XAI Octagon Floating Rate & Alternative Income Term Trust Contracts & Agreements

29 Contracts & Agreements
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Credit Agreement between XAI Octagon Floating Rate & Alternative Income Trust and BNP Paribas SA dated March 21, 2025
Credit Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2025
Purchase Agreement for Series II 2029 Convertible Preferred Shares between XAI Octagon Floating Rate & Alternative Income Trust, Eagle Point Credit Management LLC, and Purchasers
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2024
Investment Sub-Advisory Agreement among XAI Octagon Floating Rate & Alternative Income Trust, XA Investments LLC, and Octagon Credit Investors, LLC dated April 3, 2024
Advisory Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2024
Irrevocable Proxy Agreement between XAI Octagon Floating Rate & Alternative Income Trust and Eagle Point Credit Management LLC (February 1, 2024)
Proxy Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2024
Purchase Agreement for 6.95% Series 2029 Convertible Preferred Shares between XAI Octagon Floating Rate & Alternative Income Term Trust, Eagle Point Credit Management LLC, and...
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2023
Amended and Restated Services Agreement between PINE Advisors, LLC and XAI Octagon Floating Rate & Alternative Income Term Trust
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2023
Transfer Agency and Registrar Services Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Equiniti Trust Company, LLC
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
MA
2023
Administration and Fund Accounting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Paralel Technologies LLC
Administration Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2023
Amended and Restated Proxy Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Eagle Point Credit Management LLC (June 28, 2022)
Proxy Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Sub-Placement Agent Agreement among Foreside Fund Services, LLC, UBS Securities LLC, and XAI Octagon Floating Rate & Alternative Income Term Trust
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Underwriting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and B. Riley Securities, Inc. (July 21, 2021)
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Underwriting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Ladenburg Thalmann & Co. Inc. for 6.50% Series 2026 Term Preferred Shares
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2021
Amendment No. 3 to Administration, Bookkeeping and Pricing Services Agreement between ALPS Fund Services, Inc. and XAI Octagon Floating Rate & Alternative Income Term Trust
Administration Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Underwriting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and National Securities Corporation (February 25, 2021)
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Sub-Placement Agent Agreement among Foreside Fund Services, LLC, UBS Securities LLC, and XAI Octagon Floating Rate & Alternative Income Term Trust
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Distribution Agreement between XAI Octagon Floating Rate & Alternative Income Trust and Paralel Distributors LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2024
Sub-Placement Agent Agreement among Paralel Distributors LLC, UBS Securities LLC, and XAI Octagon Floating Rate & Alternative Income Trust
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2024
Purchase Agreement between XAI Octagon Floating Rate & Alternative Income Trust and Purchasers for Common Shares
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2024
XAI Octagon Floating Rate & Alternative Income Term Trust Dividend Reinvestment Plan Agreement with Equiniti Trust Company, LLC
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Amendment to Purchase Agreement among XAI Octagon Floating Rate & Alternative Income Term Trust, Eagle Point Credit Management LLC, and Purchasers (Feb. 23, 2023)
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Purchase Agreement for 6.00% Series 2029 Convertible Preferred Shares between XAI Octagon Floating Rate & Alternative Income Term Trust, Eagle Point Credit Management LLC, and...
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2022
Purchase Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Purchasers (June 28, 2022)
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2022
Distribution Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Foreside Fund Services, LLC (February 10, 2022)
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2022
Amended and Restated Distribution Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Amended and Restated Sub-Placement Agent Agreement among Foreside Fund Services, LLC, UBS Securities LLC, and XAI Octagon Floating Rate & Alternative Income Term Trust
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Purchase Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Purchasers for Series 2026 Term Preferred Shares
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2021
Voting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Eagle Point Credit Management LLC
Voting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Amendment No. 1 to Transfer Agency Agreement between DST Systems, Inc. and XAI Octagon Floating Rate & Alternative Income Term Trust
Modification Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Distribution Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021