Virtu Financial, Inc. Contracts & Agreements
127 Contracts & Agreements
- Business Finance (36 contracts)
- Business Formation (6)
- Business Operations (4)
- Human Resources (67)
- Mergers & Acquisitions (10)
- Uncategorized (4)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Filed With SEC on April 28, 2023)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Filed With SEC on April 28, 2023)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Filed With SEC on April 28, 2023)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Filed With SEC on April 28, 2023)
- Virtu Financial, Inc. Amended and Restated Employment Agreement, dated as of December 1, 2022, by and between Virtu Financial Operating LLC and Joseph Molluso (Filed With SEC on February 17, 2023)
- Virtu Financial, Inc. Amended and Restated Employment Agreement, dated as of December 1, 2022, by and between Virtu Financial Operating LLC and Brett Fairclough (Filed With SEC on February 17, 2023)
- Virtu Financial, Inc. Amended and Restated Employment Agreement, dated as of December 1, 2022, by and between Virtu Financial Operating LLC and Stephen Cavoli (Filed With SEC on February 17, 2023)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Amendment No. 1 dated as of December 1, 2022 to Restricted Stock Unit Award Agreement dated as of March... (Filed With SEC on February 17, 2023)
- Virtu Financial, Inc (Filed With SEC on August 2, 2022)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan (Filed With SEC on May 3, 2022)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of January 24, 2020, by and... (Filed With SEC on February 18, 2022)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of January 24, 2020, by and... (Filed With SEC on February 18, 2022)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of January 24, 2020, by and... (Filed With SEC on February 18, 2022)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Award Agreement, dated as of February 26, 2021, by and between Virtu Financial,... (Filed With SEC on August 4, 2021)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Form Employee Restricted Stock Unit and Common Stock Award Agreement (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Common Stock Award Agreement, dated as of February 1, 2021, by and between Virtu Financial, Inc. and... (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Restricted Stock Unit and Common Stock Award Agreement, dated as of February 1, 2021, by and between... (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Restricted Stock Unit Award Agreement, dated as of June 22, 2020, by and between Virtu Financial, Inc.... (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Restricted Stock Award Award Agreement, dated as of June 22, 2020, by and between Virtu Financial, Inc.... (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Restricted Stock Unit and Common Stock Award Agreement, dated as of February 1, 2021, by and between... (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Restricted Stock Unit and Common Stock Award Agreement, dated as of February 1, 2021, by and between... (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Restricted Stock Unit and Common Stock Award Agreement, dated as of February 1, 2021, by and between... (Filed With SEC on February 25, 2021)
- Virtu Financial, Inc. Deferred Compensation Plan (Filed With SEC on February 25, 2021)
- Employment Agreement, dated as of August 7, 2020, by and between Virtu Financial Operating LLC and Sean Galvin (Filed With SEC on November 6, 2020)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of August 12, 2020, by and... (Filed With SEC on November 6, 2020)
- Description of the Capital Stock (Filed With SEC on February 28, 2020)
- Amended and Restated Employment Agreement, dated as of February 26, 2020, by and between Virtu Financial, Inc. and Mr. Brett Fairclough (Filed With SEC on February 28, 2020)
- Amended and Restated Employment Agreement, dated as of February 26, 2020, by and between Virtu Financial, Inc. and Mr. Stephen Cavoli (Filed With SEC on February 28, 2020)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Employee Restricted Stock Award Agreement, dated as of February 27, 2020, by and between Virtu Financial,... (Filed With SEC on February 28, 2020)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Employee Restricted Stock Award Agreement, dated as of February 27, 2020, by and between Virtu Financial,... (Filed With SEC on February 28, 2020)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Employee Restricted Stock Award Agreement, dated as of February 27, 2020, by and between Virtu Financial,... (Filed With SEC on February 28, 2020)
- Separation Agreement by and between Joseph Molluso and Virtu Financial Operating LLC and Virtu Financial, Inc., dated as of September 3, 2019 (Filed With SEC on February 28, 2020)
- Employment Agreement, dated as of April 17, 2019, by and between Virtu Financial Operating LLC and Brett Fairclough (Filed With SEC on November 8, 2019)
- Letter agreements dated April 17, 2019, July 3, 2019 and September 3, 2019 between Virtu Financial Operating LLC and Brett Fairclough (Filed With SEC on November 8, 2019)
- Employment Agreement, dated as of August 31, 2019, by and between Virtu Financial Operating LLC and Alex Ioffe (Filed With SEC on November 8, 2019)
- Employment Agreement, dated as of March 25, 2011, by and between Virtu Financial Operating LLC and Hyungtaek (Henry) Kim (Filed With SEC on November 8, 2019)
- Letter Agreement, dated as of August 15, 2019, between Virtu Financial Operating LLC and Hyungtaek (Henry) Kim (Filed With SEC on November 8, 2019)
- Virtu Financial, Inc. 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of December 31, 2016, by and between Virtu... (Filed With SEC on November 8, 2019)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of January 23, 2018, by and... (Filed With SEC on November 8, 2019)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of January 23, 2019, by and... (Filed With SEC on November 8, 2019)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Agreement, dated as of October 2, 2019, by and between Virtu Financial,... (Filed With SEC on November 8, 2019)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of December 31, 2016, by and... (Filed With SEC on November 8, 2019)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Agreement, dated as of April 22, 2019, by and between Virtu Financial,... (Filed With SEC on November 8, 2019)
- Underwriting Agreement, dated May 14, 2019, by and among Virtu Financial, Inc., Virtu Financial LLC and the Underwriters (Filed With SEC on May 17, 2019)
- Purchase Agreement, dated May 14, 2019, by and among Virtu Financial, Inc. and TJMT Holdings LLC (Filed With SEC on May 17, 2019)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Agreement, dated as of March 21, 2018, by and between Virtu Financial,... (Filed With SEC on November 8, 2018)
- Agreement and Plan of Merger, dated November 6, 2018, by and among Virtu Financial, Inc., Impala Merger Sub, Inc. and Investment Technology Group, Inc (Filed With SEC on November 8, 2018)
- Employment Agreement, dated as of June 24, 2015, by and between Stephen Cavoli and Virtu Financial Operating LLC (Filed With SEC on August 6, 2018)
- Virtu Financial, Inc. 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of August 24, 2015, by and between Virtu Financial, Inc. and Stephen... (Filed With SEC on August 6, 2018)
- Virtu Financial, Inc. 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of December 31, 2016, by and between Virtu... (Filed With SEC on August 6, 2018)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Agreement, dated as of March 21, 2018, by and between Virtu Financial,... (Filed With SEC on August 6, 2018)
- Underwriting Agreement, dated May 10, 2018, by and among Virtu Financial, Inc., Virtu Financial LLC, the selling stockholders party thereto and the Underwriters (Filed With SEC on May 15, 2018)
- Amendment No. 1 to the Amended and Restated Registration Rights Agreement, dated May 10, 2018, by and among Virtu Financial, Inc., TJMT Holdings LLC, North Island Holdings I, LP,... (Filed With SEC on May 15, 2018)
- Purchase Agreement, dated May 10, 2018, by and among Virtu Financial, Inc. and TJMT Holdings LLC (Filed With SEC on May 15, 2018)
- Employment Agreement, dated as of June 24, 2015, by and between Stephen Cavoli and Virtu Financial Operating LLC (Filed With SEC on May 7, 2018)
- Virtu Financial, Inc. 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of August 24, 2015, by and between Virtu Financial, Inc. and Stephen... (Filed With SEC on May 7, 2018)
- Virtu Financial, Inc. 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of December 31, 2016, by and between Virtu... (Filed With SEC on May 7, 2018)
- Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Agreement, dated as of March 21, 2018, by and between Virtu Financial,... (Filed With SEC on May 7, 2018)
- Virtu Financial, Inc. 2015 Amended and Restated Management Incentive Plan Employee Restricted Stock Award Agreement, dated as of February 2, 2018, by and between Virtu Financial,... (Filed With SEC on March 13, 2018)
- INVESTMENT AGREEMENT dated as of April 20, 2017 by and between Virtu Financial, Inc. and Aranda Investments Pte. Ltd. (Filed With SEC on May 10, 2017)
- INVESTMENT AGREEMENT dated as of April 20, 2017 by and between Virtu Financial, Inc. and North Island Holdings I, LP (Filed With SEC on May 10, 2017)
- STOCKHOLDERS AGREEMENT by and among TJMT HOLDINGS LLC (f/k/a Virtu Holdings LLC), NORTH ISLAND HOLDINGS I, LP, HAVELOCK FUND INVESTMENTS PTE LTD, ARANDA INVESTMENTS PTE. LTD. and... (Filed With SEC on May 10, 2017)
- AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 10, 2017)
- AGREEMENT AND PLAN OF MERGER by and among VIRTU FINANCIAL, INC., ORCHESTRA MERGER SUB, INC. and KCG HOLDINGS, INC. Dated as of April 20, 2017 (Filed With SEC on April 21, 2017)
- VOTING AGREEMENT (Filed With SEC on April 21, 2017)
- Virtu Financial, Inc. Class A Common Stock, Par Value $0.00001 Underwriting Agreement (Filed With SEC on September 27, 2016)
- Virtu Financial, Inc. Class A Common Stock, Par Value $0.00001 Underwriting Agreement (Filed With SEC on November 12, 2015)
- Virtu Financial, Inc. Class A Common Stock, Par Value $0.00001 Underwriting Agreement (Filed With SEC on May 29, 2015)
- REORGANIZATION AGREEMENT Dated as of April 15, 2015 (Filed With SEC on May 29, 2015)
- AGREEMENT AND PLAN OF MERGER (Filed With SEC on May 29, 2015)
- AGREEMENT AND PLAN OF MERGER (Filed With SEC on May 29, 2015)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 6, 2015)
- TAX RECEIVABLE AGREEMENT (non-SLP EXCHANGES) among VIRTU FINANCIAL, INC., and THE PERSONS NAMED HEREIN Dated as of [ ], 2015 (Filed With SEC on April 6, 2015)
- TAX RECEIVABLE AGREEMENT (MERGERS) among VIRTU FINANCIAL, INC., SLP III EW FEEDER I, L.P. and HAVELOCK FUND INVESTMENTS PTE LTD. Dated as of [ ], 2015 (Filed With SEC on April 6, 2015)
- TAX RECEIVABLE AGREEMENT (SLP EXCHANGES) among VIRTU FINANCIAL, INC., and THE PERSONS NAMED HEREIN Dated as of [ ], 2015 (Filed With SEC on April 6, 2015)
- Virtu Financial, Inc. 2015 Management Incentive Plan (Filed With SEC on April 6, 2015)
- PURCHASE AGREEMENT (Filed With SEC on April 6, 2015)
- Virtu Financial, Inc. Class A Common Stock, Par Value $0.00001 Underwriting Agreement (Filed With SEC on March 23, 2015)
- REORGANIZATION AGREEMENT Dated as of [ ], 2015 (Filed With SEC on March 23, 2015)
- TAX RECEIVABLE AGREEMENT (non-SLP EXCHANGES) among VIRTU FINANCIAL, INC., and THE PERSONS NAMED HEREIN Dated as of [ ], 2015 (Filed With SEC on March 23, 2015)
- TAX RECEIVABLE AGREEMENT (MERGERS) among VIRTU FINANCIAL, INC., SLP III EW FEEDER I, L.P. and HAVELOCK FUND INVESTMENTS PTE LTD. Dated as of [ ], 2015 (Filed With SEC on March 23, 2015)
- TAX RECEIVABLE AGREEMENT (SLP EXCHANGES) among VIRTU FINANCIAL, INC., and THE PERSONS NAMED HEREIN Dated as of [ ], 2015 (Filed With SEC on March 23, 2015)
- THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of VIRTU FINANCIAL LLC Dated as of [ ], 2015 (Filed With SEC on March 23, 2015)
- AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of VIRTU EMPLOYEE HOLDCO LLC Dated as of [ ], 2015 (Filed With SEC on March 23, 2015)
- Virtu Financial, Inc. 2015 Management Incentive Plan (Filed With SEC on March 23, 2015)
- VIRTU FINANCIAL, INC. 2015 MANAGEMENT INCENTIVE PLAN NON-EMPLOYEE DIRECTOR RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on March 23, 2015)
- [UNIT VESTING,] EQUITY RETENTION AND RESTRICTIVE COVENANT AGREEMENT , 2015 (Filed With SEC on March 23, 2015)
- UNIT VESTING, EQUITY RETENTION AND RESTRICTIVE COVENANT AGREEMENT , 2015 (Filed With SEC on March 23, 2015)
- Virtu Financial, Inc. Class A Common Stock, Par Value $0.00001 Underwriting Agreement (Filed With SEC on February 20, 2015)
- REORGANIZATION AGREEMENT Dated as of [ ], 2015 (Filed With SEC on February 20, 2015)
- AGREEMENT AND PLAN OF MERGER (Filed With SEC on February 20, 2015)
- AGREEMENT AND PLAN OF MERGER (Filed With SEC on February 20, 2015)
- INDEMNIFICATION AGREEMENT by and between VIRTU FINANCIAL, INC. and [ ] as Indemnitee Dated as of 2015 (Filed With SEC on February 20, 2015)
- STOCKHOLDERS AGREEMENT by and among VIRTU FINANCIAL, INC., VINCENT VIOLA, THE VIOLA STOCKHOLDERS NAMED THEREIN AND THE SILVER LAKE PARTIES NAMED HEREIN Dated as of [ ], 2015 (Filed With SEC on February 20, 2015)
- EXCHANGE AGREEMENT (Filed With SEC on February 20, 2015)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 20, 2015)
- TAX RECEIVABLE AGREEMENT (non-SLP EXCHANGES) among VIRTU FINANCIAL, INC., and THE PERSONS NAMED HEREIN Dated as of [ ], 2015 (Filed With SEC on February 20, 2015)
- TAX RECEIVABLE AGREEMENT (MERGERS) among VIRTU FINANCIAL, INC., SLP III EW FEEDER I, L.P. and HAVELOCK FUND INVESTMENTS PTE LTD. Dated as of [ ], 2015 (Filed With SEC on February 20, 2015)
- TAX RECEIVABLE AGREEMENT (SLP EXCHANGES) among VIRTU FINANCIAL, INC., and THE PERSONS NAMED HEREIN Dated as of [ ], 2015 (Filed With SEC on February 20, 2015)
- THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of VIRTU FINANCIAL LLC Dated as of [ ], 2015 (Filed With SEC on February 20, 2015)
- AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of VIRTU EMPLOYEE HOLDCO LLC Dated as of [ ], 2015 (Filed With SEC on February 20, 2015)
- AMENDED AND RESTATED VIRTU FINANCIAL LLC MANAGEMENT INCENTIVE PLAN (Filed With SEC on February 20, 2015)
- Virtu Financial, Inc. 2015 Management Incentive Plan (Filed With SEC on February 20, 2015)
- VIRTU FINANCIAL, INC. 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE NONQUALIFIED OPTION AWARD AGREEMENT (Filed With SEC on February 20, 2015)
- VIRTU FINANCIAL, INC. 2015 MANAGEMENT INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on February 20, 2015)
- [UNIT VESTING,] EQUITY RETENTION AND RESTRICTIVE COVENANT AGREEMENT , 2015 (Filed With SEC on February 20, 2015)
- UNIT VESTING, EQUITY RETENTION AND RESTRICTIVE COVENANT AGREEMENT , 2015 (Filed With SEC on February 20, 2015)
- PURCHASE AGREEMENT (Filed With SEC on February 20, 2015)
- PURCHASE AGREEMENT (Filed With SEC on February 20, 2015)
- Virtu Financial, Inc. Class A Common Stock, Par Value $0.00001 Underwriting Agreement (Filed With SEC on March 27, 2014)
- AGREEMENT AND PLAN OF MERGER (Filed With SEC on March 27, 2014)
- STOCKHOLDERS AGREEMENT by and among VIRTU FINANCIAL, INC., VINCENT VIOLA, THE VIOLA STOCKHOLDERS NAMED THEREIN AND THE SILVER LAKE PARTIES NAMED HEREIN Dated as of [ ], 2014 (Filed With SEC on March 27, 2014)
- EXCHANGE AGREEMENT (Filed With SEC on March 27, 2014)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 27, 2014)
- SECOND AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of VIRTU FINANCIAL LLC Dated as of [ ], 2014 (Filed With SEC on March 27, 2014)
- AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of VIRTU EMPLOYEE HOLDCO LLC Dated as of [ ], 2014 (Filed With SEC on March 27, 2014)
- CLASS C COMMON STOCK SUBSCRIPTION AGREEMENT (Filed With SEC on March 27, 2014)
- CLASS D COMMON STOCK SUBSCRIPTION AGREEMENT (Filed With SEC on March 27, 2014)
- AMENDED AND RESTATED VIRTU FINANCIAL LLC MANAGEMENT INCENTIVE PLAN (Filed With SEC on March 27, 2014)
- Virtu Financial, Inc. 2014 Management Incentive Plan (Filed With SEC on March 27, 2014)
- VIRTU FINANCIAL, INC. 2014 MANAGEMENT INCENTIVE PLAN EMPLOYEE NONQUALIFIED OPTION AWARD AGREEMENT (Filed With SEC on March 27, 2014)
- [UNIT VESTING,] (1) EQUITY RETENTION AND RESTRICTIVE COVENANT AGREEMENT , 2014 (Filed With SEC on March 27, 2014)
- UNIT VESTING, EQUITY RETENTION AND RESTRICTIVE COVENANT AGREEMENT , 2014 (Filed With SEC on March 27, 2014)
- PURCHASE AGREEMENT (Filed With SEC on March 27, 2014)
- PURCHASE AGREEMENT (Filed With SEC on March 27, 2014)
- PROPRIETARY INVENTION ASSIGNMENT, NONCOMPETITION AND CONFIDENTIALITY AGREEMENT (Filed With SEC on March 27, 2014)
- EMPLOYMENT AGREEMENT (Filed With SEC on March 27, 2014)