XAI Octagon Floating Rate & Alternative Income Term Trust (16)
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Contracts
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Common Shares Purchase Agreement, dated June 28, 2022, between the Trust and the Purchasers
(Filed With SEC on June 29, 2022)
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Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
(Filed With SEC on February 11, 2022)
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Convertible Preferred Shares Purchase Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers
(Filed With SEC on June 29, 2022)
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Letter Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers
(Filed With SEC on June 29, 2022)
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Distribution Agreement between the Registrant and Foreside Fund Services, LLC
(Filed With SEC on February 11, 2022)
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Amended and Restated Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
(Filed With SEC on December 2, 2021)
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Amended and Restated Distribution Agreement between the Registrant and Foreside Fund Services, LLC
(Filed With SEC on December 2, 2021)
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Letter Agreement, dated September 8, 2021, between the Trust and the Investment Manager
(Filed With SEC on September 9, 2021)
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Direct Purchase Agreement, dated September 8, 2021, between the Trust and the Purchasers
(Filed With SEC on September 9, 2021)
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Underwriting Agreement, dated July 21, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and B. Riley...
(Filed With SEC on July 22, 2021)
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Underwriting Agreement, dated March 23, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and...
(Filed With SEC on March 26, 2021)
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Amendment No. 3 to the Administration, Bookkeeping and Pricing Services Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and ALPS...
(Filed With SEC on March 26, 2021)
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Amendment No. 1 to the Transfer Agency Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and DST Systems, Inc
(Filed With SEC on March 26, 2021)
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Underwriting Agreement, dated February 25, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and...
(Filed With SEC on February 26, 2021)
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Distribution Agreement between the Registrant and Foreside Fund Services, LLC
(Filed With SEC on February 8, 2021)
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Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
(Filed With SEC on February 8, 2021)