Compliance with USA Patriot Act Clause Example from Business Contracts

This example Compliance with USA Patriot Act clause appears in 14 contracts from 12 companies

Compliance with USA Patriot Act. In accordance with the requirements of the USA Patriot Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)), the Underwriters are required to obtain, verify and record information that identifies their respective clients, including the Company and the Selling Stockholder, which information may include the name and address of their respective clients, as well as other information that will allow the Underwriters to properly identify their respective clients.
Found in Q2 Holdings, Inc. contract
Q2 Holdings, Inc. Contracts

Underwriting agreement, dated June 5, 2019 by and among Q2 Holdings, Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Stifel, Nicolaus & Company, Incorporated, as... (Filed With SEC on June 6, 2019)

AssetMark Financial Holdings, Inc. Contracts

Form of Underwriting Agreement (Filed With SEC on July 10, 2019)

GMS Inc. Contracts

Underwriting Agreement, dated September 4, 2019, by and among GMS Inc., AEA GMS Holdings LP and Goldman Sachs & Co. LLC (Filed With SEC on September 9, 2019)

BioScrip, Inc. Contracts

Underwriting Agreement, dated as of July 21, 2020, by and among Option Care Health, Inc., HC Group Holdings I, LLC and BofA Securities, Inc., as the representative of the... (Filed With SEC on July 24, 2020)

Underwriting Agreement, dated as of August 3, 2021, by and among Option Care Health, Inc., HC Group Holdings I, LLC and Goldman Sachs & Co. LLC (Filed With SEC on August 5, 2021)

MediaAlpha, Inc. Contracts

Form of Underwriting Agreement (Filed With SEC on October 20, 2020)

Underwriting Agreement, dated October 27, 2020, by and among MediaAlpha, Inc., Guilford Holdings, Inc., QL Holdings LLC and White Mountains Investments (Luxembourg) S. r.l. and... (Filed With SEC on November 2, 2020)

Sunnova Energy International Inc. Contracts

Underwriting Agreement, dated as of November 30, 2020, by and among Sunnova Energy International Inc., Goldman Sachs & Co. LLC, BofA Securities, Inc. and J.P. Morgan Securities... (Filed With SEC on December 2, 2020)

GS Acquisition Holdings Corp Contracts

Underwriting Agreement, dated November 1, 2021, by and among Vertiv Holdings Co, VPE Holdings, LLC, J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC and Citigroup Global... (Filed With SEC on November 4, 2021)

Gores Holdings IV, Inc. Contracts

Form of Underwriting Agreement by and among J.P. Morgan Securities LLC and BofA Securities, Inc. as representatives of the several Underwriters named on Schedule 1 thereto, SFS... (Filed With SEC on November 16, 2021)

Duckhorn Portfolio, Inc. Contracts

Underwriting Agreement, dated July 6, 2022, by and among the Company, the Underwriter and the Selling Stockholder (Filed With SEC on July 8, 2022)

EVERTEC, Inc. Contracts

Underwriting Agreement, dated as of August (Filed With SEC on August 11, 2022)

ORMAT TECHNOLOGIES, INC. Contracts

Underwriting Agreement, dated November 16, 2022, between Ormat Technologies, Inc., BofA Securities, Inc. and J. P. Morgan Securities LLC, as representatives of the several... (Filed With SEC on November 18, 2022)

GRAFTECH INTERNATIONAL LTD Contracts

Form of Underwriting Agreement (Filed With SEC on March 26, 2018)