CONTRIBUTION,ASSIGNMENT AND ASSUMPTION AGREEMENT by and among THE DOW CHEMICAL COMPANY, DOW GLOBAL TECHNOLOGIES INC. and PFENEX INC. NOVEMBER 30, 2009
Exhibit 10.11
EXECUTION COPY
CONTRIBUTION, ASSIGNMENT AND ASSUMPTION AGREEMENT
by and among
THE DOW CHEMICAL COMPANY,
DOW GLOBAL TECHNOLOGIES INC.
and
PFENEX INC.
NOVEMBER 30, 2009
EXECUTION COPY
CONTRIBUTION, ASSIGNMENT AND ASSUMPTION AGREEMENT
THIS CONTRIBUTION, ASSIGNMENT AND ASSUMPTION AGREEMENT (this Agreement) is effective as of this 30th day of November 2009 (the Effective Date) by and among The Dow Chemical Company, a Delaware corporation (TDCC), Dow Global Technologies Inc., a Delaware corporation (DGTI) and Pfenex Inc., a Delaware corporation (the Company). TDCC, DGTI and the Company are sometimes referred to herein individually as a Party and collectively as the Parties. TDCC and DGTI are sometimes referred to herein as Dow.
RECITALS
WHEREAS, the Company is a newly formed corporation, with no assets or liabilities as of the date hereof;
WHEREAS, TDCC engages in the Business (as defined below), among other businesses, and owns certain of the Transferred Assets (as defined below) relating to and used in the Business;
WHEREAS, DGTI owns certain intellectual property rights to the technologies relating to and used in the Business;
WHEREAS, Dow desires to contribute, transfer and assign to the Company the Transferred Assets, on the terms and conditions herein; and
WHEREAS, the Company desires to accept from Dow the Transferred Assets, on the terms and conditions herein.
NOW, THEREFORE, in consideration of the foregoing recitals and the mutual covenants and promises contained herein, the adequacy and sufficiency of which are hereby acknowledged, the Parties agree as follows:
ARTICLE 1
DEFINITIONS
1.1 Affiliate means, with respect to any Person, any other Person that directly or indirectly controls or is controlled by or under common control with such Person. For the purposes of this definition, control, when used with respect to any Person, means the possession, direct or indirect, of the power to direct or cause the direction of the management and policies of such Person, whether through the ownership of voting securities, by contract or otherwise; and the terms of affiliated, controlling and controlled have meanings correlative to the foregoing.
1.2 Books and Records shall mean all papers and records (in any format including paper or electronic) kept or maintained including any and all laboratory notebooks, invention disclosures, purchasing and sales records, all data and communications relating to ongoing business development activities, preclinical and clinical data, all Regulatory Documents, vendor lists, product documentation, product specifications, marketing documents and the like, in each case pertaining solely to the Transferred Assets.
EXECUTION COPY
1.3 Business shall mean the biopharmaceutical business and related activities conducted by TDCC and its Affiliates since January 1, 2009, primarily at their base of operations in San Diego, California relating to the Pfenex Expression Technology and/or the VLP Technology.
1.4 CERCLA means the federal Comprehensive Environmental Response, Compensation and Liability Act of 1980.
1.5 Code shall mean the Internal Revenue Code of 1986, as amended.
1.6 Contract shall mean a written or oral contract, agreement, instrument, other understanding or commitment.
1.7 Environmental Laws means any Law relating to the environment, occupational health and safety, Materials of Environmental Concern or natural resources including, without limitation, any Law pertaining to: (a) the presence of or the treatment, storage, disposal, generation, transportation, handling, distribution, manufacture, processing, use, import, export, labeling, recycling, registration, investigation or remediation of Materials of Environmental Concern; (b) air, water and noise pollution; (c) groundwater and soil contamination; and (d) the release or threatened release into the environment, the workplace or other areas of Materials of Environmental Concern, including emissions, discharges, injections, spills, escapes or dumping of Materials of Environmental Concern. As used above, the term release shall have the meaning set forth in CERCLA.
1.8 Governmental Authority means any nation or government, any state or other political subdivision thereof, any agency, authority, instrumentality, regulatory body, court, administrative tribunal, central bank or other entity exercising executive, legislative, judicial, taxing, regulatory or administrative powers or functions of or pertaining to government.
1.9 Knowledge or knowledge of Dow means and includes the actual knowledge of Pat Lucy, Dennis Merens, Charles Squires and Henry Talbot, and shall include all information each such person knows or should have known after due inquiry of those individuals that would reasonably be expected to have knowledge of the matter in question.
1.10 Law means, collectively, all applicable international, foreign, federal, state, county, regional and local statutes, treaties, rules, regulations, ordinances, codes, orders, decrees, judgments and administrative or judicial precedents or authorities, including the interpretation or administration thereof by any Governmental Authority charged with the enforcement, interpretation or administration thereof, in each case having the force of law.
1.11 Liability or Liabilities shall mean liabilities of any kind or nature, primary or secondary, direct or indirect, absolute or contingent, known or unknown, including but not limited to any debts, commitments, obligations, liabilities for claims in tort or contract (including unripened liabilities due to past actions or sales), and all costs and expenses (including reasonable attorneys fees), incurred in connection with the defense of any such claims.
1.12 Lien means (a) any encumbrance, mortgage, pledge, lien, charge or other security interest of any kind upon any property or assets of any character, or upon the income or profits therefrom; (b) any acquisition of or agreement to have an option to acquire any property
2
EXECUTION COPY
or assets upon conditional sale or other title retention agreement, device or arrangement (including a capitalized lease); or (c) any sale, assignment, pledge or other transfer for security of any accounts, general intangibles or chattel paper, with or without recourse.
1.13 Material Adverse Effect on the Business means any change, effect or circumstance that is materially adverse to the Transferred Assets, financial condition or results of operations of the Business, taken as a whole.
1.14 Materials of Environmental Concern means any: pollutants, contaminants or hazardous substances (as such terms are defined under CERCLA), pesticides (as such term is defined under the Federal Insecticide, Fungicide and Rodenticide Act), solid wastes and hazardous wastes (as such terms are defined under the Resource Conservation and Recovery Act), chemicals, other hazardous, radioactive or toxic materials, oil, petroleum and petroleum products (and fractions thereof), or any other material (or article containing such material) listed, subject to regulation or forming the basis of liability under any Environmental Law (including, without limitation, asbestos in any form, urea formaldehyde, perchlorate or polychlorinated biphenyls).
1.15 Person shall mean any individual, entity or Governmental Authority.
1.16 Permits means all licenses, permits, registrations, consents, authorizations and other approvals from all Governmental Authorities.
1.17 Permitted Liens means the Liens affecting the Transferred Assets listed on Schedule 1.17.
1.18 Pfenex Expression Technology shall have the meaning ascribed to such term in the Technology Assignment Agreement.
1.19 Post-Closing Taxes shall mean any and all Taxes relating to or arising from the Transferred Assets that (i) are attributable to any taxable period (or any portion thereof) beginning on or after the Effective Date and the portion of any Tax period that includes, but does not begin on, the Effective Date beginning on and including the Effective Date or (ii) are related to an event or transaction occurring on or after the Effective Date.
1.20 Pre-Closing Taxes shall mean any and all Taxes relating to or arising from the Transferred Assets or the Company that (i) are attributable to any taxable period (or any portion thereof) ending on or prior to the Effective Date and the portion of any Tax period that includes, but does not end on, the Effective Date ending on the Effective Date or (ii) are related to an event or transaction occurring prior to the Effective Date.
1.21 Proceeding means any (a) action, suit, proceeding, claim or arbitration against or involving Dows operation of the Business or the Business by or before any Governmental Authority or before any arbitrator; and (b) any investigation by a Governmental Authority of which Dow has Knowledge.
1.22 Regulatory Documents shall mean any and all regulatory submissions (whether completed or in process) to any Governmental Authority anywhere in the world submitted by or on behalf of Dow relating to the Business (including any product developed in
3
EXECUTION COPY
connection therewith), including all annual reports, adverse event reports, and other adverse event submission tracking information, and amendments and supplements to any of the foregoing.
1.23 Sublease shall mean the Sublease Agreement between TDCC and the Company, in the form attached hereto as Exhibit A.
1.24 Tax (and, with correlative meaning, Taxes) shall mean (i) any federal, state, local or foreign income, alternative or add on minimum income, ad valorem, business license, documentary, employment, environmental, excise, franchise, gains, gross income, gross receipts, license, occupation, payroll, personal property, premium, profits, property transfer, real property, recording, sales, services, severance, social security, stamp, transfer, unemployment insurance, use, value added, windfall profit or withholding tax, custom, duty, levy or other governmental assessment, charge or fee in the nature of a tax (whether payable directly or by withholding), (ii) any liability for Taxes of any Person under Treasury Regulations Section 1.1502-6 (or any similar provision of state, local or foreign law), as a transferee or successor, by Contract or otherwise and (iii) any estimated Tax, interest, fines, penalties or additions to Tax with respect to amounts referred to in clauses (i) or (ii) hereof.
1.25 Tax Authority shall mean any Governmental Authority responsible for the imposition, assessment or collection of any Tax (domestic or foreign).
1.26 Tax Returns shall mean all reports, estimates, declarations of estimated Tax, information statements and returns relating to Taxes and any schedules attached to or amendments of any of the foregoing.
1.27 Transaction Agreements means the Technology Assignment Agreement, the Technology Licensing Agreement, the Grant-Back License Agreement, the Sublease and the Transition Services Agreement.
1.28 Transition Services Agreement shall mean the Transition Services Agreement between TDCC and the Company, in the form attached hereto as Exhibit B.
1.29 VLP Technology shall have the meaning ascribed to such term in the Technology Assignment Agreement.
ARTICLE 2
CONTRIBUTION OF ASSETS
Subject to the terms and conditions of this Agreement, Dow hereby contributes, transfers, assigns, conveys and delivers, as specified below, to the Company, the assets described in Sections 2.1 through 2.5 of this Article 2 (collectively, the Transferred Assets), and the Company hereby acquires from Dow all the rights and assumes all obligations and responsibilities associated therewith as stated in this Agreement. Notwithstanding any of the foregoing or Sections 2.1 through 2.5 below, those assets of Dow not specifically referenced in Sections 2.1 through 2.5 below shall remain the assets of Dow.
2.1 Intellectual Property Rights. Concurrent with the execution of this Agreement, the Parties are entering into a Technology Assignment Agreement, in the form attached hereto as
4
EXECUTION COPY
Exhibit C (the Technology Assignment Agreement), and a Technology Licensing Agreement, in the form attached hereto as Exhibit D (the Technology Licensing Agreement), pursuant to which Dow is assigning and licensing to the Company certain intellectual property rights set forth therein. The Company and Dow are also entering into a Grant-Back and Technology License Agreement, in the form attached hereto as Exhibit E (the Grant-Back License Agreement), pursuant to which Company is licensing to Dow certain intellectual property rights set forth therein.
2.2 Fixed Assets. Dow hereby contributes, transfers, assigns, conveys and delivers to the Company, all of its rights, title and interest in and to the fixed assets listed in Schedule 2.2 (the Fixed Assets).
2.3 Business Contracts. Dow hereby assigns to the Company, and the Company hereby assumes, subject to Section 3.1, all rights and obligations of Dow under the Contracts listed in Schedule 2.3 (collectively, the Business Contracts).
2.4 Books and Records. Dow hereby assigns to the Company the Books and Records that are used solely in the Business and are in the care or custody of or owned or otherwise transferable by Dow as of the Effective Date (collectively, the Transferred Books and Records).
2.5 Rights to Sue. Dow hereby assigns any and all right to recover past, present and future damages for the breach, infringement or misappropriation, as the case may be, relating to, arising from, or in connection with, the Transferred Assets set forth in Section 2.1; except to the extent Dow may exercise such rights with respect to a counterclaim that can be made against a party to whom Dow has an obligation for an Excluded Liability pursuant to the provisions set forth in Section 5.03 of the Grant Back License Agreement.
2.6 Other Assets. Dow hereby contributes, transfers, assigns, conveys and delivers to the Company, all of its rights, title and interest in and to all other assets and properties that are not expressly identified in Sections 2.1 to 2.5, other than the computers, telephones and any related or similar equipment, located at 5501 Oberlin Drive, San Diego, California, 92121, and used in the Business as of the Effective Date (the Other Assets).
ARTICLE 3
LIABILITIES
3.1 Assumed Liabilities. The Company hereby assumes and agrees to be solely liable for and obligated to discharge and/or perform all of the Liabilities of Dow with respect to the ownership, possession, operation and use of the Transferred Assets to the extent arising on or after the Effective Date, including without limitation, any Post-Closing Taxes (collectively, the Assumed Liabilities). The Company shall not assume any Liabilities of Dow pursuant hereto, other than the Assumed Liabilities.
3.2 Definition of Excluded Liabilities. Except for the Assumed Liabilities, the Company does not assume and is not assuming, any debt, liability, duty or other obligation (of any kind) of Dow, whether known or unknown, fixed or contingent, and regardless of when such liabilities or obligations may arise or may have arisen or when asserted, including any Pre-Closing Taxes which are outstanding or unpaid as of the Effective Date (collectively, the
5
EXECUTION COPY
Excluded Liabilities), but excluding any (a) Transfer Taxes or (b) liabilities, or obligations related to the Transferred Assets which are typically assessed against a purchaser of assets), and Dow shall remain responsible for the Excluded Liabilities.
ARTICLE 4
CLOSING
4.1 Closing. The closing of the purchase and sale of the Transferred Assets and of the transactions contemplated by this Agreement (the Closing) shall be held at the Companys offices at 5451 Oberlin Drive, San Diego, California 92121, at 11:59 p.m. PST on November 30, 2009, or at such other time or place as may be agreed by the Parties (such date, the Closing Date).
(a) At the Closing, the Company shall deliver, in each case to the extent applicable duly executed by the Company:
(i) to each of TDCC and DGTI, 11,340,000 and 2,660,000 shares, respectively, of Series A-1 Participating Preferred Stock of the Company (the Shares), as consideration in part for Dows contribution of Transferred Assets to the Company;
(ii) the Technology Assignment Agreement;
(iii) the Technology Licensing Agreement;
(iv) the Grant-Back License Agreement;
(v) the Sublease; and
(vi) the Transition Services Agreement.
(b) At the Closing, TDCC and DGTI shall deliver or cause to be delivered to the Company, in each case to the extent applicable duly executed by the TDCC or DGTI, as applicable:
(i) the Technology Assignment Agreement;
(ii) the Technology Licensing Agreement;
(iii) the Grant-Back License Agreement;
(iv) the Sublease; and
(v) the Transition Services Agreement.
(c) At the Closing, title to the Transferred Assets shall be delivered to the Company free and clear of all Liens, except for Permitted Liens.
4.2 Tax Treatment. Each of the Parties agrees that the transactions contemplated by this Agreement shall be treated, pursuant to Section 351 of the Code, as a tax-free contribution of the Transferred Assets by Dow to the Company in exchange for the issuance of the Shares. None of the Parties shall take a position on any Tax Return or attachment thereto, before any Tax
6
EXECUTION COPY
Authority, in any judicial Proceeding, or for any other Tax purpose that is in any way inconsistent with such Tax treatment, unless specifically required to do so pursuant to a determination within the meaning of Section 1313(a) of the Code or an analogous provision of Law. Each party has consulted with its own Tax counsel regarding the Tax consequences of the transactions contemplated by this Agreement and no party makes any representations to any other party regarding such Tax consequences. The Shares issued pursuant to this Agreement will be the first issuance of capital stock of the Company.
4.3 Transfer Taxes. The Company shall be responsible for and shall pay all sales, use, transfer, stamp duty, recording, value added, and other similar Taxes, including all bulk sales taxes, in each case including interest, penalties or additions attributable thereto (the Transfer Taxes), arising out of or in connection with the transactions contemplated by this Agreement. The Parties shall cooperate with each other in good faith in the preparation and filing of any Tax Returns relating to any Transfer Taxes.
4.4 Assignability and Consents. Notwithstanding anything to the contrary contained in this Agreement, if the conveyance, assignment, transfer or delivery or attempted conveyance, assignment, transfer or delivery to the Company of any Transferred Asset is (a) prohibited by any applicable law, or (b) would require any authorizations, approvals, consents or waivers from a third party and such authorizations, approvals, consents or waivers have not been obtained prior to the Closing Date (each, a Non-Assignable Asset), in either case, the Closing shall proceed, but the Closing shall not constitute the conveyance, assignment, transfer or delivery of such Non-Assignable Asset, and this Agreement shall not constitute a conveyance, assignment, transfer or delivery of such Non-Assignable Asset unless and until such authorization, approval, consent or waiver is obtained. After the Closing, each of TDCC and DGTI, as the case may be, shall continue to use commercially reasonable efforts to obtain any such authorization, approval, consent or waiver as promptly as practicable for the Non-Assignable Assets as set forth on Schedule 4.4.(a), except with respect to those Non-Assignable Assets the Parties have agreed would not be included in the Transferred Assets as set forth on Schedule 4.4(b). Once authorization, approval or waiver of or consent for the conveyance, assignment, transfer or delivery of any such Non-Assignable Asset is obtained, each of TDCC and DGTI, as the case may be, shall convey, assign, transfer and deliver such Non-Assignable Asset to the Company at no additional cost to the Company. Notwithstanding anything to the contrary contained in this Agreement, each of TDCC, DGTI and the Company, agree to cooperate to effect as close as possible, the rights, benefits and obligations of any Business Contract that is a Non-Assignable Asset as if it were assigned at Closing, including, without limitation, the enforcement, for the benefit of the Company, of any and all rights of TDCC or DGTI, as the case may be, against such other party thereto arising out of the contract, or cancellation thereof, by such other party or otherwise. To the extent that such Business Contract has to be modified, amended or terminated in order to facilitate the assignment or transfer of the Business to the Company, each of TDCC, DGTI and the Company, agree to take such actions and execute such documents as may reasonably be requested in writing to effect the same.
4.5 Taking of Necessary Action; Further Action. From time to time after the Closing Date or the Closing, at the request of either Party, the Parties hereto shall execute and deliver such other instruments of sale, transfer, conveyance, assignment and confirmation and take such action as may be reasonably necessary to transfer, convey and assign to the Company, and to
7
EXECUTION COPY
confirm the Companys title to or interest in the Transferred Assets, to put the Company in actual possession and operating control thereof and to assist the Company in exercising all rights with respect thereto. In addition, if, following the transfer of the Transferred Assets, the Company identifies specific items within the Transferred Assets that were not transferred to the Company, TDCC and/or DGTI, as applicable, shall use all reasonable efforts to transfer such items to the Company.
Notwithstanding any provision herein, Sections 4.4 and 4.5 shall continue in full force and effect after the Closing until their expiration in accordance with Section 7.1.
ARTICLE 5
REPRESENTATIONS AND WARRANTIES OF DOW
Except as set forth in the disclosure schedule attached hereto prepared by Dow (the Disclosure Schedule), Dow represents and warrants to the Company, as follows:
5.1 Organization. Each of TDCC and DGTI is a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware. Each of TDCC and DGTI has all requisite organizational power and authority to carry on the Business and to own and use the properties owned and used by them in the Business, including the Transferred Assets.
5.2 Authorization. Each of TDCC and DGTI has all requisite power and authority to execute and deliver this Agreement and the Transaction Agreements and to perform its obligations hereunder and thereunder. The execution and delivery by each of TDCC and DGTI of this Agreement and the Transaction Agreements and the consummation by each of TDCC and DGTI of the transactions contemplated hereby and thereby have been duly and validly authorized by all necessary corporate action on the part of TDCC and DGTI. This Agreement and the Transaction Agreements have been duly and validly executed and delivered by each of TDCC and DGTI and (assuming due authorization, execution and delivery by the Company) constitute valid and binding obligations of each of TDCC and DGTI, enforceable against TDCC and DGTI in accordance with their terms, subject to bankruptcy, insolvency and similar laws affecting the rights of creditors generally and subject to rules of law governing specific performance, injunctive relief and other equitable remedies.
5.3 Governmental Authorization. The execution and delivery of this Agreement and the other Transaction Documents by TDCC and DGTI and the consummation of the transactions contemplated hereby and thereby, do not require any consent or approval of, or any notice to or other filing with, any Governmental Authority, except for consents, approvals, notices and filings required to reflect a change in ownership of the patents or other consents, approvals, notices, and filings the failure of which to be obtained or made would not, individually or in the aggregate, have a Material Adverse Effect on the Business.
5.4 Assets. Each of TDCC and DGTI has good and valid title to all of the Fixed Assets, the Transferred Books and Records and the Other Assets free and clear of all Liens. The Transferred Assets owned by the Company immediately following the Closing and the rights possessed by the Company immediately following the Closing (including the rights acquired by the Company under the Business Contracts) include all assets and rights of TDCC and DGTI and their respective Affiliates that: (i) are used or held for use by TDCC and DGTI and their
8
EXECUTION COPY
respective Affiliates primarily in the operation or conduct of the Business, or (ii) are necessary for, or would otherwise be infringed by, the operation or conduct the Business by the Company in substantially the same manner as currently conducted, and such assets and rights are sufficient for the conduct of the Business by the Company in substantially the same manner as currently conducted by TDCC and DGTI, as applicable.
5.5 Business Contracts. The Business Contracts listed on Schedule 2.3 are all of the Contracts between TDCC or DGTI, as the case may be, and any third party necessary for the operation of the Business, and true and complete copies of all such Business Contracts have been delivered to or are in the possession of the Company. Each Business Contract is, as of the date hereof, legal, valid, binding and enforceable against TDCC or DGTI, as applicable, and in full force and effect, subject to bankruptcy, insolvency and similar laws affecting the rights of creditors generally and subject to rules of law governing specific performance, injunctive relief and other equitable remedies, and neither TDCC nor DGTI is subject to any material default thereunder, nor is any party obligated to TDCC or DGTI pursuant to any such Business Contract subject to any default thereunder. Neither TDCC nor DGTI has neither breached, violated or defaulted under, nor received notice that TDCC or DGTI has breached, violated or defaulted under, any of the terms or conditions of any Business Contract. Subject to Section 4.4, each of TDCC and DGTI has obtained all necessary consents, waivers and approvals of parties to any Business Contract as are required thereunder in connection with the Closing, or for any such Business Contract to be transferred to the Company, and to remain in full force and effect without limitation, modification or alteration after the Closing. Following the Closing, the Company will be permitted to exercise all of the rights TDCC or DGTI, as the case may be, had under the Business Contracts without the payment of any additional amounts or consideration other than ongoing fees, royalties or payments which TDCC or DGTI would otherwise be required to pay pursuant to the terms of such Business Contracts had the transactions contemplated by this Agreement not occurred.
5.6 Transferred Books and Records. The Transferred Books and Records are those related to, used in, or necessary for the operation of the Business.
5.7 Permits. TDCC (a) owns, holds or possesses all permits, licenses, franchises or authorizations required by any Governmental Authority for the conduct or operations of the Business (collectively, the Permits), and (b) is not in violation of, or default under, any such Permits, except in each case as would not reasonably be expected to have a Material Adverse Effect on the Business.
5.8 Compliance with Laws. To the knowledge of TDCC, TDCC has conducted the operations of the Business in compliance with applicable law, except for any violations or defaults that have not had and would not reasonably be expected to have a Material Adverse Effect on the Business.
5.9 Purchase Entirely for Own Account. This Agreement is made with Dow in reliance upon Dows representations to the Company, which by Dows execution of this Agreement, Dow hereby confirms that the Shares will be acquired for investment for Dows own account, not as a nominee or agent, and not with a view to the resale or distribution of any part thereof, and that Dow has no present intention of selling, granting any participation in, or otherwise distributing the same. By executing this Agreement, Dow further represents that Dow
9
EXECUTION COPY
does not have any contract, undertaking, agreement or arrangement with any Person to sell, transfer or grant participations to such Person or to any third Person, with respect to any of the Shares.
5.10 Brokers. Neither Dow nor any of its respective officers, directors, employees or consultants has employed any broker or finder or incurred any Liability for any brokerage fees, commissions or finders fees in connection with the transactions contemplated by this Agreement.
5.11 Private Placement. Dow understands that the Shares have not been registered under the Securities Act of 1933, as amended (the Securities Act) or registered or qualified under any state securities Laws on the grounds that such Shares are being issued in a transaction exempt from the registration requirements of the Securities Act and the registration or qualification requirement of applicable state securities Laws, and that the Shares must be held indefinitely unless Shares are subsequently registered under the Securities Act and qualified or registered under applicable state securities Laws or an exemption from registration and qualification is available, and that, except as otherwise provided in the Transaction Documents, the Company is under no obligation to register or qualify the Shares. Dow shall hold harmless the Company and its directors, officers, employees and agents against any loss or Liability from any disposition of Shares by it in violation of this Section 5.11.
5.12 Accredited Investor. Dow is an accredited investor within the meaning of Rule 501 of Regulation D promulgated under the Securities Act and has such knowledge and experience in financial and business matters that it is capable of evaluating the merits and risks of the investment to be made hereunder by it and it is able to bear the economic risk of its investment.
5.13 Legends. Dow understands that the Shares and any securities issued in respect of or exchange for the Shares, may bear one or all of the following legends, in substantially the following form:
(a) THE SHARES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR IN CONNECTION WITH, THE SALE OR DISTRIBUTION THEREOF. NO SUCH TRANSFER MAY BE EFFECTED WITHOUT AN EFFECTIVE REGISTRATION STATEMENT RELATED THERETO OR AN OPINION OF COUNSEL IN A FORM SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED UNDER THE SECURITIES ACT OF 1933.
(b) Any legend set forth in, or required by, the other Transaction Agreements.
(c) Any legend required by the securities or corporate laws of any state to the extent such laws are applicable to the Shares represented by the certificate so legended.
5.14 Reliance. Dow understands and acknowledges that (a) the Shares to be acquired by it hereunder are being offered and sold to it without registration under the Securities Act in a private placement that is exempt from the registration provisions of the Securities Act; and (b)
10
EXECUTION COPY
the availability of such exemption depends in part on, and the Company will rely upon the accuracy and truthfulness of, the foregoing representations, and Dow hereby consents to such reliance
ARTICLE 6
REPRESENTATIONS AND WARRANTIES OF THE COMPANY
The Company hereby represents and warrants to TDCC and DGTI, as follows:
6.1 Organization. The Company is a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware.
6.2 Authorization. The Company has all requisite power and authority to execute and deliver this Agreement and the Transaction Agreements and to perform its obligations hereunder and thereunder. The execution and delivery by the Company of this Agreement and the Transaction Agreements and the consummation by the Company of the transactions contemplated hereby and thereby have been duly and validly authorized by all necessary corporate action on the part of the Company. This Agreement and the Transaction Agreements have been duly and validly executed and delivered by the Company and (assuming due authorization, execution and delivery by TDCC and DGTI) constitute valid and binding obligations of the Company, enforceable against the Company in accordance with their terms, subject to bankruptcy, insolvency and similar laws affecting the rights of creditors generally and subject to rules of law governing specific performance, injunctive relief and other equitable remedies.
6.3 Offering. Subject in part to the truth and accuracy of Dows representations set forth in Article 5 of this Agreement, the offer, sale and issuance of the Shares as contemplated by this Agreement are exempt from the registration requirements of the Securities Act and state securities and blue sky laws, and neither the Company nor any authorized agent acting on its behalf will take any action hereafter that would cause the loss of such exemption.
6.4 Valid Issuance of Shares. The Shares that are being purchased by Dow hereunder, when issued, sold and delivered in accordance with the terms of this Agreement and in accordance with their respective terms for the consideration expressed herein and therein, will be duly and validly issued, outstanding, fully paid, and nonassessable, and will be free of restrictions on transfer other than restrictions on transfer under this Agreement and under applicable Laws.
6.5 Brokers and Finders. Neither the Company nor any of its officers, directors, employees or consultants has employed any broker or finder or incurred any Liability for any brokerage fees, commissions or finders fees in connection with the transactions contemplated by this Agreement.
11
EXECUTION COPY
ARTICLE 7
SURVIVAL
7.1 Investigations; Survival. The representations and warranties of Dow, on the one hand, and the Company, on the other hand, contained herein or in any certificates or other documents delivered prior to or at the Closing shall not be deemed waived or otherwise affected by any investigation made by any party hereto. The representations and warranties herein and the covenants set forth in Sections 4.4 and 4.5 shall survive the Closing until 5:30 pm PST on December 31, 2010.
ARTICLE 8
MISCELLANEOUS
8.1 Amendments and Waivers. This Agreement may not be amended, supplemented or modified, except by an agreement in writing signed by each of the Parties. Any Party may waive compliance by any of the other Parties with any term or provision of this Agreement; provided that such waiver shall not operate as a waiver of, or estoppel with respect to, any other or subsequent failure. No waiver shall be effective unless it is in writing and is signed by the Party asserted to have granted such waiver.
8.2 Governing Law. This Agreement is to be construed in accordance with and governed by the internal laws of the State of Michigan, without giving effect to any choice of law rule that would cause the application of the laws of any jurisdiction other than the internal laws of the State of Michigan to the rights and duties of the Parties.
8.3 Exhibits and Schedules. All exhibits and schedules attached hereto are hereby incorporated by reference into, and made a part of, this Agreement.
8.4 No Third-Party Beneficiaries. The terms and provisions of this Agreement are intended solely for the benefit of each Party hereto and their respective successors and permitted assigns and the Parties do not intend to confer third-party beneficiary rights upon any other Person.
8.5 Counterparts. This Agreement may be executed (including, without limitation, by facsimile signature or other electronic formats) in one or more counterparts, with the same effect as if the Parties had signed the same document. Each counterpart so executed shall be deemed to be an original, and all such counterparts shall be construed together and shall constitute one agreement.
8.6 Severability. If any provision of this Agreement, or the application of any such provision to any Person or set of circumstances, shall be determined to be invalid, unlawful, void or unenforceable to any extent, the remainder of this Agreement, and the application of such provision to Persons or circumstances other than those as to which it is determined to be invalid, unlawful, void or unenforceable, shall not be impaired or otherwise affected and shall continue to be valid and enforceable to the fullest extent permitted by law.
12
EXECUTION COPY
8.7 Notices. All notices, requests, demands and other communication required or permitted to be given hereunder shall be in writing and shall be deemed to have been duly given when received if delivered personally or mailed first class, postage prepaid, registered or certified mail, delivery by a courier service, or sent by facsimile or electronic mail as follows:
If to TDCC or DGTI:
The Dow Chemical Company
2030 Dow Center
Midland, Michigan 48674
Attention: Corporate Venture Capital
Fax: 317 ###-###-####
Email: ***@***
With a copy to:
Paul, Hastings, Janofsky & Walker LLP
515 South Flower Street
Los Angeles, California 90071
Attention: Robert R. Carlson
Fax No.: (213)  ###-###-####
Email: ***@***
If to Company:
Pfenex Inc.
5501 Oberlin Drive
San Diego, California 92121
Attention: Chief Executive Officer
Fax: 858 ###-###-####
Email: [To be designated by written notice to Dow]
With a copy to:
Wilson Sonsini Goodrich & Rosati, P.C.
701 Fifth Avenue, Suite 5100
Seattle, Washington 98104
Attention: Effie Toshav
Fax No.: (206)  ###-###-####
Email: ***@***
8.8 Entire Agreement. This Agreement contains the entire understanding among the Parties with respect to the subject matter hereof and supersedes all prior and contemporaneous agreements and understandings, inducements or conditions, express or implied, oral or written, be the several, complete and exclusive embodiment of their agreement, and that any evidence, oral or written, of a prior or contemporaneous agreement that alters or modifies this Agreement shall not be admissible in any Proceeding concerning this Agreement. The express terms hereof control and supersede any course of performance and/or usage of the trade inconsistent with any of the terms hereof.
13
EXECUTION COPY
8.9 Interpretation. Unless otherwise indicated herein, with respect to any reference made in this Agreement to a section (or article, subsection, paragraph, subparagraph or clause) or exhibit, such reference shall be to a section (or article, subsection, paragraph, subparagraph or clause) of, or an exhibit or schedule to, this Agreement. The article, section, subsection, paragraph or subparagraph headings contained in this Agreement and the recitals at the beginning of this Agreement are for reference purposes only and shall not affect in any way the meaning or interpretation of this Agreement. Whenever the words include, includes or including are used in this Agreement, they shall be deemed, as the context indicates, to be followed by the words but without limitation. Words used herein, regardless of the number and gender specifically used, shall be deemed and construed to include any other number, singular or plural, and any other gender, masculine, feminine or neuter, as the context indicates is appropriate. Where specific language is used to clarify or illustrate by example a general statement contained herein, such specific language shall not be deemed to modify, limit or restrict the construction of the general statement which is being clarified or illustrated.
8.10 Construction. The construction of this Agreement shall not take into consideration the Party who drafted or whose representative drafted any portion of this Agreement, and no canon of construction shall be applied that resolves ambiguities against the drafter of a document.
8.11 Jurisdiction; Service of Process. Each of the Parties (a) submits to the jurisdiction of any state or federal court sitting in New York in any action or proceeding arising out of or relating to this Agreement; (b) agrees that all claims in respect of such action or proceeding may be heard and determined in any such court; (c) waives any claim of inconvenient forum or other challenge to venue in such court; (d) agrees not to bring any action or proceeding arising out of or relating to this Agreement in any other court; and (e) waives any right it may have to a trial by jury with respect to any action or proceeding arising out of or relating to this Agreement. Each party agrees to accept service of any summons, complaint or other initial pleading made in the manner provided for the giving of notices in Section 8.7, provided that nothing in this Section 8.11 shall affect the right of a Party to serve such summons, complaint or other initial pleading in any other manner permitted by law.
8.12 Provisional Relief; Specific Performance. The Parties agree that irreparable damage would occur in the event that any of the provisions of this Agreement are not performed in accordance with their specific terms or were otherwise breached. Accordingly, it is agreed that the Parties shall be entitled to seek an injunction or injunctions to prevent breaches of this Agreement and to enforce specifically the terms and provisions of this Agreement in any state or federal court of the State of New York, in addition to any other remedy to which they are entitled at law or in equity.
8.13 Recovery of Fees by Prevailing Party. If any legal action, including, without limitation, an action for arbitration or injunctive relief, is brought relating to this Agreement or the breach or alleged breach hereof, the prevailing Party in any final judgment or arbitration award, or the non-dismissing Party in the event of a voluntary dismissal by the Party instituting the action, shall be entitled to the full amount of all reasonable expenses, including all court costs, arbitration fees and actual attorneys fees paid or incurred in good faith.
14
EXECUTION COPY
8.14 Further Assurances. The Parties agree (a) to furnish upon request to each other such further information, (b) to execute and deliver to each other such other documents, and (c) to do such other acts and things, all as the other Party may reasonably request for the purpose of carrying out the intent of this Agreement and the documents referred to in this Agreement.
[Signature Page Follows]
15
IN WITNESS WHEREOF, each of the Parties has caused this Contribution, Assignment and Assumption Agreement to be executed on its behalf by their respective officers thereunto duly authorized all as of the Effective Date.
THE DOW CHEMICAL COMPANY | ||
By: | /s/ Fernando Ruiz | |
Name: | Fernando Ruiz | |
Title: | Corp Vice President & Treasurer | |
DOW GLOBAL TECHNOLOGIES INC. | ||
By: | /s/ Mark A. Whiteman | |
Name: | Mark A. Whiteman | |
Title: | President | |
PFENEX INC. | ||
By: | /s/ Albert Hansen | |
Name: | Albert Hansen | |
Title: | President |
[Signature Page to Contribution, Assignment and Assumption Agreement]
Exhibit A
SUBLEASE
THIS SUBLEASE (Sublease) is entered into as of November 30, 2009, by and between THE DOW CHEMICAL COMPANY, a Delaware corporation (Sublessor), and PFENEX INC., a Delaware corporation (Sublessee).
RECITALS
A. Pursuant to that certain Lease dated as of December 20, 2007, by and between Sublessor and ECI TWO OBERLIN LLC, a Delaware limited liability company (Master Lessor) (collectively and as amended or renewed from time to time, the Master Lease), Sublessor leased from Master Lessor certain premises (as set forth more particularly in the Master Lease, the Final Premises) located in a project located in San Diego, California (as set forth in the Master Lease, the Project). As of the date hereof, the Final Premises is comprised of the Building A Premises (as defined in the Master Lease) and the Building C Premises (as defined in the Master Lease).
B. Sublessor desires to sublease to Sublessee, and Sublessee desires to sublease from Sublessor, the entire Final Premises as shown on Exhibit A attached hereto (the Subleased Premises) and all improvements and fixtures located thereon, upon the terms and conditions set forth herein.
C. Capitalized terms used herein but not otherwise defined herein shall have the meanings set forth in the Master Lease.
NOW, THEREFORE, in consideration of the foregoing recitals and of the mutual promises and covenants contained herein, the receipt and sufficiency of which are hereby acknowledged, the parties hereto hereby agree as follows:
1. Subleased Premises. Subject to all of the terms and conditions set forth herein, Sublessor hereby subleases to Sublessee, and Sublessee hereby subleases from Sublessor the Subleased Premises. Sublessor and Sublessee acknowledge and agree that there are 27,292 Rentable Square Feet in the Building A Premises and 4,768 Rentable Square Feet in the Building C Premises and Sublessee shall have no right to remeasure or otherwise contest the Rentable Square Feet in either space for any purpose.
2. Term.
2.1 Initial Term. The term of this Sublease (Sublease Term) shall commence on the later of (a) December 1, 2009, and (b) the closing of the transaction transferring certain assets of Sublessor to Sublessee (the Commencement Date) and shall expire on March 15, 2011 unless sooner terminated pursuant to any provision hereof.
2.2 Automatic Termination. This Sublease shall terminate automatically upon any expiration or earlier termination of the Master Lease and Sublessor shall not be liable to Sublessee by reason thereof.
3. Condition of Subleased Premises; Improvements. Sublessee acknowledges that it has inspected the Subleased Premises and agrees to accept the same in an AS-IS, WHERE-IS condition, without any representation or warranty, express or implied, being made by Sublessor. Sublessee further accepts the Subleased Premises subject to all applicable zoning, municipal, county and state laws,
-2-
ordinances, and regulations governing and regulating the use of the Subleased Premises. Sublessee acknowledges that neither Sublessor nor Sublessors agents have made any representation or warranty as to the suitability or fitness of the Subleased Premises for the conduct of Sublessees use, the physical condition or the fitness for any particular purpose of all or any part of the Subleased Premises as an inducement to Sublessee to enter into this Sublease or for any other purpose. Sublessor shall have no obligation to make any alterations or improvements in the Subleased Premises or to provide any allowance therefor.
4. Rent.
4.1 Monthly Base Rent. Commencing on the Commencement Date and continuing throughout the Sublease Term, Sublessee shall pay to Sublessor Monthly Base Rent for the Subleased Premises equal to Forty Thousand Seventy-Five and 00/100 Dollars ($40,075.00) (based on $1.25 per Rentable Square Foot in the Subleased Premises). Sublessee shall, concurrently with execution hereof, pay Sublessor its first monthly installment of Monthly Base Rent.
4.2 Additional Rent; Building Costs; Property Taxes. Commencing on the Commencement Date, Sublessee shall be obligated to pay all additional rent (as described in Section 5(b) of the Master Lease) payable by Sublessor under the Master Lease, including, without limitation, all Operating Expense payments due and payable under the Master Lease (Additional Rent). In addition to the Monthly Base Rent and Additional Rent which are expressly provided for above, Sublessee shall be responsible throughout the Sublease Term for all other payments or charges arising or accruing under the Master Lease during the Sublease Term including, without limitation, the following: (a) any charges relating to any special privilege or services provided to Sublessee (or its subtenants, assignees or anyone claiming by, through or under Sublessee) such as HVAC and freight elevator service for which Sublessor is separately charged by Master Lessor; (b) any indemnity payments relating to the Subleased Premises not attributable to any act of Sublessor; (c) any claims for damages or other losses resulting from a casualty to the Subleased Premises; (d) any claims by Master Lessor for reimbursement resulting from Master Lessors exercise of self help remedies in the Subleased Premises, and (e) any utility charges due and payable under the Master Lease (collectively, items (a) through (e) shall be included in the definition of Additional Rent).
4.3 Payment of Rent. Monthly Base Rent shall be paid in advance on the first day of each calendar month, at such address as Sublessor shall, from time to time, specify in writing. If the date of termination of this Sublease is not the last day of a calendar month, then rent for the last month of this Sublease shall be prorated. All Additional Rent shall be paid to Sublessor within five (5) days of demand and before it becomes delinquent under the Master Lease. Monthly Base Rent, Additional Rent and all other amounts due under this Sublease shall be deemed to be rent (Rent). Except as otherwise expressly provided under this Sublease, all Rent shall be paid by Sublessee without notice, demand, deduction, offset or abatement in lawful money of the United States.
5. Use of the Subleased Premises.
5.1 Permitted Use. The Subleased Premises shall be used and occupied only for the uses set forth in Section 7(a) of the Master Lease, and for no other purpose.
5.2 Alterations; Compliance with Law. Sublessee shall not be permitted to make alterations to the Subleased Premises without the prior written consent of Sublessor which consent shall not be unreasonably withheld or delayed (and otherwise in compliance with and to the extent allowed under the Master Lease). Sublessee shall, at its sole expense, comply promptly with all applicable statutes, ordinances, rules, regulations, orders, restrictions of record, and requirements in effect during the term hereof (or any part of such term) regulating its use of the Subleased Premises.
-3-
5.3 Maintenance of Subleased Premises. Sublessee agrees that it shall use and maintain the Subleased Premises in a first class condition and otherwise as required by the Master Lease.
5.4 Surrender. Upon the expiration or termination of this Sublease, Sublessee shall return the Subleased Premises in the same condition (reasonable wear and tear excepted) and in the same configuration as of the date hereof (including any renovations thereto, which shall become part of the Subleased Premises), unless otherwise required by Sublessor or the Master Lessor.
6. Building Services. Sublessor shall have no obligation during the Sublease Term (whether under the Master Lease or otherwise) to render any services to the Premises or to expend any money for the repair of or perform any obligation for Sublessee in, to or with respect to the Subleased Premises of any nature whatsoever. Sublessor specifically is not responsible for providing security to the Subleased Premises and shall have no liability whatsoever to Sublessee for loss, damage or theft of or to Sublessees property.
7. Master Lease.
7.1 Sublessors Compliance with Master Lease. Sublessee expressly agrees that Sublessor shall not be obligated to perform, and shall not be liable or responsible for the performance by or failure of performance of Master Lessor, of any of the obligations of Master Lessor under the Master Lease and Sublessee shall have no claim against Sublessor for any default of Master Lessor. Sublessee further agrees that Sublessor shall not be obligated to perform any of the obligations of Sublessor as tenant under the Master Lease and Sublessee shall have no claim against Sublessor for any such non-performance, including, without limitation, any termination or forfeiture of the Master Lease caused by Sublessor.
7.2 Application of Terms of Master Lease. The terms, conditions and respective obligations of Sublessor and Sublessee to each other with respect to the Subleased Premises under this Sublease shall be the terms and conditions of the Master Lease (which are incorporated herein by reference), except for those provisions of the Master Lease which are directly contradicted by this Sublease (e.g., Sections 1(i), 1(k), and 3 of the Master Lease), in which event the terms of this Sublease shall control over the Master Lease. Therefore, for the purposes of this Sublease and with respect to the Subleased Premises only, wherever in the Master Lease the word Landlord is used it shall be deemed to mean Sublessor herein and wherever in the Master Lease the word Tenant is used it shall be deemed to mean Sublessee herein; provided, however, Sublessor does not assume and shall not otherwise be liable for the obligations of the Master Lessor under the Master Lease. Sublessee hereby waives any cause of action and any right to bring any action against Sublessor by reason of any act or omission of Master Lessor under the Master Lease. Any condition resulting from a default by Master Lessor shall not constitute as between Sublessor and Sublessee an eviction, actual or constructive, of Sublessee and no such default shall excuse Sublessee from the performance or observance of any of its obligation under this Sublease or entitle Sublessee to any rental abatement hereunder.
7.3 Subordinate to Master Lease. This Sublease is and shall be at all times subject and subordinate to the Master Lease. Sublessee acknowledges that this Sublease is subject and subordinate to the Master Lease and that this Sublease shall be subject and subordinate to all agreements which have recorded or statutory priority over this Sublease or the Master Lease. Notwithstanding any provision of this Lease to the contrary, the expiration or termination of this Sublease and/or the Master Lease and/or the termination of Sublessees rights to possession of the Subleased Premises shall not discharge, relieve or release Sublessee from any obligation or liability whatsoever under any indemnity provision of this Sublease.
-4-
7.4 No Greater Rights. Any obligation of Sublessor which is contained in this Sublease by the incorporation by reference of the provisions of the Master Lease may be observed or performed by Sublessor using reasonable efforts to cause the Master Lessor under the Master Lease to observe and/or perform the same, and Sublessor shall have a reasonable time to enforce its rights to cause such observance or performance. Sublessee shall not in any event have any rights in respect of the Subleased Premises greater than Sublessors rights under the Master Lease.
7.5 Sublessee Not to Breach. Sublessee shall not do or permit to be done any act or thing which may constitute a breach or violation of any term, covenant or condition of the Master Lease by the tenant thereunder, whether or not such act or thing is permitted under the provisions of this Sublease.
7.6 Insurance Required Under Master Lease. Sublessee shall be responsible, at its own cost and expense, for obtaining and maintaining relative to the Subleased Premises, all that insurance (including coverage for possessions and general liability) as is required by the Master Lease to be carried by the Tenant thereunder. Sublessees insurance shall be issued by an insurance company or companies approved by Sublessor and the Master Lessor, and shall be written on such forms with such exclusions and deductible amounts as Sublessor shall approve. The policy or policies shall name Sublessor and Master Lessor as additional insureds and shall include thirty (30) days advance written notice to Sublessor prior to the cancellation or material reduction in coverage of such insurance policies.
8. Signage. Sublessee shall not cause, suffer or permit any person to display any signs or notices at the Subleased Premises without the prior written consent of Master Lessor and Sublessor. All signage shall be at Sublessees sole cost and expense.
9. Brokerage. Each party represents and warrants to the other that no broker or finder has been engaged by it, respectively, in connection with any of the transactions contemplated by this Sublease or to its knowledge is in any way connected with any of such transactions. In the event of a claim for brokers or finders fee or commissions in connection herewith, Sublessor shall indemnify, protect, defend and hold Sublessee harmless from and against the same if it shall be based upon any statement or agreement alleged to have been made by Sublessor, and Sublessee shall indemnify, protect, defend and hold Sublessor harmless from and against the same if it shall be based upon any statement or agreement alleged to have been made by Sublessee. The parties respective indemnification obligations under this paragraph shall survive the termination or expiration of this Sublease.
10. Indemnification
10.1 In General. Sublessee hereby agrees to indemnify, defend, protect and hold Sublessor, its affiliates, employees, officers, directors, agents and representatives, and the Master Lessor and each of their respective successors and assigns, harmless from and against any and all losses, liabilities, costs (including costs of cure, remedy or settlement made by Sublessor), damages, demands, and expenses (including costs of investigation, defense and reasonable attorneys fees, whether or not litigation, arbitration or mediation is actually instigated or commenced) from the payment of, or the obligation to pay, any and all sums of money due or demanded by any person or entity whatsoever on account of any and all claims, demands, suits, actions, liens, settlements, judgments, garnishments or attachments (collectively, Losses), arising out of or in connection with (a) the acts, omissions or negligence of Sublessee or its employees, agents, contractors and invitees; (b) the breach of the Master Lease by Sublessee and/or default by Sublessee in the observance of its terms, covenants or conditions and any cure undertaken by Sublessor with respect thereto; (c) the breach of this Sublease by Sublessee and any default in the observance of its terms, covenants or conditions; (d) the use of the Premises or Subleased Premises by Sublessee or its employees, agents, contractors and invitees or any person claiming by, through or under Sublessee; (e) any injury or death of any person (including, without limitation, any employee of Sublessor or any damage to or destruction of any property of any person (including, without
-5-
limitation, any employee of Sublessor occurring on or about the Premises); or (f) any and all actions, suits, proceedings, claims and demands taken or made in enforcing this indemnity. The provisions of this Section 10 shall survive the expiration or earlier termination of this Sublease. Sublessor shall not be liable for and Sublessee hereby waives all claims against Sublessor for any damage to any property or injury, illness or death of any person in, upon, or about the Premises arising at any time and from any cause whatsoever.
10.2 Defense by Sublessee. In connection with any claim giving rise to indemnity hereunder resulting from or arising out of any claim or legal proceeding by any third party, Sublessee, at its sole cost and expense, shall assume the defense of any such claim or legal proceeding using counsel of Sublessors choice. Sublessor shall be entitled to participate in the defense of any such action, with its counsel and at its own expense; provided, however, that if Sublessor, in its reasonable discretion, determines that there exists a conflict of interest between the Sublessee (or any constituent party thereof) and Sublessor, Sublessor shall have the right to engage separate counsel, the actual costs and expenses of which shall be paid by Sublessee.
11. Default. In the event of a default by Sublessee under this Sublease which continues after the giving of any notice and the expiration of any cure period provided for a like default under the Master Lease, Sublessor shall have available to it under this Sublease all remedies which are available to Master Lessor under the Master Lease, including the imposition of late charges and interest on delinquent payments.
12. Assignment/Subletting. Sublessees rights to assign, sublease, pledge, encumber, hypothecate or otherwise transfer (each, a Transfer) all or any part of Sublessees interest in this Sublease, or permit the Subleased Premises to be occupied by anyone other than Sublessee, shall be in accordance with and subject to all provision of Section 23 of the Master Lease. Additionally, any Transfer sought by Sublessee shall be subject to Sublessors prior written consent, which consent shall not be unreasonably withheld within the purview, context and general criteria of said Section 23.
13. Miscellaneous Provisions.
13.1 Entire Agreement. This Sublease, together with the Exhibits hereto (which are incorporated herein by this reference), constitutes the entire agreement between the parties hereto with respect to the subject matter hereof, and supersedes all prior agreements between the parties hereto with respect thereto. No claim of waiver, modification, consent or acquiescence with respect to any of the provisions of this Sublease shall be made against either party, except on the basis of a written instrument executed by or on behalf of such party.
13.2 Governing Law and Venue. This Sublease is to be governed by and construed in accordance with the laws of the State in which the Building is located.
13.3 Attorneys Fees. If any or all of Sublessor, Sublessee, or Master Lessor shall bring an action against any other by reason of the breach of any covenant, provision or condition hereof, or otherwise arising out of this Sublease, the unsuccessful party shall pay to the prevailing party all attorneys fees and costs actually incurred by the prevailing party, in addition to any other relief to which it may be entitled.
-6-
13.4 Notices. All notices, requests and other communications hereunder shall be in writing and shall be delivered by personal service, by Federal Express® or other nationally recognized commercial courier service, or mailed first class, postage prepaid, by certified mail, return receipt requested, in all cases addressed to:
SUBLESSOR: | The Dow Chemical Company | |
2030 Dow Center | ||
Midland, Michigan 48674 | ||
Attn: Charles Kendall | ||
SUBLESSEE: | Pfenex Inc. | |
5451 Oberlin Drive | ||
San Diego, California 92121 | ||
Attn: Bert Liang |
In the case of service by personal delivery, delivery shall be deemed complete on the date of delivery. In the case of service by Federal Express® or other nationally recognized commercial courier service, service shall be deemed complete on the second (2nd) business day following deposit with such courier service. In the case of service by mail, service shall be deemed complete at the earlier of (i) the expiration of the third business day after the date of mailing, or (ii) the date of delivery as shown by the return receipt. Either party hereto may from time to time, by notice in writing, served as set forth above, designate-a different address or a different or additional person to which all such notices or communications thereafter are to be given.
13.5 Further Assurances. Each party hereto shall perform all acts and things and to make, execute and deliver such written instruments as shall be reasonably necessary to carry out the terms and provisions of this Sublease.
13.6 Counterparts. This Sublease may be executed in any number of counterparts, each of which so executed shall be deemed an original, but all of which taken together shall constitute but one agreement.
[Signatures on next page.]
-7-
IN WITNESS WHEREOF, the parties hereto have executed this Sublease as of the day and year set forth above.
SUBLESSOR: | ||||
THE DOW CHEMICAL COMPANY, a Delaware corporation | ||||
By: | /s/ Charles B. Kendall | |||
Name: | Charles B. Kendall | |||
Its: | Authorized Representative | |||
SUBLESSEE: | ||||
PFENEX INC., a Delaware corporation | ||||
By: | /s/ Albert Hansen | |||
Name: | Albert Hansen | |||
Its: | President |
-8-
EXHIBIT A TO SUBLEASE
SUBLEASED PREMISES
Exhibit B
Transition Services Agreement
Exhibit C
Technology Assignment Agreement
Exhibit D
Technology Licensing Agreement
Exhibit E
Grant-Back License Agreement
Schedule 1.17
Permitted Liens
1. | License Agreement between Dow Global Technologies and Diversa Corporation dated December 30, 2003. |
2. | Pfenex Expression Technology License Agreement between Dow Global Technologies and Dr. Reddys Laboratories dated April 30, 2008. |
3. | Technology License Agreement between DGTI and Dow AgroScience (DAS) as of January 7, 2009. |
4. | Any requirements under the License Agreement between Washington University and Agrigenetics dated December 30, 1996. |
5. | Any requirements under the Agreement between Agrigenetics and University of Wisconsin dated December 23, 1982. |
6. | Any rights or licenses as required by foreign patent offices including, but not limited to, compulsory licenses as required by foreign patent offices. |
Schedule 2.2
Fixed Assets
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0028 | 00253818 | 12/1/2003 | 20 | APC INFRASTRUXURE UNINTE- | 20,297 | 5,924 | 14,373 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00233314 | 8/1/2001 | 10 | REVCO ULT2586-9D FREEZER, | 9,484 | 8,735 | 750 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00233315 | 8/1/2001 | 10 | REVCO ULT2586-9D FREEZER, | 9,484 | 8,735 | 750 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00245239 | 6/1/2001 | 10 | 12 ZETA PLUS HOUSING | 1,973 | 1,644 | 329 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00245241 | 6/1/2001 | 10 | SET OF 6 WATSON MARLOW PU | 3,293 | 2,744 | 549 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00245242 | 6/1/2001 | 10 | STREAMLINE 200 COLUMN AND | 10,071 | 8,394 | 1,677 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00248024 | 7/1/1994 | 12 | FORKLIFT 1987 CATERPILLA | 5,587 | 5,587 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00252793 | 11/1/2003 | 10 | BPG 140/500 COLUMN DIN/NI | 6,409 | 5,641 | 768 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00252794 | 11/1/2003 | 10 | BPG 300/500 COLUMN DIN/NI | 16,481 | 14,505 | 1,976 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00260068 | 3/1/2004 | 10 | PALL MAXIM PLUS TFF | 76,233 | 6,354 | 69,879 | ||||||||||||||||||
0001 | YU | 00001140 | 0041 | 00295391 | 9/1/2006 | 10 | PACIFIC RIM MECHANICAL | 36,172 | 11,154 | 25,018 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254111 | 12/1/2003 | 5 | AMERSHAM BIOPROCESS SKID | 229,615 | 229,615 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254112 | 12/1/2003 | 5 | 20CM (16L) CHROMA. COLUMN | 8,878 | 8,878 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254113 | 12/1/2003 | 5 | 20CM (16L) CHROMA. COLUMN | 8,878 | 8,878 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254114 | 12/1/2003 | 5 | 20CM (16L) CHROMA. COLUMN | 8,878 | 8,878 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254115 | 12/1/2003 | 5 | 45CM (78L) CHROMA. COLUMN | 49,903 | 49,903 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254447 | 1/1/2004 | 5 | STEDIM PALLETANKS (15 EA) | 34,151 | 34,151 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254452 | 1/1/2004 | 5 | FILTER HOUSING 30IN X 3 | 6,664 | 6,664 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254453 | 1/1/2004 | 5 | FILTER HOUSING 30IN X 3 | 6,664 | 6,664 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254455 | 1/1/2004 | 5 | UF MEMBRANE HOUSING | 6,664 | 6,664 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254819 | 3/1/2004 | 5 | ULTRA FILTRATION PELLICON | 7,956 | 7,399 | 557 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254820 | 3/1/2004 | 5 | WATSON MARLOW | 2,931 | 2,727 | 204 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254821 | 3/1/2004 | 5 | ULTRA FILTRATION MEMBRANE | 5,862 | 5,452 | 410 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254822 | 3/1/2004 | 5 | WATSON MARLOW | 2,931 | 2,727 | 204 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254824 | 3/1/2004 | 5 | METTLE TOLEDO | 6,281 | 5,842 | 439 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00254825 | 3/1/2004 | 5 | THERMOFORMA REFRIGERATOR | 7,537 | 7,010 | 528 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00258951 | 7/1/2004 | 3 | MILLIPORE PROFLUX M60 | 74,906 | 74,906 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0042 | 00258953 | 7/1/2004 | 3 | MORSE DRUM HANDLER | 2,918 | 2,918 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00213183 | 4/1/1991 | 15 | FERMENTER, 1500 LITER, (P | 111,630 | 111,630 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00213184 | 4/1/1991 | 15 | FERMENTER, 1500 LITER, (P | 111,630 | 111,630 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00213186 | 4/1/1991 | 15 | FERMENTER, 75 LITER, (PP) | 50,284 | 50,284 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00213187 | 4/1/1991 | 15 | FERMENTER, 75 LITER, (PP) | 50,284 | 50,284 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00213201 | 4/2/1994 | 10 | IMPELLERS | 7,340 | 7,340 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00216585 | 8/1/1999 | 10 | AGILENT 1100 BINARY PUMP | 10,433 | 10,433 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00216594 | 8/1/1999 | 10 | TECAN MINI PREP 50 PKG | 16,395 | 16,395 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00218352 | 8/1/1999 | 10 | AGILENT 1100 COLUMN HEATR | 9,671 | 9,671 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00218363 | 8/1/1999 | 10 | AGILENT 1100 AUTOSAMPLER | 8,166 | 8,166 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00218375 | 8/1/1999 | 10 | AGILENT 1100 DEGASSER | 3,224 | 3,224 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219208 | 1/1/2000 | 10 | HP 8453 UV-VIS SPECTROPHO | 19,337 | 18,856 | 481 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219214 | 1/1/2000 | 10 | 44 RAININ P2, P20,P100, P | 7,332 | 7,147 | 185 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219220 | 2/1/2000 | 10 | PHARMACIA AKTA EXPLORER 1 | 61,439 | 59,393 | 2,046 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219223 | 2/1/2000 | 10 | STERIS 60 GRV FERMENTATI | 100,596 | 97,247 | 3,349 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219243 | 1/1/2000 | 10 | 20 CORNING PC-20 STIRRER | 6,347 | 6,190 | 157 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219254 | 1/1/2000 | 10 | SLM AMINCO AB-2 (FA254)L | 45,380 | 44,245 | 1,135 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219255 | 1/1/2000 | 10 | REVCO VCRR445A18 CHROMOTO | 7,446 | 7,364 | 82 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219256 | 1/1/2000 | 10 | REVCO U2020GA14 FREEZER | 1,182 | 1,169 | 13 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219257 | 1/1/2000 | 10 | BRANSON SONIFIER II CELL | 3,191 | 3,157 | 34 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219280 | 1/1/2000 | 10 | MJ RESEARCH PTC200 THERMA | 5,235 | 5,102 | 133 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219281 | 1/1/2000 | 10 | MJ RESEARCH PTC200 THERMA | 5,235 | 5,102 | 133 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219282 | 1/1/2000 | 10 | MJ RESEARCH ALS1296 ALPHA | 2,617 | 2,553 | 64 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219283 | 1/1/2000 | 10 | MJ RESEARCH ALD1234 ALPHA | 2,804 | 2,730 | 74 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219284 | 1/1/2000 | 10 | MJ RESEARCH ALD1234 ALPHA | 2,804 | 2,730 | 74 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219289 | 1/1/2000 | 10 | EPPENDORF 5417R REFRIGERA | 5,179 | 5,050 | 129 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219290 | 1/1/2000 | 10 | EPPENDORF 5417C CENTRIFUG | 2,252 | 2,196 | 56 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219292 | 1/1/2000 | 10 | ISOTEMP 11690650D INCUBAT | 1,351 | 1,317 | 34 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219293 | 1/1/2000 | 10 | ISOTEMP 11690650D INCUBAT | 1,351 | 1,317 | 34 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219294 | 1/1/2000 | 10 | 10 FISHER GENIE 2 VORTEX | 1,801 | 1,756 | 45 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219392 | 4/1/2000 | 10 | VIRTIS ADVANTAGE FREEZE | 15,586 | 14,812 | 774 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219444 | 4/1/2000 | 10 | NESLAB CFT-25 CHILLER S/N | 4,521 | 4,296 | 225 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219446 | 4/1/2000 | 10 | EDWARDS E2M28 ROTARY PUMP | 4,521 | 4,296 | 225 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219448 | 4/1/2000 | 10 | HP MSD 5973 MASS PSECTROM | 54,867 | 52,127 | 2,740 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219450 | 4/1/2000 | 10 | CTC ANALYTICS COMBI PAL A | 21,947 | 20,854 | 1,093 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219451 | 4/1/2000 | 10 | CTC ANALYTICS COMBI PAL A | 21,947 | 20,854 | 1,093 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219452 | 4/1/2000 | 10 | 3 APEX PROSEP 800 LARGE | 65,840 | 62,549 | 3,291 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219456 | 4/1/2000 | 10 | HP G 1222A DEGASSER S/N:J | 2,032 | 1,929 | 103 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219457 | 4/1/2000 | 10 | HP G 1222A DEGASSER S/N:J | 2,032 | 1,929 | 103 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219458 | 4/1/2000 | 10 | HP G 1311A HPLC PUMPS S/N | 11,516 | 10,944 | 572 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219459 | 4/1/2000 | 10 | HP G 1312A HPLC PUMPS S/N | 11,516 | 10,944 | 572 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219460 | 4/1/2000 | 10 | HP G 1313A AUTOSAMPLER | 9,484 | 9,007 | 477 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219461 | 4/1/2000 | 10 | HP G 1313A AUTOSMPLER | 9,484 | 9,007 | 477 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219462 | 4/1/2000 | 10 | HP G 1314A UV-VIS DETECTO | 6,774 | 6,432 | 342 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219463 | 4/1/2000 | 10 | HP G 1321A FLUORESCENCE D | 9,484 | 9,007 | 477 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219464 | 4/1/2000 | 10 | HP G 1316A COLUMN HEATER | 5,419 | 5,148 | 271 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219763 | 2/1/2000 | 10 | 2 COLE PARMER 77410-00 | 1,263 | 1,220 | 43 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219764 | 2/1/2000 | 10 | 2 COLE PARMER 77601-60 | 505 | 492 | 13 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219765 | 2/1/2000 | 10 | 9 MILLIPORE PEL2 PLC FILT | 4,547 | 4,401 | 146 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219766 | 1/1/2000 | 10 | COMPOSITE ROTOR INC. KAD- | 5,408 | 5,275 | 133 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219767 | 1/1/2000 | 10 | COMPOSITE ROTOR INC. KAD- | 3,877 | 3,780 | 97 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219768 | 1/1/2000 | 10 | COMPOSITE ROTOR INC. CBTH | 918 | 896 | 22 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219846 | 2/1/2000 | 10 | BioRad Protein IEF | 11,251 | 10,878 | 373 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00219868 | 2/1/2000 | 10 | BECKMAN/COULTER AVANTI | 37,200 | 35,962 | 1,238 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220092 | 6/1/2000 | 10 | MOLECULAR DEVICES GEMINI | 35,691 | 33,312 | 2,379 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220169 | 6/1/2000 | 10 | COMPOSITE ROTOR INC. KAJ | 4,854 | 4,527 | 327 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220181 | 6/1/2000 | 10 | ADVANCED LASER POLARIMETE | 38,074 | 35,533 | 2,541 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220373 | 7/1/2000 | 10 | ONIX VG PRIMA P600S PROCE | 103,895 | 96,110 | 7,785 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220374 | 7/1/2000 | 10 | ONIX STANDARD ANALYZER W/ | 11,544 | 10,676 | 868 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220705 | 7/1/2000 | 10 | BECKMAN COULTER BC AVANTI | 32,952 | 30,479 | 2,473 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220706 | 7/1/2000 | 10 | BECKMAN COULTER JA12 ROTO | 9,843 | 9,103 | 740 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220707 | 7/1/2000 | 10 | BOEKEL 131000 HYBRIDIZATI | 1,770 | 1,639 | 131 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220708 | 7/1/2000 | 10 | METTLER PB303-SRS BALANCE | 1,416 | 1,316 | 100 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220709 | 7/1/2000 | 10 | METTLER AB54-SRS BALANCE | 1,770 | 1,639 | 131 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220710 | 7/1/2000 | 10 | SPECTRONICS XL-1500 UV CR | 1,628 | 1,508 | 120 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220712 | 7/1/2000 | 10 | JOUAN CR422 CENTRIFUGE S/ | 10,123 | 9,362 | 761 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220713 | 7/1/2000 | 10 | JOUAN CR422 CENTRIFUGE S/ | 10,123 | 9,362 | 761 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220994 | 8/1/2000 | 10 | EPPENDORF 5417R REFRIGERA | 5,355 | 4,914 | 441 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220995 | 8/1/2000 | 10 | EPPENDORF 5417R REFRIGERA | 5,355 | 4,914 | 441 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00220996 | 8/1/2000 | 10 | ISOTEMP 215 DUAL WATER BA | 1,190 | 1,092 | 98 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221170 | 8/1/2000 | 10 | 5 METTLER TOLEDO BALANCE | 10,471 | 9,598 | 873 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221192 | 8/1/2000 | 10 | HAMILTON HM554S824PB FUME | 10,650 | 9,765 | 885 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221193 | 8/1/2000 | 10 | HAMILTON HM554S824PB FUME | 10,650 | 9,765 | 885 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221299 | 2/1/2000 | 10 | M FLEX DRIVE L/S 1-100RPM | 15,240 | 14,733 | 507 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221300 | 2/1/2000 | 10 | LS EASY LOAD II PUMP HEAD | 8,206 | 7,937 | 269 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221685 | 9/1/2000 | 10 | GENETIX QP9804 COLONY PIC | 103,160 | 93,705 | 9,455 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221762 | 5/1/1984 | 3 | STERILGUARD HOOD S/N 5622 | 1,342 | 1,342 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00221770 | 2/1/2000 | 10 | steris sterilizer 24x36x6 | 91,686 | 88,634 | 3,052 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222273 | 10/1/2000 | 10 | FISHER 117 LABCONCO VACUU | 3,296 | 2,972 | 324 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222275 | 10/1/2000 | 10 | MJ RESEARCH ALS-1296 ALPH | 2,041 | 1,836 | 205 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222276 | 10/1/2000 | 10 | MJ RESEARCH ALS-1296 ALPH | 2,041 | 1,836 | 205 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222277 | 10/1/2000 | 10 | MJ RESEARCH ALS-1296 ALPH | 2,041 | 1,836 | 205 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222278 | 10/1/2000 | 10 | MJ RESEARCH ALSH 2384 ALP | 3,317 | 2,989 | 328 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222279 | 10/1/2000 | 10 | EPPENDORF 5417R REFRIGERA | 4,851 | 4,367 | 484 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222280 | 10/1/2000 | 10 | BECKMAN COULTER AVANTI J- | 27,644 | 24,876 | 2,768 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222281 | 10/1/2000 | 10 | BECKMAN COULTER JLA 8.100 | 13,221 | 11,899 | 1,322 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222282 | 10/1/2000 | 10 | BECKMAN COULTER OPTIMA XL | 39,664 | 35,695 | 3,969 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222283 | 10/1/2000 | 10 | BECKMAN COULTER TY-70TI R | 9,615 | 8,658 | 957 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222284 | 10/1/2000 | 10 | BECKMAN COULTER SW-28 ROT | 9,615 | 8,658 | 957 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222285 | 10/1/2000 | 10 | BECKMAN COULTER SW-41TI R | 10,817 | 9,739 | 1,078 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222286 | 10/1/2000 | 10 | BECKMAN COULTER 100TI ROT | 9,615 | 8,658 | 957 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222661 | 10/1/2000 | 10 | PYREX LAB LASSARE FOR 550 | 8,857 | 7,975 | 882 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222663 | 10/1/2000 | 10 | FIHER UV TRANSILLUMINATOR | 1,620 | 1,459 | 161 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222664 | 10/1/2000 | 10 | EPPENDORF 5810R CENTRIFUG | 15,694 | 14,124 | 1,570 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222665 | 10/1/2000 | 10 | REVCO ULTIMA II UPRT 86 F | 1,744 | 1,568 | 176 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00222727 | 10/1/2000 | 10 | 2700 D SELECT BIOCHEM ANA | 17,907 | 16,120 | 1,787 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00223290 | 11/1/2000 | 10 | SPECTRONIC INSTR FA078 FR | 21,782 | 19,422 | 2,360 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00223294 | 11/1/2000 | 10 | REVCO ULTIMA II FREEZER S | 9,421 | 8,401 | 1,020 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00223387 | 12/1/2000 | 10 | ALPHA INNOTECH GEL IMAGIN | 18,313 | 16,175 | 2,138 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00223388 | 12/1/2000 | 10 | ALPHA INNOTECH GEL IMAGIN | 18,313 | 16,175 | 2,138 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00223530 | 12/1/2000 | 10 | VIRTEK SDDC-2 ARRAYER SYS | 65,439 | 57,796 | 7,643 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00224911 | 12/1/2000 | 10 | DIONEX ED50 ELECTROCHEMIC | 12,615 | 11,148 | 1,467 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225206 | 12/1/2000 | 10 | MALDI REFLECTROM MASS SPE | 221,396 | 195,518 | 25,878 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225256 | 12/1/2000 | 10 | 20L SP 99169 FERMENTOR | 67,279 | 59,247 | 8,032 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225257 | 12/1/2000 | 10 | 20L SP 99169 FERMENTOR | 67,279 | 59,247 | 8,032 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225258 | 12/1/2000 | 10 | 20L SP 99307 FERMENTOR | 67,279 | 59,247 | 8,032 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225261 | 12/1/2000 | 10 | 20L SP 99307 FERMENTOR | 67,279 | 59,247 | 8,032 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225262 | 12/1/2000 | 10 | 20L SP 99307 FERMENTOR | 67,239 | 59,210 | 8,029 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225263 | 12/1/2000 | 10 | 20L SP 99307 FERMENTOR | 67,239 | 59,210 | 8,029 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225648 | 12/1/2000 | 10 | AGILENT 2440AA LC/MSD TRA | 161,471 | 142,634 | 18,837 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225649 | 12/1/2000 | 10 | AGILENT 1600A CAPILLARY E | 40,368 | 35,662 | 4,706 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225651 | 12/1/2000 | 10 | APPLIED BIOSYSTEMS 3100 D | 157,576 | 139,101 | 18,475 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225916 | 12/1/2000 | 10 | KUHNER SM1501-A SHAKING I | 22,925 | 20,238 | 2,687 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225917 | 12/1/2000 | 10 | KUHNER SM1501-B SHAKING I | 22,925 | 20,238 | 2,687 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225918 | 12/1/2000 | 10 | KUHNER SM1501-C SHAKING I | 22,941 | 20,254 | 2,687 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225919 | 12/1/2000 | 10 | KUHNER SM1503-A SHAKING I | 30,396 | 26,842 | 3,554 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225920 | 12/1/2000 | 10 | KUHNER SM1503-B SHAKING I | 30,396 | 26,842 | 3,554 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225921 | 12/1/2000 | 10 | KUHNER SM1503-C SHAKING I | 30,396 | 26,842 | 3,554 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225937 | 11/17/2000 | 10 | Pellicon Filter;P17508;Mi | 1,885 | 1,885 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225939 | 11/17/2000 | 10 | Peristaltic Pump;101 U/R | 3,771 | 3,771 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225940 | 11/17/2000 | 10 | Peristaltic Pump and acce | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00225960 | 11/17/2000 | 10 | Pipet-aid;Drummond Scient | 2,828 | 2,828 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226017 | 11/17/2000 | 10 | Air pressure gauge, 0 - 0 | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226028 | 11/17/2000 | 10 | Balance;AG245;Mettler | 3,771 | 3,331 | 440 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226029 | 11/17/2000 | 10 | Balance;PB1502;Mettler | 4,714 | 4,161 | 553 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226030 | 11/17/2000 | 10 | Balance;PR5002;Mettler To | 1,885 | 1,670 | 215 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226031 | 11/17/2000 | 10 | Balance;Scout-;SC6010;Oha | 1,885 | 1,670 | 215 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226032 | 11/17/2000 | 10 | Balance;BB2400;BB2400;Met | 943 | 943 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226042 | 11/17/2000 | 10 | BPG 140/500 Column;Amersh | 20,887 | 18,452 | 2,435 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226043 | 11/17/2000 | 10 | BPG 140/500 Column;Amersh | 20,887 | 18,452 | 2,435 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226044 | 11/17/2000 | 10 | BPG Column;140/500;Amersh | 7,542 | 6,663 | 879 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226048 | 11/17/2000 | 10 | Centrifuge;Avanti;J-25;Be | 75,419 | 66,622 | 8,797 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226050 | 11/17/2000 | 10 | Chamber pressure gauge (0 | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226051 | 11/17/2000 | 10 | Chamber pressure gauge, - | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226054 | 11/17/2000 | 10 | Circulating water bath;Ma | 18,855 | 16,651 | 2,204 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226066 | 11/17/2000 | 10 | Compressed air pressure g | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226067 | 11/17/2000 | 10 | Compressed air pressure g | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226068 | 11/17/2000 | 10 | Compressed air pressure g | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226069 | 11/17/2000 | 10 | Compressed air tank gauge | 566 | 566 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226070 | 11/17/2000 | 10 | Compressed air tank press | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226074 | 11/17/2000 | 10 | Constant temperature oven | 5,656 | 5,656 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226075 | 11/17/2000 | 10 | Continuous Flow Centrifug | 5,656 | 5,656 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226089 | 11/17/2000 | 10 | Diode-array Detector;HP 1 | 566 | 505 | 61 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226180 | 11/17/2000 | 10 | Laboratory Vacuum Pump an | 3,771 | 3,771 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226182 | 11/17/2000 | 10 | Labscale TFF System;Milli | 943 | 943 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226197 | 11/17/2000 | 10 | Magnetic stirrer;12in;S47 | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226198 | 11/17/2000 | 10 | Magnetic stirrer;12in;S47 | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226199 | 11/17/2000 | 10 | MasterFlex I/P pump;Milli | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226213 | 11/17/2000 | 10 | Multi-Blok Heater;2053;La | 3,771 | 3,771 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226217 | 11/17/2000 | 10 | Nitrogen pressure gauge, | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226218 | 11/17/2000 | 10 | Nitrogen pressure gauge, | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226219 | 11/17/2000 | 10 | Nitrogen pressure gauge, | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226226 | 11/17/2000 | 10 | Outlet pressure gauge, 0 | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226231 | 11/17/2000 | 10 | Pressure regulator gauge | 943 | 943 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226234 | 11/17/2000 | 10 | Pressure regulator gauge, | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226235 | 11/17/2000 | 10 | Pressure regulator gauge, | 566 | 566 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226237 | 11/17/2000 | 10 | Pressure regulator gauge, | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226238 | 11/17/2000 | 10 | Pressure regulator gauge, | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226239 | 11/17/2000 | 10 | Pressure Regulator gauge | 943 | 943 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226247 | 11/17/2000 | 10 | Pump, Low Flow 32 RPM;101 | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226254 | 11/17/2000 | 10 | Refrigerator / Freezer;H | 7,542 | 6,663 | 879 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226256 | 11/17/2000 | 10 | Refrigerated Incubator sh | 9,427 | 9,427 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226263 | 11/17/2000 | 10 | Refrigerator, 2 - 8 Degre | 5,656 | 4,999 | 657 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226276 | 11/17/2000 | 10 | Sonifier;450;Branson | 3,771 | 3,771 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226295 | 11/17/2000 | 10 | Stirrer;overhead;Wheaton | 3,771 | 3,771 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226297 | 11/17/2000 | 10 | Super Fraction Collector; | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226362 | 11/17/2000 | 10 | Thermostatted Autosampler | 566 | 505 | 61 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226363 | 11/17/2000 | 10 | Thermostatted Column Comp | 566 | 505 | 61 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226368 | 11/17/2000 | 10 | Ultralow Temperature Free | 13,198 | 11,660 | 1,538 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226372 | 11/17/2000 | 10 | Vaccum pressure gauge, - | 566 | 566 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226374 | 11/17/2000 | 10 | Vacuum Degasser;HP 1100;H | 566 | 505 | 61 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226382 | 11/17/2000 | 10 | Vacuum Pump and Compresso | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226390 | 11/17/2000 | 10 | Vortex;Genie 2;G-560;Fiso | 2,828 | 2,828 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226391 | 11/17/2000 | 10 | Vortex Mixer;Genie 2;VWR | 943 | 943 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226395 | 11/17/2000 | 10 | Vortex-Genie 2;G-560;VWR | 2,828 | 2,500 | 328 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00226399 | 11/17/2000 | 10 | Water Bath;VWR Scientifc | 943 | 833 | 110 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227286 | 12/1/2000 | 10 | NIKON E800 MICROSCOPE S/N | 61,574 | 54,388 | 7,186 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227287 | 12/1/2000 | 10 | NIKON E600 MICROSCOPE S/N | 27,988 | 24,725 | 3,263 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227289 | 12/1/2000 | 10 | SAVANT RVT400-115 REFREIG | 4,951 | 4,373 | 578 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227290 | 12/1/2000 | 10 | SAVANT OFP400-115 VACUUM | 7,427 | 6,564 | 863 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227292 | 12/1/2000 | 10 | SAVANT SPD111V-115 SPEEDV | 7,427 | 6,564 | 863 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227293 | 12/1/2000 | 10 | SAVANT CONCENTRATOR S/N:O | 20,795 | 18,360 | 2,435 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227466 | 12/1/2000 | 10 | SPECTRAMAX PLUS 384 MICRO | 23,273 | 20,546 | 2,727 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227469 | 12/1/2000 | 10 | AGILENT G 1322 HPLC | 93,767 | 82,831 | 10,936 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227470 | 12/1/2000 | 10 | AGILENT UV-VIS SPECTROPHO | 23,442 | 20,707 | 2,735 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227471 | 12/1/2000 | 10 | AGILENT HP 6890 GC S/N:US | 50,233 | 44,373 | 5,860 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227503 | 12/1/2000 | 10 | STERIS CENTURY SCIENTIFIC | 51,908 | 45,833 | 6,075 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227585 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 89,538 | 78,347 | 11,191 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227586 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 89,538 | 78,347 | 11,191 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227587 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 89,538 | 78,347 | 11,191 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227588 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 89,538 | 78,347 | 11,191 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227589 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 90,511 | 79,196 | 11,315 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227590 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 90,511 | 79,196 | 11,315 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227591 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 90,511 | 79,196 | 11,315 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227592 | 1/1/2001 | 10 | SP99169-20L FERMENTORS W/ | 90,511 | 79,196 | 11,315 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227593 | 1/1/2001 | 10 | SP99169-20L FERMENTORS CU | 82,726 | 72,390 | 10,336 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00227594 | 1/1/2001 | 10 | SP99169-20L FERMENTORS CU | 82,726 | 72,390 | 10,336 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00228118 | 1/1/2001 | 10 | OMEGA DR231012010A4-M1-C2 | 7,780 | 6,810 | 970 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229344 | 3/1/2001 | 10 | FISHER HAMILTON SAFE AIRE | 7,705 | 6,617 | 1,088 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229360 | 3/1/2001 | 10 | FISHER 307C INCUBATOR S/N | 2,744 | 2,355 | 389 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229361 | 3/1/2001 | 10 | FISHER 307C INCUBATOR S/N | 2,744 | 2,355 | 389 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229362 | 3/1/2001 | 10 | REVCO ULT21869D34 UPRIGHT | 9,078 | 7,795 | 1,283 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229363 | 3/1/2001 | 10 | BUCHI R124C24PB481 ROTVAP | 6,544 | 5,616 | 928 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229678 | 3/1/2001 | 10 | STANDARD BIOPROCESS SYSTE | 152,090 | 141,231 | 10,859 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229717 | 1/1/2001 | 10 | FREEZER MODEL ULT2586-93, | 8,078 | 7,527 | 551 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229718 | 1/1/2001 | 10 | REFRIGERATOR MODEL REL230 | 4,252 | 3,962 | 290 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229720 | 1/1/2001 | 10 | FREEZER MODEL ULT2330D18, | 4,677 | 4,358 | 319 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229721 | 1/1/2001 | 10 | FREEZER MODEL ULT2586-93, | 8,078 | 7,527 | 551 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229722 | 1/1/2001 | 10 | FREEZER MODEL ULT2330D18, | 4,677 | 4,358 | 319 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229723 | 1/1/2001 | 10 | FREEZER MODEL ULT2330D18, | 4,677 | 4,358 | 319 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00229817 | 3/1/2001 | 10 | INCUBATOR 50/60, 220V, MO | 3,610 | 3,353 | 257 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00230034 | 5/1/2001 | 10 | APC MATRIX 500VA EXTENDED | 4,116 | 3,467 | 649 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00230035 | 5/1/2001 | 10 | APC MATRIX 500VA EXTENDED | 4,116 | 3,467 | 649 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00230200 | 5/1/2001 | 10 | AIR LOGIC CHEMICAL HOOD F | 140,463 | 118,381 | 22,082 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00230491 | 7/1/2001 | 10 | WESTFALIA SC 6-06-576 POL | 200,520 | 165,429 | 35,091 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00231720 | 5/1/2001 | 10 | METTLER AX105DR BALANCE A | 6,443 | 5,963 | 481 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00231726 | 8/1/2001 | 10 | FISHER ADA FUMEHOOD S/N: | 7,246 | 5,923 | 1,323 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00231727 | 8/1/2001 | 10 | FISHER ADA FUMEHOOD S/N: | 7,246 | 5,923 | 1,323 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00232815 | 7/1/2001 | 10 | STANDARD BIOPROCESS SYSTE | 114,934 | 94,820 | 20,114 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00232816 | 7/1/2001 | 10 | AKTA EXPLOER SYSTEM S/N:5 | 70,237 | 57,950 | 12,287 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00232817 | 7/1/2001 | 10 | AKTA EXPLOER SYSTEM | 70,237 | 57,950 | 12,287 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00232900 | 8/1/2001 | 10 | CUSTOM CHEMICAL HOOD FOR | 114,310 | 93,356 | 20,954 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00232905 | 3/1/2001 | 10 | MICROFLUIDIZER M 11 OY S/ | 29,138 | 25,013 | 4,125 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00233085 | 10/1/2001 | 10 | SANYO MPR 1410 DBL DOOR L | 3,887 | 3,112 | 775 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00233136 | 9/1/2001 | 10 | NIRO CERAMIC MICROFILTRAT | 172,228 | 139,122 | 33,106 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00233240 | 9/1/2001 | 10 | DNA PTC-0200 ENGINE CHASI | 5,587 | 4,519 | 1,068 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00233409 | 10/1/2001 | 10 | GENESIS 25 PUPER ES PILOT | 41,092 | 32,872 | 8,220 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00233565 | 10/1/2001 | 10 | EPPENDORF 5810R EPPENDORF | 10,056 | 8,051 | 2,005 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00236711 | 10/1/2001 | 10 | SANYO MPR 1410 DBL DOOR L | 3,887 | 3,112 | 775 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00237072 | 11/1/2001 | 10 | MTPC 144 CONVIRON PLANT P | 153,541 | 121,557 | 31,984 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00237073 | 11/1/2001 | 10 | MTPC 144 CONVIRON PLANT P | 153,541 | 121,557 | 31,984 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00237101 | 11/1/2001 | 10 | PTC 2200 THERMAL CYCLER | 10,601 | 8,392 | 2,209 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00237102 | 11/1/2001 | 10 | ALD 1233 DNA ENGINE | 5,114 | 4,047 | 1,067 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00237685 | 11/1/2001 | 10 | REVCO ULT2586-9-A35 FREEZ | 8,735 | 6,921 | 1,814 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00237688 | 11/1/2001 | 10 | METTLER TOLEDO AX504 ANAL | 5,261 | 4,166 | 1,095 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00237689 | 11/1/2001 | 10 | METTLER TOLEDO HR73 MOIST | 4,305 | 3,407 | 898 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238184 | 12/1/2001 | 10 | PL ELS EVAPORATIVE LIGHT | 14,074 | 11,022 | 3,052 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238720 | 12/1/2001 | 10 | BROOKFIELD RS CPS P1 CONE | 17,399 | 13,630 | 3,769 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238980 | 12/1/2001 | 10 | TAYLOR WHARTON 24K SRYOST | 13,765 | 10,781 | 2,984 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238984 | 12/1/2001 | 10 | TECAN POSID V2 RSP 150 | 23,650 | 18,480 | 5,170 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238988 | 12/1/2001 | 10 | VIRTIS DOUBLE TIER MANIFO | 1,728 | 1,357 | 371 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238990 | 12/1/2001 | 10 | THERMO FORMA 983 DOUBLE D | 8,580 | 6,721 | 1,859 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238992 | 12/1/2001 | 10 | THERMO FORMA 195051 DELUX | 2,145 | 1,685 | 460 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00238996 | 12/1/2001 | 10 | FISHER SCIENTIFIC BIOPHOT | 3,137 | 2,461 | 676 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00239001 | 12/1/2001 | 10 | GENOMIC SOLUTIONS INVESTI | 11,984 | 9,386 | 2,598 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00239692 | 12/1/2001 | 10 | PRESTO LABEL WORKSTATION | 23,667 | 18,542 | 5,125 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00239934 | 1/1/2002 | 10 | INOX 200L JACKETED MIX TA | 14,231 | 11,031 | 3,200 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00239935 | 1/1/2002 | 10 | INOX 500L JACKETED MIX TA | 18,972 | 14,702 | 4,270 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00240071 | 1/1/2002 | 10 | NORTHSTAR GD403 GLASSWARE | 45,370 | 35,161 | 10,209 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00240082 | 1/1/2002 | 10 | SARTORIUS ANALYTICAL BALA | 2,433 | 1,883 | 550 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00240358 | 2/1/2002 | 10 | PURETEC DI WATER SYSTEM F | 42,796 | 32,815 | 9,981 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00240415 | 1/1/2002 | 10 | HP-1100 REFRACTIVE INDEX | 7,051 | 7,051 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00240560 | 3/1/2002 | 10 | INNOVA 4000 INCUBATOR BEN | 5,528 | 4,193 | 1,335 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00240563 | 3/1/2002 | 10 | SANYO MPR-720R SINGLE DOO | 3,514 | 2,662 | 852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00240965 | 4/1/2002 | 10 | REVCO ULTIMA II-80C FREEZ | 8,481 | 6,362 | 2,119 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00242481 | 6/1/2002 | 10 | DNA ENGINE CHASSIS SN: EN | 5,539 | 4,064 | 1,475 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00242483 | 6/1/2002 | 10 | ALPHA ENGINE 30/48 DUAL S | 2,389 | 1,755 | 634 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00242679 | 7/1/2002 | 10 | DYAD CHASSIS SN: DY002029 | 9,547 | 6,925 | 2,622 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00242680 | 7/1/2002 | 10 | DYAD ALPHA UNIT SN: AL053 | 2,383 | 1,729 | 654 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00242681 | 7/1/2002 | 10 | DYAD ALPHA UNIT SN: AI053 | 2,383 | 1,728 | 655 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243207 | 8/1/2002 | 10 | FLUORCHEM 8800 DIGITAL IM | 18,077 | 12,958 | 5,119 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243208 | 8/1/2002 | 10 | FLUORCHEM 8800 DIGITAL IM | 18,077 | 12,958 | 5,119 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243212 | 8/1/2002 | 10 | KUHNER ISF-1-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243213 | 8/1/2002 | 10 | KUHNER ISF-Q-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243214 | 8/1/2002 | 10 | KUHNER ISF-1-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243215 | 8/1/2002 | 10 | KUHNER ISF-Q-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243216 | 8/1/2002 | 10 | KUHNER ISF-1-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243217 | 8/1/2002 | 10 | KUHNER ISF-1-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243218 | 8/1/2002 | 10 | KUHNER ISF-1-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243219 | 8/1/2002 | 10 | KUNER ISF-1-W SHAKERINCUB | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243220 | 8/1/2002 | 10 | KUHNER ISF-1-W SHAKERINCU | 20,644 | 14,792 | 5,852 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00243221 | 8/1/2002 | 10 | KUHNER ISF-1-W SHAKERINCU | 20,644 | 14,793 | 5,851 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00244228 | 10/1/2002 | 10 | JULABO F34/MD CIRCULATOR | 3,833 | 2,683 | 1,150 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00244234 | 10/1/2002 | 10 | AGILENT G1312A 1100 SERIE | 13,382 | 9,368 | 4,014 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00244235 | 10/1/2002 | 10 | AGILENT G1379A 1100 SERIE | 3,143 | 2,198 | 945 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00244236 | 10/1/2002 | 10 | AGILENT G1313A 1100 SERIE | 11,245 | 7,877 | 3,368 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00244237 | 10/1/2002 | 10 | AGILENT G1365B 1100 SERIE | 11,921 | 8,345 | 3,576 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00245890 | 12/1/2002 | 10 | GENESIS FREEDOM 200 TEMO | 293,020 | 200,233 | 92,787 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00245924 | 11/1/2002 | 10 | GEA 1000 LITER BATCH TANK | 17,549 | 12,135 | 5,414 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00246351 | 12/1/2002 | 10 | SPAN 8 SINGLE PACKAGED BF | 117,540 | 80,267 | 37,273 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00246381 | 12/1/2002 | 10 | GENE TAC HYDRIDIZATION ST | 57,825 | 39,492 | 18,333 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00247313 | 11/1/2002 | 10 | GENETIX QFILL2 SN: 799 | 7,638 | 5,285 | 2,353 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00247516 | 12/1/2002 | 10 | DIONEX AS40 AUTOMATED SAM | 11,207 | 7,661 | 3,546 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00247523 | 11/1/2002 | 10 | PERISTALIC PUMP, MODEL #7 | 5,023 | 4,511 | 512 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00247712 | 12/1/2002 | 10 | AMERSHAM BIOSCIENCES CHRO | 27,137 | 18,319 | 8,818 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00247749 | 1/1/2003 | 10 | DELTA V 20L FERNENTORS BA | 48,924 | 33,023 | 15,901 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00248051 | 8/1/2000 | 10 | U LINE UNDERCOUNTER REFRI | 10,001 | 9,167 | 834 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00249556 | 1/1/2001 | 10 | AKTA EXPLORER 10 SYSTEM 1 | 45,711 | 39,998 | 5,713 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00250863 | 6/1/2001 | 10 | CENTRIFUGE, FLOOR MODELJ2 | 3,648 | 3,042 | 606 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252083 | 8/1/2003 | 10 | NIKON TS100 INVERTED | 6,111 | 3,770 | 2,341 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252103 | 7/1/2003 | 10 | QIAGEN 4-15C CENTRIFUGE | 8,720 | 5,452 | 3,268 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252104 | 7/1/2003 | 10 | QIAGEN 2X96 PLATE ROTOR | 969 | 606 | 363 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252139 | 8/1/2003 | 10 | JOUAN IGO5OR STACKED | 7,299 | 4,504 | 2,795 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252140 | 9/1/2003 | 10 | ARIETE NS2006H NIRO- | 36,949 | 22,479 | 14,470 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252434 | 10/1/2003 | 10 | THERMO FORMA 2-8C REFRIG. | 5,794 | 5,109 | 685 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252824 | 9/1/2003 | 10 | WAVE BIOREACTOR ROCKER | 3,484 | 3,077 | 407 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252826 | 9/1/2003 | 10 | BIOLOGICAL SAFETY CABINET | 5,323 | 4,701 | 621 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252830 | 9/1/2003 | 10 | AKTA EXPLORER W/ CONTROL | 81,357 | 71,845 | 9,512 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252831 | 9/1/2003 | 10 | OSMOMETER MICRO | 6,000 | 5,299 | 701 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252836 | 9/1/2003 | 10 | CONDUCTIVITY METER W/ | 1,032 | 911 | 121 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252837 | 9/1/2003 | 10 | PERPHECT PH ORION METER | 1,032 | 911 | 121 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252842 | 9/1/2003 | 10 | TABLE ORBITAL SHAKER | 3,097 | 2,734 | 363 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00252957 | 11/1/2003 | 10 | AGILENT 1100 SERIES | 12,314 | 7,284 | 5,030 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00253061 | 11/1/2003 | 10 | GEA-NIRO SOAVI NS 100 1L | 15,723 | 9,284 | 6,439 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00253829 | 12/1/2003 | 10 | GEA NIRO CONTROL PANEL | 15,862 | 9,244 | 6,618 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00253830 | 12/1/2003 | 10 | GEA NIRO FEED PUMP | 2,974 | 1,732 | 1,242 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00253832 | 12/1/2003 | 10 | GEA NIRO LOOP CONTROLLER | 1,239 | 724 | 515 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00253833 | 12/1/2003 | 10 | GEA NIRO INLET GUAGEW | 991 | 577 | 414 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00254083 | 12/1/2003 | 10 | AGILENT 1100 VARIABLE | 3,333 | 1,945 | 1,388 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00254713 | 1/1/2004 | 10 | MJ RESEARCH DNA ENG. | 8,678 | 4,992 | 3,686 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00254714 | 1/1/2004 | 10 | AGILENT 1100 UV LC DET | 6,509 | 3,744 | 2,765 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00254715 | 1/1/2004 | 10 | AGILENT 1100 UV LC DET | 6,509 | 3,744 | 2,765 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00254716 | 1/1/2004 | 10 | MOL. DEV. SKANWASHER 400 | 6,509 | 3,744 | 2,765 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00254717 | 1/1/2004 | 10 | AKTA 100 EXPLORER | 78,103 | 44,911 | 33,192 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00255057 | 2/1/2004 | 10 | MJ RESEARCH OPTICON QPRC | 22,599 | 12,807 | 9,792 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00255682 | 4/1/2004 | 10 | NOVA BP300 BIOPROFILE | 32,393 | 17,817 | 14,576 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00263582 | 10/1/2004 | 10 | MOLECULAR DEVICES SKAN | 7,523 | 3,761 | 3,762 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00277032 | 2/1/2005 | 10 | AMERSHAM | 5,565 | 5,565 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00277033 | 2/1/2005 | 10 | AMERSHAM | 5,565 | 5,565 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00277053 | 2/1/2005 | 10 | DASGIP FEDBATCH-PRO (8) | 193,034 | 90,083 | 102,951 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279118 | 4/1/2005 | 10 | VWR - BIOPHOTOMETER | 16,308 | 7,341 | 8,967 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279119 | 4/1/2005 | 10 | HARVARD ELECTROPORATOR | 7,610 | 3,425 | 4,185 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279120 | 4/1/2005 | 10 | SAVANT VAPOR TRAP | 3,262 | 1,468 | 1,794 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279121 | 4/1/2005 | 10 | FLUORCHEM IMAGING SYSTEM | 31,528 | 14,190 | 17,338 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279122 | 4/1/2005 | 10 | AVANTI CENTRIFUGE | 50,010 | 22,507 | 27,503 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279134 | 5/1/2005 | 10 | COLUMN DI/NI | 4,551 | 2,011 | 2,540 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279135 | 5/1/2005 | 10 | COLUMN DI/NI | 4,551 | 2,011 | 2,540 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279136 | 5/1/2005 | 10 | FIXED ANGLE ROTOR W/LID | 6,427 | 2,840 | 3,587 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00279137 | 5/1/2005 | 10 | PORTABLE FLR SCALE W/ ACC | 10,181 | 4,498 | 5,683 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00285041 | 12/1/2005 | 10 | SCI-LOG FILTER -TEC PLUS | 13,235 | 5,075 | 8,160 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00285360 | 12/1/2005 | 10 | MIRCROREACTOR TECHNOLOGIE | 185,690 | 71,181 | 114,509 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00285686 | 1/1/2006 | 10 | AVANTI ROTOR ASSEMBLY | 9,141 | 3,428 | 5,713 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00285759 | 1/1/2006 | 10 | CALIPER LABCHIP 90 | 75,910 | 28,467 | 47,443 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00297271 | 11/1/2006 | 10 | DASGIP FEDBATCH-PRO | 241,483 | 70,433 | 171,050 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00297272 | 12/1/2006 | 10 | CALIPER LABCHIP 90 SYSTEM | 80,424 | 22,786 | 57,638 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00298716 | 11/1/2006 | 10 | TS SERIES BENCHTOP CELL | 39,894 | 11,636 | 28,258 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00299932 | 1/1/2007 | 10 | FORTEBIO OCTET SYSTEM | 97,573 | 26,831 | 70,742 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00299978 | 1/1/2007 | 10 | BRANSON ULTRASONICS | 3,238 | 892 | 2,346 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00300028 | 1/1/2007 | 10 | SARTORIUS SARTOCON SLICE | 11,290 | 3,104 | 8,186 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00304180 | 11/1/2000 | 10 | BIOFLO 3000 TMC FERMENTOR | 40,801 | 36,381 | 4,420 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00304181 | 11/1/2000 | 10 | BIOFLO 3000 TMC FERMENTOR | 40,801 | 36,381 | 4,420 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00304705 | 6/1/2007 | 10 | CELLERATOR U-24 CHANGED | 32,325 | 7,544 | 24,781 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00304706 | 7/1/2007 | 10 | DASGIP1 TOP DRIVE | 91,598 | 20,611 | 70,987 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00304871 | 7/1/2007 | 10 | BIORAD TETRAD PT240G | 24,879 | 5,598 | 19,281 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00305639 | 8/1/2007 | 10 | WYATT TECHNOLOGIES | 93,583 | 20,277 | 73,306 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00305653 | 8/1/2007 | 10 | BECKMAN COULTER | 3,860 | 835 | 3,025 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00309914 | 1/1/2008 | 10 | SPECTRAMAX M2E | 57,598 | 10,081 | 47,517 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00310319 | 1/1/2008 | 10 | SCINOMIX AUTOMATED | 89,628 | 15,686 | 73,942 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00310396 | 1/1/2008 | 10 | DASGIP | 78,511 | 13,740 | 64,771 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00313432 | 6/1/2008 | 10 | 4-BOWL SUPER Q WATER SYST | 21,326 | 2,846 | 18,480 | ||||||||||||||||||
0001 | YU | 00001140 | 0043 | 00313433 | 6/1/2008 | 10 | CHROMATOGRAPHY CLEAN RM | 21,326 | 2,846 | 18,480 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00225633 | 12/1/2000 | 10 | AKTA EXPLORER 100 COMPAC | 82,992 | 73,297 | 9,695 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00225634 | 12/1/2000 | 10 | AKTA EXPLORER 10 W/P950-F | 67,902 | 59,971 | 7,931 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00226414 | 11/17/2000 | 10 | Printer;LC-P45;Mettler To | 377 | 335 | 42 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00226415 | 11/17/2000 | 10 | Programmable Power Supply | 2,828 | 2,500 | 328 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00226416 | 11/17/2000 | 10 | Programmable Power Supply | 2,828 | 2,828 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00226417 | 11/17/2000 | 10 | Programmable Power Supply | 2,828 | 2,500 | 328 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00241938 | 5/1/2002 | 10 | DELL POWEREDGE 1500SC COM | 3,388 | 2,515 | 873 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00252627 | 11/1/2003 | 5 | DELL OPTIPLEX GX270T | 1,240 | 1,240 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00252628 | 11/1/2003 | 5 | DELL OPTIPLEX GX270T | 1,240 | 1,240 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00252629 | 11/1/2003 | 5 | DELL OPTIPLEX GX270T | 1,240 | 1,240 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00252630 | 11/1/2003 | 5 | DELL OPTIPLEX GX270T | 1,240 | 1,240 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0047 | 00295295 | 8/1/2006 | 5 | SYNCSORT BACKUP NETAPP | 11,143 | 7,060 | 4,083 | ||||||||||||||||||
0001 | YU | 00001140 | 0071 | 00232804 | 8/1/2001 | 14 | BUILDING A STEELCASE FURN | 332,546 | 193,984 | 138,562 | ||||||||||||||||||
0001 | YU | 00001140 | 0071 | 00248035 | 3/1/1999 | 10 | LAB FURNITURE POOL 110 CH | 33,569 | 33,569 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0071 | 00248036 | 3/1/1999 | 10 | LAB FURNITURE POOL CHAIRS | 11,898 | 11,898 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0071 | 00248064 | 9/1/2000 | 14 | OFFICE FURNITURE FOR LOBB | 6,083 | 3,944 | 2,139 | ||||||||||||||||||
0001 | YU | 00001140 | 0072 | 00220616 | 11/1/1998 | 5 | PRESENTATION PROJECTOR | 3,020 | 3,020 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0072 | 00248028 | 2/1/1996 | 3 | POSTAGE METER ASCOM HASLE | 1,334 | 1,334 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0072 | 00248031 | 7/1/1996 | 6 | OFFICE EQUIPMENT FOLDER | 474 | 474 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00222722 | 10/1/2000 | 5 | DELL POWEREDGE 1300 PIII | 6,137 | 6,137 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00222726 | 10/1/2000 | 5 | DELL POWEREDGE 6400 18G | 1,611 | 1,611 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00237106 | 11/1/2001 | 3 | SQL SERVER NT WINDOWS PRO | 3,970 | 3,970 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00242431 | 6/1/2002 | 3 | PROXIMA DP 6860 MULTIMEDI | 4,972 | 4,972 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00242484 | 6/1/2002 | 3 | PROXIMA X350 MULTIMEDIA P | 3,636 | 3,636 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00242485 | 6/1/2002 | 3 | PROXIMA X350 MULTIMEDIA P | 3,636 | 3,636 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00243176 | 8/1/2002 | 10 | PROXIMA X350 MULTIMEDIA P | 3,438 | 2,467 | 971 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00243178 | 8/1/2002 | 3 | PROXIMA X350 MULTIMEDIA P | 3,438 | 3,438 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00247688 | 12/1/2002 | 3 | PROXIMA X350 MULTIMEDIA P | 3,553 | 3,553 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00281591 | 9/1/2005 | 3 | CISPRO CHEMICAL INVENTORY | 7,321 | 7,321 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00284833 | 12/1/2005 | 3 | SAMSUNG 915N-BLACK 19 IN. | 3,845 | 3,845 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0073 | 00285808 | 1/1/2006 | 5 | STORVANTAGE | 85,342 | 64,006 | 21,336 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00220372 | 6/1/2000 | 5 | VECTOR INFORMAX NTI SUITE | 30,018 | 30,018 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00227280 | 12/1/2000 | 5 | VECTOR NTI SUITE 2.0 SOFT | 29,235 | 29,235 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00230198 | 5/1/2001 | 5 | DNA SEQUIENCING SOFTWARE | 4,498 | 4,498 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00230199 | 5/1/2001 | 5 | DNA SEQUIENCING SOFTWARE | 4,498 | 4,498 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00238559 | 12/1/2001 | 5 | GENEMATHS SOFTWARE VERSIO | 7,514 | 7,514 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00240913 | 4/1/2002 | 5 | CORELIMS PLUS DBMS SOFTWA | 5,297 | 5,297 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00240914 | 4/1/2002 | 5 | PHRED INTERFACE SOFTWARE | 1,606 | 1,606 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00240962 | 4/1/2002 | 5 | PHRAP CROSS MATCH SOFTWAR | 4,000 | 4,000 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00240963 | 4/1/2002 | 5 | PHRAP OTT SOFTWARE | 2,000 | 2,000 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00242418 | 6/1/2002 | 5 | SEQUENCHER SOFTWARE | 8,998 | 8,998 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00243023 | 8/1/2002 | 5 | GENE DIRECTOR BASE SOFTWA | 95,309 | 95,309 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00244241 | 10/1/2002 | 5 | SIGNALLP SOFTWARE | 8,543 | 8,543 | 0 |
Dow | Plant Code | Cost Center Number | Asset Class | Asset Number | Capitalization Date | Useful Life Year Book | Asset Description 1 | Data Acquisition Cost | Accum Depr | Net Book Value | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00245352 | 11/1/2002 | 5 | SEQUENCHER DNA SOFTWARE | 8,998 | 8,998 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00247333 | 12/1/2002 | 5 | INFORMAX VECTOR NTI LAB S | 28,551 | 28,551 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0086 | 00247527 | 12/1/2002 | 5 | SEQUENCHER SOFTWARE FOR W | 5,042 | 5,042 | 0 | ||||||||||||||||||
0001 | YU | 00001140 | 0087 | 00281592 | 9/1/2005 | 5 | CISPRO CHEMICAL INVENTORY | 7,189 | 5,873 | 1,316 | ||||||||||||||||||
0001 | YU | 00001140 | 0087 | 00285809 | 1/1/2006 | 5 | STORVANTAGE NET APP | 42,313 | 31,736 | 10,577 | ||||||||||||||||||
0001 | YU | 00001140 | 0087 | 00295455 | 8/1/2006 | 5 | SYNCSORT BACKUP NETAPP | 15,495 | 9,813 | 5,682 | ||||||||||||||||||
0001 | YY | 00001424 | 9900 | 00251322 | 1/1/2000 | 5 | Axis Genetics - Biotechno | 683,000 | 683,000 | 0 | ||||||||||||||||||
0001 | YY | 00001424 | 9902 | 00251321 | 1/1/2000 | 5 | Axis Genetics - Biotechno | 929,000 | 929,000 | 0 | ||||||||||||||||||
|
|
|
|
|
| |||||||||||||||||||||||
Grand Total | 12,676,775 | 10,098,610 | 2,578,165 | |||||||||||||||||||||||||
|
|
|
|
|
|