Partial Unenforceability Clause Example from Business Contracts
This example Partial Unenforceability clause appears in 278 contracts from 141 companies
Underwriting Agreement, dated March 1, 2019, by and between TG Therapeutics, Inc. and Cantor Fitzgerald & Co (Filed With SEC on March 5, 2019)
Underwriting Agreement, dated March 29, 2019, between Chiasma, Inc. and Cantor Fitzgerald & Co (Filed With SEC on March 29, 2019)
Underwriting Agreement, dated July 26, 2019, between Chiasma, Inc. and Piper Jaffray & Co. and Cantor Fitzgerald & Co (Filed With SEC on July 26, 2019)
Purchase Agreement, dated as of March 14, 2019, by and among SS&C Technologies Holdings, Inc., the guarantors named therein and the several initial purchasers named therein (Filed With SEC on March 20, 2019)
Placement Agency Agreement (Filed With SEC on March 1, 2019)
Placement Agency Agreement (Filed With SEC on April 2, 2019)
Placement Agency Agreement (Filed With SEC on October 10, 2019)
Placement Agency Agreement, dated as of March 13, 2019, between Sigma Labs, Inc. and Dawson James Securities, Inc (Filed With SEC on March 14, 2019)
Private Placement Agreement (Filed With SEC on January 30, 2020)
Placement Agency Agreement dated as of April 2, 2020 between the Company and Dawson James (Filed With SEC on April 3, 2020)
Placement Agency Agreement, dated as of June 22, 2018, between Sigma Labs, Inc. and Dawson James Securities, Inc (Filed With SEC on June 26, 2018)
Underwriting Agreement for the Notes, dated April 26, 2019, among URNA, URI, each of URNAs subsidiaries named therein and Morgan Stanley & Co. LLC, as representative of the... (Filed With SEC on May 10, 2019)
Underwriting Agreement, dated April 11, 2019, between the Company, Broadfin Healthcare Master Fund, Ltd., and Cantor Fitzgerald & Co. and SunTrust Robinson Humphrey, Inc., as... (Filed With SEC on April 11, 2019)
Underwriting Agreement, dated April 4, 2019, between Pluristem Therapeutics Inc. and Ladenburg Thalmann & Co. Inc., as representative of the underwriters named therein (Filed With SEC on April 5, 2019)
Purchase Agreement, dated May 20, 2019, by and among Gran Tierra Energy Inc., the guarantors named therein, and BofA Securities, Inc. and Credit Suisse Securities (USA) LLC, as... (Filed With SEC on May 23, 2019)
Purchase Agreement, dated February 8, 2018, by and among Gran Tierra Energy International Holdings Ltd., Gran Tierra Energy Inc. and the subsidiary guarantors named therein, and... (Filed With SEC on February 9, 2018)
Underwriting Agreement related to the Common Stock and Warrant Offering, dated May 22, 2019, by and among the Company and Cantor Fitzgerald & Co. and SunTrust Robinson Humphrey,... (Filed With SEC on May 24, 2019)
Underwriting Agreement, dated February 8, 2021, by and between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on February 11, 2021)
Underwriting Agreement, dated April 30, 2019 by and between Mustang Bio, Inc. and Cantor Fitzgerald & Co., as representative of the several underwriters named therein (Filed With SEC on April 30, 2019)
Underwriting Agreement, dated June 11, 2020 by and between Mustang Bio, Inc. and Cantor Fitzgerald & Co., as representative of the underwriters named therein (Filed With SEC on June 15, 2020)
Underwriting Agreement, dated as of June 21, 2019, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on June 25, 2019)
Underwriting Agreement, dated as of October 31, 2019, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on November 6, 2019)
Underwriting Agreement, dated as of August 28, 2020, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on September 1, 2020)
Underwriting Agreement, dated October 21, 2020, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on October 23, 2020)
Underwriting Agreement, dated December 18, 2020, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on December 23, 2020)
Underwriting Agreement, dated as of December 14, 2021, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on December 20, 2021)
Underwriting Agreement, dated as of March 3, 2022, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on March 9, 2022)
Underwriting Agreement, dated as of May 11, 2022, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on May 12, 2022)
Underwriting Agreement, dated as of August 17, 2022, by and between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on August 23, 2022)
Underwriting Agreement (Filed With SEC on April 8, 2019)
Underwriting Agreement (Filed With SEC on September 24, 2019)
Underwriting Agreement, dated June 13, 2019, by and between Navidea Biopharmaceuticals, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on June 17, 2019)
Underwriting Agreement, dated May 30, 2019 among Aptose Biosciences Inc., RBC Capital Markets, LLC and Canaccord Genuity LLC (Filed With SEC on May 30, 2019)
Underwriting Agreement, dated December 16, 2019 between Aptose Biosciences Inc. and Piper Jaffray & Co (Filed With SEC on December 17, 2019)
Underwriting Agreement, dated July 15, 2020, between Aptose Biosciences Inc. and Piper Sandler & Co (Filed With SEC on July 16, 2020)
Purchase Agreement, dated July 29, 2019, by and among Select Medical Corporation, the initial purchasers named therein and the Guarantors (as defined therein) (Filed With SEC on July 30, 2019)
$600,000,000 SELECT MEDICAL CORPORATION 6.375% SENIOR NOTES DUE 2021 PURCHASE AGREEMENT (Filed With SEC on May 14, 2013)
Underwriting Agreement, dated September 20, 2019, by and among HTG Molecular Diagnostics, Inc. and Cantor Fitzgerald & Co (Filed With SEC on September 23, 2019)
Purchase Agreement, dated as of September 9, 2019, among Cheniere Energy Partners, L.P., the guarantors party thereto and RBC Capital Markets, LLC (Filed With SEC on September 12, 2019)
Purchase Agreement, dated as of February 25, 2021, among Cheniere Energy Partners, L.P., the guarantors party thereto and J.P. Morgan Securities LLC (Filed With SEC on February 26, 2021)
Purchase Agreement, dated as of September 13, 2021, among Cheniere Energy Partners, L.P., the guarantors party thereto and RBC Capital Markets, LLC (Filed With SEC on September 14, 2021)
Purchase Agreement, dated as of September 6, 2018, among Cheniere Energy Partners, L.P., the guarantors party thereto and J.P. Morgan Securities LLC (Filed With SEC on September 12, 2018)
Sabine Pass Liquefaction, LLC U.S.$1,350,000,000 4.200% Senior Secured Notes due 2028 PURCHASE AGREEMENT (Filed With SEC on March 6, 2017)
Sabine Pass Liquefaction, LLC U.S.$1,500,000,000 5.000% Senior Secured Notes due 2027 PURCHASE AGREEMENT (Filed With SEC on September 23, 2016)
Sabine Pass Liquefaction, LLC U.S.$1,500,000,000 5.875% Senior Secured Notes due 2026 PURCHASE AGREEMENT (Filed With SEC on June 14, 2016)
Sabine Pass Liquefaction, LLC U.S.$2,000,000,000 5.625% Senior Secured Notes due 2025 PURCHASE AGREEMENT (Filed With SEC on March 3, 2015)
Sabine Pass Liquefaction, LLC $2,000,000,000 5.750% Senior Secured Notes due 2024 PURCHASE AGREEMENT (Filed With SEC on May 19, 2014)
Sabine Pass Liquefaction, LLC $500,000,000 5.625% Senior Secured Notes due 2023 PURCHASE AGREEMENT (Filed With SEC on May 19, 2014)
$1,500,000,000 Sabine Pass Liquefaction, LLC 5.625% Senior Secured Notes due 2021 PURCHASE AGREEMENT (Filed With SEC on February 4, 2013)
Form of Underwriting Agreement (Filed With SEC on September 13, 2019)
Form of Underwriting Agreement (Filed With SEC on June 26, 2018)
Underwriting Agreement, dated February 27, 2018, by and between InspireMD, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on February 28, 2018)
PLACEMENTAGENCY AGREEMENT (Filed With SEC on February 17, 2017)
PLACEMENTAGENCY AGREEMENT (Filed With SEC on March 6, 2017)
PLACEMENT AGENCY AGREEMENT (Filed With SEC on June 14, 2016)
PLACEMENT AGENCY AGREEMENT (Filed With SEC on June 21, 2016)
PLACEMENT AGENCY AGREEMENT (Filed With SEC on June 24, 2016)
Purchase Agreement, dated as of April 17, 2019, by and among Gogo Intermediate Holdings LLC, Gogo Finance Co. Inc., Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC (Filed With SEC on August 8, 2019)
Form of Placement Agency Agreement (Filed With SEC on August 7, 2019)
Underwriting Agreement by and between TransEnterix, Inc. and Cantor Fitzgerald & Co., dated September 4, 2019 (Filed With SEC on September 6, 2019)
Form of Underwriting Agreement (Filed With SEC on August 16, 2019)
Underwriting Agreement, dated as of November 7, 2019, among CIT Group Inc., and Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as... (Filed With SEC on November 13, 2019)
Underwriting Agreement, dated as of June 16, 2020, among CIT Group Inc. and the representatives of the several underwriters named on Schedule A thereto (Filed With SEC on June 19, 2020)
Underwriting Agreement, dated as of March 6, 2018, among CIT Group Inc. and the several underwriters named on Schedule A thereto (Filed With SEC on March 12, 2018)
Underwriting Agreement, dated as of March 6, 2018, among CIT Group Inc. and the several underwriters named on Schedule A thereto (Filed With SEC on March 12, 2018)
Underwriting Agreement (Filed With SEC on February 19, 2014)
Underwriting Agreement (Filed With SEC on June 6, 2017)
Underwriting Agreement (Filed With SEC on August 1, 2013)
Underwriting Agreement, dated October 23, 2019, by and between OpGen, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on October 28, 2019)
Form of Underwriting Agreement (Filed With SEC on October 15, 2019)
Placement Agency Agreement entered into by and between Sonoma Pharmaceuticals, Inc. and Dawson James Securities, Inc., as representative, dated November 26, 2019 (Filed With SEC on November 29, 2019)
Placement Agency Agreement entered into by and between Sonoma Pharmaceuticals, Inc. and Dawson James Securities, Inc., as representative, dated November 16, 2018 (Filed With SEC on November 21, 2018)
Form of Placement Agency Agreement (Filed With SEC on November 16, 2018)
Placement Agency Agreement entered into by and between Sonoma Pharmaceuticals, Inc. and Dawson James Securities, Inc. as representative of the placement agents, dated March 2, 2018 (Filed With SEC on March 6, 2018)
Underwriting Agreement by and among Helius Medical Technologies, Inc., H.C. Wainwright & Co., LLC and Haywood Securities Inc., dated November 22, 2019 (Filed With SEC on November 25, 2019)
Underwriting Agreement by and among Helius Medical Technologies, Inc., BTIG, LLC and Oppenheimer & Co. Inc., dated November 15, 2018 (Filed With SEC on November 16, 2018)
Underwriting Agreement, dated as of April 11, 2018, by and among the Company and the Underwriters (Filed With SEC on April 12, 2018)
Underwriting Agreement, dated as of February 10, 2020, between Collegium Pharmaceutical, Inc. and Jefferies LLC (Filed With SEC on February 13, 2020)
Underwriting Agreement, dated February 13, 2020, by and between Energy Fuels Inc. and Cantor Fitzgerald & Co., as representative for several underwriters listed on Schedule A (Filed With SEC on February 18, 2020)
Form of Underwriting Agreement (Filed With SEC on January 31, 2020)
Underwriting Agreement, dated as of October 1, 2018, between RXi Pharmaceuticals Corporation and H.C. Wainwright & Co., LLC, as representative of the underwriters named therein (Filed With SEC on October 5, 2018)
Underwriting Agreement, dated as of January 24, 2020, between Innovative Industrial Properties, Inc., IIP Operating Partnership, LP and BTIG, LLC, as representative of the several... (Filed With SEC on January 28, 2020)
Underwriting Agreement, dated as of June 29, 2020, between Innovative Industrial Properties, Inc., IIP Operating Partnership, LP and BTIG, LLC, as representative of the several... (Filed With SEC on July 2, 2020)
Underwriting Agreement, dated as of May 26, 2020, between Innovative Industrial Properties, Inc., IIP Operating Partnership, LP and BTIG, LLC (Filed With SEC on May 29, 2020)
Purchase Agreement, dated as of May 19, 2021, among Innovative Industrial Properties, Inc., IIP Operating Partnership, LP, the Subsidiary Guarantors set forth on the signature... (Filed With SEC on May 25, 2021)
Purchase Agreement, dated April 4, 2019, by and among NGL Energy Partners LP, NGL Energy Finance Corp., the guarantors party thereto and RBC Capital Markets, LLC and Mizuho... (Filed With SEC on April 9, 2019)
NGL Energy Partners LP (a Delaware limited partnership) NGL Energy Finance Corp. (a Delaware corporation) $500,000,000 6.125% Senior Notes due 2025 PURCHASE AGREEMENT Dated:... (Filed With SEC on February 22, 2017)
NGL Energy Partners LP (a Delaware limited partnership) NGL Energy Finance Corp. (a Delaware corporation) $700,000,000 7.50% Senior Notes due 2023 PURCHASE AGREEMENT Dated:... (Filed With SEC on October 24, 2016)
NGL Energy Partners LP (a Delaware limited partnership) NGL Energy Finance Corp. (a Delaware corporation) $400,000,000 5.125% Senior Notes due 2019 PURCHASE AGREEMENT Dated: June... (Filed With SEC on June 27, 2014)
Underwriting Agreement, dated February 12, 2020, by and between PolarityTE, Inc. and Cantor Fitzgerald & Co (Filed With SEC on February 14, 2020)
Underwriting Agreement, dated as of July 13, 2020, between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on July 16, 2020)
Form of Underwriting Agreement between the Company and Ladenburg Thalmann & Co., Inc., as representative of the several underwriters named therein (Filed With SEC on June 16, 2020)
Form of Underwriting Agreement between the Company and Ladenburg Thalmann & Co., Inc., as representative of the several underwriters named therein (Filed With SEC on December 8, 2020)
Underwriting Agreement dated as of December 17, 2020 between the Company and Ladenburg Thalmann & Co. Inc (Filed With SEC on December 22, 2020)
Underwriting Agreement, dated as of April 20, 2022, between the Company and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on April 22, 2022)
Underwriting Agreement (Filed With SEC on June 27, 2018)
Underwriting Agreement (Filed With SEC on June 18, 2018)
Form of Underwriting Agreement (Filed With SEC on June 22, 2018)
Amended and Restated Underwriting Agreement, dated July 27, 2020, between Allena Pharmaceuticals, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on July 29, 2020)
Amended and Restated Underwriting Agreement, dated December 1, 2020, between Allena Pharmaceuticals, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on December 3, 2020)
Underwriting Agreement, dated April 28, 2020, by and among the Issuers and J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC (Filed With SEC on May 1, 2020)
Underwriting Agreement, dated December 6, 2021, by and among the Issuers and Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC., as representatives of the several... (Filed With SEC on December 9, 2021)
Purchase Agreement, dated as of May 5, 2020, between Sabine Pass Liquefaction, LLC and Morgan Stanley & Co. LLC (Filed With SEC on May 8, 2020)
Underwriting Agreement, dated as of May 19, 2020, by and between the Company and BofA Securities, Inc., J.P. Morgan Securities LLC, SunTrust Robinson Humphrey, Inc. and Wells... (Filed With SEC on May 22, 2020)
Underwriting Agreement, dated July 26, 2021, by and between the Company and BofA Securities, Inc., J.P. Morgan Securities LLC, Truist Securities, Inc. and Wells Fargo Securities,... (Filed With SEC on July 29, 2021)
Underwriting Agreement, dated February 23, 2022, by and between the Company and BofA Securities, Inc., J.P. Morgan Securities LLC, Truist Securities, Inc. and Wells Fargo... (Filed With SEC on March 1, 2022)
Underwriting Agreement, dated November 7, 2017, by and among the Company, the Companys subsidiary guarantors named therein and J.P. Morgan Securities LLC, Merrill Lynch, Pierce,... (Filed With SEC on November 13, 2017)
Underwriting Agreement, dated as of June 9, 2020, between Fidelity National Financial, Inc. and BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of the... (Filed With SEC on June 12, 2020)
Underwriting Agreement, dated as of September 10, 2020, between Fidelity National Financial, Inc. and BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of... (Filed With SEC on September 15, 2020)
Underwriting Agreement, dated June 15, 2020 (Filed With SEC on June 17, 2020)
Underwriting Agreement, dated as of August 11, 2020 by and among Pacific Biosciences of California, Inc., Morgan Stanley & Co. LLC and Cowen and Company, LLC (Filed With SEC on August 14, 2020)
Underwriting Agreement, dated as of November 10, 2020 by and among Pacific Biosciences of California, Inc., Morgan Stanley & Co. LLC and Cowen and Company, LLC, and the Selling... (Filed With SEC on November 13, 2020)
Underwriting Agreement, dated as of January 24, 2023 by and among Pacific Biosciences of California, Inc. and Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, and Cowen and... (Filed With SEC on January 27, 2023)
Underwriting Agreement, dated as of February 13, 2018, by and between Pacific Biosciences of California, Inc. and Cantor Fitzgerald & Co (Filed With SEC on February 15, 2018)
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. 15,419,354 Shares of Common Stock (par value $0.001 per share) Underwriting Agreement (Filed With SEC on June 20, 2017)
Underwriting Agreement, dated as of August 31, 2020, by and between Zosano Pharma Corporation and BTIG, LLC (Filed With SEC on September 3, 2020)
Underwriting Agreement, dated February 8, 2022, between Zosano Pharma Corporation and Maxim Group LLC (Filed With SEC on February 9, 2022)
Purchase Agreement, dated as of September 15, 2020, between Cheniere Energy, Inc. and Credit Suisse Securities (USA) LLC (Filed With SEC on September 16, 2020)
$1,500,000,000 CHENIERE CORPUS CHRISTI HOLDINGS, LLC 5.875% SENIOR SECURED NOTES DUE 2025 PURCHASE AGREEMENT (Filed With SEC on December 9, 2016)
$1,250,000,000 CHENIERE CORPUS CHRISTI HOLDINGS, LLC 7.000% SENIOR SECURED NOTES DUE 2024 PURCHASE AGREEMENT (Filed With SEC on May 18, 2016)
Exhibit 1.1 Underwriting Agreement, dated October 13, 2020, among the Company and Morgan Stanley & Co. LLC and BofA Securities, Inc., as representatives of the several... (Filed With SEC on October 15, 2020)
Exhibit 1.1 Equity Distribution Agreement, dated as of December 3, 2020, among the Company and the financial institutions named therein (Filed With SEC on December 4, 2020)
Exhibit 1.1 Underwriting Agreement, dated March 1, 2021, among the Company and Morgan Stanley & Co. LLC and BofA Securities, Inc., as representatives of the several underwriters... (Filed With SEC on March 3, 2021)
Underwriting Agreement dated October 21, 2020 among D.A. Davidson & Co., B. Riley Securities, Inc. and Janney Montgomery Scott LLC, as representatives of the several underwriters,... (Filed With SEC on October 22, 2020)
General Finance Corporation $5,390,000 8.125% Senior Notes due 2021 Underwriting Agreement (Filed With SEC on April 19, 2017)
Underwriting Agreement, dated November 13, 2020 (Filed With SEC on November 13, 2020)
Underwriting Agreement, dated December 8, 2020, between iBio, Inc. and Cantor Fitzgerald & Co (Filed With SEC on December 9, 2020)
Purchase Agreement, dated as of December 14, 2020, by and among EnLink Midstream, LLC, EnLink Midstream Partners, LP, and BofA Securities, Inc., as representative of the several... (Filed With SEC on December 18, 2020)
Purchase Agreement, dated as of December 14, 2020, by and among EnLink Midstream, LLC, EnLink Midstream Partners, LP, and BofA Securities, Inc., as representative of the several... (Filed With SEC on December 18, 2020)
Underwriting Agreement, dated as of January 11, 2021, by and among Stellus Capital Investment Corporation, Stellus Capital Management, LLC and Raymond James & Associates, Inc (Filed With SEC on January 12, 2021)
Equity Distribution Agreement, dated November 16, 2021, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one hand, and Keefe,... (Filed With SEC on November 16, 2021)
Amended and Restated Equity Distribution Agreement, dated August 29, 2022, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one... (Filed With SEC on August 29, 2022)
Underwriting Agreement, dated February 2, 2021, between Ur-Energy Inc. and Cantor Fitzgerald & Co., as representative of the underwriters named therein (Filed With SEC on February 4, 2021)
Underwriting Agreement, dated February 15, 2023, between Ur-Energy Inc. and Cantor Fitzgerald & Co., as representative of the underwriters named therein (Filed With SEC on February 21, 2023)
Underwriting Agreement, dated September 21, 2018, among Ur-Energy Inc. and Cantor Fitzgerald & Co., as representative of the underwriters named therein (Filed With SEC on September 25, 2018)
Underwriting Agreement dated as of February 3, 2021 by and among the Company and B. Riley Securities, Inc., as representative of the several Underwriters (Filed With SEC on February 4, 2021)
Underwriting Agreement, dated February 3, 2021, by and between DURECT Corporation and Cantor Fitzgerald & Co (Filed With SEC on February 5, 2021)
Underwriting Agreement, dated as of February 10, 2021, among Centene Corporation, BofA Securities, Inc. and Barclays Capital Inc., as representatives of the several underwriters... (Filed With SEC on February 11, 2021)
Underwriting Agreement, dated as of July 29, 2021, between Centene Corporation and J.P. Morgan Securities LLC, as representative of the several underwriters named therein (Filed With SEC on July 30, 2021)
VOLITIONRX LIMITED 3,809,524 Shares of Common Stock (par value $0.001 per share) Underwriting Agreement (Filed With SEC on February 12, 2021)
Underwriting Agreement, dated February 12, 2021, by and between Sanara MedTech Inc. and Cantor Fitzgerald & Co (Filed With SEC on February 17, 2021)
Underwriting Agreement (Filed With SEC on February 24, 2021)
Underwriting Agreement (Filed With SEC on February 26, 2021)
Underwriting Agreement, dated March 5, 2021, among the Company and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, BofA Securities, Inc. and Morgan Stanley & Co. LLC, as... (Filed With SEC on March 11, 2021)
THE AES CORPORATION $500,000,000 Senior Notes Due 2026 Underwriting Agreement (Filed With SEC on May 12, 2016)
THE AES CORPORATION $775,000,000 Floating Rate Notes Due 2019 Underwriting Agreement (Filed With SEC on May 20, 2014)
THE AES CORPORATION $750,000,000 5.500% Senior Notes Due 2024 (Filed With SEC on March 7, 2014)
THE AES CORPORATION 59,468,788Shares of Common Stock Underwriting Agreement (Filed With SEC on May 18, 2015)
Exhibit 1.1Underwriting Agreement, dated March 24, 2021, between CASI and Oppenheimer & Co. Inc (Filed With SEC on March 26, 2021)
Underwriting Agreement, dated May 12, 2021, by and between Arthur J. Gallagher & Co. and Morgan Stanley & Co. LLC, as representative of the several underwriters listed on Schedule... (Filed With SEC on May 17, 2021)
Purchase Agreement, dated as of May 13, 2021, by and among the Company, the Operating Partnership, the Advisor and UBS Securities LLC, as the Initial Purchaser (Filed With SEC on May 18, 2021)
Underwriting Agreement, dated June 2, 2021, by and between the Company and Ladenburg Thalmann & Co. Inc., on behalf of the several Underwriters (Filed With SEC on June 4, 2021)
Underwriting Agreement, dated June 9, 2021, by and between the Company and B. Riley Securities, Inc (Filed With SEC on June 10, 2021)
Underwriting Agreement, dated September 23, 2021, by and between the Company and B. Riley Securities, Inc (Filed With SEC on September 28, 2021)
Underwriting Agreement, dated June 15, 2021, by and among PDS Biotechnology Corporation and Cantor Fitzgerald & Co (Filed With SEC on June 17, 2021)
Underwriting Agreement, dated July 9, 2021, by and among Apollo Investment Corporation, Apollo Investment Management, L.P., Apollo Investment Administration, LLC and BofA... (Filed With SEC on July 15, 2021)
Amended and Restated Underwriting Agreement, dated July 22, 2021, between AzurRx BioPharma, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on July 27, 2021)
Purchase Agreement, dated May 20, 2021, by and among Hilton Grand Vacations Borrower Escrow, LLC, Hilton Grand Vacations Borrower Escrow, Inc., and Hilton Grand Vacations Borrower... (Filed With SEC on July 29, 2021)
Purchase Agreement, dated June 14, 2021, by and among Hilton Grand Vacations Borrower Escrow, LLC, Hilton Grand Vacations Borrower Escrow, Inc., Hilton Grand Vacations Borrower... (Filed With SEC on July 29, 2021)
Underwriting Agreement, dated as of August 9, 2021 (Filed With SEC on August 12, 2021)
Placement Agency Agreement, dated August 12, 2021, among NewLake Capital Partners, Inc., NLCP Operating Partnership LP and Ladenburg Thalmann & Co. Inc., Compass Point Research &... (Filed With SEC on August 17, 2021)
Purchase Agreement, dated as of August 17, 2021, among Cheniere Corpus Christi Holdings, LLC and Corpus Christi Liquefaction, LLC, Cheniere Corpus Christi Pipeline, L.P. and... (Filed With SEC on August 20, 2021)
Form of Underwriting Agreement (Filed With SEC on September 10, 2021)
Form of Underwriting Agreement (Filed With SEC on January 26, 2022)
Form of Underwriting Agreement (Filed With SEC on January 26, 2022)
Underwriting Agreement by and among Volcon, Inc. and Aegis Capital Corp., dated January 28, 2022 (Filed With SEC on April 28, 2022)
Purchase Agreement dated September 22, 2021, among Morgan Stanley & Co. LLC, as representative of the other initial purchasers named therein, Wabash National Corporation and the... (Filed With SEC on September 23, 2021)
Sales Agreement, dated September 23, 2021, by and among the Fund, Aberdeen Standard Investments (Asia) Limited, Aberdeen Asset Managers Limited, and JonesTrading Institutional... (Filed With SEC on September 29, 2021)
Form of Underwriting Agreement, by and between Greenidge Generation Holdings Inc. and B. Riley Securities, Inc., as Representative of the several underwriters (Filed With SEC on October 5, 2021)
Underwriting Agreement, dated October 8, 2021, between Greenidge Generation Holdings Inc. and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on October 12, 2021)
Form of Underwriting Agreement (Filed With SEC on October 15, 2021)
Purchase Agreement, dated as of October 26, 2021, between Roblox Corporation and Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as... (Filed With SEC on October 29, 2021)
Form of Underwriting Agreement (Filed With SEC on November 4, 2021)
Underwriting Agreement, dated November 8, 2021, by and between MIND Technology, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on November 10, 2021)
Amended and Restated Underwriting Agreement, dated November 23, 2021, by and between the Company and H.C. Wainwright & Co., LLC (Filed With SEC on November 29, 2021)
Underwriting Agreement, dated December 2, 2021, between Esperion Therapeutics, Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on December 7, 2021)
Form of Underwriting Agreement (Filed With SEC on December 13, 2021)
Underwriting Agreement, dated February 15, 2022, among FactSet Research Systems Inc. and BofA Securities, Inc. and PNC Capital Markets LLC as representatives of the several... (Filed With SEC on February 17, 2022)
Underwriting Agreement, dated as of April 11, 2022, by and between TeraWulf Inc. and Cantor Fitzgerald & Co (Filed With SEC on April 14, 2022)
Underwriting Agreement, dated as of April 13, 2022 (Filed With SEC on April 19, 2022)
Form of Underwriting Agreement (Filed With SEC on May 4, 2022)
Form of Underwriting Agreement (Filed With SEC on May 5, 2022)
Form of Underwriting Agreement (Filed With SEC on September 9, 2022)
Underwriting Agreement, dated as of May 12, 2022, by and among Avnet, Inc. and the representatives of the several underwriters listed therein (Filed With SEC on May 16, 2022)
Underwriting Agreement, dated as of March 6, 2023, by and among Avnet, Inc. and the representatives of the several underwriters listed therein (Filed With SEC on March 8, 2023)
Underwriting Agreement between Aegis Capital Corp. and The Singing Machine Company, Inc (Filed With SEC on May 27, 2022)
Underwriter Agreement (Filed With SEC on August 1, 2022)
Form of Underwriting Agreement (Filed With SEC on November 7, 2022)
Placement Agency Agreement, dated August 30, 2022, by and between the Company and [ ].Dawson James Securities (Filed With SEC on September 6, 2022)
Form of Underwriting Agreement (Filed With SEC on September 16, 2022)
Sales Agreement, dated as of September 30, 2022, by and among the Company, TriplePoint Advisers LLC, TriplePoint Administrator LLC and the Sales Agent (Filed With SEC on September 30, 2022)
Equity Distribution Agreement, dated November 10, 2022, by and among Fidus Investment Corporation, Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. and B. Riley... (Filed With SEC on November 10, 2022)
Underwriting Agreement, dated as of November 8, 2022, by and among Roivant Sciences Ltd., Cantor Fitzgerald & Co., and the Selling Shareholders named therein (Filed With SEC on November 10, 2022)
Underwriting Agreement, dated as of February 2, 2023, by and among Roivant Sciences Ltd., Goldman Sachs & Co. LLC, SVB Securities LLC, Cowen and Company, LLC and Cantor Fitzgerald... (Filed With SEC on February 7, 2023)
Underwriting Agreement by and between Cognition Therapeutics, Inc. and Cantor Fitzgerald & Co., dated November 10, 2022 (Filed With SEC on November 14, 2022)
Underwriting Agreement, dated as of November 29, 2022, by and between Alaunos Therapeutics, Inc. and Cantor Fitzgerald & Co (Filed With SEC on November 30, 2022)
Form of Underwriting Agreement (Filed With SEC on January 18, 2023)
Form of Underwriting Agreement (Filed With SEC on January 26, 2023)
Form of Underwriting Agreement (Filed With SEC on April 6, 2023)
Underwriting Agreement for the Notes, dated October 24, 2018, among URNA, URI, each of URNAs subsidiaries named therein and Wells Fargo Securities, LLC, as representative of the... (Filed With SEC on October 30, 2018)
UNITED RENTALS (NORTH AMERICA), INC. $250,000,000 5.875% SENIOR NOTES DUE 2026 $250,000,000 5.50% SENIOR NOTES DUE 2027 UNDERWRITING AGREEMENT (Filed With SEC on February 27, 2017)
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Underwriting Agreement for the Notes, dated September 8, 2017, among URNA, URI, each of URNAs subsidiaries named therein and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as... (Filed With SEC on September 22, 2017)
Form of Placement Agency Agreement (Filed With SEC on October 9, 2018)
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Placement Agency Agreement entered into by and between Nemaura Medical Inc. and Dawson James Securities, Inc. dated December 18, 2018 (Filed With SEC on December 26, 2018)
Placement Agency Agreement, dated September 17, 2018, by and between ReShape Lifesciences Inc. and H.C. Wainwright & Co., LLC (Filed With SEC on September 20, 2018)
Form of Placement Agreement (Filed With SEC on May 9, 2018)
Placement Agency Agreement, dated October 5, 2017, between Pareteum Corporation and Dawson James Securities, Inc (Filed With SEC on October 5, 2017)
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Underwriting Agreement, dated June 14, 2018, between CME Group Inc. and J.P. Morgan Securities LLC, Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated,... (Filed With SEC on June 20, 2018)
CMEGROUP INC. $750,000,000 5.300% Notes due 2043 UNDERWRITING AGREEMENT September 4, 2013 Underwriting Agreement (Filed With SEC on September 9, 2013)
Purchase Agreement dated May 17, 2018, by and among the Company, the issuers, the guarantors named therein and J.P. Morgan Securities plc, Credit Suisse Securities (Europe)... (Filed With SEC on May 22, 2018)
Kraton Polymers LLC Kraton Polymers Capital Corporation PURCHASE AGREEMENT (Filed With SEC on March 20, 2017)
Form of Underwriting Agreement (Filed With SEC on April 12, 2018)
Placement Agency Agreement dated May 31, 2018 (Filed With SEC on June 6, 2018)
Form of Placement Agency Agreement (Filed With SEC on October 4, 2017)
Form of Placement Agency Agreement (Filed With SEC on January 24, 2018)
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Underwriting Agreement, dated February 7, 2018, between MediciNova, Inc. and Ladenburg Thalmann & Co. Inc (Filed With SEC on February 8, 2018)
MEDICINOVA, INC. 5,000,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on August 19, 2015)
Underwriting Agreement, dated as of January 25, 2018, by and between Strongbridge Biopharma plc and Cantor Fitzgerald & Co., as representative of the several underwriters named... (Filed With SEC on January 26, 2018)
2,400,000 Shares* HOWARD BANCORP, INC. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on February 1, 2017)
LYBINTERNATIONAL FINANCE II B.V. $1,000,000,000 3.500% Guaranteed Notes due 2027 Fully and Unconditionally Guaranteed by LyondellBasell Industries N.V. UNDERWRITING AGREEMENT (Filed With SEC on February 23, 2017)
LYBINTERNATIONAL FINANCE II B.V. 750,000,000 1.875% Guaranteed Notes due 2022 Fully and Unconditionally Guaranteed by LyondellBasell Industries N.V. UNDERWRITING AGREEMENT (Filed With SEC on March 1, 2016)
$1,000,000,000 4.625% Senior Notes due 2055 LYONDELLBASELL INDUSTRIES N.V. UNDERWRITING AGREEMENT (Filed With SEC on March 4, 2015)
$1,000,000,000 4.875% Guaranteed Notes due 2044 LYB INTERNATIONAL FINANCE B.V. UNDERWRITING AGREEMENT (Filed With SEC on February 28, 2014)
25,000,000 Ordinary Shares LYONDELLBASELL INDUSTRIES N.V. UNDERWRITING AGREEMENT (Filed With SEC on February 19, 2013)
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ALLEGIANT TRAVEL COMPANY $150,000,000 5.50% Senior Notes due 2019 UNDERWRITING AGREEMENT (Filed With SEC on December 5, 2016)
GraphicPackaging International, Inc. Graphic Packaging Holding Company and the other Guarantors party hereto UNDERWRITING AGREEMENT dated August 8, 2016 Merrill Lynch, Pierce,... (Filed With SEC on August 11, 2016)
GraphicPackaging Holding Company 43,654,214 SHARES OF COMMON STOCK UNDERWRITING AGREEMENT dated May 19, 2014 GOLDMAN, SACHS & CO. Underwriting Agreement (Filed With SEC on May 22, 2014)
GraphicPackaging Holding Company 30,000,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENT dated February 11, 2014 Citigroup Global Markets Inc. Underwriting Agreement (Filed With SEC on February 18, 2014)
Graphic Packaging Holding Company 28,000,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENT dated March 21, 2013 Goldman, Sachs & Co. Merrill Lynch, Pierce, Fenner & Smith... (Filed With SEC on March 27, 2013)
Graphic Packaging International, Inc. Graphic Packaging Holding Company Graphic Packaging Corporation and the other Guarantors party hereto UNDERWRITING AGREEMENT dated March 25,... (Filed With SEC on March 27, 2013)
DYNEGY INC. 4,000,000 7.00% Tangible Equity Units UNDERWRITING AGREEMENT (Filed With SEC on June 21, 2016)
DYNEGY INC. 22,500,000 Shares of Common Stock, $0.01 par value per share UNDERWRITING AGREEMENT (Filed With SEC on October 14, 2014)
DYNEGY INC. 4,000,000 Shares of 5.375% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share UNDERWRITING AGREEMENT (Filed With SEC on October 14, 2014)
$5,100,000,000 DYNEGY FINANCE I, INC. (to be merged with and into DYNEGY INC.) and DYNEGY FINANCE II, INC. (to be merged with and into DYNEGY INC.) 420,000 UNITS DUE 2019... (Filed With SEC on October 14, 2014)
FORM OF PLACEMENT AGENCYAGREEMENT (Filed With SEC on August 12, 2016)
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Suburban Propane Partners, L.P. Suburban Energy Finance Corp. UNDERWRITING AGREEMENT dated May 12, 2014 WellsFargo Securities, LLC Merrill Lynch, Pierce, Fenner & Smith... (Filed With SEC on May 13, 2014)
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COMPANY LETTERHEAD PLACEMENT AGENCY AGREEMENT (Filed With SEC on August 15, 2014)
Catamaran Corporation UNDERWRITING AGREEMENT dated March 7, 2014 Merrill Lynch, Pierce, Fenner & Smith Incorporated Merrill Lynch Canada Inc. Underwriting Agreement (Filed With SEC on March 12, 2014)
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PURCHASE AGREEMENT PHI, INC. $500,000,0005.25% Senior Notes due 2019 PHI, INC. $500,000,000 5.25% Senior Notes due 2019 PURCHASE AGREEMENT (Filed With SEC on March 6, 2014)
$525,000,000 COTT BEVERAGES INC. 5.375% SENIOR NOTES DUE 2022 PURCHASE AGREEMENT (Filed With SEC on June 11, 2014)
$625,000,000 COTT BEVERAGES INC. 6.75% SENIOR NOTES DUE 2020 PURCHASE AGREEMENT (Filed With SEC on December 5, 2014)
Comstock Resources, Inc. UNDERWRITING AGREEMENT dated May 9, 2014 Merrill Lynch, Pierce, Fenner & Smith Incorporated BMO Capital Markets Corp. Comerica Securities, Inc. Mitsubishi... (Filed With SEC on May 12, 2014)
Sanmina Corporation $375,000,000 4.375% Senior Secured Notes due 2019 Purchase Agreement (Filed With SEC on May 21, 2014)
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GOOD TIMES RESTAURANTS INC. 2,420,705 SHARES COMMON STOCK UNDERWRITING AGREEMENT -------------------- (Filed With SEC on May 7, 2015)
$500,000,000 RACKSPACE HOSTING, INC. 6.500% SENIOR NOTES DUE 2024 PURCHASE AGREEMENT (Filed With SEC on November 19, 2015)
Purchase Agreement, dated as of October 31, 2017, by and between Chart Industries, Inc. and Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC, as representatives of the... (Filed With SEC on November 6, 2017)
Donnelley Financial Solutions, Inc. 6,242,802 Shares CommonStock ($0.01 par value) UNDERWRITING AGREEMENT Underwriting Agreement (Filed With SEC on May 18, 2017)
Eaton Vance Corp. 3.500% Notes due 2027 Underwriting Agreement (Filed With SEC on April 5, 2017)
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Placement Agency Agreement, dated November 29, 2017, between Cesca Therapeutics Inc. and Dawson James Securities, Inc (Filed With SEC on November 29, 2017)
Placement Agency Agreement, dated November 29, 2017, between Cesca Therapeutics Inc. and Dawson James Securities, Inc (Filed With SEC on December 1, 2017)
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250,000Shares International Shipholding Corporation 9.50% Series A Cumulative Redeemable Perpetual Preferred Stock ($1.00 par value per share) (Filed With SEC on February 21, 2013)
LIMONEIRACOMPANY 1,800,000SHARES COMMON stock UNDERWRITING AGREEMENT (Filed With SEC on February 20, 2013)
ARMOUR Residential REIT, Inc. 5,400,000Shares of 7.875% Series B Cumulative Redeemable Preferred Stock UNDERWRITING AGREEMENT (Filed With SEC on February 12, 2013)
ARMOUR Residential REIT, Inc. 65,000,000 Shares of Common Stock UNDERWRITING AGREEMENT February 14, 2013 (Filed With SEC on February 20, 2013)
$150,000,000 MOLYCORP, INC. 5.50% CONVERTIBLE SENIOR NOTES DUE 2018 UNDERWRITING AGREEMENT (Filed With SEC on January 30, 2013)
45,166,666 Shares MOLYCORP, INC. COMMON STOCK PAR VALUE $0.001 PER SHARE UNDERWRITING AGREEMENT (Filed With SEC on January 30, 2013)
3,000,000 Shares NEXSTAR BROADCASTING GROUP, INC. Class A Common Stock UNDERWRITING AGREEMENT (Filed With SEC on February 12, 2013)
3,500,000 Shares NEXSTAR BROADCASTING GROUP, INC. Class A Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 7, 2013)
