XAI Octagon Floating Rate & Alternative Income Term Trust Business Operations Contracts & Agreements
11 Contracts & Agreements
- Administration Agreements (1 contract)
- Agency Agreements (2)
- Distribution Agreements (3)
- Services Agreements (5)
- Amended and Restated Services Agreement between PINE Advisor Solutions, LLC and the Trust (Filed With SEC on October 10, 2023)
- Transfer Agency and Registrar Services Agreement between Equiniti Trust Company, LLC and the Trust (Filed With SEC on September 13, 2023)
- Administration and Fund Accounting Agreement between Paralel Technologies LLC and the Trust (Filed With SEC on August 29, 2023)
- Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on February 11, 2022)
- Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on February 11, 2022)
- Amended and Restated Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on December 2, 2021)
- Amended and Restated Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on December 2, 2021)
- Amendment No. 1 to the Transfer Agency Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and DST Systems, Inc (Filed With SEC on March 26, 2021)
- Amendment No. 3 to the Administration, Bookkeeping and Pricing Services Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and ALPS... (Filed With SEC on March 26, 2021)
- Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC (Filed With SEC on February 8, 2021)
- Distribution Agreement between the Registrant and Foreside Fund Services, LLC (Filed With SEC on February 8, 2021)
