PROSPECT CAPITAL CORP Contracts & Agreements

Opinion of Venable LLP as to the validity of shares of Preferred Stock (Filed With SEC on October 17, 2024)

Description of Securities (Filed With SEC on August 28, 2024)

Second Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated June 28, 2024 (Filed With SEC on July 3, 2024)

Amendment No. 4 to Amended and Restated Dealer Manager Agreement, dated December 29, 2023, between the Company and Preferred Capital Securities, LLC (Filed With SEC on December 29, 2023)

Description of Securities (Filed With SEC on September 8, 2023)

Amendment No. 3 to Amended and Restated Dealer Manager Agreement, dated February 10, 2023, between the Company, Preferred Capital Securities, LLC (Filed With SEC on February 13, 2023)

Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, by and among the Company, Prospect Capital Management L.P., Prospect Administration LLC,... (Filed With SEC on October 12, 2022)

Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated October 7, 2022, between the Company, Preferred Capital Securities, LLC (Filed With SEC on October 12, 2022)

First Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated September 7, 2022, among Prospect Capital Funding LLC, Prospect Capital Corporation, the... (Filed With SEC on September 7, 2022)

Description of Securities (Filed With SEC on September 6, 2022)

Amendment No. 1 to Amended and Restated Dealer Manager Agreement, dated as of June 9, 2022, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC (Filed With SEC on June 9, 2022)

Amended and Restated Dealer Manager Agreement, dated February 18, 2022, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, InspereX LLC and... (Filed With SEC on February 23, 2022)

Form of Subscription Agreement (Filed With SEC on February 23, 2022)

Escrow Agreement, by and between Prospect Capital Corporation and UMB Bank, National Association (Filed With SEC on February 23, 2022)

Supplemental Indenture, dated as of September 30, 2021, by and between Prospect Capital Corporation and U.S. Bank National Association, as Trustee (Filed With SEC on September 30, 2021)

Underwriting Agreement, dated September 23, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and RBC Capital... (Filed With SEC on September 24, 2021)

Description of Securities (Filed With SEC on August 25, 2021)

Underwriting Agreement, dated July 12, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Morgan Stanley & Co.... (Filed With SEC on July 13, 2021)

Supplemental Indenture, dated as of May 27, 2021, by and between Prospect Capital Corporation and U.S. Bank National Association, as Trustee (Filed With SEC on May 27, 2021)

Underwriting Agreement, dated May 20, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and RBC Capital Markets, LLC,... (Filed With SEC on May 21, 2021)

Underwriting Agreement, dated May 19, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and UBS Securities LLC (Filed With SEC on May 20, 2021)

Seventh Amended and Restated Loan and Servicing Agreement, dated April 27, 2021, among Prospect Capital Funding LLC, Prospect Capital Corporation, the lenders from time to time... (Filed With SEC on May 3, 2021)

Amended and Restated Dealer Manager Agreement, dated as of February 25, 2021, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC (Filed With SEC on February 25, 2021)

Underwriting Agreement, dated February 17, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Goldman Sachs & Co.... (Filed With SEC on February 18, 2021)

Underwriting Agreement, dated February 12, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Goldman Sachs & Co.... (Filed With SEC on February 16, 2021)

Supplemental Indenture, dated as of January 22, 2021, by and between Prospect Capital Corporation and U.S. Bank National Association, as Trustee (Filed With SEC on January 22, 2021)

Underwriting Agreement, dated January 14, 2021, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Barclays Capital... (Filed With SEC on January 15, 2021)

Dealer Manager Agreement, dated October 30, 2020, by and among, the Company, Prospect Capital Management L.P., Prospect Administration LLC, Incapital LLC and the Agents named... (Filed With SEC on November 4, 2020)

Description of Securities (Filed With SEC on August 26, 2020)

Dealer Manager Agreement, dated as of August 3, 2020, by and between Prospect Capital Corporation and Preferred Capital Securities, LLC (Filed With SEC on August 5, 2020)

Form of Subscription Agreement (Filed With SEC on August 5, 2020)

Escrow Agreement, by and between Preferred Capital Securities, LLC, Prospect Capital Corporation and UMB Bank, National Association (Filed With SEC on August 5, 2020)

Equity distribution agreement, dated June 12, 2020 (Filed With SEC on June 15, 2020)

First Amendment to the Sixth Amended and Restated Loan and Servicing Agreement (Filed With SEC on September 11, 2019)

Sixth Amended and Restated Loan and Servicing Agreement, dated August 1, 2018, among Prospect Capital Funding LLC, Prospect Capital Corporation, the lenders from time to time... (Filed With SEC on August 6, 2018)

Underwriting Agreement, dated May 15, 2018, by and among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC and Goldman Sachs & Co. LLC (Filed With SEC on May 18, 2018)

Form of Global Note of 4.95% Convertible Notes due 2022 (Filed With SEC on May 18, 2018)

PROSPECT CAPITAL CORPORATION, as Issuer, and U.S. BANK NATIONAL ASSOCIATION, as Trustee SUPPLEMENTAL INDENTURE Dated as of April 11, 2017 4.95% CONVERTIBLE NOTES DUE 2022 (Filed With SEC on April 11, 2017)

PROSPECT CAPITAL CORPORATION $225,000,000 4.95% Convertible Notes due 2022 UNDERWRITING AGREEMENT (Filed With SEC on April 11, 2017)

_____________________ CUSTODY AGREEMENT _____________________ dated as of May 9, 2014 by and between PROSPECT CAPITAL CORPORATION (Company) and CUSTOMERS BANK (Custodian) TABLE OF... (Filed With SEC on August 25, 2014)

_____________________ CUSTODY AGREEMENT _____________________ dated as of May 9, 2014 by and between PROSPECT CAPITAL CORPORATION (Company) and PEAPACK-GLADSTONE BANK (Custodian)... (Filed With SEC on August 25, 2014)

PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of April11, 2014 4.75% SENIOR CONVERTIBLE NOTES DUE 2020... (Filed With SEC on April 16, 2014)

CUSTODY AGREEMENT dated as of April 24, 2013 by and between PROSPECT CAPITAL CORPORATION (Company) and ISRAEL DISCOUNT BANK OF NEW YORK LTD. (Custodian) (Filed With SEC on August 21, 2013)

_____________________ CUSTODY AGREEMENT _____________________ dated as of January 23, 2013 by and between PROSPECT CAPITAL CORPORATION (Company) and U.S. BANK NATIONAL ASSOCIATION... (Filed With SEC on May 6, 2013)

SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and U.S. BANK NATIONAL ASSOCIATION as Trustee Dated as of March 15, 2013 (Filed With SEC on March 15, 2013)

PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of December 21, 2012 5.875% SENIOR CONVERTIBLE NOTES DUE... (Filed With SEC on December 21, 2012)

PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of August 14, 2012 5.75% SENIOR CONVERTIBLE NOTES DUE 2018 (Filed With SEC on August 14, 2012)

SUPPLEMENTAL INDENTURE between PROSPECT CAPITAL CORPORATION and U.S. BANK NATIONAL ASSOCIATION as Trustee Dated as of May 1, 2012 (Filed With SEC on May 7, 2012)

$130,000,000 PROSPECT CAPITAL CORPORATION 5.375% Senior Convertible Notes Due 2017 PURCHASE AGREEMENT (Filed With SEC on April 16, 2012)

PROSPECT CAPITAL CORPORATION, as Issuer, and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee INDENTURE Dated as of April 16, 2012 5.375% SENIOR CONVERTIBLE NOTES DUE 2017 (Filed With SEC on April 16, 2012)

MASTER PURCHASE AND SALE AND CONTRIBUTION AGREEMENT dated as of March 19, 2012 by and among PROSPECT CAPITAL CORPORATION, THE PURCHASER LLCS, FIRST TOWER CORP., and THE... (Filed With SEC on March 21, 2012)

$150,000,000 (Filed With SEC on February 18, 2011)

PROSPECT CAPITAL CORPORATION, (Filed With SEC on February 18, 2011)

PROSPECT CAPITAL CORPORATION, as Issuer, and (Filed With SEC on December 21, 2010)

$150,000,000 (Filed With SEC on December 21, 2010)

Stock Purchase Agreement, dated as of September 21, 2009, among Prospect Capital Corporation and the purchasers named therein (Filed With SEC on September 24, 2009)

Registration Rights Agreement, dated as of September 21, 2009, among Prospect Capital Corporation and the purchasers named therein (Filed With SEC on September 24, 2009)

Stock Purchase Agreement, dated as of August 17, 2009, among Prospect Capital Corporation and the purchasers named therein (Filed With SEC on August 21, 2009)

Registration Rights Agreement, dated as of August 17, 2009, among Prospect Capital Corporation and the purchasers named therein (Filed With SEC on August 21, 2009)

Agreement and Plan of Merger by and between Patriot Capital Funding, Inc. and Prospect Capital Corporation, dated as of August 3, 2009 (Filed With SEC on August 5, 2009)

FIRST AMENDMENT (Filed With SEC on February 11, 2008)

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PROSPECT CAPITAL CORP Contracts & Agreements