Waddell & Reed Financial, Inc. Contracts & Agreements

166 Contracts & Agreements
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Filed
Letter Agreement, dated as of April 1, 2021, by and between Waddell & Reed Financial, Inc. and Macquarie Management Holdings, Inc
Management Agreements
Waddell & Reed Financial, Inc.
2021
Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2021
Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2021
Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Stock Incentive Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2021
Form of Restricted Stock Unit Award Agreement for awards to Non-Employee Directors pursuant to the Waddell & Reed Financial, Inc. Stock Incentive Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2021
Agreement and Plan of Merger, dated as of December 2, 2020, by and among Macquarie Management Holdings, Inc., Merry Merger Sub, Inc., Waddell & Reed Financial, Inc. and (solely...
Merger Agreements
Waddell & Reed Financial, Inc.
2020
Form of Change of Control Retention and Severance Agreement
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Credit Agreement, dated October 20, 2020, by and among Waddell & Reed Financial, Inc., the lenders party thereto, Bank of America, N.A., as Administrative Agent for the lenders...
Credit Agreements
Waddell & Reed Financial, Inc.
2020
Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2020
Description of Securities
Waddell & Reed Financial, Inc.
2020
Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2020
Form of Restricted Stock Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Form of Restricted Stock Award Agreement for awards to Non Employee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2020
Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Waddell & Reed Financial, Inc.
2020
Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Stock Agreements
Waddell & Reed Financial, Inc.
2020
Form of Restricted Stock Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2019
Investment Management Agreement, dated July 29, 2016, by and between Ivy Variable Insurance Portfolios and Ivy Investment Management Company
Management Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Investment Management Agreement, dated July 29, 2016, by and between Ivy Variable Insurance Portfolios and Ivy Investment Management Company
Management Agreements
Waddell & Reed Financial, Inc.
2019
Investment Management Agreement, dated November 13, 2008, by and between Ivy Funds and Ivy Investment Management Company
Management Agreements
Waddell & Reed Financial, Inc.
2019
Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Waddell & Reed Financial, Inc.
Capital Markets
NY
2018
Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2018
Severance Agreement and Release of All Claims, dated April 18, 2018, by and between Wendy J. Hills and W&R Corporate LLC
Severance Agreements
Waddell & Reed Financial, Inc.
2018
Certificate of Elimination of Series B Junior Participating Preferred Stock of Waddell & Reed Financial, Inc., as filed on February 16, 2018 with the Secretary of the State of...
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2018
Form of Restricted Stock Award Agreement for awards to NonEmployee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Form of Restricted Stock Award Agreement for awards to NonEmployee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2018
Form of Restricted Stock Award Agreement for awards to NonEmployee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2018
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Amended and Restated Investment Management Agreement, dated May 15, 2017, by and between the Waddell & Reed Advisors Funds and Waddell & Reed Investment Management Company
Management Agreements
Waddell & Reed Financial, Inc.
2018
First Amendment to the Amended and Restated Investment Management Agreement, dated June 3, 2017, by and between the Waddell & Reed Advisors Funds and Waddell & Reed Investment...
Management Agreements
Waddell & Reed Financial, Inc.
2018
Second Amendment to the Rights Agreement, dated as of February 15, 2018, between Waddell & Reed Financial, Inc. and Computershare Trust Company, N.A., as Rights Agent
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Certificate of Elimination of Series B Junior Participating Preferred Stock of Waddell & Reed Financial, Inc
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2018
Severance Agreement and Release of All Claims, effective January 13, 2018, by and between Thomas W. Butch and W & R Corporate LLC
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2018
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2017
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2017
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2017
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2016
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
2016
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
2016
FIRST AMENDMENT TO RIGHTS AGREEMENT
Waddell & Reed Financial, Inc.
2016
WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2016
FIRST AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
2016
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2016
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2016
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2016
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2016
CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF ALL CLAIMS
Separation Agreements
Waddell & Reed Financial, Inc.
2016
FORM OF EMPLOYMENT AGREEMENT
Employment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2016
RELEASE OF ALL CLAIMS
Release Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2014
WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2014
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2014
WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2012
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2014
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2014
ADMINISTRATIVE and MARKETING SERVICES AGREEMENT
Marketing Agreements
Waddell & Reed Financial, Inc.
2013
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
2013
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2013
WADDELL & REED FINANCIAL, INC. 1998 EXECUTIVE STOCK AWARD PLAN As Amended and Restated
Stock Agreements
Waddell & Reed Financial, Inc.
2012
WADDELL & REED FINANCIAL, INC. 1998 NON-EMPLOYEE DIRECTOR STOCK AWARD PLAN As Amended and Restated
Stock Agreements
Waddell & Reed Financial, Inc.
2012
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2012
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2012
WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2012
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
2012
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2012
WRIMCO\IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS LARGE CAP GROWTH TEAM Arrangements effective as of 07/01/2004
Waddell & Reed Financial, Inc.
Capital Markets
2012
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2012
REVENUE SHARING FOR FLOW ACCOUNTS PORTFOLIO MANAGERS October 26, 2007 Revised November 14, 2008 Revised November 4, 2010 Revised February 19, 2011
Waddell & Reed Financial, Inc.
Capital Markets
2011
WRIMCO/IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS
Waddell & Reed Financial, Inc.
2011
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2011
ACCOUNTING SERVICES AGREEMENT
Services Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENT
Services Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENT
Services Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENT
Services Agreements
Waddell & Reed Financial, Inc.
2010
ACCOUNTING SERVICES AGREEMENT
Services Agreements
Waddell & Reed Financial, Inc.
2010
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
INVESTMENTMANAGEMENT AGREEMENT
Investment Agreements
Waddell & Reed Financial, Inc.
2010
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
INVESTMENTMANAGEMENT AGREEMENT
Investment Agreements
Waddell & Reed Financial, Inc.
2010
INVESTMENT MANAGEMENT AGREEMENT
Management Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
INVESTMENTMANAGEMENT AGREEMENT
Investment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
SHAREHOLDER SERVICING AGREEMENT
Servicing Agreements
Waddell & Reed Financial, Inc.
2010
SHAREHOLDER SERVICING AGREEMENT
Servicing Agreements
Waddell & Reed Financial, Inc.
2010
SHAREHOLDER SERVICINGAGREEMENT
Shareholders Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2010
UNDERWRITING AGREEMENT
Underwriting Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
UNDERWRITINGAGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTIONAGREEMENT
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTION AND SERVICE PLAN FOR CLASS A SHARES Effective January 30, 2009
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTION AND SERVICE PLAN FOR CLASS B SHARES Effective January 30, 2009
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
DISTRIBUTION AND SERVICE PLAN FOR CLASS C SHARES Effective January 30, 2009
Distribution Agreements
Waddell & Reed Financial, Inc.
2010
IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, and CLASS YSHARES
Distribution Agreements
Waddell & Reed Financial, Inc.
2010
IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS Rand CLASS Y SHARES (Amended Plan Adopted on November 14, 2007)
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
IVY FUNDS, INC. DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS RAND CLASS Y SHARES
Distribution Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
IVY FUNDS VARIABLE INSURANCE PORTFOLIOS SERVICE PLAN Effective April 30, 2009
Waddell & Reed Financial, Inc.
2010
SECOND AMENDMENT TO THE CHANGE IN CONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2009
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2009
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2009
CERTIFICATE OF DESIGNATION,PREFERENCES AND RIGHTS OF SERIES B JUNIOR PARTICIPATING PREFERRED STOCK of WADDELL & REEDFINANCIAL, INC. Pursuant to Section 151 of the...
Stock Agreements
Waddell & Reed Financial, Inc.
2009
WADDELL & REED FINANCIAL, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent RIGHTS AGREEMENT dated as of April 8, 2009
Registration Rights Agreements
Waddell & Reed Financial, Inc.
2009
ADMNISTRATIVE SERVICES AGREEMENT
Services Agreements
Waddell & Reed Financial, Inc.
2009
WADDELL & REEDFINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2009
WADDELL & REED FINANCIAL, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN As Amended and Restated Effective as of January 1,2005
Retirement Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2009
FIRSTAMENDMENT TO THE CHANGE IN CONTROL EMPLOYMENTAGREEMENT
Change of Control Agreements
Waddell & Reed Financial, Inc.
2009
Summary of Compensation Arrangements With Executive Officers of theCompany
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
Summary ofBoard of Director Compensation Effective January 1, 2009
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2009
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2009
Awardee
Waddell & Reed Financial, Inc.
2009
WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2008
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2008
Target Funds Participation Agreement (Excludes Products Sold Through W&R DistributionSystem)
Participation Agreements
Waddell & Reed Financial, Inc.
2008
ACCOUNTINGSERVICES AGREEMENT
Waddell & Reed Financial, Inc.
2008
INVESTMENTMANAGEMENT AGREEMENT
Investment Agreements
Waddell & Reed Financial, Inc.
2008
INVESTMENTMANAGEMENT AGREEMENT
Investment Agreements
Waddell & Reed Financial, Inc.
2008
INVESTMENTMANAGEMENT AGREEMENT
Investment Agreements
Waddell & Reed Financial, Inc.
2008
SHAREHOLDER SERVICING AGREEMENT
Servicing Agreements
Waddell & Reed Financial, Inc.
2008
AMENDMENTTO PRINCIPAL UNDERWRITING AGREEMENT
Underwriting Agreements
Waddell & Reed Financial, Inc.
2008
DISTRIBUTIONAGREEMENT
Waddell & Reed Financial, Inc.
2008
IVY FUNDS, INC. DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS RAND CLASS Y SHARES
Distribution Agreements
Waddell & Reed Financial, Inc.
2008
W&RTARGET FUNDS, INC. SERVICEPLAN Adopted August 21,1998, Revised May 16, 2001
Waddell & Reed Financial, Inc.
2008
Summaryof Compensation Arrangements With Executive Officers of the Company
Compensation Agreements
Waddell & Reed Financial, Inc.
2008
Summaryof Board of Director Compensation Effective January 1, 2008
Compensation Agreements
Waddell & Reed Financial, Inc.
2008
WADDELL & REED FINANCIAL, INC. NON-QUALIFIEDSTOCK OPTION GRANT AGREEMENT
Waddell & Reed Financial, Inc.
2008
FIRSTAMENDMENT TO THE WADDELL & REED FINANCIAL, INC. NON-QUALIFIED STOCK OPTION GRANT AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2008
Awardee Portion of Aggregate Incentive Plan Award Henry J. Herrmann 32% Michael L. Avery 17% Thomas W. Butch 15% Daniel P. Connealy 9% Daniel C. Schulte 9% Michael D. Strohm 9%...
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2008
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2007
WADDELL & REEDFINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2007
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2007
WADDELL & REEDFINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2007
WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2007
FIRST AMENDMENT TO THE WADDELL & REED FINANCIAL,INC. 1998 STOCK INCENTIVE PLAN, ASAMENDED AND RESTATED
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2007
Summary of Compensation Arrangements With Executive Officers of theCompany
Compensation Agreements
Waddell & Reed Financial, Inc.
2007
Summary of Board ofDirector Compensation Effective January 1, 2007
Compensation Agreements
Waddell & Reed Financial, Inc.
2007
Awardee
Waddell & Reed Financial, Inc.
2007
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGECOMMISSION
Waddell & Reed Financial, Inc.
2006
In the Matter of
Waddell & Reed Financial, Inc.
2006
BEFORE THE SECURITIES COMMISSIONER OF THE STATE OF KANSAS
Waddell & Reed Financial, Inc.
2006
WADDELL & REED FINANCIAL, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN As Amended and Restated Effective as ofJanuary 1, 2005
Retirement Agreements
Waddell & Reed Financial, Inc.
2006
WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2006
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2006
FIRST AMENDMENT
Waddell & Reed Financial, Inc.
2006
Summary ofCompensation Arrangements With Executive Officers of the Company
Waddell & Reed Financial, Inc.
2006
WADDELL &REED FINANCIAL, INC. (a Delawarecorporation) $200,000,000 5.60% Notesdue 2011 UNDERWRITINGAGREEMENT
Waddell & Reed Financial, Inc.
2006
WADDELL &REED FINANCIAL, INC. (a Delawarecorporation) $200,000,000 5.60% Notesdue 2011 SECONDSUPPLEMENTAL INDENTURE Dated as of January 13,2006 J. P. MORGANTRUST COMPANY, NATIONAL...
Indenture Agreements
Waddell & Reed Financial, Inc.
2006
Summary of Board of Director Compensation Effective January 1,2006
Compensation Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REEDFINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. 1998 EXECUTIVE STOCK AWARD PLAN As Amended and Restated
Stock Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL& REED FINANCIAL, INC. 1998NON-EMPLOYEE DIRECTOR STOCK AWARD PLAN AsAmended and Restated
Stock Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARDAGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARDAGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
CREDITAGREEMENT dated as of October 7,2005 among WADDELL &REED FINANCIAL, INC., The LendersParty Hereto, and JPMORGAN CHASEBANK, as Administrative Agent BANK OFAMERICA, N.A., as...
Credit Agreements
Waddell & Reed Financial, Inc.
2005
Re: Interest Rate Swap Transaction Reference ID:S53278 (Previously S53252)
Waddell & Reed Financial, Inc.
2005
Interest Rate Swap Transaction
Waddell & Reed Financial, Inc.
2005
CONSULTINGAGREEMENT
Waddell & Reed Financial, Inc.
2005
MUTUAL RELEASE RECITALS
Release Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
Summary of Annual Non-Employee Director Compensation; Effective January1, 2005
Compensation Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARDAGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARDAGREEMENT
Stock Agreements
Waddell & Reed Financial, Inc.
2005
FOURTH AMENDMENT TO THE WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2004
FOURTH AMENDMENT TO THE WADDELL & REED FINANCIAL, INC. 1998 EXECUTIVE DEFERRED COMPENSATION STOCK AWARD PLAN
Stock Agreements
Waddell & Reed Financial, Inc.
2004
THIRD AMENDMENT TO THE WADDELL & REED FINANCIAL, INC. 1998 NON-EMPLOYEE DIRECTOR STOCK AWARD PLAN
Stock Agreements
Waddell & Reed Financial, Inc.
2004
WADDELL & REED FINANCIAL INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
Retirement Agreements
Waddell & Reed Financial, Inc.
2004
WADDELL & REEDFINANCIAL, INC. 2003EXECUTIVE INCENTIVE PLAN As Amended and Restated EffectiveJuly 14, 2004
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2004
Awardee Portion of Aggregate Incentive Plan Award Henry J. Herrmann 30 % Michael L. Avery 15 % Thomas W. Butch 15 % Daniel P. Connealy 10 % Daniel C. Schulte 10 % Michael D....
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
2006