Pfenex Inc. Contracts & Agreements

96 Contracts & Agreements
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CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2015
Agreement and Plan of Merger, dated as of August 10, 2020, by and among Pfenex, Inc., Ligand Pharmaceuticals Incorporated and Acquisition Sub
Merger Agreements
Pfenex Inc.
Biotechnology
CA
2020
Deed of Assignment and Amendment, dated April 20, 2020, between the Registrant and NT Pharma, NT International, and Kangchen
Assignment Agreements
Pfenex Inc.
2020
Amendment No. 3 to the Development and License Agreement, dated May 26, 2020, between the Registrant and Alvogen Malta (Out-Licensing) Ltd
License Agreements
Pfenex Inc.
Biotechnology
2020
Amendment No. 2 to the Development and License Agreement, dated June 24, 2020, between the Registrant and Alvogen Malta Operations Ltd
License Agreements
Pfenex Inc.
Biotechnology
2020
Amendment No. 2 to the Development and License Agreement dated March 9, 2020, between the Registrant and Alvogen
License Agreements
Pfenex Inc.
Biotechnology
2020
Alvogen Malta (Out-Licensing) Ltd. Letter, Alvogen ROW Sublicense
Pfenex Inc.
Biotechnology
2020
Equity Sales Agreement, dated as of May 7, 2020, among Pfenex Inc., William Blair & Company, L.L.C., and H.C. Wainwright & Co., LLC
Sales Agreements
Pfenex Inc.
2020
Description of Common Stock of the Company
Stock Agreements
Pfenex Inc.
2020
Amendment No.1 to the Alvogen ROW Development and License Agreement
License Agreements
Pfenex Inc.
Biotechnology
2020
Transition Agreement and Limited Release, effective November 13, 2019, between the Registrant and Susan A. Knudson 23.1* Consent of KPMG LLP, Independent Registered Public...
Transition Agreements
Pfenex Inc.
Biotechnology
CA
2020
Development and License Agreement dated February 25, 2019 by and between Pfenex Inc. and Alvogen Malta (Out-Licensing) Ltd
License Agreements
Pfenex Inc.
Biotechnology
DE
2019
MENA Development and License Agreement dated February 25, 2019 by and between Pfenex Inc. and Alvogen Malta (Out-Licensing) Ltd
License Agreements
Pfenex Inc.
2019
E.U. Development and License Agreement dated February 25, 2019 by and between Pfenex Inc. and Alvogen Malta (Out-licensing) Ltd
License Agreements
Pfenex Inc.
2019
Amendment No. 1 to the Development and License Agreement dated February 25, 2019 between Pfenex Inc. and Alvogen Malta Operations Ltd
License Agreements
Pfenex Inc.
2019
Executive Employment Agreement dated March 18, 2019 by and between Pfenex Inc. and Martin Brenner
Employment Agreements
Pfenex Inc.
Biotechnology
CA
2019
Amended and Restated 2014 Equity Incentive Plan and forms of award thereunder
Bonus & Incentive Agreements
Pfenex Inc.
Biotechnology
DE
2019
Transition Agreement and Release by and between the Company and Hubert C. Chen dated August 16, 2018
Transition Agreements
Pfenex Inc.
2018
Modification No. 7, effective September 14, 2018, to Cost Plus Fixed Fee Agreement, dated August 14, 2015, between the Registrant and the United States Department of Health and...
Services Agreements
Pfenex Inc.
2018
Executive Employment Agreement, effective October 1, 2018, between the Company and Shawn A. Scranton, PharmD
Employment Agreements
Pfenex Inc.
Biotechnology
CA
2018
Development and License Agreement, dated April 18, 2018, between the Registrant and China NT Pharma Group Company Limited
License Agreements
Pfenex Inc.
Biotechnology
DE
2018
Modification 6, effective May 15, 2018, between the Registrant and the United States Department of Health and Human Services
Modification Agreements
Pfenex Inc.
Biotechnology
2018
Development and License Agreement, dated June 11, 2018, between the Registrant and Alvogen Malta Operations Ltd
License Agreements
Pfenex Inc.
2018
Underwriting Agreement, dated as of May 23, 2018, by and among Pfenex Inc. and Barclays Capital Inc. and William Blair & Company, L.L.C. as representatives of the underwriters
Underwriting Agreements
Pfenex Inc.
2018
Amended License and Option Agreement, dated December 19, 2017, by and between the Registrant and Jazz Pharmaceuticals Ireland Limited
License Agreements
Pfenex Inc.
2018
Sales Agreement, dated as of March 15, 2018, between Pfenex Inc. and William Blair & Company, L.L.C
Sales Agreements
Pfenex Inc.
Biotechnology
NY
2018
Executive Employment Agreement, effective February 1, 2018, between the Company and Susan A. Knudson
Employment Agreements
Pfenex Inc.
2018
Modification No. 5, effective August 2, 2017, to Cost Plus Fixed Fee Agreement, dated August 14, 2015, between the Registrant and the United States Department of Health and Human...
Services Agreements
Pfenex Inc.
Biotechnology
2017
Mutual Separation Agreement and Mutual Release by and between the Company and Paul A. Wagner dated September 7, 2017
Separation Agreements
Pfenex Inc.
2017
Mutual Separation Agreement and Mutual Release by and between the Company and Steven Sandoval dated September 7, 2017
Separation Agreements
Pfenex Inc.
2017
TERMINATION AGREEMENT
Termination Agreements
Pfenex Inc.
2017
PFENEX INC. EXECUTIVEEMPLOYMENT AGREEMENT
Pfenex Inc.
Biotechnology
CA
2017
PFENEX INC. 2014EQUITY INCENTIVE PLAN (As Amended and Restated May 5, 2017)
Bonus & Incentive Agreements
Pfenex Inc.
Biotechnology
DE
2017
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2017
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2017
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2017
SEPARATION AGREEMENT AND RELEASE
Separation Agreements
Pfenex Inc.
2017
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
CA
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2016
PFENEX INC. EXECUTIVEEMPLOYMENT AGREEMENT
Pfenex Inc.
Biotechnology
CA
2016
PFENEX INC. 2016INDUCEMENT EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Pfenex Inc.
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
2016
THIRD AMENDMENT TO MULTI-TENANT INDUSTRIAL/COMMERCIAL LEASE (NET) (Roselle Technology Park)
Lease Agreements
Pfenex Inc.
Biotechnology
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2016
SECOND AMENDMENT TO MULTI-TENANT INDUSTRIAL/COMMERCIAL LEASE (NET) (Roselle Technology Park)
Lease Agreements
Pfenex Inc.
Biotechnology
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
2016
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2016
600,000 Shares PfenexInc. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Pfenex Inc.
Biotechnology
NY
2015
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
2015
FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT
Credit Agreements
Pfenex Inc.
2015
AMENDED AND RESTATED CREDITAGREEMENT
Pfenex Inc.
Biotechnology
CA
2015
AMENDED AND RESTATED REVOLVINGLINE OF CREDIT NOTE
Credit Agreements
Pfenex Inc.
Biotechnology
DE
2015
[ l ] Shares Pfenex Inc. CommonStock UNDERWRITING AGREEMENT
Underwriting Agreements
Pfenex Inc.
Biotechnology
NY
2015
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
2015
CREDIT AGREEMENT
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2015
REVOLVING LINE OF CREDIT NOTE
Credit Agreements
Pfenex Inc.
2015
REVOLVING LINE OF CREDIT NOTE
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2015
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
2015
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
DE
2015
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
2015
THIRD AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
Pfenex Inc.
Biotechnology
2015
PFENEX INC. EXECUTIVEEMPLOYMENT AGREEMENT
Pfenex Inc.
Biotechnology
CA
2015
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Pfenex Inc.
2015
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2014
FIRST AMENDMENT TO MULTI-TENANT INDUSTRIAL/COMMERCIAL LEASE (NET) (Roselle Technology Park)
Lease Agreements
Pfenex Inc.
Biotechnology
2014
PFENEX INC. 2014EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Pfenex Inc.
2014
[] Shares Pfenex Inc. CommonStock UNDERWRITING AGREEMENT
Underwriting Agreements
Pfenex Inc.
2014
PFENEX INC. INVESTORS RIGHTS AGREEMENT
Investor Rights Agreements
Pfenex Inc.
Biotechnology
DE
2014
PFENEX INC. 2014EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Pfenex Inc.
2014
PFENEX INC. 2014EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Pfenex Inc.
2014
CREDIT AGREEMENT
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2014
SECURITY AGREEMENT: SPECIFICRIGHTS TO PAYMENT
Security Agreements
Pfenex Inc.
Biotechnology
CA
2014
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
2014
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
2014
CONFIDENTIAL TREATMENT REQUESTED
Pfenex Inc.
Biotechnology
NY
2014
PFENEX INC. 2014 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Pfenex Inc.
Biotechnology
CA
2014
PFENEX INC. EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Pfenex Inc.
Biotechnology
CA
2014
PFENEX INC. EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Pfenex Inc.
2014
PFENEX INC. EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Pfenex Inc.
Biotechnology
CA
2014
PFENEX INC. EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Pfenex Inc.
2014
PFENEX INC. EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Pfenex Inc.
2014
PFENEX INC. INCENTIVE COMPENSATION PLAN Adopted by the Board of Directors on June 17, 2014 and effective immediately prior to the Companys initial public offering
Bonus & Incentive Agreements
Pfenex Inc.
2014
PFENEXINC. INVESTORS RIGHTS AGREEMENT TABLE OF CONTENTS
Investor Rights Agreements
Pfenex Inc.
Biotechnology
DE
2014
AMENDED ANDRESTATED SUBSCRIPTION AGREEMENT
Subscription Agreements
Pfenex Inc.
2014
PFENEX INC. 2009EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
Pfenex Inc.
2014
PFENEX INC. INDEMNIFICATION AGREEMENT
Indemnification Agreements
Pfenex Inc.
Biotechnology
DE
2014
BRS-TUSTIN SAFEGUARD ASSOCIATES II, LLC Multi Tenant Industrial/Commercial Lease (Net) Between BRS-TUS7TN SAFEGUARD ASSOCIATES II, LLC, a Delaware limited liability company...
Lease Agreements
Pfenex Inc.
2014
JOINT DEVELOPMENT & LICENSE AGREEMENT
License Agreements
Pfenex Inc.
Biotechnology
2014
PFENEX INC. AND AGILABIOTECH PRIVATE LIMITED JOINT VENTURE AGREEMENT JOINT VENTURE AGREEMENT
Joint Venture Agreements
Pfenex Inc.
Biotechnology
2014
TECHNOLOGYLICENSING AGREEMENT
Pfenex Inc.
2014
GRANT-BACK AND TECHNOLOGY LICENSE AGREEMENT
License Agreements
Pfenex Inc.
Biotechnology
CA
2014
TECHNOLOGY ASSIGNMENT AGREEMENT
Assignment Agreements
Pfenex Inc.
Biotechnology
MI
2014
CONTRIBUTION,ASSIGNMENT AND ASSUMPTION AGREEMENT by and among THE DOW CHEMICAL COMPANY, DOW GLOBAL TECHNOLOGIES INC. and PFENEX INC. NOVEMBER 30, 2009
Pfenex Inc.
2014