Partial Unenforceability Clause Example from Business Contracts
This example Partial Unenforceability clause appears in 237 contracts from 120 companies
Underwriting Agreement between Reeds Inc. and Roth Capital Partners, LLC dated February 15, 2019 (Filed With SEC on February 15, 2019)
Underwriting Agreement between Reeds Inc. and Roth Capital Partners, LLC dated October 23, 2019 (Filed With SEC on October 23, 2019)
Underwriting Agreement between Reeds Inc. and Roth Capital Partners, LLC dated April 16, 2020 (Filed With SEC on April 16, 2020)
Underwriting Agreement, dated February 6, 2019, by and between the Company and Oppenheimer & Co. Inc (Filed With SEC on February 6, 2019)
Underwriting Agreement, dated January 30, 2020, by and between the Company and Oppenheimer & Co. Inc (Filed With SEC on January 30, 2020)
Underwriting Agreement, dated June 19, 2018, by and between the Company and the Underwriter (Filed With SEC on June 20, 2018)
Form of Underwriting Agreement (Filed With SEC on June 12, 2018)
Form of Underwriting Agreement (Filed With SEC on January 11, 2019)
Underwriting Agreement, dated May 21, 2020, by and between Hoth Therapeutics, Inc. and The Benchmark Company, LLC (Filed With SEC on May 22, 2020)
Form of Underwriting Agreement (Filed With SEC on December 14, 2018)
Form of Underwriting Agreement (Filed With SEC on April 3, 2019)
Placement Agency Agreement dated October 19, 2017, between Ocean Power Technologies, Inc. and Aegis Capital Corp (Filed With SEC on October 19, 2017)
Form of Underwriting Agreement (Filed With SEC on May 13, 2019)
Underwriting Agreement (Filed With SEC on April 9, 2019)
Form of Underwriting Agreement (Filed With SEC on July 15, 2019)
Form of Underwriting Agreement (Filed With SEC on July 30, 2020)
Form of Underwriting Agreement (Filed With SEC on September 18, 2019)
Form of Underwriting Agreement (Filed With SEC on October 17, 2019)
Form of Underwriting Agreement (Filed With SEC on March 24, 2020)
Underwriting Agreement, dated January 20, 2021, by and among Bionano Genomics, Inc. and Oppenheimer & Co. Inc., as representatives of the several underwriters named therein (Filed With SEC on January 21, 2021)
Form of Underwriting Agreement (Filed With SEC on July 17, 2018)
Form of Underwriting Agreement (Filed With SEC on August 15, 2018)
Underwriting Agreement, dated as of August 12, 2019, by and between Inpixon, Ladenburg and Maxim as the Representatives of the several Underwriters named therein (Filed With SEC on August 14, 2019)
Form of Underwriting Agreement (Filed With SEC on July 25, 2019)
Form of Underwriting Agreement (Filed With SEC on August 2, 2019)
Form of Underwriting Agreement (Filed With SEC on August 9, 2019)
Underwriting Agreement dated July 11, 2019 by and between Roth Capital Partners, LLP and Inuvo, Inc (Filed With SEC on July 11, 2019)
Underwriting Agreement dated May 11, 2018 by and between Roth Capital Partners, LLP and Inuvo, Inc (Filed With SEC on May 11, 2018)
Underwriting Agreement dated November 6, 2019 (Filed With SEC on November 8, 2019)
Form of Underwriting Agreement (Filed With SEC on November 4, 2019)
Form of Underwriting Agreement by and between Digital Ally, Inc. and Roth Capital Partners, LLC (Filed With SEC on February 7, 2020)
Form of Underwriting Agreement (Filed With SEC on February 3, 2020)
Underwriting Agreement dated as of November 30, 2017 by and between Myomo, Inc. and Roth Capital Partners, LLC (Filed With SEC on November 30, 2017)
Underwriting Agreement (Filed With SEC on November 15, 2017)
Form of Underwriting Agreement (Filed With SEC on January 27, 2020)
Underwriting Agreement, dated as of January 17, 2020, by and between Aspen Group, Inc. and Canaccord Genuity LLC (Filed With SEC on January 17, 2020)
Underwriting Agreement, dated January 28, 2020, by and between Avinger, Inc. and Aegis Capital Corp (Filed With SEC on January 31, 2020)
Form of Underwriting Agreement (Filed With SEC on January 24, 2020)
Underwriting Agreement, dated June 23, 2020, by and between Avinger, Inc. and Aegis Capital Corp (Filed With SEC on June 25, 2020)
Underwriting Agreement, dated , 2020 between the Company and Aegis Capital Corp., as representative of the several underwriters (Filed With SEC on April 22, 2020)
Underwriting Agreement, dated April 27, 2020, by and between Avinger, Inc. and Aegis Capital Corp (Filed With SEC on April 29, 2020)
Underwriting Agreement, dated , 2020 between the Company and Aegis Capital Corp (Filed With SEC on June 22, 2020)
Form of Underwriting Agreement (Filed With SEC on July 7, 2020)
Form of Underwriting Agreement (Filed With SEC on July 16, 2020)
Form of Underwriting Agreement (Filed With SEC on April 20, 2020)
Form of Underwriting Agreement (Filed With SEC on June 9, 2020)
Underwriting Agreement, dated June 16, 2020, by and between Document Security Systems, Inc. and Aegis Capital Corp (Filed With SEC on June 19, 2020)
Form of Underwriting Agreement (Filed With SEC on June 23, 2020)
Form of Underwriting Agreement (Filed With SEC on September 9, 2020)
Form of Underwriting Agreement (Filed With SEC on December 15, 2020)
Underwriting Agreement, dated December 17, 2020 (Filed With SEC on December 22, 2020)
Underwriting Agreement (Filed With SEC on August 11, 2020)
Underwriting Agreement, dated August 21, 2020, by and between the Company and Roth Capital Partners, LLC (Filed With SEC on August 25, 2020)
Form of Underwriting Agreement (Filed With SEC on September 4, 2020)
Underwriting Agreement between the Company and Ladenburg Thalmann & Co., Inc. as representative, dated September 23, 2020 (Filed With SEC on September 25, 2020)
Form of Underwriter Agreement (Filed With SEC on October 13, 2020)
Form of Underwriter Agreement (Filed With SEC on November 16, 2020)
Underwriting Agreement, dated as of November 25, 2020, between the Company and WestPark Capital, Inc. and WallachBeth, LLC (Filed With SEC on November 27, 2020)
Form of Underwriting Agreement (Filed With SEC on November 19, 2020)
Underwriting Agreement, dated December 10, 2020, by and between the Company and Roth, as representative of the several underwriters (Filed With SEC on December 15, 2020)
Underwriting Agreement, dated May 6, 2021, by and between the Company and Roth, as representative of the several underwriters (Filed With SEC on May 12, 2021)
Underwriting Agreement, dated December 11, 2020, by and among Amplify Energy Corp., certain selling stockholders and Roth Capital Partners, LLC (Filed With SEC on December 16, 2020)
Underwriting Agreement, dated as of December 22, 2020, by and between Venus Concept Inc. and Oppenheimer & Co. Inc (Filed With SEC on December 23, 2020)
Form of Underwriting Agreement (Filed With SEC on August 6, 2018)
Form of Underwriting Agreement (Filed With SEC on September 22, 2017)
Form of Underwriting Agreement (Filed With SEC on January 8, 2021)
Form of Underwriting Agreement (Filed With SEC on January 13, 2021)
Underwriting Agreement, dated January 26, 2021, by and between Crown Electrokinetics Corp. and Roth Capital Partners, LLC (as representative of the underwriters named therein) (Filed With SEC on January 27, 2021)
Form of Underwriter Warrant (Filed With SEC on July 22, 2022)
Underwriting Agreement, dated January 28, 2021, by and between PowerFleet, Inc. and Canaccord Genuity LLC, as representative of the several underwriters named therein (Filed With SEC on February 1, 2021)
Form of Underwriting Agreement (Filed With SEC on March 31, 2021)
Form of Underwriting Agreement (Attached hereto) (Filed With SEC on July 21, 2021)
Form of Underwriting Agreement (Filed With SEC on July 29, 2021)
Underwriting Agreement, dated August 3, 2021, among the Registrant and WallachBeth Capital, LLC, Inc. as representatives of the several underwriters (Filed With SEC on August 5, 2021)
Form of Underwriting Agreement (Filed With SEC on August 16, 2021)
Underwriting Agreement, dated October 20, 2021, by and among HighPeak Energy, Inc. and Roth Capital Partners, LLC (Filed With SEC on October 22, 2021)
Underwriting Agreement dated August 25, 2021 (Filed With SEC on August 26, 2021)
Form of Underwriting Agreement (Filed With SEC on October 1, 2021)
Placement Agency Agreement, dated as of September 23, 2021, by and between the Company and Wellington Shields & Co., LLC (Filed With SEC on October 4, 2021)
Underwriting Agreement (Filed With SEC on October 6, 2021)
Underwriting Agreement, dated as of October 13, between the Company and WallachBeth, LLC (Filed With SEC on October 15, 2021)
Underwriting Agreement (Filed With SEC on September 23, 2022)
Underwriting Agreement (Filed With SEC on October 4, 2022)
Underwriting Agreement (Filed With SEC on October 5, 2022)
Underwriting Agreement, dated as of October 7, 2022, between the Company and WallachBeth, LLC (Filed With SEC on October 11, 2022)
Form of Underwriting Agreement (Filed With SEC on October 7, 2021)
Form of Underwriting Agreement (Filed With SEC on October 27, 2021)
Form of Underwriting Agreement (Filed With SEC on January 11, 2022)
Form of Underwriting Agreement (Filed With SEC on October 19, 2021)
Underwriting Agreement, dated October 14, 2021, among the Company and Oppenheimer & Co. Inc., as the sole underwriter (Filed With SEC on October 21, 2021)
Form of Underwriting Agreement (Filed With SEC on October 28, 2021)
Form of Underwriting Agreement (Filed With SEC on December 16, 2021)
Underwriting Agreement, dated as of January 6, 2022, between the Company and certain underwriters set forth in the signature page thereto (Filed With SEC on January 11, 2022)
Underwriting Agreement (Filed With SEC on November 12, 2021)
Underwriting Agreement (Filed With SEC on November 19, 2021)
Underwriting Agreement (Filed With SEC on November 24, 2021)
Underwriting Agreement, dated December 8, 2021, by and among the Company and Spartan as the representative of the Underwriters (Filed With SEC on December 14, 2021)
Form of Underwriting Agreement (Filed With SEC on February 8, 2023)
Form of Underwriting Agreement (Filed With SEC on February 9, 2023)
Underwriting Agreement, dated February 13, 2023, by and between the Company the Underwriter (Filed With SEC on February 17, 2023)
Form of Underwriting Agreement (Filed With SEC on April 1, 2022)
Form of Underwriting Agreement (Filed With SEC on May 19, 2022)
Underwriting Agreement, dated August 10, 2022 (Filed With SEC on August 16, 2022)
Form of Underwriting Agreement (Filed With SEC on April 14, 2022)
Form of Underwriting Agreement (Filed With SEC on May 11, 2022)
Form of Underwriting Agreement (Filed With SEC on May 25, 2022)
Form of Underwriting Agreement (Filed With SEC on June 16, 2022)
Form of Underwriting Agreement (Filed With SEC on July 28, 2022)
Form of Underwriting Agreement (Filed With SEC on August 5, 2022)
Form of Underwriting Agreement (Filed With SEC on August 18, 2022)
Underwriting Agreement, dated August 31, 2022, by and between the Company and WallachBeth Capital, LLC (Filed With SEC on September 6, 2022)
Underwriting Agreement, entered into by and among Capstone Green Energy Corporation and the several Underwriters named therein, dated as of August 18, 2022 (Filed With SEC on August 23, 2022)
Form of Underwriting Agreement (Filed With SEC on October 11, 2022)
Underwriting Agreement between the Company and Revere Securities LLC dated November 9, 2022 (Filed With SEC on November 16, 2022)
Form of Underwriting Agreement (Filed With SEC on October 19, 2022)
Form of Underwriting Agreement (Filed With SEC on January 10, 2023)
Underwriting Agreement between WallachBeth Capital, LLC and Bullfrog AI Holdings, Inc (Filed With SEC on February 21, 2023)
Form of Underwriting Agreement (Filed With SEC on December 12, 2022)
Form of Underwriting Agreement (Filed With SEC on January 3, 2023)
Form of Underwriting Agreement (Filed With SEC on January 30, 2023)
Form of Underwriting Agreement (Filed With SEC on February 6, 2023)
Underwriting Agreement, dated February 8, 2023 (Filed With SEC on February 13, 2023)
Underwriting Agreement (Filed With SEC on February 8, 2023)
Underwriting Agreement, dated October 18, 2018, by and between OpGen, Inc. and Aegis Capital Corp (Filed With SEC on October 18, 2018)
Underwriting Agreement, dated October 4, 2018, by and among Willdan Group, Inc. and Wedbush Securities Inc. and Roth Capital Partners, LLC (Filed With SEC on October 9, 2018)
Underwriting Agreement dated as of November 20, 2018, between Eastside and Roth Capital Partners, LLC, as representative of the several underwriters named therein (Filed With SEC on November 21, 2018)
Underwriting Agreement, dated October 16, 2018, between CPI Aerostructures, Inc. and Canaccord Genuity LLC, as representative of the underwriters (Filed With SEC on October 17, 2018)
Form of Underwriting Agreement (Filed With SEC on October 9, 2018)
[ ] Shares of Common Stock Pre-Funded Warrants to Purchase [ ]Shares of Common Stock and Warrants to Purchase [ ] Shares of CommonStock AMPLIPHI BIOSCIENCES CORPORATION... (Filed With SEC on May 1, 2017)
NEWAGE BEVERAGES CORPORATION UNDERWRITINGAGREEMENT 8,200,000Shares of Common Stock (Filed With SEC on August 22, 2018)
Underwriting Agreement, dated April 19, 2018, between Torchlight Energy Resources, Inc. and Roth Capital Partners, LLC (Filed With SEC on April 19, 2018)
Underwriting Agreement, dated February 13, 2018, by and between Roth Capital Partners, LLC and the Registrant (Filed With SEC on February 13, 2018)
Form of Underwriting Agreement (Filed With SEC on March 20, 2018)
Form of Underwriting Agreement (Filed With SEC on March 28, 2018)
MABVAX THERAPEUTICS HOLDINGS, INC. _______ Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 16, 2017)
MABVAX THEREAPEUTICS HOLDINGS, INC. 1,127,859 Shares of Common Stock 665,281 Shares of Series F Convertible Preferred Stock Class A Warrants to Purchase up to 1,793,140 Shares of... (Filed With SEC on August 17, 2016)
MABVAX THEREAPEUTICS HOLDINGS, INC. [] Shares of Common Stock [] Shares of Series F Convertible Preferred Stock Class A Warrants to Purchase up to []Shares of Common Stock Class B... (Filed With SEC on August 3, 2016)
MABVAX THEREAPEUTICS HOLDINGS, INC. [] Shares of Common Stock Warrants to Purchase up to []Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on June 23, 2016)
MABVAX THERAPEUTICS HOLDINGS, INC. 1,342,858 Shares of Common Stock 1,000,000 Shares of Series G Convertible PreferredStock UNDERWRITING AGREEMENT (Filed With SEC on May 16, 2017)
FRANKLYINC. UNDERWRITINGAGREEMENT []Common Shares (Filed With SEC on February 1, 2017)
FRANKLYINC. UNDERWRITINGAGREEMENT []Common Shares Warrantsto Purchase up to [] Common Shares (Filed With SEC on July 18, 2017)
FRANKLYINC. UNDERWRITINGAGREEMENT []Units (Filed With SEC on June 16, 2017)
FRANKLYINC. UNDERWRITINGAGREEMENT []Units (Filed With SEC on June 27, 2017)
BIOCEPT, INC. [] Shares of Common Stock Warrants to Purchase up to [] Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on October 6, 2016)
BIOCEPT, INC. [] Shares of Common Stock Warrants to Purchase up to [] Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on October 12, 2016)
NETWORK 1 FINANCIAL The Galleria 2 Bridge Avenue Suite 241 Red Bank, NJ 07701-1106 Phone: 732-758-9001 Toll Free:800-886-7007 Fax: 732-758-6671 (Filed With SEC on June 23, 2016)
MRI INTERVENTIONS,INC. UNDERWRITING AGREEMENT [ ] Units Each Unit Consisting of One Share ofCommon Stock and One Warrant to Purchase [ ] of a Share of Common Stock (Filed With SEC on July 6, 2016)
MRI INTERVENTIONS,INC. UNDERWRITING AGREEMENT [ ] Units Each Unit Consisting of One Share ofCommon Stock and One Warrant to Purchase [ ] of a Share of Common Stock (Filed With SEC on July 25, 2016)
TOWERSTREAM CORPORATION UNDERWRITING AGREEMENT 2,962,963 Shares of Common Stock (Filed With SEC on September 16, 2016)
TOWERSTREAM CORPORATION UNDERWRITING AGREEMENT [_________] Shares of Common Stock (Filed With SEC on September 15, 2016)
20,000,000 Shares of Common Stock and Warrants to Purchase 20,000,000 Sharesof Common Stock NEURALSTEM, INC. UNDERWRITING AGREEMENT (Filed With SEC on May 4, 2016)
3,000,000 Shares of Common Stock and Warrants to Purchase 2,250,000 Shares of Common Stock NEURALSTEM, INC. UNDERWRITING AGREEMENT (Filed With SEC on July 28, 2017)
PLACEMENT AGENCY AGREEMENT (Filed With SEC on December 13, 2016)
REAL GOODSSOLAR, INC. UNDERWRITINGAGREEMENT 2,800Shares of Preferred Stock Warrantsto Purchase up to 509,090 Shares of Common Stock (Filed With SEC on September 13, 2016)
REAL GOODS SOLAR, INC. UNDERWRITING AGREEMENT _________ Shares of Preferred Stock Warrants to Purchase up to _______ Sharesof Common Stock (Filed With SEC on August 25, 2016)
REAL GOODS SOLAR, INC. UNDERWRITING AGREEMENT _________ Shares of Preferred Stock Warrants to Purchase up to _______ Sharesof Common Stock (Filed With SEC on September 7, 2016)
QUEST RESOURCE HOLDING CORPORATION 6,890,000 Shares of Common Stock 3,445,000 Warrants to Purchase 3,445,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 25, 2016)
TONIX PHARMACEUTICALS HOLDING CORP. 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on June 16, 2016)
TONIX PHARMACEUTICALS HOLDING CORP. 4,900,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on February 4, 2015)
TONIX PHARMACEUTICALS HOLDING CORP. 2,898,550 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on January 24, 2014)
12,500,000 Shares GIGPEAK, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on June 10, 2016)
9,500,000 Shares GIGOPTIX, INC. CommonStock UNDERWRITING AGREEMENT (Filed With SEC on August 21, 2015)
1,164,800Shares GLOBAL WATER RESOURCES, INC. UNDERWRITING AGREEMENT (Filed With SEC on May 4, 2016)
31,489,429 Shares of Common Stock 1,515 Shares of Series A Convertible Preferred Stock (Convertible Into 4,328,571 Shares of Common Stock) Warrants to Purchase 26,863,501 Shares... (Filed With SEC on November 22, 2016)
Form of underwriting agreement (Filed With SEC on November 9, 2017)
Form of underwriting agreement (Filed With SEC on November 17, 2017)
HEAT BIOLOGICS, INC. [] Shares of Common Stock and Warrants to Purchase Up to [] Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 15, 2016)
1,700,000 Shares NV5 GLOBAL, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 18, 2016)
1,000,000 Units NV5 HOLDINGS, INC. UNDERWRITING AGREEMENT (Filed With SEC on March 11, 2013)
CHEROKEE INC. UNDERWRITING AGREEMENT 3,685,000 Shares of Common Stock (Filed With SEC on November 29, 2016)
Underwriting Agreement dated December 16, 2016, between LightPath Technologies, Inc. and Roth Capital Partners, LLC, as representative of the several underwriters (Filed With SEC on December 20, 2016)
UNDERWRITING AGREEMENT (Filed With SEC on May 3, 2016)
UNDERWRITING AGREEMENT (Filed With SEC on November 26, 2014)
UNDERWRITING AGREEMENT (Filed With SEC on September 10, 2014)
NANOSPHERE, INC. 40,000,000 Shares of Common Stock, $0.01 par value. UNDERWRITING AGREEMENT (Filed With SEC on October 27, 2014)
UNDERWRITING AGREEMENT (Filed With SEC on March 6, 2014)
UNDERWRITING AGREEMENT (Filed With SEC on March 4, 2015)
Units FOUNDATION HEALTHCARE, INC. UNDERWRITING AGREEMENT (Filed With SEC on February 6, 2015)
61,000,000 Shares AMERICAN APPAREL, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 31, 2014)
1,750,000 Shares IRADIMED CORPORATION UNDERWRITING AGREEMENT (Filed With SEC on July 10, 2014)
NANOVIBRONIX, INC. _______ Units, each consisting of OneShare of Common Stock, $0.001 par value and One- Half of aRedeemable Warrant to Purchase One Share of Common Stock, $0.001... (Filed With SEC on May 2, 2014)
NANOVIBRONIX, INC. _______ Units, each consistingof One Share of Common Stock, $0.001 par value and One Redeemable Warrantto Purchase One Share of Common Stock, $0.001 par value... (Filed With SEC on May 8, 2014)
NANOVIBRONIX, INC. _______ Units, each consistingof One Share of Common Stock, $0.001 par value and One Warrantto Purchase One Share of Common Stock, $0.001 par value FORM OF... (Filed With SEC on May 12, 2014)
NANOVIBRONIX,INC. _______Units, each consisting of One Share of Common Stock, $0.001 par value and One- Warrant to Purchase One Share of Common Stock, $0.001 par value... (Filed With SEC on June 23, 2014)
MEDOVEX, INC. _______ Units, each consisting of One Share of Common Stock, $0.001 par value and One Warrant to Purchase One Share of Common Stock, $0.001 par value, and Class B... (Filed With SEC on September 8, 2014)
MEDOVEX, INC. _______ Units, each consisting of One Share of Common Stock, $0.001 par value and One Warrant to Purchase One Share of Common Stock, $0.001 par value, and Class B... (Filed With SEC on October 7, 2014)
MEDOVEX, INC. 1,350,000 Units, each consisting of One Share of Common Stock, $0.001 par value and One Warrant to Purchase One Share of Common Stock, $0.001 par value, and Class B... (Filed With SEC on November 12, 2014)
MEDOVEX, INC. 1,391,305 Units, each consisting of (i) One Share of Common Stock, $0.001 par value; (ii) One Series A Warrant to Purchase One Share of Common Stock, $0.001 par... (Filed With SEC on November 26, 2014)
MEDOVEX, INC. 1,391,305 Units, each consisting of (i) One Share of Common Stock, $0.001 par value; (ii) One Series A Warrant to Purchase One Share of Common Stock, $0.001 par... (Filed With SEC on December 2, 2014)
MEDOVEX CORP. 1,391,305 Units, each consisting of (i) One Share of Common Stock, $0.001 par value; and (ii) One Series A Warrant to Purchase One Share of Common Stock, $0.001 par... (Filed With SEC on December 9, 2014)
IMMUNOCELLULAR THERAPEUTICS, LTD. Shares of Common Stock Warrants to Purchase Up to Shares of Common Stock and Pre-Funded Warrantsto Purchase Up to Shares of Common Stock... (Filed With SEC on February 10, 2015)
IMMUNOCELLULAR THERAPEUTICS, LTD. Shares of Common Stock Warrants to Purchase Up to Shares of Common Stock and Pre-Funded Warrantsto Purchase Up to Shares of Common Stock... (Filed With SEC on February 11, 2015)
PLACEMENT AGENCY AGREEMENT (Filed With SEC on March 6, 2015)
CO-PLACEMENT AGENCY AGREEMENT (Filed With SEC on February 12, 2014)
PLACEMENT AGENCY AGREEMENT (Filed With SEC on December 18, 2015)
MEDICAL TRANSCRIPTION BILLING, CORP. 3,000,000 Shares of Common Stock, $0.001par value UNDERWRITING AGREEMENT (Filed With SEC on June 16, 2014)
4,000 Units Each Unit Consisting of One Share of Preferred Stock and A Warrant to Purchase Approximately 636 Shares of Common Stock MINES MANAGEMENT, INC. PLACEMENT AGENT AGREEMENT (Filed With SEC on July 25, 2014)
DELMAR PHARMACEUTICALS, INC. [____] Shares of Common Stock and [____] Class A Warrants to Purchase One Share of Common Stock and [____] Class B Warrantsto Purchase One Share of... (Filed With SEC on May 12, 2015)
DELMAR PHARMACEUTICALS, INC. [____] Shares of Common Stock And [____]Warrants to Purchase One Shareof Common Stock PLACEMENT AGENT AGREEMENT (Filed With SEC on June 12, 2015)
IDEAL POWER INC. 1,935,500Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 15, 2015)
7,000,000 Shares TaggaresAgriculture Corp. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 17, 2014)
Shares SD Company, Inc. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 30, 2014)
Shares SD Company, Inc. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 7, 2014)
6,750,000 Shares Superior Drilling Products, Inc. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 28, 2014)
Shares Superior Drilling Products, Inc. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 12, 2014)
IGI LABORATORIES, INC. 4,650,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on June 27, 2014)
GUIDED THERAPEUTICS, INC. Up to 16,785,415 Shares of Common Stock 16,785,415 Warrants to Purchase up to8,392,708 Shares of Common Stock Up to 8,392,708 Shares of Common... (Filed With SEC on December 4, 2014)
GUIDED THERAPEUTICS, INC. Up to 25,178,123 Shares of Common Stock 25,178,123 Warrants to Purchase up to8,392,708 Shares of Common Stock Up to 8,392,708 Shares of Common... (Filed With SEC on December 3, 2014)
GUIDED THERAPEUTICS, INC. Up to __________ Shares of Common Stock __________ Warrants to Purchase up to__________ Shares of Common Stock Up to __________ Shares of Common... (Filed With SEC on November 10, 2014)
GUIDED THERAPEUTICS, INC. Up to __________ Shares of Common Stock __________ Warrants to Purchase up to__________ Shares of Common Stock Up to __________ Shares of Common... (Filed With SEC on September 15, 2014)
12,500,000 Shares MoSys, Inc. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on February 27, 2015)
NTN BUZZTIME, INC. 11,100,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 11, 2014)
MARINA BIOTECH, INC. [______] Units Each Unit Consisting of One Share of Common Stock and One Warrant to Purchase Up To [___] Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on April 7, 2015)
11,200,000 Shares GENERAL EMPLOYMENT ENTERPRISES, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 22, 2015)
Placement Agency Agreement, dated November 24, 2015, between Uni-Pixel, Inc. and Roth Capital Partners, LLC (Filed With SEC on November 24, 2015)
1,293,750 Shares PIONEER POWER SOLUTIONS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on September 25, 2015)
3,250,000 Shares PIXELWORKS, INC. CommonStock UNDERWRITING AGREEMENT (Filed With SEC on August 7, 2015)
2,630,000 Shares PIXELWORKS, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on August 16, 2013)
CONTRAVIR PHARMACEUTICALS, INC. 5,000,000 Shares of Common Stock and Warrants to Purchase 3,000,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on October 7, 2015)
I.D.SYSTEMS, INC. UNDERWRITINGAGREEMENT 2,608,695Shares of CommonStock (Filed With SEC on July 12, 2017)
Underwriting Agreement, dated December 8, 2017, by and between the Company and Wedbush Securities Inc., as the representative of the several underwriters named therein (Filed With SEC on December 11, 2017)
SHOTSPOTTER, INC. UNDERWRITING AGREEMENT [ ] Shares of Common Stock (Filed With SEC on June 1, 2017)
ASV HOLDINGS, INC. UNDERWRITING AGREEMENT [ ] Shares of Common Stock (Filed With SEC on April 26, 2017)
ASV HOLDINGS,INC. UNDERWRITING AGREEMENT 3,800,000 Shares of Common Stock (Filed With SEC on May 18, 2017)
Underwriting Agreement, dated November 2, 2017, by and between ACM Research, Inc. and Roth Capital Partners, LLC, as representative of the several underwriters named on Schedule I... (Filed With SEC on November 3, 2017)
Form of Underwriting Agreement to be entered into between ACM Research, Inc. and the underwriters of this offering (Filed With SEC on October 18, 2017)
Underwriting Agreement, dated November 17, 2017 between SenesTech, Inc., Roth Capital Partners and Craig-Hallum Capital Group (Filed With SEC on November 17, 2017)
Underwriting Agreement (Filed With SEC on November 8, 2017)
REPROS THERAPEUTICS, INC. 2,744,125 Shares of Common Stock Series A Warrants to Purchase 3,742,500Shares of Common Stock Series B Warrants to Purchase 2,495,000Shares of Common... (Filed With SEC on May 22, 2017)
PLACEMENT AGENCY AGREEMENT (Filed With SEC on March 28, 2013)
PLUG POWER INC. Shares of Common Stock and Warrants to Purchase Shares of CommonStock UNDERWRITING AGREEMENT (Filed With SEC on February 4, 2013)
PLUG POWER INC. Shares of Common Stock and Warrants to Purchase Shares of CommonStock UNDERWRITING AGREEMENT (Filed With SEC on February 5, 2013)
PLUG POWER INC. Shares of Common Stock and Warrants to Purchase Shares of CommonStock UNDERWRITING AGREEMENT (Filed With SEC on February 13, 2013)
PARKERVISION, INC. 4,100,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on March 21, 2013)
11,475,410 Shares ROCKWELL MEDICAL, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 15, 2013)
BRAINSTORM CELL THERAPEUTICS INC. 23,529,411 Units Each Unit Consisting of One Share ofCommon Stock and 0.75 of one Warrant to PurchaseOne Share of Common Stock UNDERWRITING... (Filed With SEC on August 13, 2013)
BRAINSTORM CELL THERAPEUTICS INC. [ __________ ] Units Each Unit Consisting of One Share ofCommon Stock and [ ____ ]of one Warrant toPurchase One Share of Common Stock... (Filed With SEC on August 6, 2013)
