CONFIDENTIAL TREATMENT REQUESTED
Exhibit 10.3
CONFIDENTIAL TREATMENT REQUESTED
CONFIDENTIAL PORTIONS OF THIS DOCUMENT HAVE BEEN REDACTED AND HAVE BEEN SEPARATELY FILED WITH THE SECURITIES AND EXCHANGE COMMISSION. INFORMATION THAT WAS OMITTED IN THE EDGAR VERSION HAS BEEN NOTED IN THIS DOCUMENT WITH A PLACEHOLDER IDENTIFIED BY THE MARK “[***]”.
| AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT | 1. CONTRACT ID CODE N/A | PAGE OF PAGES 1 | 1 | ||||||||||||||
| 2. AMENDMENT/MODIFICATION NO. 0007 | 3. EFFECTIVE DATE (see block 16C below) | 4. REQUISITION/PURCHASE REQ. NO.
| 5 PROJECT NO, (If applicable) N/A
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| 5. ISSUED BY | CODE | 7. ADMINISTERED BY (If other than Item 6) | CODE | N/A | ||||||||||||
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National Institutes of Health National Institute of Allergy and Infectious Diseases DEA, Office of Acquisitions Room 3214, MSC 7612 6700-B Rockledge Drive Bethesda, MD 20892-7612
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MID RCB-B | |||||||||||||||
| 8. NAME AND ADDRESS OF CONTRACTOR (No., street, county, State and ZIP code
Pfenex, Inc. 10790 Roselle Street San Diego, CA 92121 | ¨ | 9A. AMENDMENT OF SOLICITATION NO. | ||||||||||||
| 9B. DATED (SEE ITEM 11)
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| x | 10A. MODIFICATION OF CONTRACT/ORDER NO. HHSN272201200033C
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| 10B. DATED (SEE ITEM 13) | ||||||||||||||
| CODE | FACILITY CODE
| 09/27/2012
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11. THIS ITEM ONLY APPLIES TO AMENDMENTS OF SOLICITATIONS
| ¨ | The above numbered solicitation is amended as set forth in Item 14. The hour and date specified for receipt of Offers ¨ is extended. ¨ is not extended. Offers must acknowledge receipt of this amendment prior to the hour and date specified in the solicitation or as amended, by one of the following methods: (a) By completing Items 8 and 15, and returning one (1) copy of the amendment; (b) By acknowledging receipt of this Amendment on each copy of the offer submitted; or (c) By separate letter or telegram which includes a reference to the solicitation and amendment numbers. FAILURE OF YOUR ACKNOWLEDGEMENT TO BE RECEIVED AT THE PLACE DESIGNATED FOR THE RECEIPT OF OFFERS PRIOR TO THE HOUR AND DATA SPECIFIED MAY RESULT IN REJECTION OF YOUR OFFER. If by virtue of this amendment you desire to change an offer already submitted, such change may be made by telegram or letter, provided each telegram or letter makes reference to the solicitation and this amendment, and is received prior to the opening hour and data specified. |
| 12. ACCOUNTING AND APPROPRIATION DATA (if required)
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13. THIS ITEM APPLIES ONLY TO MODIFICATION OF CONTRACTS/ORDERS, IT MODIFIES THE CONTRACT/ORDER NO. AS DESCRIBED IN ITEM 14.
| ¨ | A. THIS CHANGE ORDER IS ISSUED PURSUANT TO: (Specify authority) THE CHANGES SET FORTH IN ITEM 14 ARE MADE IN THE CONTRACT ORDER NO. IN ITEM 10A.
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| B. THE ABOVE NUMBERED CONTRACT/ORDER IS MODIFIED TO REFLECT THE ADMINISTRATIVE CHANGES (such as changes in paying office, appropriation date, etc.) SET FORTH IN ITEM 14, PURSUANT TO THE AUTHORITY OF
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| X | C. THIS SUPPLEMENTAL AGREEMENT IS ENTERED INTO PURSUANT TO AUTHORITY OF:
Mutual Agreement of the Parties
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| D. OTHER (Specify type of modification and authority)
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E. IMPORTANT: Contractor ¨ is not x is required to sign this document and return 2 copies to the issuing office.
14. DESCRIPTION OF AMENDMENT/MODIFICATION (Organized by UCF section headings, including solicitation/contract subject matter where feasible.)
PURPOSE: To correct the funded through date and completion date on page 1 of Modification 5 to read May 31, 2016, so it is in agreement with pages 2-4 of said modification.
| TOTAL FUNDS CURRENTLY ALLOTTED [***] (Unchanged) | FUNDED THROUGH DATE: May 31, 2016 (Unchanged) | |||
| TOTAL ESTIMATED COST: [***] (Unchanged) | COMPLETION DATE: May 31, 2016 (Unchanged) |
Except as provided herein, all terms and conditions of the document referenced in Item 9A or 10A, as heretofore changed, remains unchanged and in full force and effect.
| 15A. NAME AND TITLE OF SIGNER (Type or print) | 16A. NAME AND TITLE OF CONTRACTING OFFICER (Type or print) | |||||||||||
| PATRICK LUCY, Chief Business Officer | Michael P. Welsh Contracting Officer, MID RCB-B, OA, DEA, NIAID, NIH, DHHS | |||||||||||
| 15B. CONTRACTOR/OFFEROR | 15C. DATE SIGNED | 16B. UNITED STATES OF AMERICA | 16C. DATE SIGNED | |||||||||
| /s/ Patrick Lucy (Signature of person authorized to sign) | 02/16/2016
| By:
| /s/ Michael P. Welsh (Signature of Contracting Officer)
| 2/22/2016
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NSN 7540-01-152-8070 Previous edition unusable |
30-105 Computer Generated |
STANDARD FORM 30 (REV. 10-83) Prescribed by GSA FAR (48 CFR) 53.243 |
| [***] | Certain information in this document has been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to the omitted portions. |
