Restrictions Contract Clauses (916)

Grouped Into 58 Collections of Similar Clauses From Business Contracts

This page contains Restrictions clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Restrictions. Subject to any exceptions set forth in this Agreement or the Plan, during the Restricted Period and until such time as the Restricted Stock Units are settled in accordance with Section 6, the Restricted Stock Units or the rights relating thereto may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Grantee. Any attempt to assign, alienate, pledge, attach, sell or otherwise transfer or encumber the Restricted Stock Units or the rights relating there...to shall be wholly ineffective and, if any such attempt is made, the Restricted Stock Units will be forfeited by the Grantee and all of the Grantee's rights to such units shall immediately terminate without any payment or consideration by the Company. View More
Found in ARROW FINANCIAL CORP contract
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Restrictions. Subject to any exceptions set forth in this Agreement or the Plan, during the Restricted Period and until such time as the Restricted Stock Units are settled in accordance with Section 6, settled, the Restricted Stock Units or the rights relating thereto may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Grantee. Participant. Any attempt to assign, alienate, pledge, attach, sell or otherwise transfer or encumber the Restricted Stock Units or the... rights relating thereto shall be wholly ineffective and, if any such attempt is made, the Restricted 1 Stock Units will be forfeited by the Grantee Participant and all of the Grantee's Participant's rights to such units shall immediately terminate without any payment or consideration by the Company. View More
Found in WillScot Corp contract
Restrictions. Subject to any exceptions set forth in this Agreement or the Plan, during the Restricted Period and until such time as the Restricted Stock Units are settled in accordance with Section 6, the Restricted Stock Units or the rights relating thereto may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Grantee. Participant. Any attempt to assign, alienate, pledge, attach, sell or otherwise transfer or encumber the Restricted Stock Units or the rights r...elating thereto shall be wholly ineffective and, if any such attempt is made, the Restricted Stock Units will be forfeited by the Grantee Participant and all of the Grantee's Participant's rights to such units shall immediately terminate without any payment or consideration by the Company. View More
Found in AUDIOEYE INC contract
Restrictions. Subject to any exceptions set forth in this Agreement or the Plan, during the Restricted Period and until such time as the Restricted Stock Units are settled in accordance with Section 6, settled, the Restricted Stock Units or the rights relating thereto may not be assigned, alienated, pledged, attached, sold or otherwise transferred or encumbered by the Grantee. Participant. Any attempt to assign, alienate, pledge, attach, sell or otherwise transfer or encumber the Restricted Stock Units or the... rights relating thereto shall be wholly ineffective and, if any such attempt is made, the Restricted Stock Units will be forfeited by the Grantee Participant and all of the Grantee's Participant's rights to such units shall immediately terminate without any payment or consideration by the Company. View More
Found in Platinum Eagle Acquisition Corp. contract
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Restrictions. The Shares are subject to the forfeiture provisions in Sections 5 and 6 below. Shares are not earned and may not be sold, exchanged, assigned, transferred, pledged or otherwise disposed of (collectively, the "Restrictions") until an event or combination of events described in subsections 4(a), (b), (c) or (d) occurs.
Found in Abbott Laboratories contract
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Restrictions. The Shares Units (encompassing all of the Performance Shares) are subject to the forfeiture provisions in Sections 5 6 and 6 7 below. Shares are not earned and may not be sold, exchanged, assigned, transferred, pledged or otherwise disposed of (collectively, the "Restrictions") until an event or combination of events described in subsections 4(a), (b), (c) or (d) or Section 5 occurs.
Found in AbbVie Inc. contract
Restrictions. The Shares Units are subject to the forfeiture provisions in Sections 5 and 6 below. Shares Units are not earned and may not be sold, exchanged, assigned, transferred, pledged or otherwise disposed of (collectively, the "Restrictions") until an event or combination of events described in subsections 4(a), (b), (c) or (d) occurs.
Found in Abbott Laboratories contract
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Restrictions. No Shares or other form of payment shall be allotted and issued, transferred, or delivered with respect to any Award unless the Company shall be satisfied based on the advice of its counsel that such allotment and issuance, transfer, or delivery will be in compliance with applicable federal and state securities laws. Certificates evidencing Shares delivered under this Plan (to the extent that such shares are so evidenced) may be subject to such stop transfer orders and other restrictions as the ...Committee may deem advisable under the rules, regulations and other requirements of the Securities and Exchange Commission, any securities exchange or transaction reporting system upon which the Shares is then listed or to which it is admitted for quotation and any applicable federal or state securities law. The Committee may cause a legend or legends to be placed upon such certificates (if any) to make appropriate reference to such restrictions. The Committee may, in its discretion, condition the Company's obligation to allot and issue, transfer or deliver Shares under the Plan upon its receipt from the person to whom such Shares are to be allotted and issued, transferred or delivered of an executed investment letter containing such representations and agreements as the Company may determine to be necessary or advisable in order to enable the Company to allot, issue, transfer or deliver such Shares to such person in compliance with the Securities Act of 1933 and other applicable federal, state or local securities laws or regulations. View More
Found in PARAGON OFFSHORE PLC contract
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Restrictions. No Shares Common Stock or other form of payment shall be allotted and issued, transferred, or delivered issued with respect to any Award unless the Company shall be satisfied based on the advice of its counsel that such allotment and issuance, transfer, or delivery issuance will be in compliance with including, but not limited to, applicable federal and state securities laws. The Participant shall not exercise or settle any Award granted hereunder, and the Company or any Subsidiary will not be o...bligated to issue any shares of Common Stock or make any payments under any such Award if the exercise thereof or if the issuance of such shares of Common Stock or if the payment made shall constitute a violation by the recipient or the Company or any subsidiary of any provision of any applicable law or regulation of any governmental authority or any securities exchange on which the Common Stock is listed. Certificates evidencing Shares shares of Common Stock delivered under this Plan (to the extent that such shares are so evidenced) may be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the rules, regulations and other requirements of the Securities and Exchange Commission, any securities exchange or transaction reporting system upon which the Shares Common Stock is then listed or to which it is admitted for quotation and any applicable federal or state securities law. The Committee may cause a legend or legends to be placed upon such certificates (if any) to make appropriate reference to such restrictions. The Committee may, in its discretion, condition the Company's obligation to allot and issue, transfer or deliver Shares under the Plan upon its receipt from the person to whom such Shares are to be allotted and issued, transferred or delivered of an executed investment letter containing such representations and agreements as the Company may determine to be necessary or advisable in order to enable the Company to allot, issue, transfer or deliver such Shares to such person in compliance with the Securities Act of 1933 and other applicable federal, state or local securities laws or regulations. View More
Found in Schlumberger Ltd. contract
Restrictions. No Shares Common Stock or other form of payment shall be allotted and issued, transferred, or delivered issued with respect to any Award unless the Company shall be satisfied based on the advice of its counsel that such allotment and issuance, transfer, or delivery issuance will be in compliance with applicable federal and state securities laws. Certificates evidencing Shares shares of Common Stock delivered under this Plan (to the extent that such shares are so evidenced) may be subject to such... stop transfer orders and other restrictions as the Committee may deem advisable under the rules, regulations and other requirements of the Securities and Exchange Commission, any securities exchange or transaction reporting system upon which the Shares Common Stock is then listed or to which it is admitted for quotation and any applicable federal or state securities law. The Committee may cause a legend or legends to be placed upon such certificates (if any) to make appropriate reference to such restrictions. The Committee may, in its discretion, condition the Company's obligation to allot and issue, transfer or deliver Shares under the Plan upon its receipt from the person to whom such Shares are to be allotted and issued, transferred or delivered of an executed investment letter containing such representations and agreements as the Company may determine to be necessary or advisable in order to enable the Company to allot, issue, transfer or deliver such Shares to such person in compliance with the Securities Act of 1933 and other applicable federal, state or local securities laws or regulations. View More
Found in Keurig Dr Pepper Inc. contract
Restrictions. (a) No Shares Common Stock or other form of payment shall be allotted and issued, transferred, or delivered issued with respect to any Award unless the Company shall be satisfied based on the advice of its counsel that such allotment and issuance, transfer, or delivery issuance will be in compliance with applicable federal and state securities laws. The inability of the Company to obtain authority from any regulatory body having jurisdiction or to complete or comply with the requirements of any ...registration or other qualification of the shares under any U.S. federal or state law, any non-U.S. law, or the rules and regulations of the Securities and Exchange Commission, the stock exchange on which shares of the same class are then listed, or any other governmental or regulatory body, which authority, registration, qualification or rule compliance is deemed by the Company's counsel to be necessary or advisable for the issuance and sale of any shares hereunder, will relieve the Company of any liability in respect of the failure to issue or sell such shares as to which such requisite authority, registration, qualification or rule compliance will not have been obtained. (b) It is the intent of the Company that grants of Awards under this Plan comply with Rule 16b-3 with respect to individuals subject to Section 16 of the Exchange Act unless otherwise provided herein or in an Award Agreement and that any ambiguities or inconsistencies in the construction of such an Award or this Plan be interpreted to give effect to such intention. Certificates evidencing Shares shares of Common Stock delivered under this Plan (to the extent that such shares are so evidenced) may be subject to such stop transfer orders and other restrictions as the Committee may deem advisable under the rules, regulations and other requirements of the Securities and Exchange Commission, any securities exchange or transaction reporting system upon which the Shares Common Stock is then listed or to which it is admitted for quotation and any applicable federal or state securities law. The Committee may cause a legend or legends to be placed upon such certificates (if any) to make appropriate reference to such restrictions. The Committee may, in its discretion, condition may also impose such restrictions, conditions or limitations as it determines appropriate as to the Company's obligation to allot timing and issue, transfer manner of any resales by a Participant, other subsequent transfers by the Participant of any shares of Common Stock issued as a result of or deliver Shares under an Award, or the Plan upon its receipt from the person to whom such Shares are to be allotted exercise of Options and issued, transferred or delivered of SARs, including without limitation, restrictions under an executed investment letter containing such representations and agreements as the Company may determine to be necessary or advisable in order to enable the Company to allot, issue, transfer or deliver such Shares to such person in compliance with the Securities Act of 1933 and other applicable federal, state or local securities laws or regulations. insider trading policy. View More
Found in Sunnova Energy International Inc. contract
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Restrictions. The Performance Award granted hereunder may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture and until any additional requirements or restrictions contained in this Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing.
Found in ENDO HEALTH SOLUTIONS INC. contract
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Restrictions. The Performance Award granted hereunder RSUs may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, encumbered and shall be subject to a risk of forfeiture and until any additional requirements or restrictions contained in this RSU Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing. This RSU Award Agreement shall not be assignable by the Participant.
Found in Thermo Fisher Scientific contract
Restrictions. The Performance Award Restricted Stock granted hereunder may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture as described in Section 2 and until any additional requirements or restrictions contained in this Restricted Stock Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing.
Found in Eagle Bulk Shipping Inc. contract
Restrictions. The Performance Award Stock Awards granted hereunder may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture and until any additional requirements or restrictions contained in this Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing.
Found in Endo International plc contract
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Restrictions. (a) You will have no rights or privileges of a Stockholder as to the Shares underlying the RSUs before settlement under Section 5 below ("Settlement"), including no right to vote or receive dividends or other distributions; in addition, the following terms will apply: (i) you will not be entitled to delivery of any Share certificates for the RSUs until Settlement (if at all), and upon the satisfaction of all other terms; (ii) you may not sell, transfer (other than by will or the laws of descent ...and distribution), assign, pledge, or otherwise encumber or dispose of the RSUs or any rights under the RSUs before Settlement; (iii) you will forfeit all of the RSUs and all of your rights under the RSUs will terminate in their entirety on the terms set forth in Section 4 below and Section 10(j) below; and (iv) no Share underlying an RSU will be considered earned until the end of the Restricted Period applicable to the RSU. (b) Any attempt to dispose of the RSUs, any interest in the RSUs, or any Shares in respect of the RSUs in a manner contrary to the terms of this Agreement will be void and of no effect. View More
Found in Oak Street Health, Inc. contract
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Restrictions. (a) You will have no all rights or and privileges of a Stockholder as to the Shares underlying Restricted Shares, including the RSUs before settlement under Section 5 below ("Settlement"), including no right to vote or and receive dividends or other distributions; in addition, dividends, except that the following terms restrictions will apply: (i) you will not be entitled to delivery of any Share certificates for the RSUs Restricted Shares until Settlement the expiration of the Restricted Period... (if at all), and upon the satisfaction of all other terms; (ii) you may not sell, transfer (other than by will or the laws of descent and distribution), assign, pledge, or otherwise encumber or dispose of the RSUs Restricted Shares or any rights under the RSUs before Settlement; Restricted Shares during the Restricted Period; and (iii) you will forfeit all of the RSUs Restricted Shares and all of your rights under the RSUs Restricted Shares will terminate in their entirety on the terms set forth in Section 4 below and Section 10(j) below; and (iv) no Share underlying an RSU will be considered earned until the end of the Restricted Period applicable to the RSU. 9(j) below. (b) Any attempt to dispose of the RSUs, Restricted Shares or any interest in the RSUs, or any Restricted Shares in respect of the RSUs in a manner contrary to the terms of this Agreement will be void and of no effect. View More
Found in HBT Financial, Inc. contract
Restrictions. (a) You will have no all rights or and privileges of a Stockholder as to the Restricted Shares underlying upon the RSUs before settlement under Section 5 below ("Settlement"), Grant Date, including no the right to vote or and receive dividends or other distributions; in addition, dividends, except that the following terms restrictions will apply: (i) you will not be entitled to delivery of any Share certificates for the RSUs Restricted Shares until Settlement the expiration of the Restricted Per...iod (if at all), and upon the satisfaction of all other terms; (ii) you may not sell, transfer (other than by will or the laws of descent and distribution), assign, pledge, or otherwise encumber or dispose of the RSUs Restricted Shares or any rights under the RSUs before Settlement; Restricted Shares during the Restricted Period; (iii) you will forfeit all of the RSUs Restricted Shares and all of your rights under the RSUs Restricted Shares will terminate in their entirety on the terms set forth in Section 4 below and Section 10(j) 9(j) below; and (iv) no Restricted Share underlying an RSU will be considered earned until the end of the Restricted Period applicable to the RSU. Restricted Share. (b) Any attempt to dispose of the RSUs, Restricted Shares or any interest in the RSUs, or any Restricted Shares in respect of the RSUs in a manner contrary to the terms of this Agreement will be void and of no effect. View More
Found in Oak Street Health, Inc. contract
Restrictions. (a) You will have no all rights or and privileges of a Stockholder as to the Restricted Shares underlying upon the RSUs before settlement under Section 5 below ("Settlement"), Grant Date, including no the right to vote or and receive dividends or other distributions; in addition, dividends, except that the following terms restrictions will apply: (i) you will not be entitled to delivery of any Share certificates for the RSUs Restricted Shares until Settlement the expiration of the Restricted Per...iod (if at all), and upon the satisfaction of all other terms; (ii) you may not sell, transfer (other than by will or the laws of descent and distribution), assign, pledge, or otherwise encumber or dispose of the RSUs Restricted Shares or any rights under the RSUs before Settlement; Restricted Shares during the Restricted Period; (iii) you will forfeit all of the RSUs Restricted Shares and all of your rights under the RSUs Restricted Shares will terminate in their entirety on the terms set forth in Section 4 below and Section 10(j) 9(j) below; (iv) any cash or in-kind dividends paid with respect to unvested Restricted Shares shall be withheld by the Company and (iv) shall be paid to you, without interest, only when, and if, such Restricted Shares shall become vested; and (v) no Restricted Share underlying an RSU will be considered earned until the end of the Restricted Period applicable to the RSU. Restricted Share. 2 (b) Any attempt to dispose of the RSUs, Restricted Shares or any interest in the RSUs, or any Restricted Shares in respect of the RSUs in a manner contrary to the terms of this Agreement will be void and of no effect. View More
Found in Alignment Healthcare, Inc. contract
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Restrictions. Subject to the Grantee's continued employment with the Company or an affiliate thereof, and except as otherwise provided herein or in the Plan, the RSUs Awarded shall vest and become nonforfeitable only as set forth in the following table:Years from Date of Grant Vested Percentage of RSUs AwardedAfter 11 Months 100% The period of time during which the RSUs Awarded are forfeitable is referred to as the "Restricted Period". If the Grantee's employment with the Company or one of its subsidiaries te...rminates during the Restricted Period, the unvested RSUs Awarded shall be forfeited to the Company on the date of such termination, without any further obligations of the Company to the Grantee and all rights of the Grantee with respect to the unvested RSUs Awarded shall terminate. Notwithstanding the foregoing, in the event that Grantee's employment with the Company shall cease because of Grantee's death, the RSUs Awarded shall immediately become fully vested. Further, in the event that Grantee's employment with the Company shall cease because of retirement after age 60, or disability, the Committee or its designee may, in its discretion, determine that the RSUs Awarded, or a portion thereof, shall become fully vested. View More
Found in Actuant Corporation contract
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Restrictions. Subject to the Grantee's continued employment with service as a member of the Board of Directors of the Company or an affiliate thereof, (a "Director") and except as otherwise provided herein or in the Plan, the RSUs RSAs Awarded shall vest and become nonforfeitable only as set forth in the following table:Years table: Months from Date of Grant Vested Percentage of RSUs AwardedAfter 11 Months 100% The period of time during which the RSUs RSAs Awarded are forfeitable not vested, and therefore are... forfeitable, is referred to as the "Restricted Period". If the Grantee's employment with the Company or one of its subsidiaries service as a Director terminates during the Restricted Period, the unvested RSUs RSAs Awarded shall be forfeited to the Company on the date of such termination, termination of service, without any further obligations of the Company to the Grantee and all rights of the Grantee with respect to the unvested RSUs RSAs Awarded shall terminate. Notwithstanding the foregoing, in the event that the Grantee's employment with the Company shall cease service as a Director is terminated because of the Grantee's death, the RSUs RSAs Awarded shall immediately become fully vested. vested and nonforfeitable. Further, in the event that Grantee's employment with the Company shall cease Grantee terminates service as a Director because of retirement after age 60, or disability, the Committee or its designee may, in its discretion, determine that the RSUs RSAs Awarded, or a portion thereof, shall immediately become fully vested. vested and nofrofeitable. View More
Found in Actuant Corporation contract
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Restrictions. The Shares are subject to each of the following restrictions. "Restricted Shares" mean those Shares that are subject to the restrictions imposed hereunder and such restrictions have not then expired or terminated. Restricted Shares may not be sold, transferred, exchanged, assigned, pledged, hypothecated or otherwise encumbered. If Grantee's Continuous Status as a Participant terminates for any reason other than as set forth in paragraph (b) of Section 4 hereof, then Grantee shall forfeit all of ...Grantee's right, title and interest in and to the Restricted Shares as of the date of termination of such service or employment, and such Restricted Shares shall revert to the Company. The restrictions imposed under this Section shall apply to all shares of the Company's Stock with respect to the Restricted Shares or other securities issued in connection with any merger, reorganization, consolidation, recapitalization, stock dividend or other change in corporate structure affecting the Stock of the Company. View More
Found in Micron Technology contract
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Restrictions. The Shares are subject to each of the following restrictions. "Restricted Shares" mean those Shares that are subject to the restrictions imposed hereunder and such which restrictions have not then expired or terminated. Restricted Shares may not be sold, transferred, exchanged, assigned, pledged, hypothecated or otherwise encumbered. If Subject to Section 3 hereof, if Grantee's Continuous Status as a Participant service terminates for any reason other than as set forth described in paragraph (b)... of Section 4 hereof, 2(c) below, then Grantee shall forfeit all of Grantee's right, title and interest in and to the Restricted Shares as of the date of termination of such service or employment, termination, and such Restricted Shares shall revert be reconveyed to the Company. Company without further consideration or any act or action by the Grantee. If any Restricted Shares do not vest pursuant to Section 2(c), then Grantee shall forfeit all of Grantee's right, title and interest in and to such Restricted Shares as of the date of termination, and such Restricted Shares shall be reconveyed to the Company without further consideration or any act or action by the Grantee. The restrictions imposed under this Section shall apply to all shares of the Company's Common Stock with respect to the Restricted Shares or other securities issued with respect to Restricted Shares hereunder in connection with any merger, reorganization, consolidation, recapitalization, stock dividend or other change in corporate structure affecting the Stock of the Company. Common Stock. View More
Found in Sally Beauty Holdings Inc contract
Restrictions. The Shares are subject to each of the following restrictions. "Restricted Shares" mean means those Shares that are subject to the restrictions imposed hereunder and such which restrictions have not then expired or terminated. Restricted Shares may not be sold, transferred, exchanged, assigned, pledged, hypothecated or otherwise encumbered. If the Grantee's Continuous Status as a Participant employment with the Company or any Parent or Subsidiary terminates for any reason other than as set forth ...in paragraph (a) or (b) of Section 4 hereof, then the Grantee shall forfeit all of the Grantee's right, title and interest in and to the Restricted Shares as of the date of employment termination of such service or employment, and such Restricted Shares shall revert be re-conveyed to the Company. Company without further consideration or any act or action by the Grantee. The restrictions imposed under this Section 3 shall apply to all shares of the Company's Stock with respect to the Restricted Shares stock or other securities issued with respect to Restricted Shares hereunder in connection with any merger, reorganization, consolidation, recapitalization, re-capitalization, stock dividend or other change in corporate structure affecting the Stock common stock of the Company. Restricted Stock Agreement -- Grantee [DATE]- 4. Expiration and Termination of Restrictions. The restrictions imposed under Section 3 will expire on the earliest to occur of the following: (a) On the date of termination of the Grantee's employment with the Company or any Parent or Subsidiary because of his or her death or Disability; or (b) On the date specified by the Committee or as otherwise established in the Plan in the event of an acceleration of vesting under Article 14 of the Plan (including, without limitation, upon the occurrence of a Change in Control, as defined in the Plan). View More
Found in UDR, Inc. contract
Restrictions. The Shares are subject to each of the following restrictions. "Restricted Shares" mean those Shares that are subject to the restrictions imposed hereunder and such which restrictions have not then expired or terminated. Restricted Shares may not be sold, transferred, exchanged, assigned, pledged, hypothecated or otherwise encumbered. If Grantee's Continuous Status service as a Participant director of the Company or any Subsidiary terminates for any reason other than as set forth in paragraph (b)... of Section 4 hereof, reason, then Grantee shall forfeit all of Grantee's right, title and interest in and to the Restricted Shares as of the date of termination of such service or employment, termination, and such Restricted Shares shall revert to the Company. Company immediately following the event of forfeiture. The restrictions imposed under this Section shall apply to all shares of the Company's Stock with respect to the Restricted Shares or other securities issued with respect to Restricted Shares hereunder in connection with any merger, reorganization, consolidation, recapitalization, stock dividend or other change in corporate structure affecting the Stock of the Company. Company.2. Expiration and Termination of Restrictions. The restrictions imposed under Section 1 will expire on the earliest to occur of the following (the period prior to such expiration being referred to herein as the "Restricted Period"): (a)on the earlier of (i) the first anniversary of the Grant Date or (ii) the date of the annual meeting of the Company's stockholders in 2022; provided Grantee is then a member of the Board of Directors of the Company (b)upon Grantee's Disability or death, but only with respect to the number of Shares that would otherwise have vested within the 12 months following the Disability or death based on Grantee's continued service with the Company; or(c)upon a Change of Control of the Company.3. Delivery of Shares. The Shares will be registered in the name of Grantee as of the Grant Date and may be held by the Company during the Restricted Period in certificated or uncertificated form. If a certificate for Restricted Shares is issued during the Restricted Period with respect to such Shares, such certificate shall be registered in the name of Grantee and shall bear a legend in substantially the following form (in addition to any legend required under applicable state securities laws): "This certificate and the shares of stock represented hereby are subject to the terms and conditions (including forfeiture and restrictions against transfer) contained in a Restricted Stock Agreement between the registered owner of the shares represented hereby and Citi Trends, Inc. Release from such terms and conditions shall be made only in accordance with the provisions of such Agreement, copies of which are on file in the offices of Citi Trends, Inc." Stock certificates for the Shares, without the first above legend, shall be delivered to Grantee or Grantee's designee upon request of Grantee after the expiration of the Restricted Period, but delivery may be postponed for such period as may be required for the Company with reasonable diligence to comply, if deemed advisable by the Company, with registration requirements under the Securities Act of 1933, listing requirements under the rules of any stock exchange, and requirements under any other law or regulation applicable to the issuance or transfer of the Shares.4. Voting Rights. Grantee, as beneficial owner of the Shares, shall have full voting rights with respect to the Shares during and after the Restricted Period. View More
Found in Citi Trends Inc contract
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Restrictions. During applicable periods of restriction determined in accordance with Section 5 of this Agreement, the Restricted Shares and all rights with respect to such shares, may not be sold, assigned, transferred, exchanged, pledged, hypothecated or otherwise encumbered or disposed of and shall be subject to the risk of forfeiture contained in Section 5 of this Agreement (such limitations on transferability and risk of forfeiture being herein referred to as "Restrictions"), but the Employee shall have a...ll other rights of a stockholder, including, but not limited to, the right to vote and receive dividends on the Restricted Shares. View More
Found in MARIMED INC. contract
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Restrictions. During applicable periods of restriction determined in accordance with Section 5 6 of this Agreement, the Restricted Shares Stock and all rights with respect to such shares, Shares, may not be sold, assigned, transferred, exchanged, pledged, hypothecated or otherwise encumbered or disposed of and shall be subject to the risk of forfeiture contained in Section 5 of this Agreement (such limitations on transferability and risk of forfeiture being herein referred to as "Restrictions"), but the Emplo...yee Participant shall have all other rights of a stockholder, including, but not limited to, the right to vote and receive dividends on Restricted Stock, subject to any dividend to be held in escrow pursuant to the Restricted Shares. terms of the 2016 Plan. View More
Found in PetMed Express, Inc. contract
Restrictions. During applicable periods of restriction determined in accordance with Section 5 6 of this Agreement, the Agreement (the "Restricted Period"), Restricted Shares and all rights with respect to such shares, Shares, may not be sold, assigned, transferred, exchanged, pledged, hypothecated or otherwise encumbered disposed of, except by will or disposed the laws of descent and distribution, and shall be subject to the risk of forfeiture contained in Section 5 of this Agreement (such limitations on tra...nsferability and risk of forfeiture being herein referred to as "Restrictions"), but the Employee Participant shall have possess all other rights incidents of a stockholder, including, but not limited to, ownership of such Restricted Shares, including the right to vote and receive dividends on the Restricted Shares. View More
Found in j2 Global Inc. contract
Restrictions. During applicable periods of restriction determined in accordance with Section 5 6 of this Agreement, the Restricted Shares and all rights with respect to such shares, Shares may not be sold, assigned, transferred, exchanged, pledged, hypothecated or otherwise encumbered or disposed of and shall be subject to the risk of forfeiture contained in Section 5 of this Agreement (such limitations on transferability and risk of forfeiture being herein referred to as "Restrictions"), but the Employee Par...ticipant shall have all other rights of a stockholder, including, but not limited to, the right to vote and receive dividends on the Restricted Shares. The Restrictions shall be binding upon and enforceable against any transferee of the Restricted Shares. View More
Found in CARRIAGE SERVICES INC contract
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Restrictions. The Holder acknowledges that the shares acquired upon exercise of this Warrant, if not registered, will have restrictions upon resale imposed by state and federal securities laws.
Found in AMERICAN SPECTRUM REALTY INC contract
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Restrictions. The Holder acknowledges that the shares Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have must comply with the applicable restrictions upon resale imposed by state and federal securities laws.
Found in Gritstone Oncology, Inc. contract
Restrictions. The Holder acknowledges that the shares Warrant Shares acquired upon the exercise of this Warrant, if not registered, will have must comply with the applicable restrictions upon resale imposed by (a) state and federal securities laws. laws and (b) the Purchase Agreement.
Found in Immunome Inc. contract
Restrictions. The Holder acknowledges that the shares Warrant Shares acquired upon the exercise of this Warrant, if not registered, and the Holder does not utilize cashless exercise, will have restrictions upon resale imposed by state and federal securities laws.
Found in Athenex, Inc. contract
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Restrictions. (a) The RSUs may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture until they vest in accordance with Section 3(a) and any additional requirements or restrictions contained in this RSU Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing. (b) Except as otherwise provided under the terms of the Plan or in Sections 3(a) and 3(b) hereof, if t...he Participant's service as a member of the Board is terminated for any reason (the "Termination"), this RSU Award Agreement shall terminate and all rights of the Participant with respect to RSUs that have not vested shall immediately terminate. Except as otherwise provided under the terms of the Plan or in Sections 3(a) and 3(b) hereof, the RSUs that are subject to restrictions upon the date of termination shall be forfeited without payment of any consideration, and neither the Participant nor any of the Participant's successors, heirs, assigns, or personal representatives shall thereafter have any further rights or interests in such RSUs. S-RSU Award Agreement 1 5. Voting and Other Rights. The Participant shall have no rights of a stockholder (including the right to distributions or dividends) until Shares are issued following vesting of the Participant's RSUs; provided, that with respect to the period commencing on the Grant Date and ending on the date the Shares subject to such RSUs are issued pursuant to this RSU Award Agreement, the Participant shall be eligible to receive an amount equal to the product of (i) the number of Shares to be delivered as a result of such vesting, and (ii) the amount of cash distributed with respect to an outstanding Share during such period, which amount shall be paid to the Participant on the date such Shares are issued (provided that such amount shall not be paid to the extent that any RSUs do not become vested and Shares are not delivered). No interest or other earnings will be credited with respect to such payment.6. RSU Award Agreement Subject to Plan. This RSU Award Agreement is made pursuant to all of the provisions of the Plan, which is incorporated herein by this reference, and is intended, and shall be interpreted in a manner, to comply therewith. In the event of any conflict between the provisions of this RSU Award Agreement and the provisions of the Plan, the provisions of the Plan shall govern. View More
Found in OneMain Holdings, Inc. contract
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Restrictions. (a) The RSUs may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture until they vest in accordance with Section 3(a) and any additional requirements or restrictions contained in this RSU Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing. (b) Except as otherwise provided under the terms of the Plan or in Sections 3(a) and 3(b) hereof, if t...he Participant's service as a member of the Board is terminated for any reason (the "Termination"), this RSU Award Agreement shall terminate and all rights of the Participant with respect to RSUs that have not vested shall immediately terminate. Except as otherwise provided under the terms of the Plan or in Sections 3(a) and 3(b) hereof, the RSUs that are subject to restrictions upon the date of termination shall be forfeited without payment of any consideration, and neither the Participant nor any of the Participant's successors, heirs, assigns, or personal representatives shall thereafter have any further rights or interests in such RSUs. S-RSU Award Agreement 1 5. RSUs.5. Voting and Other Rights. The Participant shall have no rights of a stockholder (including the right to distributions or dividends) until Shares are issued delivered following vesting of the Participant's RSUs; provided, that with that:(a) With respect to the period commencing on the Grant Date and ending on the date the Shares subject day immediately prior to such RSUs are issued pursuant to this RSU Award Agreement, July 26, 2019 (the "Amendment Date"), the Participant shall be eligible to receive an amount equal to the product of (i) the number of Shares to be delivered which become deliverable as a result of such vesting, the vesting of the RSUs pursuant to Section 4(b) above, and (ii) the amount of cash distributed dividends paid with respect to an outstanding Share share of Common Stock during such period, which amount shall be paid to the Participant on the date such Shares are issued delivered (provided that such amount shall not be paid to the extent that any RSUs do not become vested and Shares are not delivered). No interest or other earnings will be credited with respect to such payment.6. payment. (b) With respect to the period commencing on the Amendment Date and ending on the date on which the RSUs are no longer outstanding (whether due to delivery of shares or forfeiture of the RSUs), the Participant shall be eligible to receive: (i) an amount equal to the product of (A) the number of Shares subject to outstanding RSUs on the record date of any cash dividend made with respect to an outstanding share of Common Stock, and (B) fifty percent (50%) of the amount of the cash dividend paid with respect to an outstanding share of Common Stock during such period, which amount shall be paid to the Participant on the date such Shares are delivered and, if such Shares are not delivered as a result of a forfeiture of the RSUs, then such amount shall be paid on the vesting date of the RSUs to which such amounts relate (provided, that, for the avoidance of doubt, such amount shall be paid even if the underlying RSUs cease to be outstanding for any reason, including forfeiture, after the record date of such dividend); and (ii) an amount equal to the product of (A) the number of Shares subject to the RSUs which become deliverable as a result of vesting to Section 3(b) above and (B) fifty percent (50%) of the amount of cash dividends paid with respect to an outstanding share of Common Stock with a record date during the period beginning on the Amendment Date and ending on the date on which such RSUs are delivered, which amount shall be paid to the Participant on the date such Shares are delivered (provided, that, such amount shall not be paid to the extent that any RSUs do not become vested and Shares are not delivered). No interest or other earnings will be credited with respect to such distributions.6. RSU Award Agreement Subject to Plan. This RSU Award Agreement is made pursuant to all of the provisions of the Plan, which is incorporated herein by this reference, and is intended, and shall be interpreted in a manner, to comply therewith. In the event of any conflict between the provisions of this RSU Award Agreement and the provisions of the Plan, the provisions of the Plan shall govern. View More
Found in OneMain Holdings, Inc. contract
Restrictions. (a) The RSUs may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture until they vest in accordance with Section 3(a) and any additional requirements or restrictions contained in this RSU Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing. (b) Except as otherwise provided under the terms of the Plan or in Sections 3(a) and 3(b) hereof, if t...he Participant's service as a member of the Board is terminated for any reason (the "Termination"), this RSU Award Agreement shall terminate and all rights of the Participant with respect to RSUs that have not vested shall immediately terminate. Except as otherwise provided under the terms of the Plan or in Sections 3(a) and 3(b) hereof, the RSUs that are subject to restrictions upon the date of termination shall be forfeited without payment of any consideration, and neither the Participant nor any of the Participant's successors, heirs, assigns, or personal representatives shall thereafter have any further rights or interests in such RSUs. S-RSU Award Agreement 1 5. Voting and Other Rights. The Participant shall have no rights of a stockholder (including the right to distributions or dividends) until Shares are issued following vesting of the Participant's RSUs; provided, that with respect to the period commencing on the Grant Date and ending on the date the Shares subject to such RSUs are issued pursuant to this RSU Award Agreement, the Participant shall be eligible to receive an amount equal to the product of (i) the number of Shares to be delivered as a result of such vesting, and (ii) the amount of cash distributed with respect to an outstanding Share during such period, which amount shall be paid to the Participant on the date such Shares are issued (provided that such amount shall not be paid to the extent that any RSUs do not become vested and Shares are not delivered). No interest or other earnings will be credited with respect to such payment.6. RSU Award Agreement Subject to Plan. This RSU Award Agreement is made pursuant to all of the provisions of the Plan, which is incorporated herein by this reference, and is intended, and shall be interpreted in a manner, to comply therewith. In the event of any conflict between the provisions of this RSU Award Agreement and the provisions of the Plan, the provisions of the Plan shall govern. View More
Found in SPRINGLEAF FINANCE CORP contract
Restrictions. (a) The RSUs may not be sold, assigned, transferred, pledged, hypothecated or otherwise disposed of or encumbered, and shall be subject to a risk of forfeiture until they vest in accordance with Section 3(a) and any additional requirements or restrictions contained in this RSU Award Agreement or in the Plan have been otherwise satisfied, terminated or expressly waived by the Company in writing. (b) Except as otherwise provided under the terms of the Plan or in Sections Section 3(a) and 3(b) here...of, if the Participant's service as a member of the Board is terminated for any reason (the "Termination"), reason, this RSU Award Agreement shall terminate and all rights of the Participant with respect to RSUs that have not 1 vested shall immediately terminate. Except as otherwise provided under the terms of the Plan or in Sections Section 3(a) and 3(b) hereof, the RSUs that are subject to restrictions upon the date of termination shall be forfeited without payment of any consideration, and neither the Participant nor any of the Participant's successors, heirs, assigns, or personal representatives shall thereafter have any further rights or interests in such RSUs. S-RSU Award Agreement 1 5. RSUs.5. Voting and Other Rights. The Participant shall have no rights of a stockholder (including the right to distributions or dividends) until Shares are issued following vesting of the Participant's RSUs; provided, that with respect to the period commencing on the Grant Date date an RSU becomes vested and ending on the date the Shares subject to such RSUs RSU are issued pursuant to this RSU Award Agreement, the Participant shall be eligible to receive an amount of cash or property equal to the product of (i) the number of Shares to be delivered as a result of such vesting, and (ii) the amount of cash or property distributed with respect to an outstanding Share during such period, which amount of cash or property shall be paid to the Participant on the date such Shares are issued (provided that such amount shall not be paid to the extent that any RSUs do not become vested and Shares are not delivered). issued. No interest or other earnings will be credited with respect to such payment.6. RSU Award Agreement Subject to Plan. This RSU Award Agreement is made pursuant to all of the provisions of the Plan, which is incorporated herein by this reference, and is intended, and shall be interpreted in a manner, to comply therewith. In the event of any conflict between the provisions of this RSU Award Agreement and the provisions of the Plan, the provisions of the Plan shall govern. payment. View More
Found in Drive Shack Inc. contract
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