XAI Octagon Floating Rate & Alternative Income Term Trust Contracts & Agreements
25 Contracts & Agreements
- Business Finance (13 contracts)
- Business Operations (11)
- Uncategorized (1)
- Investment Sub-Advisory Agreement among the Trust, XA Investments, LLC and Octagon Credit Investors, LLC (Filed With SEC on April 9, 2024)
- Letter Agreement, dated February 1, 2024, between the Trust, Eagle Point and the Purchasers (Filed With SEC on February 2, 2024)
- Purchase Agreement, dated February 1, 2024, between the Trust and the Purchasers (Filed With SEC on February 2, 2024)
- Convertible Preferred Shares Purchase Agreement, dated November 6, 2023, between the Trust, Eagle Point and the Purchasers (Filed With SEC on November 7, 2023)
- Amended and Restated Services Agreement between PINE Advisor Solutions, LLC and the Trust (Filed With SEC on October 10, 2023)
- Dividend Reinvestment Plan (Filed With SEC on September 13, 2023)
- Transfer Agency and Registrar Services Agreement between Equiniti Trust Company, LLC and the Trust (Filed With SEC on September 13, 2023)
- Administration and Fund Accounting Agreement between Paralel Technologies LLC and the Trust (Filed With SEC on August 29, 2023)
- Amendment to Purchase Agreement, dated February 23, 2023, among the Trust, Eagle Point Credit Management LLC and the Purchasers (Filed With SEC on February 27, 2023)
- Letter Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers (Filed With SEC on June 29, 2022)
- Common Shares Purchase Agreement, dated June 28, 2022, between the Trust and the Purchasers (Filed With SEC on June 29, 2022)
- Convertible Preferred Shares Purchase Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers (Filed With SEC on June 29, 2022)
- Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on February 11, 2022)
- Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on February 11, 2022)
- Amended and Restated Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on December 2, 2021)
- Amended and Restated Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on December 2, 2021)
- Letter Agreement, dated September 8, 2021, between the Trust and the Investment Manager (Filed With SEC on September 9, 2021)
- Direct Purchase Agreement, dated September 8, 2021, between the Trust and the Purchasers (Filed With SEC on September 9, 2021)
- Underwriting Agreement, dated July 21, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and B. Riley... (Filed With SEC on July 22, 2021)
- Amendment No. 1 to the Transfer Agency Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and DST Systems, Inc (Filed With SEC on March 26, 2021)
- Amendment No. 3 to the Administration, Bookkeeping and Pricing Services Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and ALPS... (Filed With SEC on March 26, 2021)
- Underwriting Agreement, dated March 23, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and... (Filed With SEC on March 26, 2021)
- Underwriting Agreement, dated February 25, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and... (Filed With SEC on February 26, 2021)
- Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on February 8, 2021)
- Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on February 8, 2021)
