Waddell & Reed Financial, Inc. Contracts & Agreements

Letter Agreement, dated as of April 1, 2021, by and between Waddell & Reed Financial, Inc. and Macquarie Management Holdings, Inc (Filed With SEC on April 5, 2021)

Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated (Filed With SEC on February 19, 2021)

Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated (Filed With SEC on February 19, 2021)

Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Stock Incentive Plan (Filed With SEC on February 19, 2021)

Form of Restricted Stock Unit Award Agreement for awards to Non-Employee Directors pursuant to the Waddell & Reed Financial, Inc. Stock Incentive Plan (Filed With SEC on February 19, 2021)

Agreement and Plan of Merger, dated as of December 2, 2020, by and among Macquarie Management Holdings, Inc., Merry Merger Sub, Inc., Waddell & Reed Financial, Inc. and (solely... (Filed With SEC on December 4, 2020)

Form of Change of Control Retention and Severance Agreement (Filed With SEC on December 4, 2020)

Credit Agreement, dated October 20, 2020, by and among Waddell & Reed Financial, Inc., the lenders party thereto, Bank of America, N.A., as Administrative Agent for the lenders... (Filed With SEC on October 21, 2020)

Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated (Filed With SEC on April 30, 2020)

Description of Securities (Filed With SEC on February 21, 2020)

Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated (Filed With SEC on February 21, 2020)

Form of Restricted Stock Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated (Filed With SEC on February 21, 2020)

Form of Restricted Stock Award Agreement for awards to Non Employee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated (Filed With SEC on February 21, 2020)

Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on February 21, 2020)

Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on February 21, 2020)

Form of Restricted Stock Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated (Filed With SEC on February 22, 2019)

Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on February 22, 2019)

Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated (Filed With SEC on February 22, 2019)

Investment Management Agreement, dated July 29, 2016, by and between Ivy Variable Insurance Portfolios and Ivy Investment Management Company (Filed With SEC on February 22, 2019)

Investment Management Agreement, dated November 13, 2008, by and between Ivy Funds and Ivy Investment Management Company (Filed With SEC on February 22, 2019)

Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on November 2, 2018)

Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on November 2, 2018)

Severance Agreement and Release of All Claims, dated April 18, 2018, by and between Wendy J. Hills and W&R Corporate LLC (Filed With SEC on August 3, 2018)

Certificate of Elimination of Series B Junior Participating Preferred Stock of Waddell & Reed Financial, Inc., as filed on February 16, 2018 with the Secretary of the State of... (Filed With SEC on February 23, 2018)

Form of Restricted Stock Award Agreement for awards to NonEmployee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated (Filed With SEC on February 23, 2018)

Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan, as amended and restated (Filed With SEC on February 23, 2018)

Amended and Restated Investment Management Agreement, dated May 15, 2017, by and between the Waddell & Reed Advisors Funds and Waddell & Reed Investment Management Company (Filed With SEC on February 23, 2018)

First Amendment to the Amended and Restated Investment Management Agreement, dated June 3, 2017, by and between the Waddell & Reed Advisors Funds and Waddell & Reed Investment... (Filed With SEC on February 23, 2018)

Second Amendment to the Rights Agreement, dated as of February 15, 2018, between Waddell & Reed Financial, Inc. and Computershare Trust Company, N.A., as Rights Agent (Filed With SEC on February 20, 2018)

Certificate of Elimination of Series B Junior Participating Preferred Stock of Waddell & Reed Financial, Inc (Filed With SEC on February 20, 2018)

Severance Agreement and Release of All Claims, effective January 13, 2018, by and between Thomas W. Butch and W & R Corporate LLC (Filed With SEC on January 18, 2018)

INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on February 24, 2017)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 24, 2017)

INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on October 28, 2016)

FIRST AMENDMENT TO RIGHTS AGREEMENT (Filed With SEC on July 26, 2016)

WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated (Filed With SEC on April 14, 2016)

FIRST AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on February 26, 2016)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 26, 2016)

CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF ALL CLAIMS (Filed With SEC on February 26, 2016)

FORM OF EMPLOYMENT AGREEMENT (Filed With SEC on February 26, 2016)

RELEASE OF ALL CLAIMS (Filed With SEC on June 19, 2014)

WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2014 (Filed With SEC on April 17, 2014)

WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2012 (Filed With SEC on February 28, 2014)

Portion of Aggregate Incentive Plan Award (Filed With SEC on February 19, 2014)

ADMINISTRATIVE and MARKETING SERVICES AGREEMENT (Filed With SEC on February 27, 2013)

INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on February 27, 2013)

Portion of Aggregate Incentive Plan Award (Filed With SEC on February 19, 2013)

WADDELL & REED FINANCIAL, INC. 1998 EXECUTIVE STOCK AWARD PLAN As Amended and Restated (Filed With SEC on November 2, 2012)

WADDELL & REED FINANCIAL, INC. 1998 NON-EMPLOYEE DIRECTOR STOCK AWARD PLAN As Amended and Restated (Filed With SEC on November 2, 2012)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on November 2, 2012)

WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated (Filed With SEC on February 29, 2012)

INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on February 29, 2012)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 29, 2012)

WRIMCO\IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS LARGE CAP GROWTH TEAM Arrangements effective as of 07/01/2004 (Filed With SEC on February 29, 2012)

Portion of Aggregate Incentive Plan Award (Filed With SEC on February 16, 2012)

REVENUE SHARING FOR FLOW ACCOUNTS PORTFOLIO MANAGERS October 26, 2007 Revised November 14, 2008 Revised November 4, 2010 Revised February 19, 2011 (Filed With SEC on February 25, 2011)

WRIMCO/IICO INSTITUTIONAL REVENUE SHARING SCHEDULE PORTFOLIO MANAGERS (Filed With SEC on February 25, 2011)

Portion of Aggregate Incentive Plan Award (Filed With SEC on February 25, 2011)

ACCOUNTING SERVICES AGREEMENT (Filed With SEC on February 26, 2010)

ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENT (Filed With SEC on February 26, 2010)

ACCOUNTING SERVICES AGREEMENT (Filed With SEC on February 26, 2010)

INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)

INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)

INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)

INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)

INVESTMENT MANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)

INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)

SHAREHOLDER SERVICING AGREEMENT (Filed With SEC on February 26, 2010)

SHAREHOLDER SERVICINGAGREEMENT (Filed With SEC on February 26, 2010)

UNDERWRITING AGREEMENT (Filed With SEC on February 26, 2010)

UNDERWRITINGAGREEMENT (Filed With SEC on February 26, 2010)

DISTRIBUTIONAGREEMENT (Filed With SEC on February 26, 2010)

DISTRIBUTION AND SERVICE PLAN FOR CLASS A SHARES Effective January 30, 2009 (Filed With SEC on February 26, 2010)

DISTRIBUTION AND SERVICE PLAN FOR CLASS B SHARES Effective January 30, 2009 (Filed With SEC on February 26, 2010)

DISTRIBUTION AND SERVICE PLAN FOR CLASS C SHARES Effective January 30, 2009 (Filed With SEC on February 26, 2010)

IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, and CLASS YSHARES (Filed With SEC on February 26, 2010)

IVY FUNDS DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS Rand CLASS Y SHARES (Amended Plan Adopted on November 14, 2007) (Filed With SEC on February 26, 2010)

IVY FUNDS, INC. DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS RAND CLASS Y SHARES (Filed With SEC on February 26, 2010)

IVY FUNDS VARIABLE INSURANCE PORTFOLIOS SERVICE PLAN Effective April 30, 2009 (Filed With SEC on February 26, 2010)

SECOND AMENDMENT TO THE CHANGE IN CONTROL EMPLOYMENT AGREEMENT (Filed With SEC on February 26, 2010)

Portion of Aggregate Incentive Plan Award (Filed With SEC on February 19, 2010)

INDEMNIFICATION AGREEMENT (Filed With SEC on November 16, 2009)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on April 29, 2009)

CERTIFICATE OF DESIGNATION,PREFERENCES AND RIGHTS OF SERIES B JUNIOR PARTICIPATING PREFERRED STOCK of WADDELL & REEDFINANCIAL, INC. Pursuant to Section 151 of the... (Filed With SEC on April 10, 2009)

WADDELL & REED FINANCIAL, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent RIGHTS AGREEMENT dated as of April 8, 2009 (Filed With SEC on April 10, 2009)

ADMNISTRATIVE SERVICES AGREEMENT (Filed With SEC on February 27, 2009)

WADDELL & REEDFINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated (Filed With SEC on February 27, 2009)

WADDELL & REED FINANCIAL, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN As Amended and Restated Effective as of January 1,2005 (Filed With SEC on February 27, 2009)

FIRSTAMENDMENT TO THE CHANGE IN CONTROL EMPLOYMENTAGREEMENT (Filed With SEC on February 27, 2009)

Summary of Compensation Arrangements With Executive Officers of theCompany (Filed With SEC on February 27, 2009)

Summary ofBoard of Director Compensation Effective January 1, 2009 (Filed With SEC on February 27, 2009)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 27, 2009)

Awardee (Filed With SEC on February 19, 2009)

WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2008 (Filed With SEC on April 11, 2008)

Target Funds Participation Agreement (Excludes Products Sold Through W&R DistributionSystem) (Filed With SEC on February 29, 2008)

ACCOUNTINGSERVICES AGREEMENT (Filed With SEC on February 29, 2008)

INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 29, 2008)

SHAREHOLDER SERVICING AGREEMENT (Filed With SEC on February 29, 2008)

AMENDMENTTO PRINCIPAL UNDERWRITING AGREEMENT (Filed With SEC on February 29, 2008)

DISTRIBUTIONAGREEMENT (Filed With SEC on February 29, 2008)

IVY FUNDS, INC. DISTRIBUTION AND SERVICE PLAN FOR CLASS A, CLASS B, CLASS C, CLASS E, CLASS RAND CLASS Y SHARES (Filed With SEC on February 29, 2008)

W&RTARGET FUNDS, INC. SERVICEPLAN Adopted August 21,1998, Revised May 16, 2001 (Filed With SEC on February 29, 2008)

Summaryof Compensation Arrangements With Executive Officers of the Company (Filed With SEC on February 29, 2008)

Summaryof Board of Director Compensation Effective January 1, 2008 (Filed With SEC on February 29, 2008)

WADDELL & REED FINANCIAL, INC. NON-QUALIFIEDSTOCK OPTION GRANT AGREEMENT (Filed With SEC on February 29, 2008)

FIRSTAMENDMENT TO THE WADDELL & REED FINANCIAL, INC. NON-QUALIFIED STOCK OPTION GRANT AGREEMENT (Filed With SEC on February 29, 2008)

Awardee Portion of Aggregate Incentive Plan Award Henry J. Herrmann 32% Michael L. Avery 17% Thomas W. Butch 15% Daniel P. Connealy 9% Daniel C. Schulte 9% Michael D. Strohm 9%... (Filed With SEC on February 25, 2008)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on October 23, 2007)

WADDELL & REEDFINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on October 23, 2007)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on October 23, 2007)

WADDELL & REEDFINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on October 23, 2007)

WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated (Filed With SEC on July 24, 2007)

FIRST AMENDMENT TO THE WADDELL & REED FINANCIAL,INC. 1998 STOCK INCENTIVE PLAN, ASAMENDED AND RESTATED (Filed With SEC on April 16, 2007)

Summary of Compensation Arrangements With Executive Officers of theCompany (Filed With SEC on March 1, 2007)

Summary of Board ofDirector Compensation Effective January 1, 2007 (Filed With SEC on March 1, 2007)

Awardee (Filed With SEC on February 26, 2007)

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGECOMMISSION (Filed With SEC on July 24, 2006)

In the Matter of (Filed With SEC on July 24, 2006)

BEFORE THE SECURITIES COMMISSIONER OF THE STATE OF KANSAS (Filed With SEC on July 24, 2006)

WADDELL & REED FINANCIAL, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN As Amended and Restated Effective as ofJanuary 1, 2005 (Filed With SEC on March 1, 2006)

WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2006 (Filed With SEC on March 1, 2006)

FIRST AMENDMENT (Filed With SEC on March 1, 2006)

Summary ofCompensation Arrangements With Executive Officers of the Company (Filed With SEC on March 1, 2006)

Awardee Portion of Aggregate Incentive Plan Award Henry J. Herrmann 30 % Michael L. Avery 15 % Thomas W. Butch 15 % Daniel P. Connealy 10 % Daniel C. Schulte 10 % Michael D.... (Filed With SEC on February 28, 2006)

WADDELL &REED FINANCIAL, INC. (a Delawarecorporation) $200,000,000 5.60% Notesdue 2011 UNDERWRITINGAGREEMENT (Filed With SEC on January 13, 2006)

WADDELL &REED FINANCIAL, INC. (a Delawarecorporation) $200,000,000 5.60% Notesdue 2011 SECONDSUPPLEMENTAL INDENTURE Dated as of January 13,2006 J. P. MORGANTRUST COMPANY, NATIONAL... (Filed With SEC on January 13, 2006)

Summary of Board of Director Compensation Effective January 1,2006 (Filed With SEC on December 9, 2005)

WADDELL & REEDFINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated (Filed With SEC on November 1, 2005)

WADDELL & REED FINANCIAL, INC. 1998 EXECUTIVE STOCK AWARD PLAN As Amended and Restated (Filed With SEC on November 1, 2005)

WADDELL& REED FINANCIAL, INC. 1998NON-EMPLOYEE DIRECTOR STOCK AWARD PLAN AsAmended and Restated (Filed With SEC on November 1, 2005)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on November 1, 2005)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARDAGREEMENT (Filed With SEC on November 1, 2005)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on November 1, 2005)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARDAGREEMENT (Filed With SEC on November 1, 2005)

CREDITAGREEMENT dated as of October 7,2005 among WADDELL &REED FINANCIAL, INC., The LendersParty Hereto, and JPMORGAN CHASEBANK, as Administrative Agent BANK OFAMERICA, N.A., as... (Filed With SEC on October 11, 2005)

Re: Interest Rate Swap Transaction Reference ID:S53278 (Previously S53252) (Filed With SEC on August 11, 2005)

Interest Rate Swap Transaction (Filed With SEC on August 3, 2005)

CONSULTINGAGREEMENT (Filed With SEC on May 27, 2005)

MUTUAL RELEASE RECITALS (Filed With SEC on May 27, 2005)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on March 7, 2005)

Summary of Annual Non-Employee Director Compensation; Effective January1, 2005 (Filed With SEC on March 7, 2005)

WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARDAGREEMENT (Filed With SEC on March 7, 2005)

FOURTH AMENDMENT TO THE WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN (Filed With SEC on October 28, 2004)

FOURTH AMENDMENT TO THE WADDELL & REED FINANCIAL, INC. 1998 EXECUTIVE DEFERRED COMPENSATION STOCK AWARD PLAN (Filed With SEC on October 28, 2004)

THIRD AMENDMENT TO THE WADDELL & REED FINANCIAL, INC. 1998 NON-EMPLOYEE DIRECTOR STOCK AWARD PLAN (Filed With SEC on October 28, 2004)

WADDELL & REED FINANCIAL INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (Filed With SEC on July 29, 2004)

WADDELL & REEDFINANCIAL, INC. 2003EXECUTIVE INCENTIVE PLAN As Amended and Restated EffectiveJuly 14, 2004 (Filed With SEC on July 29, 2004)

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Waddell & Reed Financial, Inc. Contracts & Agreements