Franklin Resources Contracts & Agreements

147 Contracts & Agreements
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Filed
1998 Employee Stock Investment Plan (as amended and restated effective June 21, 2022)
Stock Agreements
Franklin Resources
Capital Markets
DE
2022
Named Executive Officer Compensation as of January 1, 2022
Compensation Agreements
Franklin Resources
2022
Credit Agreement, dated as of January 10, 2022, by and among Franklin Resources, Inc., as borrower, the financial institutions from time to time party thereto, as lenders, and...
Credit Agreements
Franklin Resources
Capital Markets
DE
2022
Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain time-based...
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
2021
Representative Forms of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain...
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
2021
Notice of Restricted Stock Award
Stock Agreements
Franklin Resources
2021
Franklin Resources, Inc. Deferred Compensation Fund Plan
Compensation Agreements
Franklin Resources
Capital Markets
2021
Underwriting Agreement for the 1.600% Notes due 2030 and the 2.950% Notes due 2051, dated August 5, 2021, among the Company, and BofA Securities, Inc., Citigroup Global Markets...
Underwriting Agreements
Franklin Resources
Capital Markets
NY
2021
Officers Certificate, dated August 12, 2021 (inclusive of the form of global note of the Companys 1.600% Notes due 2030 and the Companys 2.950% Notes due 2051)
Note Agreements
Franklin Resources
Capital Markets
2021
Franklin Resources, Inc. Parent Guarantee dated August 2, 2021
Guarantee Agreements
Franklin Resources
Capital Markets
NY
2021
Franklin Resources, Inc. 2002 Universal Stock Incentive Plan (as amended and restated effective February 9, 2021)
Bonus & Incentive Agreements
Franklin Resources
2021
Description of Registrants Securities
Franklin Resources
2020
Representative Forms of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under our 2002 Universal Stock Incentive Plan for certain time-based awards to...
Bonus & Incentive Agreements
Franklin Resources
2020
Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under our 2002 Universal Stock Incentive Plan for certain...
Bonus & Incentive Agreements
Franklin Resources
2020
2006 Directors Deferred Compensation Plan, as amended and restated effective November 5, 2020
Compensation Agreements
Franklin Resources
2020
Named Executive Officer Compensation as of October 1, 2020
Compensation Agreements
Franklin Resources
Capital Markets
2020
Underwriting Agreement for the 1.600% Notes due 2030, dated October 14, 2020, among the Company, and BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of...
Underwriting Agreements
Franklin Resources
Capital Markets
NY
2020
Officers Certificate, dated October 19, 2020 (inclusive of the form of global note of the Companys 1.600% Notes due 2030)
Note Agreements
Franklin Resources
Capital Markets
2020
Registrants Non-Employee Director Compensation as of February 11, 2020
Compensation Agreements
Franklin Resources
2020
Registrants Named Executive Officer Compensation as of February 11, 2020 and April 13, 2020
Compensation Agreements
Franklin Resources
2020
Agreement and Plan of Merger, dated as of February 17, 2020, by and among Franklin Resources, Inc., Legg Mason, Inc. and Alpha Sub, Inc
Merger Agreements
Franklin Resources
2020
Voting Agreement, dated as of February 17, 2020, by and between the stockholders party thereto, and Franklin Resources, Inc
Voting Agreements
Franklin Resources
Capital Markets
DE
2020
Franklin Resources, Inc. 1998 Employee Stock Investment Plan (as amended and restated effective December 10, 2019)
Stock Agreements
Franklin Resources
Capital Markets
DE
2020
Registrants Amended and Restated Annual Incentive Compensation Plan (as amended and restated effective December 10, 2019)
Bonus & Incentive Agreements
Franklin Resources
2020
Registrants Named Executive Officer Compensation as of September 30, 2019
Compensation Agreements
Franklin Resources
Capital Markets
2020
Description of Registrants Securities
Franklin Resources
Capital Markets
2019
Representative Forms of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under the Registrants 2002 Universal Stock Incentive Plan for certain...
Bonus & Incentive Agreements
Franklin Resources
2019
Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (RSU) under the Registrants 2002 Universal Stock Incentive Plan for certain...
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
2019
Offer Letter, dated March 6, 2019, between the Registrant and Matthew Nicholls
Franklin Resources
2019
Executive Transition Agreement, effective May 7, 2019, between the Registrant and Kenneth A. Lewis
Transition Agreements
Franklin Resources
2019
Representative Form of Notice of Restricted Stock Award and Restricted Stock Award Agreement (RSA) under the Registrants 2002 Universal Stock Incentive Plan, for executive...
Bonus & Incentive Agreements
Franklin Resources
2019
Representative Form of Notice of Restricted Stock Unit Award and Restricted Stock Unit Award Agreement (Performance RSU) under the Registrants 2002 Universal Stock Incentive Plan,...
Bonus & Incentive Agreements
Franklin Resources
2019
Named Executive Officer Compensation as of September 30, 2018
Compensation Agreements
Franklin Resources
2019
English language summary of Preliminary Real Estate Sale Agreement, dated December 18, 2017, between the Registrants subsidiary Franklin Templeton Investments Poland sp. z o.o.,...
Investment Agreements
Franklin Resources
2018
Non-Employee Director Compensation as of February 14, 2018
Compensation Agreements
Franklin Resources
Capital Markets
2018
International Assignment Agreement between Franklin Templeton Companies, LLC and Alok Sethi, dated May 11, 2017
Assignment Agreements
Franklin Resources
2018
1998 Employee Stock Investment Plan (as amended and restated effective September 13, 2017)
Stock Agreements
Franklin Resources
2017
2002 Universal Stock Incentive Plan (as amended and restated effective June 14, 2017)
Bonus & Incentive Agreements
Franklin Resources
2017
Named Executive Officer Compensation as of October 1, 2017
Compensation Agreements
Franklin Resources
Capital Markets
2017
Registrants 2002 Universal Stock Incentive Plan (as amended and restated effective June 14, 2017)
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
DE
2017
FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of October17, 2016
Compensation Agreements
Franklin Resources
2017
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
2016
FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated June14, 2016) (amended and restated October 20, 2014) (amended and restated...
Bonus & Incentive Agreements
Franklin Resources
2016
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective December 15, 2015)
Bonus & Incentive Agreements
Franklin Resources
2015
FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of September 30, 2015
Compensation Agreements
Franklin Resources
Capital Markets
2015
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
2015
Franklin Resources, Inc. 2.850% Notes Due 2025 Underwriting Agreement
Underwriting Agreements
Franklin Resources
2015
FOURTH SUPPLEMENTAL INDENTURE
Indenture Agreements
Franklin Resources
2015
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD Name:Address:
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
2014
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Name:Address:
Bonus & Incentive Agreements
Franklin Resources
2014
FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated October 20, 2014) (amended and restated October 22, 2012) (amended and...
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
DE
2014
FORM OF MANAGEMENT COMPANY SERVICES AGREEMENT
Management Agreements
Franklin Resources
2014
FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of March 31, 2014
Compensation Agreements
Franklin Resources
Capital Markets
2014
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
Capital Markets
2014
FRANKLIN RESOURCES, INC. 2014 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN SECTION 1 ESTABLISHMENTAND PURPOSE
Bonus & Incentive Agreements
Franklin Resources
2014
[NAME OF TRUST/CORPORATION] on behalf of [NAME OF FUND] FORM OF AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Franklin Resources
2013
FORM OF SUBCONTRACT FOR FUND ADMINISTRATIVE SERVICES
Franklin Resources
Capital Markets
CA
2013
FORM OF AMENDED AND RESTATED MULTIPLE CLASS PLAN on behalf of [______________________] FUND
Franklin Resources
Capital Markets
2013
FORM OF INVESTMENT MANAGEMENT AGREEMENT FOR SEPARATE ACCOUNT CLIENTS
Management Agreements
Franklin Resources
2013
FORM OF INVESTMENT MANAGEMENT WITH CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ________________________________________________________________
Management Agreements
Franklin Resources
2013
FORM OF CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ______________________________________________________
Franklin Resources
Capital Markets
NY
2013
Form of Participation Agreement as of __________, 20__ Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. [Company] [Company Distributor]...
Participation Agreements
Franklin Resources
2013
Form of Administrative Services Agreement Franklin Templeton Services, LLC [Name of Insurance Company]
Services Agreements
Franklin Resources
2013
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD Name:Address:
Bonus & Incentive Agreements
Franklin Resources
2013
FRANKLIN RESOURCES, INC. NON-EMPLOYEE DIRECTOR COMPENSATION As of October 1, 2013
Compensation Agreements
Franklin Resources
Capital Markets
2013
FRANKLIN RESOURCES, INC.2006 DIRECTORS DEFERRED COMPENSATION PLAN Amended and Restated Effective as of March 13, 2013 Amended and Restated Effective as of December 12, 2008...
Compensation Agreements
Franklin Resources
Capital Markets
DE
2013
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC FORM OF AMENDED AND RESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT
Services Agreements
Franklin Resources
2012
FORM OF INVESTMENT MANAGEMENT AGREEMENT FOR SEPARATE ACCOUNT CLIENTS
Management Agreements
Franklin Resources
2012
FORM OF INVESTMENT MANAGEMENT WITH CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ________________________________________________________________
Management Agreements
Franklin Resources
Capital Markets
NY
2012
Form of Participation Agreement as of __________, 20__ Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. [Company] [Company Distributor]...
Participation Agreements
Franklin Resources
Capital Markets
NY
2012
Representative Form of Participation Agreement Addendum Franklin Templeton Variable Insurance Products Trust Franklin/Templeton Distributors, Inc. Insurance_Company Distributor
Participation Agreements
Franklin Resources
2012
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
2012
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Franklin Resources
2012
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective October 22, 2012)
Bonus & Incentive Agreements
Franklin Resources
2012
FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated October 22, 2012) (amended and restated March 16, 2010) (amended and...
Bonus & Incentive Agreements
Franklin Resources
2012
Franklin Resources, Inc. 1.375% Notes Due 2017 Underwriting Agreement
Underwriting Agreements
Franklin Resources
2012
Franklin Resources, Inc. 2.800% Notes Due 2022 Underwriting Agreement
Underwriting Agreements
Franklin Resources
Capital Markets
NY
2012
THIRD SUPPLEMENTAL INDENTURE
Indenture Agreements
Franklin Resources
Capital Markets
NY
2012
FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCK INVESTMENT PLAN As Amended and Restated effective as of February 1, 2012
Stock Agreements
Franklin Resources
Capital Markets
DE
2012
FORM OF INVESTMENT MANAGEMENT AGREEMENT FOR SEPARATE ACCOUNT CLIENTS
Management Agreements
Franklin Resources
2011
FORM OF INVESTMENT MANAGEMENT WITH CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ________________________________________________________________
Management Agreements
Franklin Resources
2011
FORM OF CUSTODY AGREEMENT FOR ACCOUNT ENTITLED ______________________________________________________
Franklin Resources
Capital Markets
NY
2011
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD
Bonus & Incentive Agreements
Franklin Resources
Capital Markets
2011
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Franklin Resources
2011
FRANKLIN RESOURCES, INC. INDEPENDENT DIRECTOR COMPENSATION As of September 30, 2011
Compensation Agreements
Franklin Resources
Capital Markets
2011
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective March 15, 2011)
Bonus & Incentive Agreements
Franklin Resources
2011
[Name Of Fund Or Trust] One Franklin Parkway San Mateo, California ###-###-####
Trust Agreements
Franklin Resources
2011
DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES)
Compensation Agreements
Franklin Resources
2011
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Franklin Resources
Capital Markets
NY
2010
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Franklin Resources
2010
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
Capital Markets
2010
2.000% Notes Due 2013 Underwriting Agreement
Underwriting Agreements
Franklin Resources
Capital Markets
NY
2010
3.125% Notes Due 2015 Underwriting Agreement
Underwriting Agreements
Franklin Resources
2010
4.625% Notes Due 2020 Underwriting Agreement
Underwriting Agreements
Franklin Resources
Capital Markets
NY
2010
SECOND SUPPLEMENTAL INDENTURE
Indenture Agreements
Franklin Resources
2010
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN (as amended and restated effective March 16, 2010)
Bonus & Incentive Agreements
Franklin Resources
2010
FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN (amended and restated March 16, 2010) (amended and restated December 13, 2006) (amended and...
Bonus & Incentive Agreements
Franklin Resources
2010
[NAME OF CORPORATION/TRUST]
Franklin Resources
Capital Markets
CA
2009
SUBADVISORY AGREEMENT
Franklin Resources
2009
[Name Of Fund Or Trust]
Trust Agreements
Franklin Resources
2009
FORM OF AMENDED AND RESTATED CLASS [B/B1] DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF AMENDED AND RESTATED CLASS C DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
2009
FORM OF AMENDED AND RESTATED CLASS R DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF AMENDED AND RESTATED CLASS [2, 3, 4] DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
2009
FRANKLIN TEMPLETON INVESTOR SERVICES, LLC AMENDED ANDRESTATED TRANSFER AGENT AND SHAREHOLDER SERVICES AGREEMENT
Services Agreements
Franklin Resources
2009
FUND ADMINISTRATION AGREEMENT
Administration Agreements
Franklin Resources
Capital Markets
2009
MULTIPLE CLASS PLAN
Franklin Resources
Capital Markets
2009
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Franklin Resources
2009
INVESTMENT MANAGEMENT WITHCUSTODY AGREEMENT FOR ACCOUNT ENTITLED
Management Agreements
Franklin Resources
Capital Markets
NY
2009
CUSTODY AGREEMENT FOR ACCOUNT ENTITLED
Franklin Resources
Capital Markets
NY
2009
Participation Agreement as of , 2009
Participation Agreements
Franklin Resources
2009
Participation Agreement Addendum
Participation Agreements
Franklin Resources
2009
Fund of Funds Subscription Agreement
Subscription Agreements
Franklin Resources
Capital Markets
2009
Administrative Services Agreement Franklin TempletonServices, LLC [Name of Insurance Company]
Services Agreements
Franklin Resources
Capital Markets
2009
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD
Bonus & Incentive Agreements
Franklin Resources
2009
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Franklin Resources
2009
FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCKINVESTMENT PLAN As Amended and Restated effective as of February 1, 2010
Franklin Resources
2009
DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES)
Compensation Agreements
Franklin Resources
Capital Markets
2009
FORM OF AMENDED AND RESTATED CLASS A DISTRIBUTION PLAN [TRUST],
Distribution Agreements
Franklin Resources
Capital Markets
2009
FORM OF CLASS C DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
2009
FORM OF CLASS R DISTRIBUTION PLAN
Distribution Agreements
Franklin Resources
Capital Markets
2009
FRANKLIN RESOURCES, INC.
Franklin Resources
Capital Markets
DE
2009
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
Capital Markets
2008
FRANKLIN RESOURCES, INC. 1998 EMPLOYEE STOCK INVESTMENT PLAN
Stock Agreements
Franklin Resources
2008
FRANKLIN RESOURCES, INC. 2004 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Franklin Resources
2008
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
2008
NAMED EXECUTIVE OFFICER PERFORMANCE INCENTIVE COMPENSATION (2008)
Bonus & Incentive Agreements
Franklin Resources
2008
2006DIRECTORS DEFERRED COMPENSATION PLAN
Compensation Agreements
Franklin Resources
2008
Amendment Number 7 to the Managed Operations Services Agreement
Services Agreements
Franklin Resources
2008
Document Required to be Delivered
Franklin Resources
2007
DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES)
Compensation Agreements
Franklin Resources
2007
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
2006
FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Franklin Resources
2006
FRANKLIN RESOURCES, INC. AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN
Bonus & Incentive Agreements
Franklin Resources
2006
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Franklin Resources
2006
FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Franklin Resources
2006
Bonus Payments to Certain Current Executive Officers and One Former Executive Officer of Franklin Resources, Inc.
Bonus & Incentive Agreements
Franklin Resources
2006
Amendment Number 6 to the Managed Operations Services Agreement
Services Agreements
Franklin Resources
2006
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Franklin Resources
2006
AMENDED AND RESTATED INDEMNIFICATION AGREEMENT
Indemnification Agreements
Franklin Resources
2006
DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES)
Compensation Agreements
Franklin Resources
2006
FRANKLIN RESOURCES, INC.
Franklin Resources
2006
FRANKLIN RESOURCES, INC. 2004 KEY EXECUTIVE INCENTIVE COMPENSATION PLAN SECTION 1 ESTABLISHMENT AND PURPOSE
Bonus & Incentive Agreements
Franklin Resources
2006
AMENDMENT TO DEFERRED COMPENSATION AGREEMENT FOR DIRECTORS FEES
Compensation Agreements
Franklin Resources
2005
NAMED EXECUTIVE OFFICER COMPENSATION
Compensation Agreements
Franklin Resources
Capital Markets
2005
DIRECTOR COMPENSATION (NON-EMPLOYEE DIRECTOR FEES)
Compensation Agreements
Franklin Resources
2005
EMPLOYMENT AGREEMENT
Employment Agreements
Franklin Resources
Capital Markets
DE
2005