Securities Law Compliance Clause Example with 47 Variations from Business Contracts

This page contains Securities Law Compliance clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Securities Law Compliance. In no event may you exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines ...that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). View More Arrow
Found in Molecular Templates, Inc. contract

Variations of a "Securities Law Compliance" Clause from Business Contracts

Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option must also must comply with all other a...pplicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 7 Contracts from 6 Companies
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Stock are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable la...ws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 3 Contracts from 2 Companies
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained in this Option Agreement, you may you not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply wit...h all other applicable laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 5 Contracts from 3 Companies
Securities Law Compliance. In no event may you exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your 2. 200185601 v2 option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the Com...pany determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). View More Arrow
Found in HTG MOLECULAR DIAGNOSTICS, INC contract
Securities Law Compliance. In no event may you exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable laws and regulations governing your option, and you may not exercise your option if the 2. 267996812 v1 Com...pany determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). View More Arrow
Found in Panacea Acquisition Corp contract
Securities Law Compliance. In no event may you exercise your option Award unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option Award also must comply with all other applicable laws and regulations governing your option, Award, and you may not exercise your option Award i...f the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). View More Arrow
Found in CymaBay Therapeutics, Inc. contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not then so registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applic...able laws and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 91 Contracts from 70 Companies
Securities Law Compliance. In no event may you exercise your option Option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option Option also must comply with all other applicable laws and regulations governing your option, Option and the Company's policies, and you may no...t exercise any portion of your option Option if the Company determines that such exercise would not be in material compliance with such laws and laws, regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), or Company policies, if applicable). applicable. View More Arrow
Found in InnovAge Holding Corp. contract
Securities Law Compliance. In no event Notwithstanding anything to the contrary contained herein, you may you not exercise your option unless the shares of Common Stock issuable upon such exercise are then registered under the Securities Act or, if such shares of Common Stock are not registered, the Company has determined that your such exercise and the issuance of the shares would be exempt from the registration requirements of the Securities Act. The exercise of your option also must comply with all other applicable law...s and regulations governing your option, and you may not exercise your option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). regulations. View More Arrow
Found in 2 Contracts from theMaven, Inc.
Securities Law Compliance. In no event may you exercise your option Option unless the shares of Common Stock Shares issuable upon such exercise are then registered under the Securities Act or, if not registered, the Company has determined that your exercise and the issuance of the shares Shares would be exempt from the registration requirements of the Securities Act. The exercise of your option Option also must comply with all other applicable laws and regulations governing your option, Applicable Law, and you may not exe...rcise your option Option if the Company determines that such exercise would not be in material compliance with such laws and regulations (including any restrictions on exercise required for compliance with Treas. Reg. 1.401(k)-1(d)(3), if applicable). Applicable Law. View More Arrow
Found in Tyra Biosciences, Inc. contract