PROSPECT CAPITAL CORP Contracts & Agreements

65 Contracts & Agreements
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Amendment No.1 to the Amended and Restated Custody Agreement, dated May 6, 2025, by and between the Company and U.S. Bank Trust Company, National Association
PROSPECT CAPITAL CORP
Capital Markets
2025
Amendment No. 6 to Amended and Restated Dealer Manager Agreement, dated December 27, 2024, between the Company and Preferred Capital Securities, LLC
PROSPECT CAPITAL CORP
Capital Markets
NY
2024
Opinion of Venable LLP as to the validity of shares of Preferred Stock
Stock Agreements
PROSPECT CAPITAL CORP
Capital Markets
2024
Description of Securities
PROSPECT CAPITAL CORP
Capital Markets
2024
Second Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated June 28, 2024
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
2024
Amendment No. 4 to Amended and Restated Dealer Manager Agreement, dated December 29, 2023, between the Company and Preferred Capital Securities, LLC
PROSPECT CAPITAL CORP
Capital Markets
NY
2023
Description of Securities
PROSPECT CAPITAL CORP
Capital Markets
2023
Amendment No. 3 to Amended and Restated Dealer Manager Agreement, dated February 10, 2023, between the Company, Preferred Capital Securities, LLC
PROSPECT CAPITAL CORP
Capital Markets
2023
Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, by and among the Company, Prospect Capital Management L.P., Prospect Administration LLC,...
Management Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, between the Company, Preferred Capital Securities, LLC
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
First Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated September 7, 2022, among Prospect Capital Funding LLC, Prospect Capital Corporation, the...
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Description of Securities
PROSPECT CAPITAL CORP
Capital Markets
2022
Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated as of June 9, 2022, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC
PROSPECT CAPITAL CORP
Capital Markets
2022
Amended and Restated Dealer Manager Agreement, dated February 18, 2022, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and...
Management Agreements
PROSPECT CAPITAL CORP
Capital Markets
IL
2022
Form of Subscription Agreement
Subscription Agreements
PROSPECT CAPITAL CORP
Capital Markets
2022
Escrow Agreement, by and between Prospect Capital Corporation and UMB Bank, National Association
Escrow Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Supplemental Indenture, dated as of September 30, 2021, by and between Prospect Capital Corporation and U.S. Bank National Association, as Trustee
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement, dated September 23, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and RBC Capital...
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Description of Securities
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement, dated July 12, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Morgan Stanley & Co....
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Supplemental Indenture, dated as of May 27, 2021, by and between Prospect Capital Corporation and U.S. Bank National Association, as Trustee
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement, dated May 20, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and RBC Capital Markets, LLC,...
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement, dated May 19, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and UBS Securities LLC
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Seventh Amended and Restated Loan and Servicing Agreement, dated April 27, 2021, among Prospect Capital Funding LLC, Prospect Capital Corporation, the lenders from time to time...
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Amended and Restated Dealer Manager Agreement, dated as of February 25, 2021, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement, dated February 17, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Goldman Sachs & Co....
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement, dated February 12, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Goldman Sachs & Co....
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Supplemental Indenture, dated as of January 22, 2021, by and between Prospect Capital Corporation and U.S. Bank National Association, as Trustee
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement, dated January 14, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Barclays Capital...
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Dealer Manager Agreement, dated October 30, 2020, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, Incapital LLC and the Agents named...
Management Agreements
PROSPECT CAPITAL CORP
Capital Markets
IL
2020
Description of Securities
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Dealer Manager Agreement, dated as of August 3, 2020, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Form of Subscription Agreement
Subscription Agreements
PROSPECT CAPITAL CORP
Capital Markets
2020
Escrow Agreement, by and between Preferred Capital Securities, LLC, Prospect Capital Corporation and UMB Bank, National Association
Escrow Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Equity distribution agreement, dated June 12, 2020
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Equity distribution agreement, dated June 12, 2020
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Equity distribution agreement, dated June 12, 2020
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
First Amendment to the Sixth Amended and Restated Loan and Servicing Agreement
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
2019
Sixth Amended and Restated Loan and Servicing Agreement, dated August 1, 2018, among Prospect Capital Funding LLC, Prospect Capital Corporation, the lenders from time to time...
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2018
Form of Global Note of 4.95% Convertible Notes due 2022
Note Agreements
PROSPECT CAPITAL CORP
Capital Markets
2018
Underwriting Agreement, dated May 15, 2018, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC and Goldman Sachs & Co. LLC
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2018
PROSPECT CAPITAL CORPORATION $225,000,000 4.95% Convertible Notes due 2022 UNDERWRITING AGREEMENT
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2017
PROSPECT CAPITAL CORPORATION, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of April 11, 2017 4.95% CONVERTIBLE NOTES DUE 2022
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2017
_____________________ CUSTODY AGREEMENT _____________________ dated as of May 9, 2014 by and between PROSPECT CAPITAL CORPORATION (Company) and CUSTOMERS BANK (Custodian) TABLE OF...
PROSPECT CAPITAL CORP
Capital Markets
NY
2014
_____________________ CUSTODY AGREEMENT _____________________ dated as of May 9, 2014 by and between PROSPECT CAPITAL CORPORATION (Company) and PEAPACK-GLADSTONE BANK (Custodian)...
PROSPECT CAPITAL CORP
Capital Markets
NJ
2014
PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of April11, 2014 4.75% SENIOR CONVERTIBLE NOTES DUE 2020...
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2014
CUSTODY AGREEMENT dated as of April 24, 2013 by and between PROSPECT CAPITAL CORPORATION (Company) and ISRAEL DISCOUNT BANK OF NEW YORK LTD. (Custodian)
PROSPECT CAPITAL CORP
Capital Markets
NY
2013
_____________________ CUSTODY AGREEMENT _____________________ dated as of January 23, 2013 by and between PROSPECT CAPITAL CORPORATION (Company) and U.S. BANK NATIONAL ASSOCIATION...
PROSPECT CAPITAL CORP
Capital Markets
NY
2013
SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and U.S. BANK NATIONAL ASSOCIATION as Trustee Dated as of March 15, 2013
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2013
PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of December 21, 2012 5.875% SENIOR CONVERTIBLE NOTES DUE...
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of August 14, 2012 5.75% SENIOR CONVERTIBLE NOTES DUE 2018
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and U.S. BANK NATIONAL ASSOCIATION as Trustee Dated as of May 1, 2012
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of April 16, 2012 5.375% SENIOR CONVERTIBLE NOTES DUE 2017
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
$130,000,000 PROSPECT CAPITAL CORPORATION 5.375% Senior Convertible Notes Due 2017 PURCHASE AGREEMENT
Note Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
MASTER PURCHASE AND SALE AND CONTRIBUTION AGREEMENT dated as of March 19, 2012 by and among PROSPECT CAPITAL CORPORATION, THE PURCHASER LLCS, FIRST TOWER CORP., and THE...
Purchase Agreements
PROSPECT CAPITAL CORP
Capital Markets
MD
2012
$150,000,000
PROSPECT CAPITAL CORP
Capital Markets
NY
2011
PROSPECT CAPITAL CORPORATION,
PROSPECT CAPITAL CORP
Capital Markets
NY
2011
$150,000,000
PROSPECT CAPITAL CORP
Capital Markets
NY
2010
PROSPECT CAPITAL CORPORATION, as Issuer, and
PROSPECT CAPITAL CORP
Capital Markets
NY
2010
Registration Rights Agreement, dated as of September 21, 2009, among Prospect Capital Corporation and the purchasers named therein
Registration Rights Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2009
Stock Purchase Agreement, dated as of September 21, 2009, among Prospect Capital Corporation and the purchasers named therein
Stock Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2009
Registration Rights Agreement, dated as of August 17, 2009, among Prospect Capital Corporation and the purchasers named therein
Registration Rights Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2009
Stock Purchase Agreement, dated as of August 17, 2009, among Prospect Capital Corporation and the purchasers named therein
Stock Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2009
Agreement and Plan of Merger by and between Patriot Capital Funding, Inc. and Prospect Capital Corporation, dated as of August 3, 2009
Merger Agreements
PROSPECT CAPITAL CORP
Capital Markets
DE
2009
FIRST AMENDMENT
PROSPECT CAPITAL CORP
Capital Markets
NY
2008