B. Riley Financial, Inc. Contracts & Agreements

Seventh Amendment to Banc of California Credit Agreement, dated April 9, 2024 (Filed With SEC on January 14, 2025)

Equity Purchase Agreement, dated October 13, 2024, by and among OCM SSF III Great American PT, L.P., a Delaware limited partnership (“Buyer 1”), Opps XII Great American... (Filed With SEC on November 21, 2024)

Transfer and Contribution Agreement, dated October 25, 2024, between B. Riley Brand Management, LLC and BR Funding Holdings 2024-1, LLC (Filed With SEC on October 31, 2024)

Membership Interest Purchase Agreement, dated October 25, 2024, by and among bebe stores, inc., HBN 120, LLC, BB Brand Holdings, LLC and BKST Brand Management, LLC (Filed With SEC on October 31, 2024)

Form of Restricted Stock Unit Award Agreement (Filed With SEC on April 24, 2024)

Guaranty, dated January 18, 2024, among B. Riley Financial, Inc., Babcock & Wilcox Enterprises, Inc. and Axos Bank (Filed With SEC on January 22, 2024)

Underwriting Agreement, dated as of July 25, 2023, by and between the Company and B. Riley Securities, Inc., as underwriter (Filed With SEC on July 28, 2023)

Equity Commitment Letter, dated as of May 10, 2023, by and between B. Riley Financial, Inc., Freedom VCM, Inc. and Freedom VCM Holdings, LLC (Filed With SEC on May 11, 2023)

Limited Guarantee, dated of May 10, 2023, by and between B. Riley Financial, Inc. and Franchise Group, Inc (Filed With SEC on May 11, 2023)

Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Bryant R. Riley (Filed With SEC on April 14, 2023)

Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Thomas J. Kelleher (Filed With SEC on April 14, 2023)

Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Phillip J. Ahn (Filed With SEC on April 14, 2023)

Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Alan N. Forman (Filed With SEC on April 14, 2023)

Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Andrew Moore (Filed With SEC on April 14, 2023)

Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Kenneth M. Young (Filed With SEC on April 14, 2023)

Description of Registered (Filed With SEC on March 16, 2023)

Fourth Amendment to Credit Agreement, dated as of June 21, 2022 (Filed With SEC on July 29, 2022)

Third Amended and Restated Credit Agreement, dated as of April 20, 2022, by and among B. Riley Retail Solutions WF, LLC, B. Riley Retail, Inc., B. Riley Retail Canada, ULC, Wells... (Filed With SEC on April 25, 2022)

Description of Registered Securities (Filed With SEC on February 28, 2022)

Third Amendment to Credit Agreement, dated as of December 16, 2021 (Filed With SEC on February 28, 2022)

Underwriting Agreement, dated as of December 1, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on December 3, 2021)

Seventh Supplemental Indenture, dated as of December 3, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on December 3, 2021)

Underwriting Agreement, dated as of August 3, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on August 6, 2021)

Sixth Supplemental Indenture, dated as of August 6, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on August 6, 2021)

Form of Restricted Stock Unit Award Agreement (Time-Vesting) under the B. Riley Financial, Inc. 2021 Stock Incentive Plan (Filed With SEC on May 28, 2021)

DASH Medical Holdings, LLC Subscription Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC (Filed With SEC on May 10, 2021)

Joinder to Limited Liability Company Agreement, dated as of March 1, 2021, by and between DASH Medical Holdings, LLC and B. Riley Principal Investments, LLC (Filed With SEC on May 10, 2021)

Subordinated Working Capital Promissory Note, dated as of March 2, 2021, made by DASH Medical Gloves, LLC and DASH Holding Company, Inc., in favor of BRF Finance Co., LLC (Filed With SEC on May 10, 2021)

Subordination Agreement, dated as of March 2, 2021, among Tree Line Capital Partners, LLC, as administrative agent, and BRF Finance Co., LLC, DASH Holding Company, Inc., and DASH... (Filed With SEC on May 10, 2021)

Form of Performance Restricted Stock Unit Agreement pursuant to the Amended and Restated 2009 Stock Incentive Plan (Filed With SEC on May 10, 2021)

Amendment No. 2 to Amended and Restated Credit Agreement, dated as of February 8, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative... (Filed With SEC on May 10, 2021)

Amendment No. 3 to Amended and Restated Credit Agreement, dated as of March 4, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative... (Filed With SEC on May 10, 2021)

Amendment No. 4 to Amended and Restated Credit Agreement, dated as of March 26, 2021, by and among Babcock & Wilcox Enterprises, Inc., Bank of America, N.A., as administrative... (Filed With SEC on May 10, 2021)

Underwriting Agreement, dated as of March 24, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on March 29, 2021)

Fifth Supplemental Indenture, dated as of March 29, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on March 29, 2021)

Description of Registered Securities (Filed With SEC on March 4, 2021)

Underwriting Agreement, dated as of January 20, 2021, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on January 25, 2021)

Fourth Supplemental Indenture, dated as of January 25, 2021, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on January 25, 2021)

Underwriting Agreement, dated as of January 12, 2021, by and among the Company and B. Riley Securities, Inc., as underwriter (Filed With SEC on January 15, 2021)

Second Amendment to Credit Agreement, dated December 31, 2020 (Filed With SEC on January 6, 2021)

Underwriting Agreement, dated as of September 1, 2020, by and among the Company and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on September 4, 2020)

Deposit Agreement, dated September 4, 2020, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with... (Filed With SEC on September 4, 2020)

Form of Specimen Certificate representing the 7.375% Series B Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc (Filed With SEC on September 4, 2020)

Commitment Letter, dated as of February 14, 2020, by and between the Company and Franchise Group, Inc (Filed With SEC on May 11, 2020)

Loan Participant Guaranty, dated as of February 19, 2020, by the Company in favor of the Loan Participant (Filed With SEC on May 11, 2020)

CIBC Guaranty, dated as of February 14, 2020, by the Company in favor of CIBC Bank USA, as administrative agent (Filed With SEC on May 11, 2020)

Description of Registered Securities (Filed With SEC on March 10, 2020)

Underwriting Agreement, dated as of February 10, 2020, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on February 12, 2020)

Third Supplemental Indenture, dated as of February 12, 2020, by and between the Company and The Bank of New York Mellon Trust Company National Association, as Trustee (Filed With SEC on February 12, 2020)

At Market Issuance Sales Agreement, dated December 5, 2019, by and between the Company and B. Riley FBR, Inc (Filed With SEC on December 5, 2019)

Amendment to Amended and Restated 2009 Stock Incentive Plan (Filed With SEC on November 1, 2019)

Membership Interest Purchase Agreement, dated as of October 11, 2019 by and among B. Riley Financial, Inc., B. Riley Brand Management LLC, BR Brand Acquisition LLC and BR Brand... (Filed With SEC on November 1, 2019)

Underwriting Agreement, dated as of October 2, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on October 7, 2019)

Deposit Agreement, dated October 7, 2019, among B. Riley Financial, Inc., Continental Stock Transfer & Trust Company, as Depositary, and the holders of depositary receipts, with... (Filed With SEC on October 7, 2019)

Form of Specimen Certificate representing the 6.875% Series A Cumulative Perpetual Preferred Stock, par value $0.0001 per share, of B. Riley Financial, Inc (Filed With SEC on October 7, 2019)

Underwriting Agreement, dated as of September 18, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on September 23, 2019)

Second Supplemental Indenture, dated as of September 23, 2019, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (Filed With SEC on September 23, 2019)

Underwriting Agreement, dated as of May 2, 2019, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on May 7, 2019)

First Supplemental Indenture, dated as of May 7, 2019, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (Filed With SEC on May 7, 2019)

Indenture, dated as of May 7, 2019, between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (Filed With SEC on May 7, 2019)

Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Bryant R. Riley (Filed With SEC on April 9, 2019)

Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Thomas J. Kelleher (Filed With SEC on April 9, 2019)

Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Phillip J. Ahn (Filed With SEC on April 9, 2019)

Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Alan N. Forman (Filed With SEC on April 9, 2019)

Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between Great American Group, LLC and Andrew Gumaer (Filed With SEC on April 9, 2019)

Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Kenneth M. Young (Filed With SEC on April 9, 2019)

Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between B. Riley FBR, Inc. and Andrew Moore (Filed With SEC on April 9, 2019)

First Amendment to Credit Agreement and Joinder, dated February 1, 2019 (Filed With SEC on February 7, 2019)

Credit Agreement, dated December 19, 2018 (Filed With SEC on December 27, 2018)

Security and Pledge Agreement, dated December 19, 2018 (Filed With SEC on December 27, 2018)

Unconditional Guaranty and Pledge Agreement by B. Riley Principal Investments, LLC, dated December 19, 2018 (Filed With SEC on December 27, 2018)

Unconditional Guaranty by B. Riley Financial, Inc., dated December 19, 2018 (Filed With SEC on December 27, 2018)

At Market Issuance Sales Agreement, dated December 18, 2018, by and between the Company and B. Riley FBR, Inc (Filed With SEC on December 18, 2018)

Amendment No. 1, dated May 8, 2018, to the Agreement and Plan of Merger, dated November 9, 2017, by and among B. Riley Financial, Inc., B. R. Acquisition Ltd. and magicJack... (Filed With SEC on November 20, 2018)

Limited Waiver and Agreement, dated as of November 9, 2018, by and between B. Riley Financial, Inc. and magicJack VocalTec Ltd (Filed With SEC on November 20, 2018)

Underwriting Agreement, dated as of September 6, 2018, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on September 11, 2018)

Fifth Supplemental Indenture, dated as of September 11, 2018, by and between the Company and U.S. Bank National Association, as Trustee (Filed With SEC on September 11, 2018)

2018 Employee Stock Purchase Plan (Filed With SEC on July 31, 2018)

Employment Agreement, dated as of July 10, 2018, by and between the registrant and Kenneth M. Young (Filed With SEC on July 16, 2018)

Employment Agreement, dated as of July 10, 2018, by and between B. Riley FBR, Inc. and Andrew Moore (Filed With SEC on July 16, 2018)

Amendment No. 1 to Employment Agreement, dated as of July 10, 2018, by and between the registrant and Bryant R. Riley (Filed With SEC on July 16, 2018)

Amendment No. 1 to Employment Agreement, dated as of July 10, 2018, by and between the registrant and Thomas Kelleher (Filed With SEC on July 16, 2018)

$800.0 Million Senior Secured Term Loan Facility Commitment Letter, dated as of June 17, 2018 by and among the Company, Guggenheim Corporate Funding, LLC and Vintage Rodeo Parent,... (Filed With SEC on June 20, 2018)

Equity Commitment Letter, dated as of June 17, 2018 (Filed With SEC on June 20, 2018)

Vintage Rodeo, L.P. Subscription Agreement and Questionnaire, dated as of June 17, 2018 (Filed With SEC on June 20, 2018)

Side Letter re Subscription, dated as of June 17, 2018 by and between the Company and Vintage Rodeo, L.P (Filed With SEC on June 20, 2018)

Limited Guarantee, dated as of June 17, 2018 by and among the Company, Vintage RTO, L.P. and Rodeo (Filed With SEC on June 20, 2018)

Mutual Indemnity/Contribution Agreement, dated as of June 17, 2018 by and among the Company, Vintage RTO, L.P. and Samjor Family, LP (Filed With SEC on June 20, 2018)

At Market Issuance Sales Agreement, dated June 5, 2018, by and between the Company and B. Riley FBR, Inc (Filed With SEC on June 5, 2018)

Underwriting Agreement, dated as of May 14, 2018, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on May 17, 2018)

Employment Agreement, dated as of January 1, 2018, by and between the registrant and Alan N. Forman (Filed With SEC on March 14, 2018)

Debt Conversion and Purchase and Sale Agreement, dated January 12, 2018, by and among B. Riley Financial, Inc., bebe stores, inc. and The Manny Mashouf Living Trust (Filed With SEC on January 16, 2018)

Employment Agreement, dated as of January 1, 2018, by and between the registrant and Bryant R. Riley (Filed With SEC on January 5, 2018)

Employment Agreement, dated as of January 1, 2018, by and between the registrant and Thomas J. Kelleher (Filed With SEC on January 5, 2018)

Employment Agreement, dated as of January 1, 2018, by and between Great American Group, LLC. and Andrew Gumaer (Filed With SEC on January 5, 2018)

Employment Agreement, dated as of January 1, 2018, by and between the registrant and Phillip J. Ahn (Filed With SEC on January 5, 2018)

At Market Issuance Sales Agreement, dated December 18, 2017, by and between the Company and B. Riley FBR, Inc (Filed With SEC on December 19, 2017)

Third Supplemental Indenture, dated as of December 13, 2017, by and between the Company and U.S. Bank National Association, as Trustee (Filed With SEC on December 13, 2017)

Underwriting Agreement, dated as of December 6, 2017, by and among the Company and B. Riley FBR, Inc., as representative of the several underwriters named therein (Filed With SEC on December 6, 2017)

Agreement and Plan of Merger, dated November 9, 2017, by and among B. Riley Financial, Inc., B. R. Acquisition Ltd. and magicJack VocalTec Ltd (Filed With SEC on November 9, 2017)

Security and Pledge Agreement, dated as of April 13, 2017, by and among United Online, Inc., the subsidiaries of United Online, Inc. from time to time party thereto and Banc of... (Filed With SEC on August 8, 2017)

Unconditional Guaranty, dated as of April 13, 2017, by the registrant in favor of Banc of California, N.A (Filed With SEC on August 8, 2017)

Consulting Services Agreement, dated as of July 3, 2017, by and between Richard J. Hendrix and FBR Capital Markets & Co (Filed With SEC on August 8, 2017)

Severance Agreement and General Release, dated as of July 3, 2017, by and among the registrant, Richard J. Hendrix, FBR Capital Markets & Co. and B. Riley & Co., LLC (Filed With SEC on August 8, 2017)

WARRANT AGREEMENT (Filed With SEC on July 5, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on July 5, 2017)

Lock-Up Agreement July 3, 2017 (Filed With SEC on July 5, 2017)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 5, 2017)

B. RILEY FINANCIAL, INC. 7.50% SENIOR NOTES DUE 2027 At Market Issuance Sales Agreement (Filed With SEC on June 28, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on June 1, 2017)

Second Supplemental Indenture, dated as of May 31, 2017, by and between the Company and U.S. Bank National Association, as Trustee (Filed With SEC on May 31, 2017)

Underwriting Agreement, dated as of May 23, 2017, by and among the Company, FBR Capital Markets & Co. and B. Riley & Co. LLC as representatives of the several underwriters named... (Filed With SEC on May 24, 2017)

MERGER AGREEMENT byand among B. RILEY FINANCIAL, INC., FOXHOUND MERGER SUB, INC., WUNDERLICH INVESTMENT COMPANY, INC., and STOCKHOLDERREPRESENTATIVE Dated as of May 17, 2017 TABLE... (Filed With SEC on May 18, 2017)

Credit Agreement, dated as of April 13, 2017, by and among United Online, Inc., the subsidiaries of United Online, Inc. from time to time party thereto and Banc of California, N.A (Filed With SEC on May 10, 2017)

Seventh Amendment to Credit Agreement, dated as of April 21, 2017, by and among Great American Group WF, LLC, GA Retail, Inc., GA Retail Canada, ULC, Wells Fargo Bank, National... (Filed With SEC on April 27, 2017)

AGREEMENT AND PLAN OF MERGER Between FBR & CO. and B. RILEY FINANCIAL, INC. Dated as of February 17, 2017 (Filed With SEC on February 21, 2017)

SIXTHAMENDMENT AND JOINDER TO CREDIT AGREEMENT (Filed With SEC on November 14, 2016)

B. RILEY FINANCIAL, INC. 7.50% SENIOR NOTES DUE 2021 UNDERWRITING AGREEMENT (Filed With SEC on November 2, 2016)

B. RILEY FINANCIAL, INC. and U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of November 2, 2016 (Filed With SEC on November 2, 2016)

B. Riley Financial, Inc. and U.S. Bank National Association, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of November 2, 2016 to the Indenture dated as of November2, 2016... (Filed With SEC on November 2, 2016)

FIFTHAMENDMENT TO CREDIT AGREEMENT (Filed With SEC on August 5, 2016)

B. RILEYFINANCIAL, INC. COMMON STOCK, PAR VALUE $0.0001 PER SHARE UNDERWRITING AGREEMENT (Filed With SEC on May 10, 2016)

AGREEMENTAND PLAN OF MERGER BY AND AMONG B. RILEY FINANCIAL, UNIFY MERGER SUB, INC. AND UNITED ONLINE, INC. DATED AS OF MAY 4, 2016 TABLE OF CONTENTS (Filed With SEC on May 6, 2016)

B. RILEY FINANCIAL, INC. MANAGEMENTBONUS PLAN SECTION 1 BACKGROUND, PURPOSE AND DURATION (Filed With SEC on August 18, 2015)

B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan (formerlyGreat American Group, Inc. Amendedand Restated 2009 Stock Incentive Plan) (formerlyAlternative Asset... (Filed With SEC on August 11, 2015)

B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan NOTICEOF Restricted Stock Unit AWARD (Filed With SEC on August 11, 2015)

B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan STOCKBONUS PROGRAM (Filed With SEC on August 11, 2015)

B.RILEY FINANCIAL, INC. EMPLOYMENTAGREEMENT (Filed With SEC on August 11, 2015)

B. RILEY FINANCIAL, INC. Amended and Restated 2009 Stock IncentivePlan (formerly Great American Group, Inc. Amended and Restated 2009 Stock IncentivePlan) (formerly Alternative... (Filed With SEC on May 7, 2015)

SENIOR SECURED, SUPER-PRIORITYDEBTOR-IN-POSSESSION CREDIT AGREEMENT dated as of January 15, 2015 among B.Riley FINANCIAL, INC. as Lender THE WET SEAL, INC. as Lead Borrower for... (Filed With SEC on May 7, 2015)

PLAN SPONSORSHIP AGREEMENT (Filed With SEC on May 7, 2015)

SECURITY AGREEMENT by THE WET SEAL, INC., as the Lead Borrower,as a Debtor and as a Debtor-in-Possession and THE OTHER BORROWERS AND GUARANTORS PARTYHERETO FROM TIME TO TIME, as... (Filed With SEC on May 7, 2015)

SUBORDINATEDUNSECURED PROMISSORY NOTE (Filed With SEC on May 7, 2015)

SECONDAMENDMENT TO CREDIT AGREEMENT (Filed With SEC on May 7, 2015)

THIRDAMENDMENT TO CREDIT AGREEMENT (Filed With SEC on May 7, 2015)

FOURTH AMENDMENTTO CREDIT AGREEMENT (Filed With SEC on May 7, 2015)

GREAT AMERICAN GROUP, INC. Amended and Restated 2009 Stock IncentivePlan (formerly Alternative Asset Management AcquisitionCorp. 2009 Stock Incentive Plan)... (Filed With SEC on October 9, 2014)

FIRSTAMENDMENT TO CREDIT AGREEMENT AND LIMITED CONSENT AND WAIVER (Filed With SEC on August 14, 2014)

ESCROW AGREEMENT (Filed With SEC on June 18, 2014)

ACQUISITION AGREEMENT among: GREAT AMERICAN GROUP, INC., a Delaware corporation; DARWIN MERGER SUB I, INC., a Delaware corporation; B. RILEY CAPITAL MARKETS, LLC, a Delaware... (Filed With SEC on May 19, 2014)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on May 19, 2014)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on May 19, 2014)

[Remainder of PageLeft Intentionally Blank] (Filed With SEC on May 19, 2014)

GREAT AMERICAN GROUP, INC. EMPLOYMENT AGREEMENT (Filed With SEC on May 19, 2014)

GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 19, 2014)

DATED MARCH 2014 BURDALE FINANCIAL LIMITED as Lender and GA ASSET ADVISORS LIMITED FACILITY AGREEMENT (Filed With SEC on March 25, 2014)

Dated March2014 (Filed With SEC on March 25, 2014)

SECOND AMENDED & RESTATED CREDIT AGREEMENT Dated as of July 15, 2013 between GREAT AMERICAN GROUP WF, LLC, as a Borrower, certain other Borrowers who may become partyhereto and... (Filed With SEC on July 19, 2013)

THIRD AMENDED ANDRESTATED GUARANTY (Filed With SEC on July 19, 2013)

FORM OF WAIVER (Filed With SEC on August 4, 2011)

AMENDMENT NO. 2 TO SUBORDINATED UNSECURED PROMISSORY NOTE (Filed With SEC on August 4, 2011)

NON-NEGOTIABLE PROMISSORY NOTE (Filed With SEC on July 27, 2011)

LOAN AND SECURITY AGREEMENT (Accounts Receivable & Inventory Lineof Credit) (Filed With SEC on May 26, 2011)

WAIVER AND SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on May 16, 2011)

FIRST AMENDED & RESTATED CREDIT AGREEMENT Dated as of December 8,2010 between GREAT AMERICAN GROUP WF, LLC, as US Borrower, GA ASSET ADVISORS LIMITED, as English Borrower, certain... (Filed With SEC on March 31, 2011)

SECOND AMENDED AND RESTATED GUARANTY (Filed With SEC on March 31, 2011)

Form of Waiver to Subordinated Unsecured Promissory Note, dated as of October 27, 2010 (Filed With SEC on March 31, 2011)

SECOND AMENDMENT TO AND EXTENSION OF CREDIT AGREEMENT AND OMNIBUS RATIFICATION OF LOAN DOCUMENTS (Filed With SEC on November 15, 2010)

AMENDMENT NO. 1 TO SUBORDINATED UNSECURED PROMISSORY NOTE (Filed With SEC on May 7, 2010)

FORBEARANCE AGREEMENT (Filed With SEC on October 15, 2009)

WARRANT AGREEMENT GREAT AMERICAN GROUP, INC. (Filed With SEC on September 22, 2009)

GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN (Filed With SEC on September 22, 2009)

CREDIT AGREEMENT dated as of May 29, 2008 among GREAT AMERICAN GROUP ENERGY EQUIPMENT, LLC, THE LENDERS PARTY HERETO, (Filed With SEC on August 31, 2009)

GREAT AMERICAN GROUP, LLC GUARANTY (Filed With SEC on August 31, 2009)

SECURITY AGREEMENT (Filed With SEC on August 31, 2009)

NON-NOTIFICATION FACTORING AND SECURITY AGREEMENT (Filed With SEC on August 31, 2009)

CREDIT AGREEMENT Dated as of October 21, 2008 between GREAT AMERICAN GROUP WF, LLC, (Filed With SEC on August 31, 2009)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on August 31, 2009)

FIRST AMENDED AND RESTATED LIMITED GUARANTY (Filed With SEC on August 31, 2009)

SECURITY AGREEMENT (Filed With SEC on August 31, 2009)

CREDIT AGREEMENT Dated as of October 25, 2000 (Filed With SEC on August 31, 2009)

FIRST AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on August 31, 2009)

SECOND AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on August 31, 2009)

SECURITY AGREEMENT (Filed With SEC on August 31, 2009)

SUBORDINATED UNSECURED PROMISSORY NOTE (Filed With SEC on August 31, 2009)

AMENDMENT AGREEMENT AND RELEASE (Filed With SEC on August 31, 2009)

ACKNOWLEDGEMENT AND AMENDMENT (Filed With SEC on August 31, 2009)

GREAT AMERICAN GROUP, INC. Amended and Restated 2009 Stock Incentive Plan (Filed With SEC on August 31, 2009)

SIXTH AMENDED AND RESTATED OPERATING AGREEMENT FOR (Filed With SEC on August 31, 2009)

OPERATING AGREEMENT FOR GREAT AMERICAN GROUP MACHINERY & EQUIPMENT, LLC (Filed With SEC on August 31, 2009)

FORM OF WARRANT AGREEMENT ALTERNATIVE ASSET MANAGEMENT ACQUISITION CORP. (Filed With SEC on August 6, 2009)

AMENDMENT NO. 1 TO THE WARRANT AGREEMENT (Filed With SEC on August 6, 2009)

[Form of Warrant Certificate] [Face] (Filed With SEC on August 6, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on August 6, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 6, 2009)

ESCROW AGREEMENT (Filed With SEC on August 6, 2009)

Lock-Up Agreement July 31, 2009 (Filed With SEC on August 6, 2009)

[Signatures on the following pages] (Filed With SEC on August 6, 2009)

GREAT AMERICAN GROUP, INC. INDEMNITY AGREEMENT (Filed With SEC on August 6, 2009)

GREAT AMERICAN GROUP, INC. 2009 Stock Incentive Plan (Filed With SEC on August 6, 2009)

AMENDMENT NO. 3 TO AGREEMENT AND PLAN OF REORGANIZATION (Filed With SEC on July 30, 2009)

Additional abbreviations may also be used though not in the above list. (Filed With SEC on June 1, 2009)

[Form of Warrant Certificate] [Face] (Filed With SEC on June 1, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on June 1, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on June 1, 2009)

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B. Riley Financial, Inc. Contracts & Agreements