XAI Octagon Floating Rate & Alternative Income Term Trust Underwriting Agreements

5 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Sub-Placement Agent Agreement among Foreside Fund Services, LLC, UBS Securities LLC, and XAI Octagon Floating Rate & Alternative Income Term Trust
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Underwriting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and B. Riley Securities, Inc. (July 21, 2021)
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Underwriting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and Ladenburg Thalmann & Co. Inc. for 6.50% Series 2026 Term Preferred Shares
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2021
Underwriting Agreement between XAI Octagon Floating Rate & Alternative Income Term Trust and National Securities Corporation (February 25, 2021)
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Sub-Placement Agent Agreement among Foreside Fund Services, LLC, UBS Securities LLC, and XAI Octagon Floating Rate & Alternative Income Term Trust
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021