Securities Law Compliance Clause Example with 47 Variations from Business Contracts

This page contains Securities Law Compliance clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Securities Law Compliance. In no event may you exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines ...that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). View More Arrow
Found in Molecular Templates, Inc. contract

Variations of a "Securities Law Compliance" Clause from Business Contracts

Securities Law Compliance. In no event You may you not exercise your option this Option unless either (i) the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, or (ii) the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option This Option also must comply with all other applicable laws and regulations governing your option, this Op...tion, and you may not exercise your option this Option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. Treasury Regulations Section 1.401(k)-1(d)(3), if applicable). View More Arrow
Found in 8 Contracts from 3 Companies
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock Ordinary Shares issuable upon such exercise are then registered under the Securities Act or, if such Ordinary Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all oth...er applicable laws and regulations governing your option, including, without limitation, the laws and regulations of the United States and your country of residence, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 4 Contracts from Horizon Pharma plc
Securities Law Compliance. In no event [Insert reference to Rule 506 and related representations and warranties, if applicable] Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements ...of the Securities Act. The exercise of your option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in TriVascular Technologies, Inc. contract
Securities Law Compliance. In no event may you exercise Notwithstanding anything to the contrary contained herein, your option may not be exercised unless the shares of Common Stock issuable upon such exercise of your option are then registered under the Securities Act or, if such shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with... all other applicable laws and regulations governing your the option, and you the option may not exercise your option be exercised if the Company determines that such the exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 3 Contracts from NEKTAR THERAPEUTICS
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option Option unless the shares of Common Stock issuable 3 upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company Committee has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option Option must also mu...st comply with all other applicable laws and regulations governing your option, Option, and you may not exercise your option Option if the Company Committee determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in Applied Optoelect contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock Ordinary Shares issuable upon such exercise are then registered under the Securities Act or, if such Ordinary Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all oth...er applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations. The Company shall have no liability to you should your option expire unexercised as a result of the Company's determination that the exercise of your option does not comply with the applicable laws and regulations (including any restrictions on governing the option or that the exercise required for is not in material compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). such laws and regulations. View More Arrow
Found in Jazz Pharmaceuticals plc contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock Ordinary Shares issuable upon such exercise are then registered under the Securities Act or, if such Ordinary Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all oth...er applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 2 Contracts from 2 Companies
Securities Law Compliance. In no event may you exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines ...that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in Arcus Biosciences, Inc. contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option Option unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act or, of 1933, as amended (the "Securities Act") or if such Common Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of... your option Option must also must comply with all other applicable laws and regulations governing your option, Option, and you may not exercise your option Option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in Bausch & Lomb Corp contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act of 1934 as amended (the "Securities Act") or, if such Common Shares are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your optio...n also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in Bausch Health Companies Inc. contract