XAI Octagon Floating Rate & Alternative Income Term Trust (16)

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Business Finance (8)
Business Operations (8)

Contracts

Common Shares Purchase Agreement, dated June 28, 2022, between the Trust and the Purchasers (Filed With SEC on June 29, 2022)
Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on February 11, 2022)
Convertible Preferred Shares Purchase Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers (Filed With SEC on June 29, 2022)
Letter Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers (Filed With SEC on June 29, 2022)
Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on February 11, 2022)
Amended and Restated Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on December 2, 2021)
Amended and Restated Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on December 2, 2021)
Letter Agreement, dated September 8, 2021, between the Trust and the Investment Manager (Filed With SEC on September 9, 2021)
Direct Purchase Agreement, dated September 8, 2021, between the Trust and the Purchasers (Filed With SEC on September 9, 2021)
Underwriting Agreement, dated July 21, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and B. Riley... (Filed With SEC on July 22, 2021)
Underwriting Agreement, dated March 23, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and... (Filed With SEC on March 26, 2021)
Amendment No. 3 to the Administration, Bookkeeping and Pricing Services Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and ALPS... (Filed With SEC on March 26, 2021)
Amendment No. 1 to the Transfer Agency Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and DST Systems, Inc (Filed With SEC on March 26, 2021)
Underwriting Agreement, dated February 25, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and... (Filed With SEC on February 26, 2021)
Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on February 8, 2021)
Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on February 8, 2021)