XAI Octagon Floating Rate & Alternative Income Term Trust Contracts & Agreements

28 Contracts & Agreements
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Distribution Agreement between the Registrant and Paralel Distributors LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2024
Sub-Placement Agent Agreement between Paralel Distributors LLC and UBS Securities LLC
XAI Octagon Floating Rate & Alternative Income Term Trust
2024
Investment Sub-Advisory Agreement among the Trust, XA Investments, LLC and Octagon Credit Investors, LLC
Credit Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2024
Purchase Agreement, dated February 1, 2024, between the Trust and the Purchasers
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2024
Letter Agreement, dated February 1, 2024, between the Trust, Eagle Point and the Purchasers
Trust Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2024
Convertible Preferred Shares Purchase Agreement, dated November 6, 2023, between the Trust, Eagle Point and the Purchasers
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Amended and Restated Services Agreement between PINE Advisor Solutions, LLC and the Trust
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Transfer Agency and Registrar Services Agreement between Equiniti Trust Company, LLC and the Trust
Agency Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Dividend Reinvestment Plan
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Administration and Fund Accounting Agreement between Paralel Technologies LLC and the Trust
Administration Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Amendment to Purchase Agreement, dated February 23, 2023, among the Trust, Eagle Point Credit Management LLC and the Purchasers
Credit Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2023
Convertible Preferred Shares Purchase Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2022
Common Shares Purchase Agreement, dated June 28, 2022, between the Trust and the Purchasers
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Letter Agreement, dated June 28, 2022, among the Trust, Eagle Point and the Purchasers
Trust Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Distribution Agreement between the Registrant and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2022
Amended and Restated Distribution Agreement between the Registrant and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Amended and Restated Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Direct Purchase Agreement, dated September 8, 2021, between the Trust and the Purchasers
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Letter Agreement, dated September 8, 2021, between the Trust and the Investment Manager
Investment Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Underwriting Agreement, dated July 21, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and B. Riley...
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Underwriting Agreement, dated March 23, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and...
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
DE
2021
Amendment No. 3 to the Administration, Bookkeeping and Pricing Services Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and ALPS...
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Amendment No. 1 to the Transfer Agency Agreement, dated March 16, 2021, between XAI Octagon Floating Rate & Alternative Income Term Trust and DST Systems, Inc
Agency Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Underwriting Agreement, dated February 25, 2021, by and among XAI Octagon Floating Rate & Alternative Income Term Trust, XA Investments LLC, Octagon Credit Investors, LLC and...
Underwriting Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Distribution Agreement between the Registrant and Foreside Fund Services, LLC
Distribution Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
NY
2021
Sub-Placement Agent Agreement between Foreside Fund Services, LLC and UBS Securities LLC
Services Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2021
Purchase Agreement, dated June 10, 2024, between the Trust, Eagle Point and the Purchasers
Purchase Agreements
XAI Octagon Floating Rate & Alternative Income Term Trust
2024