B. Riley Financial, Inc. Contracts & Agreements

204 Contracts & Agreements
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Filed
Seventh Amendment to Banc of California Credit Agreement, dated April 9, 2024
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
2025
Equity Purchase Agreement, dated October 13, 2024, by and among OCM SSF III Great American PT, L.P., a Delaware limited partnership (“Buyer 1”), Opps XII Great American...
Purchase Agreements
B. Riley Financial, Inc.
2024
Transfer and Contribution Agreement, dated October 25, 2024, between B. Riley Brand Management, LLC and BR Funding Holdings 2024-1, LLC
Management Agreements
B. Riley Financial, Inc.
2024
Membership Interest Purchase Agreement, dated October 25, 2024, by and among bebe stores, inc., HBN 120, LLC, BB Brand Holdings, LLC and BKST Brand Management, LLC
Purchase Agreements
B. Riley Financial, Inc.
2024
Form of Restricted Stock Unit Award Agreement
Stock Agreements
B. Riley Financial, Inc.
2024
Guaranty, dated January 18, 2024, among B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc. and Axos Bank
Guaranty Agreements
B. Riley Financial, Inc.
2024
Underwriting Agreement, dated as of July 25, 2023, by and between the Company and B. Riley Securities, Inc., as underwriter
Underwriting Agreements
B. Riley Financial, Inc.
2023
Equity Commitment Letter, dated as of May 10, 2023, by and between B. Riley Financial, Inc., Freedom VCM, Inc. and Freedom VCM Holdings, LLC
B. Riley Financial, Inc.
2023
Limited Guarantee, dated of May 10, 2023, by and between B. Riley Financial, Inc. and Franchise Group, Inc
Guarantee Agreements
B. Riley Financial, Inc.
2023
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Bryant R. Riley
Employment Agreements
B. Riley Financial, Inc.
2023
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Thomas J. Kelleher
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Phillip J. Ahn
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Alan N. Forman
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Andrew Moore
Employment Agreements
B. Riley Financial, Inc.
2023
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Kenneth M. Young
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Description of Registered
B. Riley Financial, Inc.
Capital Markets
2023
Fourth Amendment to Credit Agreement, dated as of June 21, 2022
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
2022
Third Amended and Restated Credit Agreement, dated as of April 20, 2022, by and among B. Riley Retail Solutions WF, LLC, B. Riley Retail, Inc., B. Riley Retail Canada, ULC, Wells...
Credit Agreements
B. Riley Financial, Inc.
2022
Description of Registered Securities
B. Riley Financial, Inc.
Capital Markets
2022
Third Amendment to Credit Agreement, dated as of December 16, 2021
Credit Agreements
B. Riley Financial, Inc.
2022
Underwriting Agreement, dated as of December 1, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
2021
Seventh Supplemental Indenture, dated as of December 3, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement, dated as of August 3, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
2021
Sixth Supplemental Indenture, dated as of August 6, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Form of Restricted Stock Unit Award Agreement (Time-Vesting) under the B. Riley Financial, Inc. 2021 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
2021
DASH Medical Holdings, LLC Subscription Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC
Investment Agreements
B. Riley Financial, Inc.
2021
Joinder to Limited Liability Company Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC
Joinder Agreements
B. Riley Financial, Inc.
2021
Subordinated Working Capital Promissory Note, dated as of March 2, 2021, made by DASH Medical Gloves, LLC and DASH Holding Company, Inc., in favor of BRF Finance Co., LLC
Note Agreements
B. Riley Financial, Inc.
Capital Markets
IL
2021
Subordination Agreement, dated as of March 2, 2021, among Tree Line Capital Partners, LLC, as administrative agent, and BRF Finance Co., LLC, DASH Holding Company, Inc., and DASH...
Subordination Agreement
B. Riley Financial, Inc.
Capital Markets
NY
2021
Form of Performance Restricted Stock Unit Agreement pursuant to the Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
2021
Amendment No. 2 to Amended and Restated Credit Agreement, dated as of February 8, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative...
Credit Agreements
B. Riley Financial, Inc.
2021
Amendment No. 3 to Amended and Restated Credit Agreement, dated as of March 4, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Amendment No. 4 to Amended and Restated Credit Agreement, dated as of March 26, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative...
Credit Agreements
B. Riley Financial, Inc.
2021
Underwriting Agreement, dated as of March 24, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Fifth Supplemental Indenture, dated as of March 29, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2021
Description of Registered Securities
B. Riley Financial, Inc.
Capital Markets
2021
Underwriting Agreement, dated as of January 20, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Fourth Supplemental Indenture, dated as of January 25, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
2021
Underwriting Agreement, dated as of January 12, 2021, by and among the Company and B. Riley Securities, Inc., as underwriter
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2021
Second Amendment to Credit Agreement, dated December 31, 2020
Credit Agreements
B. Riley Financial, Inc.
2021
Underwriting Agreement, dated as of September 1, 2020, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2020
Deposit Agreement, dated September 4, 2020, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with...
Stock Agreements
B. Riley Financial, Inc.
2020
Form of Specimen Certificate representing the 7.375% Series B Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
2020
Commitment Letter, dated as of February 14, 2020, by and between the Company and Franchise Group, Inc
B. Riley Financial, Inc.
Capital Markets
NY
2020
Loan Participant Guaranty, dated as of February 19, 2020, by the Company in favor of the Loan Participant
Loan Agreements
B. Riley Financial, Inc.
2020
CIBC Guaranty, dated as of February 14, 2020, by the Company in favor of CIBC Bank USA, as administrative agent
Guaranty Agreements
B. Riley Financial, Inc.
2020
Description of Registered Securities
B. Riley Financial, Inc.
Capital Markets
2020
Underwriting Agreement, dated as of February 10, 2020, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
2020
Third Supplemental Indenture, dated as of February 12, 2020, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
2020
At Market Issuance Sales Agreement, dated December 5, 2019, by and between the Company and B. Riley FBR, Inc
Sales Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
Amendment to Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
2019
Membership Interest Purchase Agreement, dated as of October 11, 2019 by and among B. Riley Financial, Inc., B. Riley Brand Management LLC, BR Brand Acquisition LLC and BR Brand...
Purchase Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
Underwriting Agreement, dated as of October 2, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
Deposit Agreement, dated October 7, 2019, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with...
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2019
Form of Specimen Certificate representing the 6.875% Series A Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Underwriting Agreement, dated as of September 18, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
Second Supplemental Indenture, dated as of September 23, 2019, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
B. Riley Financial, Inc.
2019
Underwriting Agreement, dated as of May 2, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2019
First Supplemental Indenture, dated as of May 7, 2019, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
B. Riley Financial, Inc.
2019
Indenture, dated as of May 7, 2019, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
B. Riley Financial, Inc.
2019
Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Bryant R. Riley
Employment Agreements
B. Riley Financial, Inc.
2019
Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Thomas J. Kelleher
Employment Agreements
B. Riley Financial, Inc.
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Phillip J. Ahn
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Alan N. Forman
Employment Agreements
B. Riley Financial, Inc.
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between Great American Group, LLC and Andrew Gumaer
Employment Agreements
B. Riley Financial, Inc.
2019
Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Kenneth M. Young
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between B. Riley FBR, Inc. and Andrew Moore
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
First Amendment to Credit Agreement and Joinder, dated February 1, 2019
Credit Agreements
B. Riley Financial, Inc.
2019
Credit Agreement, dated December 19, 2018
Credit Agreements
B. Riley Financial, Inc.
2018
Security and Pledge Agreement, dated December 19, 2018
Security Agreements
B. Riley Financial, Inc.
2018
Unconditional Guaranty and Pledge Agreement by B. Riley Principal Investments, LLC, dated December 19, 2018
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Unconditional Guaranty by B. Riley Financial, Inc., dated December 19, 2018
Guaranty Agreements
B. Riley Financial, Inc.
2018
At Market Issuance Sales Agreement, dated December 18, 2018, by and between the Company and B. Riley FBR, Inc
Sales Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2018
Amendment No. 1, dated May 8, 2018, to the Agreement and Plan of Merger, dated November 9, 2017, by and among B. Riley Financial, Inc., B. R. Acquisition Ltd. and magicJack...
Merger Agreements
B. Riley Financial, Inc.
Capital Markets
2018
Limited Waiver and Agreement, dated as of November 9, 2018, by and between B. Riley Financial, Inc. and magicJack VocalTec Ltd
Waiver Agreements
B. Riley Financial, Inc.
2018
Underwriting Agreement, dated as of September 6, 2018, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2018
Fifth Supplemental Indenture, dated as of September 11, 2018, by and between the Company and U.S. Bank National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
2018
2018 Employee Stock Purchase Plan
Stock Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2018
Employment Agreement, dated as of July 10, 2018, by and between the registrant and Kenneth M. Young
Employment Agreements
B. Riley Financial, Inc.
2018
Employment Agreement, dated as of July 10, 2018, by and between B. Riley FBR, Inc. and Andrew Moore
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Amendment No. 1 to Employment Agreement, dated as of July 10, 2018, by and between the registrant and Bryant R. Riley
Employment Agreements
B. Riley Financial, Inc.
2018
Amendment No. 1 to Employment Agreement, dated as of July 10, 2018, by and between the registrant and Thomas Kelleher
Employment Agreements
B. Riley Financial, Inc.
2018
$800.0 Million Senior Secured Term Loan Facility Commitment Letter, dated as of June 17, 2018 by and among the Company, Guggenheim Corporate Funding, LLC and Vintage Rodeo Parent,...
Loan Agreements
B. Riley Financial, Inc.
Capital Markets
2018
Equity Commitment Letter, dated as of June 17, 2018
B. Riley Financial, Inc.
2018
Vintage Rodeo, L.P. Subscription Agreement and Questionnaire, dated as of June 17, 2018
Subscription Agreements
B. Riley Financial, Inc.
2018
Side Letter re Subscription, dated as of June 17, 2018 by and between the Company and Vintage Rodeo, L.P
Subscription Agreements
B. Riley Financial, Inc.
2018
Limited Guarantee, dated as of June 17, 2018 by and among the Company, Vintage RTO, L.P. and Rodeo
Guarantee Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2018
Mutual Indemnity/Contribution Agreement, dated as of June 17, 2018 by and among the Company, Vintage RTO, L.P. and Samjor Family, LP
B. Riley Financial, Inc.
Capital Markets
DE
2018
At Market Issuance Sales Agreement, dated June 5, 2018, by and between the Company and B. Riley FBR, Inc
Sales Agreements
B. Riley Financial, Inc.
2018
Underwriting Agreement, dated as of May 14, 2018, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
2018
Employment Agreement, dated as of January 1, 2018, by and between the registrant and Alan N. Forman
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2018
Debt Conversion and Purchase and Sale Agreement, dated January 12, 2018, by and among B. Riley Financial, Inc., bebe stores, inc. and The Manny Mashouf Living Trust
Purchase Agreements
B. Riley Financial, Inc.
2018
Employment Agreement, dated as of January 1, 2018, by and between the registrant and Bryant R. Riley
Employment Agreements
B. Riley Financial, Inc.
2018
Employment Agreement, dated as of January 1, 2018, by and between the registrant and Thomas J. Kelleher
Employment Agreements
B. Riley Financial, Inc.
2018
Employment Agreement, dated as of January 1, 2018, by and between Great American Group, LLC. and Andrew Gumaer
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Employment Agreement, dated as of January 1, 2018, by and between the registrant and Phillip J. Ahn
Employment Agreements
B. Riley Financial, Inc.
2018
At Market Issuance Sales Agreement, dated December 18, 2017, by and between the Company and B. Riley FBR, Inc
Sales Agreements
B. Riley Financial, Inc.
2017
Third Supplemental Indenture, dated as of December 13, 2017, by and between the Company and U.S. Bank National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
Capital Markets
2017
Underwriting Agreement, dated as of December 6, 2017, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2017
Agreement and Plan of Merger, dated November 9, 2017, by and among B. Riley Financial, Inc., B. R. Acquisition Ltd. and magicJack VocalTec Ltd
Merger Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2017
Security and Pledge Agreement, dated as of April 13, 2017, by and among United Online, Inc., the subsidiaries of United Online, Inc. from time to time party thereto and Banc of...
Security Agreements
B. Riley Financial, Inc.
2017
Unconditional Guaranty, dated as of April 13, 2017, by the registrant in favor of Banc of California, N.A
Guaranty Agreements
B. Riley Financial, Inc.
2017
Consulting Services Agreement, dated as of July 3, 2017, by and between Richard J. Hendrix and FBR Capital Markets & Co
Consulting Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2017
Severance Agreement and General Release, dated as of July 3, 2017, by and among the registrant, Richard J. Hendrix, FBR Capital Markets & Co. and B. Riley & Co., LLC
Severance Agreements
B. Riley Financial, Inc.
2017
WARRANT AGREEMENT
Warrant Agreements
B. Riley Financial, Inc.
2017
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
2017
Lock-Up Agreement July 3, 2017
B. Riley Financial, Inc.
2017
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2017
B. RILEY FINANCIAL, INC. 7.50% SENIOR NOTES DUE 2027 At Market Issuance Sales Agreement
Note Agreements
B. Riley Financial, Inc.
2017
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2017
Second Supplemental Indenture, dated as of May 31, 2017, by and between the Company and U.S. Bank National Association, as Trustee
Indenture Agreements
B. Riley Financial, Inc.
2017
Underwriting Agreement, dated as of May 23, 2017, by and among the Company, FBR Capital Markets & Co. and B. Riley & Co. LLC as representatives of the several underwriters named...
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2017
MERGER AGREEMENT byand among B. RILEY FINANCIAL, INC., FOXHOUND MERGER SUB, INC., WUNDERLICH INVESTMENT COMPANY, INC., and STOCKHOLDERREPRESENTATIVE Dated as of May 17, 2017 TABLE...
Merger Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2017
Credit Agreement, dated as of April 13, 2017, by and among United Online, Inc., the subsidiaries of United Online, Inc. from time to time party thereto and Banc of California, N.A
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2017
Seventh Amendment to Credit Agreement, dated as of April 21, 2017, by and among Great American Group WF, LLC, GA Retail, Inc., GA Retail Canada, ULC, Wells Fargo Bank, National...
Credit Agreements
B. Riley Financial, Inc.
2017
AGREEMENT AND PLAN OF MERGER Between FBR & CO. and B. RILEY FINANCIAL, INC. Dated as of February 17, 2017
Merger Agreements
B. Riley Financial, Inc.
2017
SIXTHAMENDMENT AND JOINDER TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2016
B. RILEY FINANCIAL, INC. 7.50% SENIOR NOTES DUE 2021 UNDERWRITING AGREEMENT
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2016
B. RILEY FINANCIAL, INC. and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 2, 2016
Indenture Agreements
B. Riley Financial, Inc.
2016
B. Riley Financial, Inc. and U.S. Bank National Association, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of November 2, 2016 to the Indenture dated as of November2, 2016...
Note Agreements
B. Riley Financial, Inc.
2016
FIFTHAMENDMENT TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
2016
B. RILEYFINANCIAL, INC. COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2016
AGREEMENTAND PLAN OF MERGER BY AND AMONG B. RILEY FINANCIAL, UNIFY MERGER SUB, INC. AND UNITED ONLINE, INC. DATED AS OF MAY 4, 2016 TABLE OF CONTENTS
Merger Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2016
B. RILEY FINANCIAL, INC. MANAGEMENTBONUS PLAN SECTION 1 BACKGROUND, PURPOSE AND DURATION
B. Riley Financial, Inc.
Capital Markets
DE
2015
B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan (formerlyGreat American Group, Inc. Amendedand Restated 2009 Stock Incentive Plan) (formerlyAlternative Asset...
Bonus & Incentive Agreements
B. Riley Financial, Inc.
2015
B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan NOTICEOF Restricted Stock Unit AWARD
Bonus & Incentive Agreements
B. Riley Financial, Inc.
2015
B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan STOCKBONUS PROGRAM
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
2015
B.RILEY FINANCIAL, INC. EMPLOYMENTAGREEMENT
B. Riley Financial, Inc.
Capital Markets
CA
2015
B. RILEY FINANCIAL, INC. Amended and Restated 2009 Stock IncentivePlan (formerly Great American Group, Inc. Amended and Restated 2009 Stock IncentivePlan) (formerly Alternative...
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2015
SENIOR SECURED, SUPER-PRIORITYDEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of January 15, 2015 among B.Riley FINANCIAL, INC. as Lender THE WET SEAL, INC. as Lead Borrower for...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2015
PLAN SPONSORSHIP AGREEMENT
B. Riley Financial, Inc.
Capital Markets
NY
2015
SECURITY AGREEMENT by THE WET SEAL, INC., as the Lead Borrower,as a Debtor and as a Debtor-in-Possession and THE OTHER BORROWERS AND GUARANTORS PARTYHERETO FROM TIME TO TIME, as...
Security Agreements
B. Riley Financial, Inc.
2015
SUBORDINATEDUNSECURED PROMISSORY NOTE
Note Agreements
B. Riley Financial, Inc.
2015
SECONDAMENDMENT TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2015
THIRDAMENDMENT TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2015
FOURTH AMENDMENTTO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
2015
GREAT AMERICAN GROUP, INC. Amended and Restated 2009 Stock IncentivePlan (formerly Alternative Asset Management AcquisitionCorp. 2009 Stock Incentive Plan)...
Bonus & Incentive Agreements
B. Riley Financial, Inc.
2014
FIRSTAMENDMENT TO CREDIT AGREEMENT AND LIMITED CONSENT AND WAIVER
Credit Agreements
B. Riley Financial, Inc.
2014
ESCROW AGREEMENT
Escrow Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2014
ACQUISITION AGREEMENT among: GREAT AMERICAN GROUP, INC., a Delaware corporation; DARWIN MERGER SUB I, INC., a Delaware corporation; B. RILEY CAPITAL MARKETS, LLC, a Delaware...
Merger Agreements
B. Riley Financial, Inc.
2014
SECURITIESPURCHASE AGREEMENT
B. Riley Financial, Inc.
Capital Markets
DE
2014
REGISTRATIONRIGHTS AGREEMENT
Registration Rights Agreements
B. Riley Financial, Inc.
Capital Markets
2014
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B. Riley Financial, Inc.
Capital Markets
2014
[Remainder of PageLeft Intentionally Blank]
B. Riley Financial, Inc.
2014
GREAT AMERICAN GROUP, INC. EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
2014
GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2014
GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2014
DATED MARCH 2014 BURDALE FINANCIAL LIMITED as Lender and GA ASSET ADVISORS LIMITED FACILITY AGREEMENT
Facility Agreements
B. Riley Financial, Inc.
Capital Markets
2014
Dated March2014
B. Riley Financial, Inc.
Capital Markets
2014
THIRD AMENDED ANDRESTATED GUARANTY
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2013
FORM OF WAIVER
Waiver Agreements
B. Riley Financial, Inc.
2011
AMENDMENT NO. 2 TO SUBORDINATED UNSECURED PROMISSORY NOTE
Note Agreements
B. Riley Financial, Inc.
Capital Markets
2011
NON-NEGOTIABLE PROMISSORY NOTE
Note Agreements
B. Riley Financial, Inc.
Capital Markets
2011
LOAN AND SECURITY AGREEMENT (Accounts Receivable & Inventory Lineof Credit)
Loan Agreements
B. Riley Financial, Inc.
2011
WAIVER AND SECOND AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
2011
SECOND AMENDED AND RESTATED GUARANTY
Guaranty Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2011
Form of Waiver to Subordinated Unsecured Promissory Note, dated as of October 27, 2010
Note Agreements
B. Riley Financial, Inc.
2011
SECOND AMENDMENT TO AND EXTENSION OF CREDIT AGREEMENT AND OMNIBUS RATIFICATION OF LOAN DOCUMENTS
Loan Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2010
AMENDMENT NO. 1 TO SUBORDINATED UNSECURED PROMISSORY NOTE
Note Agreements
B. Riley Financial, Inc.
2010
AMENDMENT NO. 1 TO SUBORDINATED UNSECURED PROMISSORY NOTE
Note Agreements
B. Riley Financial, Inc.
2010
FORBEARANCE AGREEMENT
Forbearance Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2009
WARRANT AGREEMENT GREAT AMERICAN GROUP, INC.
Warrant Agreements
B. Riley Financial, Inc.
2009
GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2009
CREDIT AGREEMENT dated as of May 29, 2008 among GREAT AMERICAN GROUP ENERGY EQUIPMENT, LLC, THE LENDERS PARTY HERETO,
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2009
GREAT AMERICAN GROUP, LLC GUARANTY
Guaranty Agreements
B. Riley Financial, Inc.
2009
SECURITY AGREEMENT
Security Agreements
B. Riley Financial, Inc.
2009
NON-NOTIFICATION FACTORING AND SECURITY AGREEMENT
Security Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
CREDIT AGREEMENT Dated as of October 21, 2008 between GREAT AMERICAN GROUP WF, LLC,
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2009
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
2009
FIRST AMENDED AND RESTATED LIMITED GUARANTY
Guaranty Agreements
B. Riley Financial, Inc.
2009
SECURITY AGREEMENT
Security Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2009
CREDIT AGREEMENT Dated as of October 25, 2000
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
2009
SECOND AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
B. Riley Financial, Inc.
2009
SECURITY AGREEMENT
Security Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
SUBORDINATED UNSECURED PROMISSORY NOTE
Note Agreements
B. Riley Financial, Inc.
Capital Markets
2009
AMENDMENT AGREEMENT AND RELEASE
Release Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
ACKNOWLEDGEMENT AND AMENDMENT
B. Riley Financial, Inc.
Capital Markets
2009
GREAT AMERICAN GROUP, INC. Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2009
SIXTH AMENDED AND RESTATED OPERATING AGREEMENT FOR
Operating Agreements
B. Riley Financial, Inc.
2009
OPERATING AGREEMENT FOR GREAT AMERICAN GROUP MACHINERY & EQUIPMENT, LLC
Operating Agreements
B. Riley Financial, Inc.
2009
FORM OF WARRANT AGREEMENT ALTERNATIVE ASSET MANAGEMENT ACQUISITION CORP.
Warrant Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2009
AMENDMENT NO. 1 TO THE WARRANT AGREEMENT
Warrant Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2009
[Form of Warrant Certificate] [Face]
Warrant Agreements
B. Riley Financial, Inc.
Capital Markets
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
2009
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2009
ESCROW AGREEMENT
Escrow Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2009
Lock-Up Agreement July 31, 2009
B. Riley Financial, Inc.
Capital Markets
DE
2009
[Signatures on the following pages]
B. Riley Financial, Inc.
Capital Markets
2009
GREAT AMERICAN GROUP, INC. INDEMNITY AGREEMENT
B. Riley Financial, Inc.
2009
GREAT AMERICAN GROUP, INC. 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
2009
AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF REORGANIZATION
Plan of Reorganization Agreements
B. Riley Financial, Inc.
2009
Additional abbreviations may also be used though not in the above list.
B. Riley Financial, Inc.
Capital Markets
2009
[Form of Warrant Certificate] [Face]
Warrant Agreements
B. Riley Financial, Inc.
Capital Markets
2009
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
B. Riley Financial, Inc.
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2009
EMPLOYMENT AGREEMENT
Employment Agreements
B. Riley Financial, Inc.
2009
SECOND AMENDED & RESTATED CREDIT AGREEMENT Dated as of July 15, 2013 between GREAT AMERICAN GROUP WF, LLC, as a Borrower, certain other Borrowers who may become partyhereto and...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2013
FIRST AMENDED & RESTATED CREDIT AGREEMENT Dated as of December 8,2010 between GREAT AMERICAN GROUP WF, LLC, as US Borrower, GA ASSET ADVISORS LIMITED, as English Borrower, certain...
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
MA
2011