Franklin Resources Contracts & Agreements
147 Contracts & Agreements
- Business Finance (31 contracts)
- Business Operations (28)
- Human Resources (72)
- Mergers & Acquisitions (1)
- Uncategorized (15)
- 1998 Employee Stock Investment Plan (as amended and restated effective June 21, 2022) (Filed With SEC on July 28, 2022)
- Named Executive Officer Compensation as of January 1, 2022 (Filed With SEC on February 1, 2022)
- Credit Agreement, dated as of January 10, 2022, by and among Franklin Resources, Inc., as borrower, the financial institutions from time to time party thereto, as lenders, and... (Filed With SEC on January 14, 2022)
- Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain time-based... (Filed With SEC on November 19, 2021)
- Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 19, 2021)
- Notice of Restricted Stock Award (Filed With SEC on November 19, 2021)
- Franklin Resources, Inc. Deferred Compensation Fund Plan (Filed With SEC on November 16, 2021)
- Underwriting Agreement for the 1.600% Notes due 2030 and the 2.950% Notes due 2051, dated August 5, 2021, among the Company, and BofA Securities, Inc., Citigroup Global Markets... (Filed With SEC on August 12, 2021)
- Officers Certificate, dated August 12, 2021 (inclusive of the form of global note of the Companys 1.600% Notes due 2030 and the Companys 2.950% Notes due 2051) (Filed With SEC on August 12, 2021)
- Franklin Resources, Inc. Parent Guarantee dated August 2, 2021 (Filed With SEC on August 3, 2021)
- Franklin Resources, Inc. 2002 Universal Stock Incentive Plan (as amended and restated effective February 9, 2021) (Filed With SEC on February 10, 2021)
- Description of Registrants Securities (Filed With SEC on November 23, 2020)
- Representative Forms of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under our 2002 Universal Stock Incentive Plan for certain time-based awards to... (Filed With SEC on November 23, 2020)
- Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 23, 2020)
- 2006 Directors Deferred Compensation Plan, as amended and restated effective November 5, 2020 (Filed With SEC on November 23, 2020)
- Named Executive Officer Compensation as of October 1, 2020 (Filed With SEC on November 23, 2020)
- Underwriting Agreement for the 1.600% Notes due 2030, dated October 14, 2020, among the Company, and BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of... (Filed With SEC on October 19, 2020)
- Officers Certificate, dated October 19, 2020 (inclusive of the form of global note of the Companys 1.600% Notes due 2030) (Filed With SEC on October 19, 2020)
- Registrants Non-Employee Director Compensation as of February 11, 2020 (Filed With SEC on April 30, 2020)
- Registrants Named Executive Officer Compensation as of February 11, 2020 and April 13, 2020 (Filed With SEC on April 30, 2020)
- Agreement and Plan of Merger, dated as of February 17, 2020, by and among Franklin Resources, Inc., Legg Mason, Inc. and Alpha Sub, Inc (Filed With SEC on February 18, 2020)
- Voting Agreement, dated as of February 17, 2020, by and between the stockholders party thereto, and Franklin Resources, Inc (Filed With SEC on February 18, 2020)
- Franklin Resources, Inc. 1998 Employee Stock Investment Plan (as amended and restated effective December 10, 2019) (Filed With SEC on February 12, 2020)
- Registrants Amended and Restated Annual Incentive Compensation Plan (as amended and restated effective December 10, 2019) (Filed With SEC on January 30, 2020)
- Registrants Named Executive Officer Compensation as of September 30, 2019 (Filed With SEC on January 30, 2020)
- Description of Registrants Securities (Filed With SEC on November 12, 2019)
- Representative Forms of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under the Registrants 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 12, 2019)
- Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under the Registrants 2002 Universal Stock Incentive Plan for certain... (Filed With SEC on November 12, 2019)
- Offer Letter, dated March 6, 2019, between the Registrant and Matthew Nicholls (Filed With SEC on July 30, 2019)
- Executive Transition Agreement, effective May 7, 2019, between the Registrant and Kenneth A. Lewis (Filed With SEC on July 30, 2019)
- Representative Form of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under the Registrants 2002 Universal Stock Incentive Plan, for executive... (Filed With SEC on January 30, 2019)
- Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (Performance RSU) under the Registrants 2002 Universal Stock Incentive Plan,... (Filed With SEC on January 30, 2019)
- Named Executive Officer Compensation as of September 30, 2018 (Filed With SEC on January 30, 2019)
- English language summary of Preliminary Real Estate Sale Agreement, dated December 18, 2017, between the Registrants subsidiary Franklin Templeton Investments Poland sp. z o.o.,... (Filed With SEC on July 27, 2018)
- Non-Employee Director Compensation as of February 14, 2018 (Filed With SEC on April 26, 2018)
- International Assignment Agreement between Franklin Templeton Companies, LLC and Alok Sethi, dated May 11, 2017 (Filed With SEC on January 30, 2018)
- 1998 Employee Stock Investment Plan (as amended and restated effective September 13, 2017) (Filed With SEC on November 13, 2017)
- 2002 Universal Stock Incentive Plan (as amended and restated effective June 14, 2017) (Filed With SEC on November 13, 2017)
- Named Executive Officer Compensation as of October 1, 2017 (Filed With SEC on November 13, 2017)
- Registrants 2002 Universal Stock Incentive Plan (as amended and restated effective June 14, 2017) (Filed With SEC on July 28, 2017)
- FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of October17, 2016 (Filed With SEC on January 27, 2017)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on November 14, 2016)
- FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated June14, 2016) (amended and restated October 20, 2014) (amended and restated... (Filed With SEC on July 28, 2016)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective December 15, 2015) (Filed With SEC on December 21, 2015)
- FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of September 30, 2015 (Filed With SEC on November 12, 2015)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on November 12, 2015)
- Franklin Resources, Inc. 2.850% Notes Due 2025 Underwriting Agreement (Filed With SEC on March 30, 2015)
- FOURTH SUPPLEMENTAL INDENTURE (Filed With SEC on March 30, 2015)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD Name:Address: (Filed With SEC on November 12, 2014)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Name:Address: (Filed With SEC on November 12, 2014)
- FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated October 20, 2014) (amended and restated October 22, 2012) (amended and... (Filed With SEC on November 12, 2014)
- FORM OF MANAGEMENT COMPANY SERVICES AGREEMENT (Filed With SEC on April 28, 2014)
- FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of March 31, 2014 (Filed With SEC on April 28, 2014)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on April 28, 2014)
- FRANKLIN RESOURCES, INC. 2014 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN SECTION 1 ESTABLISHMENTAND PURPOSE (Filed With SEC on March 13, 2014)
- [NAME OF TRUST/CORPORATION] on behalf of [NAME OF FUND] FORM OF AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on November 12, 2013)
- FORM OF SUBCONTRACT FOR FUND ADMINISTRATIVE SERVICES (Filed With SEC on November 12, 2013)
- FORM OF AMENDED AND RESTATED MULTIPLE CLASS PLAN on behalf of [______________________] FUND (Filed With SEC on November 12, 2013)
- FORM OF INVESTMENT MANAGEMENT AGREEMENT FOR SEPARATE ACCOUNT CLIENTS (Filed With SEC on November 12, 2013)
- FORM OF INVESTMENT MANAGEMENT WITH CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ________________________________________________________________ (Filed With SEC on November 12, 2013)
- FORM OF CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ______________________________________________________ (Filed With SEC on November 12, 2013)
- Form of Participation Agreement as of __________, 20__ Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. [Company] [Company Distributor]... (Filed With SEC on November 12, 2013)
- Form of Administrative Services Agreement Franklin Templeton Services, LLC [Name of Insurance Company] (Filed With SEC on November 12, 2013)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Name:Address: (Filed With SEC on November 12, 2013)
- FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of October 1, 2013 (Filed With SEC on November 12, 2013)
- FRANKLIN RESOURCES, INC.2006 DIRECTORS DEFERRED COMPENSATION PLAN Amended and Restated Effective as of March 13, 2013 Amended and Restated Effective as of December 12, 2008... (Filed With SEC on April 30, 2013)
- FRANKLIN TEMPLETON INVESTOR SERVICES, LLC FORM OF AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT (Filed With SEC on November 15, 2012)
- FORM OF INVESTMENT MANAGEMENT AGREEMENT FOR SEPARATE ACCOUNT CLIENTS (Filed With SEC on November 15, 2012)
- FORM OF INVESTMENT MANAGEMENT WITH CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ________________________________________________________________ (Filed With SEC on November 15, 2012)
- Form of Participation Agreement as of __________, 20__ Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. [Company] [Company Distributor]... (Filed With SEC on November 15, 2012)
- Representative Form of Participation Agreement Addendum Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Insurance_Company Distributor (Filed With SEC on November 15, 2012)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD (Filed With SEC on November 15, 2012)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on November 15, 2012)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective October 22, 2012) (Filed With SEC on November 15, 2012)
- FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated October 22, 2012) (amended and restated March 16, 2010) (amended and... (Filed With SEC on November 15, 2012)
- Franklin Resources, Inc. 1.375% Notes Due 2017 Underwriting Agreement (Filed With SEC on September 24, 2012)
- Franklin Resources, Inc. 2.800% Notes Due 2022 Underwriting Agreement (Filed With SEC on September 24, 2012)
- THIRD SUPPLEMENTAL INDENTURE (Filed With SEC on September 24, 2012)
- FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCK INVESTMENT PLAN As Amended and Restated effective as of February 1, 2012 (Filed With SEC on February 1, 2012)
- FORM OF INVESTMENT MANAGEMENT AGREEMENT FOR SEPARATE ACCOUNT CLIENTS (Filed With SEC on November 15, 2011)
- FORM OF INVESTMENT MANAGEMENT WITH CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ________________________________________________________________ (Filed With SEC on November 15, 2011)
- FORM OF CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ______________________________________________________ (Filed With SEC on November 15, 2011)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD (Filed With SEC on November 15, 2011)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on November 15, 2011)
- FRANKLIN RESOURCES, INC. INDEPENDENT DIRECTOR COMPENSATION As of September 30, 2011 (Filed With SEC on November 15, 2011)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective March 15, 2011) (Filed With SEC on March 17, 2011)
- [Name Of Fund Or Trust] One Franklin Parkway San Mateo, California ###-###-#### (Filed With SEC on February 8, 2011)
- DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES) (Filed With SEC on February 8, 2011)
- INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on November 16, 2010)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on November 16, 2010)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on November 16, 2010)
- 2.000% Notes Due 2013 Underwriting Agreement (Filed With SEC on May 20, 2010)
- 3.125% Notes Due 2015 Underwriting Agreement (Filed With SEC on May 20, 2010)
- 4.625% Notes Due 2020 Underwriting Agreement (Filed With SEC on May 20, 2010)
- SECOND SUPPLEMENTAL INDENTURE (Filed With SEC on May 20, 2010)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective March 16, 2010) (Filed With SEC on May 6, 2010)
- FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated March 16, 2010) (amended and restated December 13, 2006) (amended and... (Filed With SEC on May 6, 2010)
- [NAME OF CORPORATION/TRUST] (Filed With SEC on November 24, 2009)
- SUBADVISORY AGREEMENT (Filed With SEC on November 24, 2009)
- [Name Of Fund Or Trust] (Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS [B/B1] DISTRIBUTION PLAN (Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS C DISTRIBUTION PLAN (Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS R DISTRIBUTION PLAN (Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS [2, 3, 4] DISTRIBUTION PLAN (Filed With SEC on November 24, 2009)
- FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED ANDRESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT (Filed With SEC on November 24, 2009)
- FUND ADMINISTRATION AGREEMENT (Filed With SEC on November 24, 2009)
- MULTIPLE CLASS PLAN (Filed With SEC on November 24, 2009)
- INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on November 24, 2009)
- INVESTMENT MANAGEMENT WITHCUSTODY AGREEMENT FOR ACCOUNT ENTITLED (Filed With SEC on November 24, 2009)
- CUSTODY AGREEMENT FOR ACCOUNT ENTITLED (Filed With SEC on November 24, 2009)
- Participation Agreement as of , 2009 (Filed With SEC on November 24, 2009)
- Participation Agreement Addendum (Filed With SEC on November 24, 2009)
- Fund of Funds Subscription Agreement (Filed With SEC on November 24, 2009)
- Administrative Services Agreement Franklin TempletonServices, LLC [Name of Insurance Company] (Filed With SEC on November 24, 2009)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD (Filed With SEC on November 24, 2009)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (Filed With SEC on November 24, 2009)
- FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCKINVESTMENT PLAN As Amended and Restated effective as of February 1, 2010 (Filed With SEC on November 24, 2009)
- DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES) (Filed With SEC on November 24, 2009)
- FORM OF AMENDED AND RESTATED CLASS A DISTRIBUTION PLAN [TRUST], (Filed With SEC on May 8, 2009)
- FORM OF CLASS C DISTRIBUTION PLAN (Filed With SEC on May 8, 2009)
- FORM OF CLASS R DISTRIBUTION PLAN (Filed With SEC on May 8, 2009)
- FRANKLIN RESOURCES, INC. (Filed With SEC on May 8, 2009)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on November 25, 2008)
- FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCK INVESTMENT PLAN (Filed With SEC on August 5, 2008)
- FRANKLIN RESOURCES, INC. 2004 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN (Filed With SEC on March 5, 2008)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on March 5, 2008)
- NAMED EXECUTIVE OFFICER PERFORMANCE INCENTIVE COMPENSATION (2008) (Filed With SEC on March 5, 2008)
- 2006DIRECTORS DEFERRED COMPENSATION PLAN (Filed With SEC on February 8, 2008)
- Amendment Number 7 to the Managed Operations Services Agreement (Filed With SEC on February 8, 2008)
- Document Required to be Delivered (Filed With SEC on May 9, 2007)
- DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES) (Filed With SEC on February 9, 2007)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on December 20, 2006)
- FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (Filed With SEC on November 8, 2006)
- FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (Filed With SEC on November 8, 2006)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (Filed With SEC on November 8, 2006)
- FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (Filed With SEC on November 8, 2006)
- Bonus Payments to Certain Current Executive Officers and One Former Executive Officer of Franklin Resources, Inc. (Filed With SEC on November 8, 2006)
- Amendment Number 6 to the Managed Operations Services Agreement (Filed With SEC on May 10, 2006)
- INDEMNIFICATION AGREEMENT (Filed With SEC on May 10, 2006)
- AMENDED AND RESTATED INDEMNIFICATION AGREEMENT (Filed With SEC on May 10, 2006)
- DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES) (Filed With SEC on February 9, 2006)
- FRANKLIN RESOURCES, INC. (Filed With SEC on February 9, 2006)
- FRANKLIN RESOURCES, INC. 2004 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN SECTION 1 ESTABLISHMENT AND PURPOSE (Filed With SEC on February 9, 2006)
- AMENDMENT TO DEFERRED COMPENSATION AGREEMENT FOR DIRECTORS FEES (Filed With SEC on December 14, 2005)
- NAMED EXECUTIVE OFFICER COMPENSATION (Filed With SEC on December 14, 2005)
- DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES) (Filed With SEC on December 14, 2005)
- EMPLOYMENT AGREEMENT (Filed With SEC on December 14, 2005)
