water Resources, Inc. and U.S. Bank National Association, as collateral agent (Filed With SEC on April 25, 2018)

Pledge and Security Agreement, dated as of April 20, 2018, by and between Global Water, LLC and U.S. Bank National Association, as collateral agent (Filed With SEC on April 25, 2018)

Pledge and Security Agreement, dated as of April 20, 2018, by and between West Maricopa Combine, LLC and U.S. Bank National Association, as collateral agent (Filed With SEC on April 25, 2018)

Amendment No. 2 to Note Purchase Agreement dated May 20, 2016 and Amendment No. 1 to Security Agreements dated as of June 24, 2016, dated April 18, 2018, by and among Global Water... (Filed With SEC on April 25, 2018)

Fourth Amendment to Global Water Resources, Inc. Deferred Phantom Stock Unit Plan (Filed With SEC on March 13, 2018)

Third Amendment to Global Water Resources, Inc. Stock Option Plan (Filed With SEC on March 13, 2018)

Amendment No. 1 to Note Purchase Agreement, dated December 19, 2017, by and among Global Water Resources, Inc. and the noteholders party thereto (Filed With SEC on December 22, 2017)

Employment Agreement with Ron Fleming, dated December 18, 2017 (Filed With SEC on December 22, 2017)

Employment Agreement with Michael J. Liebman, dated December 18, 2017 (Filed With SEC on December 22, 2017)

Standstill Agreement, dated December 21, 2017, by and among Global Water Resources, Inc., Levine Investments Limited Partnerships, William S. Levine, and Andrew M. Cohn (Filed With SEC on December 22, 2017)

Third Amendment to Global Water Resources, Inc. Deferred Phantom Stock Unit Plan (Filed With SEC on December 6, 2017)

SECOND AMENDMENT TO THE GLOBAL WATER RESOURCES, INC. DEFERRED PHANTOM STOCK UNIT PLAN (Filed With SEC on August 8, 2017)

FIRST AMENDMENT TO SERVICE AGREEMENT (Filed With SEC on November 18, 2016)

GUARANTYAGREEMENT Dated as of June 24, 2016 of GLOBALWATER, LLC TABLE OF CONTENTS (Filed With SEC on June 28, 2016)

GUARANTYAGREEMENT Dated as of June 24, 2016 of WESTMARICOPA COMBINE, INC. TABLE OF CONTENTS (Filed With SEC on June 28, 2016)

PLEDGEAND SECURITY AGREEMENT GLOBAL WATERRESOURCES, INC. (Filed With SEC on June 28, 2016)

PLEDGEAND SECURITY AGREEMENT GLOBAL WATER, LLC (Filed With SEC on June 28, 2016)

PLEDGEAND SECURITY AGREEMENT WEST MARICOPACOMBINE, INC. (Filed With SEC on June 28, 2016)

GLOBAL WATER RESOURCES, INC. $28,750,000 4.38% Senior Secured Notes, Series A, due June 15, 2028 $86,250,000 4.58% Senior Secured Notes, Series B, due June 15, 2036 NOTE PURCHASE... (Filed With SEC on May 26, 2016)

1,164,800Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT (Filed With SEC on May 4, 2016)

SECOND AMENDMENT TO THE GWR GLOBAL WATER RESOURCES CORP. STOCK OPTION PLAN (Filed With SEC on May 4, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. FIRST AMENDED AND RESTATED STOCK APPRECIATION RIGHTS PLAN (Filed With SEC on May 4, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. DEFERRED PHANTOM STOCK UNIT PLAN (Filed With SEC on May 4, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. PHANTOM STOCK UNIT PLAN (Filed With SEC on May 4, 2016)

AMENDMENT TO THE GWRGLOBAL WATER RESOURCES CORP. DEFERRED PHANTOM STOCK UNIT PLAN (Filed With SEC on May 4, 2016)

Additional abbreviations may also be used though not in the above list. For Value Received, hereby sell, assign and transfer unto (Filed With SEC on April 26, 2016)

SECOND AMENDMENT TO THE GWR GLOBAL WATER RESOURCES CORP. STOCK OPTION PLAN (Filed With SEC on April 26, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. DEFERRED PHANTOM STOCK UNIT PLAN (Filed With SEC on April 26, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. PHANTOM STOCK UNIT PLAN (Filed With SEC on April 26, 2016)

AMENDMENT TO THE GWRGLOBAL WATER RESOURCES CORP. DEFERRED PHANTOM STOCK UNIT PLAN (Filed With SEC on April 26, 2016)

1,000,000Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT (Filed With SEC on April 18, 2016)

SECOND AMENDMENT TO THE GWR GLOBAL WATER RESOURCES CORP. STOCK OPTION PLAN (Filed With SEC on April 18, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. FIRST AMENDED AND RESTATED STOCK APPRECIATION RIGHTS PLAN (Filed With SEC on April 18, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. DEFERRED PHANTOM STOCK UNIT PLAN (Filed With SEC on April 18, 2016)

AMENDMENT TO THE GLOBALWATER RESOURCES, INC. PHANTOM STOCK UNIT PLAN (Filed With SEC on April 18, 2016)

AMENDMENT TO THE GWRGLOBAL WATER RESOURCES CORP. DEFERRED PHANTOM STOCK UNIT PLAN (Filed With SEC on April 18, 2016)

Plan of Arrangement SECTION 288 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) ARTICLE 1 DEFINITIONS AND INTERPRETATION (Filed With SEC on April 13, 2016)

THIRD AMENDMENT TO LOAN AGREEMENT THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA, asIssuer GLOBAL WATER RESOURCES, LLC as Company and U.S. BANK NATIONAL ASSOCIATION,... (Filed With SEC on April 13, 2016)

FIRST AMENDMENT TO PURCHASE ANDSALE AGREEMENT (Filed With SEC on April 13, 2016)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 17, 2016)

SERVICE AGREEMENT (Filed With SEC on March 17, 2016)

PURCHASE AND SALE AGREEMENT BY AND AMONG GLOBALWATER RESOURCES, LLC AND SONORAN UTILITY SERVICES, LLC DATED JUNE 15, 2005 PURCHASE AND SALE AGREEMENT (Filed With SEC on March 17, 2016)

ARRANGEMENT AGREEMENT BETWEEN GWR GLOBALWATER RESOURCES CORP. -AND- GLOBAL WATER RESOURCES, INC. , 2016 (Filed With SEC on January 19, 2016)

TRUST INDENTURE between THE INDUSTRIALDEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA as Issuer and U.S. BANK NATIONAL ASSOCIATION as Trustee $36,495,000 THE INDUSTRIAL DEVELOPMENT... (Filed With SEC on January 19, 2016)

FIRST SUPPLEMENTAL TRUST INDENTURE THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA, asIssuer and U.S. BANKNATIONAL ASSOCIATION, as Trustee $54,135,000 The... (Filed With SEC on January 19, 2016)

SECOND SUPPLEMENTAL TRUST INDENTURE THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA, asIssuer and U.S. BANKNATIONAL ASSOCIATION, as Trustee $24,550,000 The... (Filed With SEC on January 19, 2016)

SETTLEMENT AGREEMENT FOR STIPULATED CONDEMNATION BY AND AMONG GLOBAL WATER RESOURCES, INC., GLOBAL WATER, LLC, WEST MARICOPA COMBINE, INC., VALENCIA WATER COMPANY, INC., WATER... (Filed With SEC on January 19, 2016)

LICENSE AGREEMENT (Filed With SEC on January 19, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on January 19, 2016)

OFFICIAL RECORDS OF PINAL COUNTY RECORDER LAURADEAN-LYTLE (Filed With SEC on January 19, 2016)

INFRASTRUCTURE COORDINATION AGREEMENT (Filed With SEC on January 19, 2016)

OFFICIAL RECORDS OF PINAL COUNTY RECORDER LAURADEAN-LYTLE (Filed With SEC on January 19, 2016)

OFFICIAL RECORDS OF MARICOPA COUNTY RECORDER HELENPURCELL 20060939440 07/13/2006 04:11 ELECTRONIC RECORDING (Filed With SEC on January 19, 2016)

INFRASTRUCTURE COORDINATION AND FINANCE AGREEMENT (Filed With SEC on January 19, 2016)

LOAN AGREEMENT between THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA, as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee and GLOBAL WATER RESOURCES, LLC, as... (Filed With SEC on January 19, 2016)

FIRST AMENDMENT TO LOAN AGREEMENT THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA, asIssuer GLOBAL WATER RESOURCES, LLC as Company and U.S. BANK NATIONAL ASSOCIATION,... (Filed With SEC on January 19, 2016)

SECOND AMENDMENT TO LOAN AGREEMENT THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA, asIssuer GLOBAL WATER RESOURCES, LLC as Company and U.S. BANK NATIONAL ASSOCIATION,... (Filed With SEC on January 19, 2016)

$36,495,000 THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA WATER ANDWASTEWATER REVENUE BONDS (GLOBAL WATER RESOURCES, LLC PROJECT), SERIES 2006 BOND PURCHASEAGREEMENT... (Filed With SEC on January 19, 2016)

$54,135,000 THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA WATER ANDWASTEWATER REVENUE BONDS (GLOBAL WATER RESOURCES, LLC PROJECT), SERIES 2007 BOND PURCHASEAGREEMENT... (Filed With SEC on January 19, 2016)

$25,865,000 THE INDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA WATER ANDWASTEWATER REVENUE BONDS (GLOBAL WATER RESOURCES, LLC PROJECT), SERIES 2008 BOND PURCHASEAGREEMENT... (Filed With SEC on January 19, 2016)

SUPPLEMENT DATEDSEPTEMBER 19, 2008 TO BOND PURCHASE AGREEMENT DATED SEPTEMBER 12, 2008 REGARDING THEINDUSTRIAL DEVELOPMENT AUTHORITY OF THE COUNTY OF PIMA WATER AND WASTEWATER... (Filed With SEC on January 19, 2016)

AMENDED AND RESTATED SECURITY AGREEMENT (Filed With SEC on January 19, 2016)

SECOND AMENDED AND RESTATED INTERCREDITOR AGREEMENT (Filed With SEC on January 19, 2016)

GWR GLOBAL WATER RESOURCES CORP. STOCK OPTION PLAN (Filed With SEC on January 19, 2016)

FIRST AMENDMENT TO GWRGLOBAL WATER RESOURCES CORP. STOCK OPTION PLAN (Filed With SEC on January 19, 2016)

GLOBAL WATER RESOURCES, INC. FIRST AMENDED AND RESTATED STOCK APPRECIATION RIGHTS PLAN Approved March 23, 2015 TABLE OF CONTENTS (Filed With SEC on January 19, 2016)

GLOBAL WATER RESOURCES, INC. DEFERREDPHANTOM STOCK UNIT PLAN JANUARY 1, 2011 ARTICLE 1 DEFINITIONS ANDINTERPRETATION (Filed With SEC on January 19, 2016)

GLOBAL WATER RESOURCES, INC. PHANTOM STOCKUNIT PLAN Amended and Restated Effective May 1, 2015 PREAMBLE (Filed With SEC on January 19, 2016)

GWR GLOBAL WATER RESOURCES CORP. DEFERREDPHANTOM STOCK UNIT PLAN JANUARY 1, 2011 ARTICLE 1 DEFINITIONS ANDINTERPRETATION (Filed With SEC on January 19, 2016)

acquiring or forming utilities in the path of prospective population growth (Filed With SEC on August 15, 2008)

planning regional integrated water and wastewater facilities (Filed With SEC on May 13, 2008)

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Global Water Resources, Inc. Contracts & Agreements