Securities Law Compliance Clause Example with 47 Variations from Business Contracts

This page contains Securities Law Compliance clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Securities Law Compliance. In no event may you exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines ...that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). View More
Found in Molecular Templates, Inc. contract

Variations of a "Securities Law Compliance" Clause from Business Contracts

Securities Law Compliance. In no event Notwithstanding anything herein to the contrary, the Option may you exercise your option not be exercised unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act of 1933, as amended, or, if such Shares are not so registered, the Company Committee has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities such Act. The exercise of your option the Op...tion also must comply with all other applicable laws and regulations governing your option, the Option, and you the Option may not exercise your option be exercised if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in 4 Contracts from InfuSystem Holdings, Inc
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option this Option unless either (i) the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, or (ii) the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option This Option also must comply with all other app...licable laws and regulations governing your option, this Option, and you may not exercise your option this Option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in 2 Contracts from DYNAVAX TECHNOLOGIES CORP
Securities Law Compliance. In no event Notwithstanding any other provision of this Agreement, you may you not exercise your option the Option unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act of 1933, as amended (the "Securities Act"), or, if such Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your opt...ion the Option must also must comply with all other applicable laws and regulations governing your option, the Option, and you may not exercise your option the Option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in ZILLOW GROUP, INC. contract
Securities Law Compliance. In no event may you the Participant exercise your option the Option unless the shares of Common Stock Shares issuable upon such exercise of the Option are then registered under the Securities Act or, if not registered, the Company has determined that your the exercise and the issuance of the shares Shares would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option also must comply with all other applicable laws and regulations governing your o...ption, the Option, and you the Participant may not exercise your option the Option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in Thryv Holdings, Inc. contract
Securities Law Compliance. In no event Notwithstanding any other provision of this Agreement, you may you not exercise your option the Option unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act or, if such Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also must comply with al...l other applicable laws laws, regulations and regulations requirements governing your option, the Option, and you may not exercise your option the Option if the Company determines that such exercise would not be in material compliance with such laws laws, regulations and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). requirements. View More
Found in HIPCRICKET, INC. contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applic...able laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions regulations. The Company may, upon advice of counsel to the Company, place legends on exercise required for compliance stock certificates the shares of Common Stock issued under this option as such counsel deems necessary or appropriate in order to comply with Treas. Reg. 1.401(k)-1(d)(3), if applicable). applicable securities laws, including, but not limited to, legends restricting the transfer of the Common Stock. View More
Found in HANSEN MEDICAL INC contract
Securities Law Compliance. In no event Notwithstanding any other provision of this Agreement, you may you not exercise your option the SAR unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act or, Actor, if such Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option the SAR must also must comply with a...ll other applicable laws and regulations governing your option, the SAR, and you may not exercise your option the SAR if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in Market Leader, Inc. contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option Award unless either (i) the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, Act, or (ii) the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option Award also must comply with all other applicable... laws and regulations governing your option, Award, and you may not exercise your option Award if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in LEVI STRAUSS & CO contract
Securities Law Compliance. In no event Notwithstanding any other provision of this Agreement, you may you not exercise your option the Option unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act or, if such Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option the Option must also must comply with al...l other applicable laws and regulations governing your option, the Option, and you may not exercise your option the Option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in 20 Contracts from 12 Companies
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option Option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company FivePrime has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option Option also must comp...ly with all other applicable laws and regulations governing your option, Option, and you may not exercise your option Option if the Company FivePrime determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More
Found in FIVE PRIME THERAPEUTICS INC contract