Additional abbreviations may also be used though not in the above list.

EX-4.1 3 dex41.htm SPECIMEN COMMON STOCK CERTIFICATE Specimen Common Stock Certificate

Exhibit 4.1

 

GREAT AMERICAN GROUP, INC.

Incorporated under the Laws of the State of Delaware

COMMON STOCK SEE REVERSE FOR CERTAIN DEFINITIONS

THIS CERTIFIES THAT

SPECIMEN

is the record holder of

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $.0001 PAR VALUE PER SHARE OF

GREAT AMERICAN GROUP, INC.

Transferable on the books of the Corporation in person or by duly authorized Attorney upon surrender of the Certificate properly endorsed. This Certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

Dated:

COUNTERSIGNED AND REGISTERED:

CONTINENTAL STOCK TRANSFER & TRUST COMPANY

(Jersey City, NJ)

TRANSFER AGENT AND REGISTRAR BY:

AUTHORIZED OFFICER

GREAT AMERICAN GROUP, INC.

INCORPORATED

MAY 7, 2009

DELAWARE

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

TEN ENT

JT TEN

  

–

–

–

   

as tenants in common

as tenants by the entireties

as joint tenants with right

of survivorship and not as

tenants in common

            

UNIF GIFT MIN ACT

 

 

 

 

 

UNIF TRF MIN ACT

   

–

 

 

 

 

 

–

   

.......................Custodian....................

        (Cust)                        (Minor)

under Uniform Gifts to Minors

Act....................................................

                    (State)                             

................Custodian (until age..........)

   (Cust)

...................under Uniform Transfers

    (Minor)

to Minors Act .....................................

                                     (State)

Additional abbreviations may also be used though not in the above list.

For value received,                                                                                   hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

 

 
  

 

 

 
PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE
 
 
    Shares
of the common stock represented by the within Certificate, and do hereby irrevocably constitute and appoint                                         
 
 
Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises.

 

Dated:                                                             
    NOTICE:   THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER.

SIGNATURE(S) GUARANTEED:

 

  
THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.