BIOLASE, INC Contracts & Agreements

Underwriting Agreement, dated September 13, 2023, by and among BIOLASE, Inc., Lake Street Capital Markets, LLC and Maxim Group LLC, as representatives of the several underwriters... (Filed With SEC on September 18, 2023)

Warrant Agency Agreement, dated September 18, 2023, by and among BIOLASE, Inc., Computershare Inc., a Delaware corporation, and its affiliate, Computershare Trust Company, N.A., a... (Filed With SEC on September 18, 2023)

Form of Warrant to Purchase Shares of Series J Convertible Preferred Stock (Filed With SEC on September 18, 2023)

Form of Underwriting Agreement (Filed With SEC on August 30, 2023)

Form of Warrant to Purchase Series J Convertible Redeemable Preferred Stock (Filed With SEC on August 30, 2023)

Form of Warrant Agency Agreement (Filed With SEC on August 30, 2023)

Form of Placement Agency Agreement (Filed With SEC on August 14, 2023)

Form of Warrant (Filed With SEC on August 14, 2023)

Form of Pre-Funded Warrant (Filed With SEC on August 14, 2023)

Form of Warrant Agency Agreement (Filed With SEC on August 14, 2023)

Form of Securities Purchase Agreement to be entered into in this Offering (Filed With SEC on August 14, 2023)

Change in Control Agreement, dated August 9, 2023 by and between Biolase, Inc. and Jennifer Bright (Filed With SEC on August 10, 2023)

Change in Control Agreement, dated August 9, 2023 by and between Biolase, Inc. and Steven Sandor (Filed With SEC on August 10, 2023)

Underwriting Agreement, dated May 24, 2023, by and between BIOLASE, Inc. and Lake Street Capital Markets, LLC, as representative of the several underwriters named therein (Filed With SEC on May 26, 2023)

Warrant Agency Agreement, dated May 26, 2023, by and between BIOLASE, Inc., Computershare Inc., a Delaware corporation, and its affiliate, Computershare Trust Company, N.A., a... (Filed With SEC on May 26, 2023)

Form of Warrant to Purchase Shares of Series H Convertible Preferred Stock (Filed With SEC on May 26, 2023)

Form of Underwriting Agreement (Filed With SEC on May 24, 2023)

Form of Warrant to Purchase Series H Convertible Redeemable Preferred Stock (Filed With SEC on May 24, 2023)

Form of Underwriting Agreement (Filed With SEC on May 22, 2023)

Form of Warrant Agency Agreement (Filed With SEC on May 22, 2023)

Form of Warrant to Purchase Series H Convertible Redeemable Preferred Stock (Filed With SEC on May 22, 2023)

Form of Underwriting Agreement (Filed With SEC on May 18, 2023)

Form of Certificate of Designation of Preferences, Rights and Limitations of Series H Convertible Redeemable Preferred Stock of the Registrant (Filed With SEC on May 18, 2023)

Form of Warrant Agency Agreement (Filed With SEC on May 18, 2023)

Form of Warrant to Purchase Series H Convertible Redeemable Preferred Stock (Filed With SEC on May 18, 2023)

Form of Underwriting Agreement (Filed With SEC on January 3, 2023)

Form of Pre-Funded Warrant (Filed With SEC on January 3, 2023)

Form of Underwriting Agreement (Filed With SEC on December 12, 2022)

Form of Warrant (Filed With SEC on December 12, 2022)

Form of Pre-Funded Warrant (Filed With SEC on December 12, 2022)

Membership Interest Purchase Agreement, dated as of September 22, 2022, by and among BIOLASE, Inc., Med-Fiber LLC and Alexei Tchapyjnikov (Filed With SEC on November 10, 2022)

Form of Pre-Funded Warrant to Purchase Common Stock (Filed With SEC on June 29, 2022)

Form of Warrant to Purchase Common Stock (Filed With SEC on June 29, 2022)

Form of Securities Purchase Agreement, dated as of June 27, 2022, by and among the Company and the investors parties thereto (Filed With SEC on June 29, 2022)

Placement Agency Agreement, dated June 27, 2022, by and among the Company and Maxim Group LLC (Filed With SEC on June 29, 2022)

Form of Lock-up Agreement (Filed With SEC on June 29, 2022)

Description of Registrant's Securities Registered Pursuant to Section 12 of the Exchange Act (Filed With SEC on March 17, 2022)

Eight Amendment to Credit Agreement, dated as of November 18, 2021, by and between the Registrant and SWK Funding LLC (Filed With SEC on March 17, 2022)

Form of Restricted Stock UnitPhantom Award Notice and Restricted Stock Unit Award Agreement for Employees (Filed With SEC on November 10, 2021)

Form of Restricted Stock UnitPhantom Award Notice and Restricted Stock Unit Award Agreement for Non-Employee Directors (Filed With SEC on November 10, 2021)

Restricted Stock UnitPhantom Award Notice and Restricted Stock Unit Award Agreement, dated July 21, 2021, by and between the Registrant and John R. Beaver (Filed With SEC on November 10, 2021)

Form of Stock Appreciation Rights Award Notice and Stock Appreciation Rights Agreement for Non-Employee Directors (Filed With SEC on November 10, 2021)

Description of Registrants Securities Registered Pursuant to Section 12 of the Exchange Act (Filed With SEC on March 31, 2021)

Seventh Amendment to Credit Agreement, dated as of February 24, 2021, by and between the Registrant and SWK Funding LLC (Filed With SEC on March 31, 2021)

Separation Agreement With General Release of All Claims, dated March 12, 2021, by and between Registrant and Todd Norbe (Filed With SEC on March 31, 2021)

Underwriting Agreement dated as of February 5, 2021 by and among Biolase Inc. and Maxim Group LLC as representative of the several underwriters named therein (Filed With SEC on February 10, 2021)

Fifth Amendment to Credit Agreement, dated as of May 15, 2020, by and between the Registrant and SWK Funding LLC (Filed With SEC on August 14, 2020)

Loan Authorization and Agreement dated as of May 22, 2020, by and between (Filed With SEC on August 14, 2020)

First Amendment, dated as of July 30, 2020, to Loan and Security Agreement, by and between the Registrant and Pacific Mercantile Bank (Filed With SEC on August 14, 2020)

Security Agreement, dated as of May 22, 2020, by and between the Registrant and Pacific Mercantile Bank (Filed With SEC on August 14, 2020)

SBA Secured Disaster Loan Note, dated as of May 22, 2020, by and between Registrant and Pacific Mercantile Bank (Filed With SEC on August 14, 2020)

Sixth Amendment to Credit Agreement, dated as of August 12, 2020, by and between the Registrant and SWK Funding, LLC (Filed With SEC on August 14, 2020)

Amended and Restated Warrant Agency Agreement dated as of July 21, 2020 by and between the Company and Computershare, Inc. and Computershare Trust Company N.A., as Warrant Agent (Filed With SEC on July 22, 2020)

Form of Warrant (Filed With SEC on July 22, 2020)

Form of Dealer-Manager Agreement (Filed With SEC on June 26, 2020)

Form of Warrant to be Issued to Investors in the Offering (Filed With SEC on June 26, 2020)

Form of Warrant Agency Agreement between the Registrant and Computershare Trust Company, N.A (Filed With SEC on June 26, 2020)

Form of Non-Transferrable Subscription Rights Certificate to be Issued to Holders of Record in the Offering (Filed With SEC on June 26, 2020)

Warrant to Purchase Stock Issued on November 14, 2018 (Filed With SEC on June 26, 2020)

Warrant to Purchase Stock Issued on May 7, 2019 (Filed With SEC on June 26, 2020)

Third Consolidated Amended and Restated Warrant to Purchase Common Stock dated May 15, 2020 issued to SWK Funding LLC (Filed With SEC on June 19, 2020)

Form of Warrant (Filed With SEC on June 9, 2020)

Form of Securities Purchase Agreement dated as of June 8, 2020 by and among the Company and the investors parties thereto (Filed With SEC on June 9, 2020)

Placement Agency Agreement dated as of June 8, 2020 by and among the Company, maxim group LLC, The Benchmark Company, LLC and Colliers Securities , LLC (Filed With SEC on June 9, 2020)

Fifth Amendment to Credit Agreement dated as of May 15, 2020 by and between the Registrant and SWK Funding LLC (Filed With SEC on June 3, 2020)

Promissory Note dated April 13, 2020, by and between the Registrant and Pacific Mercantile Bank (Filed With SEC on May 8, 2020)

Letter Agreement Amending Employment with Todd Norbe, dated April 12, 2020 (Filed With SEC on May 8, 2020)

Letter Agreement Amending Employment with John Beaver, dated April 12, 2020 (Filed With SEC on May 8, 2020)

Description of Registrants Securities Registered Pursuant to Section 12 of the Exchange Act (Filed With SEC on March 30, 2020)

Lease dated January 22, 2020 by and between the Registrant and Green River Properties, LLC (Filed With SEC on March 30, 2020)

Fourth Amendment to Credit Agreement, dated as of March 25, 2020 by and between the Registrant and SWK Funding LLC (Filed With SEC on March 30, 2020)

Lease dated January 22, 2020 by and between the Registrant and Foothill Corporate I MT, LLC (Filed With SEC on March 30, 2020)

Third Amendment to Credit Agreement dated November 6, 2019, by and between Registrant and SWK Funding, LLC (Filed With SEC on November 12, 2019)

Consolidated Amended and Restated Warrant to Purchase Common Stock, dated November 6, 2019, by and between the Registrant and SWK Funding, LLC (Filed With SEC on November 12, 2019)

Loan and Security Agreement, dated October 28, 2019, by and among the Company and Pacific Mercantile Bank (Filed With SEC on November 1, 2019)

Underwriting Agreement, dated October 24, 2019, between the Company and The Benchmark Company, LLC and Dougherty & Company LLC, as underwriters (Filed With SEC on October 30, 2019)

Form of Underwriting Agreement (Filed With SEC on October 21, 2019)

Second Amendment to Credit Agreement, dated as of September 30, 2019, by and between the Registrant and SWK Funding LLC (Filed With SEC on October 7, 2019)

Letter Agreement, dated August 20, 2019, by and between the Registrant and SWK Funding LLC (Filed With SEC on September 5, 2019)

Warrant to Purchase Stock issued on May 7, 2019 to SWK Funding, LLC (Filed With SEC on May 10, 2019)

First Amendment to Credit Agreement, dated as of May 7, 2019, by and between the Registrant and SWK Funding LLC (Filed With SEC on May 10, 2019)

Confidential Settlement Agreement, dated January 25, 2019, by and between the Registrant and CAO Group, Inc (Filed With SEC on March 8, 2019)

Form of Warrant issued on September 27, 2018 (Filed With SEC on November 14, 2018)

Form of Warrant issued on November 9, 2018 (Filed With SEC on November 14, 2018)

Business Financing Modification Agreement, dated as of August 13, 2018, by and among the Registrant, Western Alliance Bank, BL Acquisition Corp, and BL Acquisition II Inc (Filed With SEC on November 14, 2018)

Business Financing Modification Agreement, dated as of September 27, 2018, by and among the Registrant, Western Alliance Bank, BL Acquisition Corp. and BL Acquisition II Inc (Filed With SEC on November 14, 2018)

Business Financing Modification Agreement, dated as of October 26, 2018, by and among the Registrant, Western Alliance Bank, BL Acquisition Corp. and BL Acquisition II Inc (Filed With SEC on November 14, 2018)

Employment Agreement, dated August 7, 2018, by and between Todd Norbe and Biolase, Inc (Filed With SEC on August 8, 2018)

Separation Agreement with General Release of All Claims, dated as of April 30, 2018, by and between Harold C. Flynn, Jr. and the Company (Filed With SEC on May 3, 2018)

Form of Warrant issued on March 6, 2018 (Filed With SEC on March 14, 2018)

Business Financing Agreement, dated as of March 6, 2018, by and among the Registrant, Western Alliance Bank, BL Acquisition Corp. and BL Acquisition II Inc (Filed With SEC on March 14, 2018)

Export-Import Bank of the United States Working Capital Guarantee Program Borrower Agreement, dated as of March 6, 2018, by and between the Registrant in favor of the Export... (Filed With SEC on March 14, 2018)

Export-Import Bank of the United States Working Capital Guarantee Program Borrower Agreement, dated as of March 6, 2018, by and between BL Acquisition Corp. in favor of the Export... (Filed With SEC on March 14, 2018)

Export-Import Bank of the United States Working Capital Guarantee Program Borrower Agreement, dated as of March 6, 2018, by and between BL Acquisition II Inc. in favor of the... (Filed With SEC on March 14, 2018)

Form of rights certificate (Filed With SEC on October 10, 2017)

Inducement Stock Option Agreement, dated October 2, 2017 (Filed With SEC on October 3, 2017)

Commitment Letter, dated September 26, 2017, between each of Oracle Partners, LP, Oracle Institutional Partners, LP and Oracle Ten Fund Master, LP and BIOLASE, Inc (Filed With SEC on September 29, 2017)

Commitment Letter, dated September 26, 2017, between each of Renate Schuler, Jack W. Schuler Living Trust and Schuler Family Foundation and BIOLASE, Inc (Filed With SEC on September 29, 2017)

Biolase, Inc. 4 Cromwell Irvine, California 92612 (Filed With SEC on March 10, 2017)

Biolase, Inc. 4 Cromwell Irvine, California 92618 December 28, David C. Dreyer (Filed With SEC on March 10, 2017)

SEPARATION AGREEMENT WITH GENERAL RELEASE OF ALL CLAIMS (Filed With SEC on March 10, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on March 10, 2017)

FOURTH AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on November 12, 2015)

Biolase, Inc. 2002 Stock Incentive Plan Option Award Notice (Filed With SEC on November 6, 2015)

Biolase, Inc. 2002 Stock Incentive Plan Non-Employee Director Restricted Stock Unit Award Notice (Filed With SEC on November 6, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on August 7, 2015)

Biolase, Inc. 4 Cromwell Irvine, California 92618 May 14, 2015 (Filed With SEC on August 7, 2015)

Biolase, Inc. Notice of Grant of Stock Option (Filed With SEC on July 15, 2015)

Biolase, Inc. 2002 Stock Incentive Plan Inducement Restricted Stock Unit Award Agreement (Filed With SEC on July 15, 2015)

Biolase, Inc. 4 Cromwell Irvine, California 92618 January 30, 2015 (Filed With SEC on May 1, 2015)

THIRD AMENDMENT TO LEASE (Filed With SEC on May 1, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on March 6, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 22, 2014)

Biolase, Inc. Notice of Grant of Stock Option (Filed With SEC on July 17, 2014)

Biolase, Inc. 2002 Stock Incentive Plan Inducement Restricted Stock Unit Award Agreement (Filed With SEC on July 17, 2014)

AMENDMENT NO. 2 TO FORBEARANCE AGREEMENT (Filed With SEC on June 12, 2014)

AMENDMENT NO. 2 TO MASTER REVOLVING NOTE (Export Loan) (Filed With SEC on June 12, 2014)

[LETTERHEAD OF COMERICA BANK] (Filed With SEC on March 6, 2014)

SUBSCRIPTION AGREEMENT (Filed With SEC on February 13, 2014)

SECOND AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on February 10, 2014)

[The Next Page Is the Signature Page.] 1 (Filed With SEC on September 27, 2013)

SUBSCRIPTON AGREEMENT (Filed With SEC on September 27, 2013)

AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on September 19, 2013)

AGREEMENT (Filed With SEC on June 10, 2013)

WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on August 9, 2012)

AMENDMENT NO. 1 TO WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on August 9, 2012)

LOAN AND SECURITY AGREEMENT (Filed With SEC on August 9, 2012)

EXPORT-IMPORT BANK OF THE UNITED STATES WORKING CAPITAL GUARANTEE PROGRAM BORROWER AGREEMENT TABLE OF CONTENTS (Filed With SEC on August 9, 2012)

AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on August 9, 2012)

SETTLEMENT AGREEMENT (Filed With SEC on March 13, 2012)

EX-101 INSTANCE DOCUMENT (Filed With SEC on August 11, 2011)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 29, 2011)

COMMON STOCK PURCHASE WARRANT BIOLASE TECHNOLOGY, INC. (Filed With SEC on June 29, 2011)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 29, 2011)

[LETTERHEAD OF RODMAN & RENSHAW, LLC] (Filed With SEC on June 29, 2011)

[LETTERHEAD OF RODMAN & RENSHAW, LLC] (Filed With SEC on April 12, 2011)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on April 12, 2011)

FINANCIAL STATEMENTS (Filed With SEC on November 3, 2010)

Current assets (Filed With SEC on August 16, 2010)

AGREEMENT (Filed With SEC on July 7, 2010)

Current assets (Filed With SEC on May 17, 2010)

SECURITY AGREEMENT (Filed With SEC on February 25, 2010)

Current assets (Filed With SEC on November 6, 2009)

FINANCIAL STATEMENTS (Filed With SEC on August 7, 2009)

Current assets (Filed With SEC on May 8, 2009)

SECURITY AGREEMENT (Filed With SEC on March 19, 2009)

Henry Schein, Inc. 135 Duryea Road Melville, New York 11747 (Filed With SEC on March 16, 2009)

SETTLEMENT AGREEMENT (Filed With SEC on March 16, 2009)

AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on December 22, 2008)

Current assets (Filed With SEC on August 8, 2008)

EMPLOYMENT AGREEMENT (Filed With SEC on May 9, 2008)

SEPARATION AND GENERAL RELEASE AGREEMENT (Filed With SEC on May 9, 2008)

AMENDMENT TO LICENSE AND DISTRIBUTION AGREEMENT (Filed With SEC on May 9, 2008)

Current assets (Filed With SEC on November 9, 2007)

Current assets (Filed With SEC on August 9, 2007)

Current assets (Filed With SEC on May 10, 2007)

LICENSE AND DISTRIBUTION AGREEMENT (Filed With SEC on November 8, 2006)

LOAN AND SECURITY AGREEMENT BIOLASE TECHNOLOGY, INC. (Filed With SEC on October 4, 2006)

UNCONDITIONAL GUARANTY (Corporate) (Filed With SEC on October 4, 2006)

SEPARATION AGREEMENT AND RELEASE (Filed With SEC on July 10, 2006)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (ROBERT E. GRANT) (Filed With SEC on February 13, 2006)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (RICHARD L. HARRISON) (Filed With SEC on February 13, 2006)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (JEFFREY W. JONES) (Filed With SEC on February 13, 2006)

EXHIBIT A TO KEITH BATEMAN MEMO ON SEVERANCE BENEFITS PAYABLE ON CHANGE OF CONTROL (Filed With SEC on February 13, 2006)

EXHIBIT A TO JAMES HAEFNER MEMO ON SEVERANCE BENEFITS PAYABLE ON CHANGE OF CONTROL (Filed With SEC on February 13, 2006)

LEASE (Single Tenant; Net) BETWEEN THE IRVINE COMPANY LLC (Filed With SEC on January 17, 2006)

EMPLOYMENT AGREEMENT (Filed With SEC on January 10, 2006)

BIOLASE TECHNOLOGY, INC. (Filed With SEC on January 10, 2006)

BIOLASE TECHNOLOGY, INC. (Filed With SEC on December 22, 2005)

EMPLOYMENT AGREEMENT (Filed With SEC on December 12, 2005)

BIOLASE TECHNOLOGY, INC. (Filed With SEC on November 21, 2005)

WARRANT TO PURCHASECOMMON STOCK OF (Filed With SEC on November 9, 2005)

FORM OF (Filed With SEC on November 9, 2005)

FOURTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on November 9, 2005)

SECURITY AGREEMENT (Filed With SEC on November 9, 2005)

WARRANT TO PURCHASECOMMON STOCK OF (Filed With SEC on September 30, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 30, 2005)

THIRD AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on September 30, 2005)

CHANGE IN TERMS AGREEMENT (Filed With SEC on July 19, 2005)

AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT (Filed With SEC on July 19, 2005)

AMENDMENT NO. 2 TO ASSET PURCHASE AGREEMENT (Filed With SEC on July 19, 2005)

EMPLOYMENT AGREEMENT (Filed With SEC on July 19, 2005)

STOCK OPTION PLAN OF ENDO TECHNIC INTERNATIONAL CORPORATION NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on July 19, 2005)

BIOLASE TECHNOLOGY, INC. (Filed With SEC on July 19, 2005)

NOTICE OF GRANT OF STOCK OPTION BIOLASE TECHNOLOGY, INC. 2002 STOCK INCENTIVE PLAN Discretionary Option Grant Program (Filed With SEC on July 19, 2005)

STANDARDINDUSTRIAL/COMMERCIAL SINGLE-TENANT LEASE NET (DO NOT USE THIS FORM FOR MULTI-TENANT BUILDINGS) (Filed With SEC on July 19, 2005)

BASIC SUBLEASE TERMS (Filed With SEC on July 19, 2005)

EMPLOYMENT AGREEMENT (Filed With SEC on March 3, 2004)

ASSET PURCHASE AGREEMENT (Filed With SEC on June 4, 2003)

[Brobeck Hale and Dorr Letterhead] (Filed With SEC on August 14, 2002)

CONFIDENTIAL [LETTERHEAD OF BIOLASE] Distribution Agreement (Filed With SEC on August 14, 2002)