Piper Jaffray Companies Contracts & Agreements

177 Contracts & Agreements
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Filed
Form of Performance Share Unit Agreement for 202
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
2025
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2025
Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association (as conformed through the
Piper Jaffray Companies
Capital Markets
2025
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 202
Piper Jaffray Companies
Capital Markets
2025
Amended and Restated Credit Agreement, dated
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2024
Form of Performance Share Unit Agreement for 202
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2024
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2024
Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2024
Eleventh Amendment to Amended and Restated Loan Agreement, dated December 8, 2023, by and between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2024
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 202
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2024
Letter Agreement, dated August 8, 2023, by and between Piper Sandler Companies and Katherine P. Clune
Piper Jaffray Companies
Capital Markets
MN
2023
First Amendment to Amended and Restated Credit Agreement, dated April 26, 2023, by and between Piper Sandler Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
Capital Markets
2023
Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (as amended and restated May 17, 2023)
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Form of Performance Share Unit Agreement for 2023 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2023
Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Amended and Restated Loan Agreement
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2023
Piper Sandler Companies Amended and Restated Mutual Fund Restricted Share Investment Plan, effective as of November 16, 2022
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2023 (related to performance in 2022) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Form of Non-Qualified Stock Option Agreement for 2023 Special Grant under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Termination Letter, dated April 18, 2022, by and between Piper Sandler Companies and Brian R. Sterling
Termination Agreements
Piper Jaffray Companies
Capital Markets
2022
Form of Performance Share Unit Agreement for 2022 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2022
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2022
Amended and Restated Loan Agreement dated December 28, 2012, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2022
Ninth Amendment to Amended and Restated Loan Agreement, dated December 10, 2021, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2022
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2022 (related to performance in 2021) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2022
Amendment Letter, dated January 10, 2022, by and between Piper Sandler Companies and Brian R. Sterling
Piper Jaffray Companies
Capital Markets
2022
Amendment Letter, dated March 10, 2021, by and between Piper Sandler Companies and Jonathan J. Doyle
Piper Jaffray Companies
Capital Markets
2021
Form of Performance Share Unit Agreement for 2021 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2021
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2021
Credit Agreement, dated December 20, 2019, by and between Piper Sandler Companies and U.S. Bank National Association, as conformed through the first amendment, dated January 15,...
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2021
Eighth Amendment to Amended and Restated Loan Agreement, dated December 11, 2020, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2021
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2021 (related to performance in 2020) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2021
Transition Services Agreement, dated December 31, 2020, by and between Piper Sandler & Co. and Brian R. Sterling
Transition Agreements
Piper Jaffray Companies
Capital Markets
NY
2021
Description of Securities
Piper Jaffray Companies
Capital Markets
2020
Form of Performance Share Unit Agreement for 2020 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2020
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2020
Seventh Amendment to Amended and Restated Loan Agreement, dated December 13, 2019, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2020
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2020 (related to performance in 2019) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2020
Equity Consideration Restricted Stock Agreement, dated July 9, 2019, by and between Piper Sandler Companies and Jonathan J. Doyle
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2020
Letter Agreement, dated as of July 8, 2019, between the Company and Jonathan J. Doyle
Piper Jaffray Companies
Capital Markets
NY
2020
Credit Agreement, dated as of December 20, 2019, by and between Piper Jaffray Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Note Purchase Agreement, dated October 15, 2019, by and among Piper Jaffray Companies, Piper Jaffray & Co., and the Purchasers party thereto
Note Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Agreement and Plans of Merger, dated July 9, 2019, by and between Piper Jaffray Companies, SOP Holdings, LLC, Sandler ONeill & Partners Corp., Sandler ONeill & Partners L.P. and...
Merger Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Form of Performance Share Unit Agreement for 2019 Leadership Team Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2019
Sixth Amendment to Amended and Restated Loan Agreement, dated December 14, 2018, between Piper Jaffray & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2019 (related to performance in 2018) under the Piper Jaffray Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Form of Specimen Certificate for Piper Jaffray Companies Common Stock
Stock Agreements
Piper Jaffray Companies
Capital Markets
2018
Form of Performance Share Unit Agreement for 2018 Leadership Team Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2018
Fifth Amendment to Amended and Restated Loan Agreement, dated December 16, 2017, between Piper Jaffray & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2018 (related to performance in 2017) under the Piper Jaffray Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for California-based Employee Grants in 2018 (related to performance in 2017) under the Piper Jaffray Companies...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Andrew S. Duff in 2018 (related to performance in 2017) under the Piper Jaffray Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of 2018 Performance Share Unit Agreement for Andrew S. Duff under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Separation Agreement and Release, dated December 4, 2017, between Piper Jaffray & Co. and Stuart C. Harvey, Jr
Separation Agreements
Piper Jaffray Companies
Capital Markets
MN
2018
Amendment No.1 to Separation Agreement and Release, dated December 22, 2017, between Piper Jaffray & Co. and Stuart C. Harvey, Jr
Separation Agreements
Piper Jaffray Companies
Capital Markets
2018
Confidential Separation Agreement and Release, dated October 6, 2017, between Advisory Research, Inc. and Christopher D. Crawshaw
Separation Agreements
Piper Jaffray Companies
Capital Markets
MN
2018
Form of Non-Qualified Stock Option Agreement for 2018 Promotional Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Post-Termination Agreement, dated as of January 1, 2018, between Piper Jaffray Companies and Andrew S. Duff
Piper Jaffray Companies
Capital Markets
DE
2018
First Amendment to Second Amended and Restated Indenture (Secured Commercial Paper Notes - Series I), dated September 29, 2017, between Piper Jaffray & Co. and the Bank of New...
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2017
Amended and Restated Indenture (Secured Commercial Paper Notes Series II), dated as of April 30, 2015, between Piper Jaffray & Co. and the Bank of New York Mellon
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2017
First Amendment to Amended and Restated Indenture (Secured Commercial Paper Notes Series II), dated as of September 29, 2017, between Piper Jaffray & Co. and the Bank of New York...
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2017
SEPARATION AGREEMENT AND GENERAL RELEASE
Separation Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
[U.S. Bank Letterhead]
Piper Jaffray Companies
Capital Markets
2017
SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Piper Jaffray Companies
Capital Markets
2017
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN (Amended and Restated as of December 13, 2016)
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
RESTRICTED STOCK AND MUTUAL FUND RESTRICTED SHARE AGREEMENT (2017 Annual Grant) Under the PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN AND...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
RESTRICTED STOCK AND MUTUAL FUND RESTRICTED SHARE AGREEMENT (2017 Annual Grant - California-based employees) Under the PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Piper Jaffray Companies
Capital Markets
2016
CONSULTING AGREEMENT FOR SERVICES OF INDEPENDENT CONTRACTOR
Consulting Agreements
Piper Jaffray Companies
Capital Markets
2016
PIPER JAFFRAY COMPANIES RESTRICTED STOCK AGREEMENT (Relating to Equity Consideration under the Securities Purchase Agreement described below)
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2016
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN (Amended and Restated as of February 16, 2016)
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2016
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT Name of Employee:No. of Performance Share Units Covered:Date...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2016
SECURITIES PURCHASE AGREEMENT among PIPER JAFFRAY COMPANIES (Parent) PIPER JAFFRAY & CO. (Buyer) SIMMONS & COMPANY INTERNATIONAL (TexCo) SCI JV LP (Seller) SCI GP, LLC (GP Seller)...
Purchase Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT Name of Employee:No. of Performance Share Units Covered:Date...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN (As amended and restated effective May 13, 2015)
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN Restricted Stock Agreement (2015 Annual Grant) Name of Employee:No. of Shares Covered:Date of...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN Restricted Stock Agreement (2015 Annual Grant California-based employees) Name of...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
RESTRICTED LIMITED PARTNERSHIP INTEREST AGREEMENT
Limited Partnership Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (2015 Annual Grant) Name of Employee:Date of Award: February __,...
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (2015 Annual Grant California-based employees) Name of Employee:Date of...
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2014
PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee SECOND AMENDED AND RESTATED INDENTURE Dated as of April 21, 2014 SECURED COMMERCIAL PAPER NOTES- SERIES III
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2014
CONSULTING AGREEMENT
Consulting Agreements
Piper Jaffray Companies
Capital Markets
IL
2014
INDEMNIFICATION AGREEMENT
Indemnification Agreements
Piper Jaffray Companies
Capital Markets
DE
2014
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN Restricted Stock Agreement (201_ Annual Grant) Name of Employee:No. of Shares Covered:Date of...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2014
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
2014
ADVISORY RESEARCH, INC. LONG-TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
MN
2014
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (201_ Annual Grant) Name of Employee:Date of Award: Shares...
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2014
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT Name of Employee:No. of Performance Share Units Covered:Date...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2013
PIPER JAFFRAY COMPANIES DEFERRED COMPENSATION PLAN ARTICLE 1 Nature and Purpose of Plan
Compensation Agreements
Piper Jaffray Companies
Capital Markets
MN
2013
AGREEMENT AND PLAN OF MERGER among PIPER JAFFRAY COMPANIES, (Parent) PIPER JAFFRAY & CO., (Buyer) PIPER JAFFRAY NEWCO INC., (Merger Sub) SEATTLE-NORTHWEST SECURITIES CORPORATION,...
Shareholders Agreements
Piper Jaffray Companies
Capital Markets
WA
2013
PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee INDENTURE Dated as of April 1, 2013 SECURED COMMERCIAL PAPER NOTES - SERIES III
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2013
AGREEMENT OF PURCHASE AND SALE among PIPER JAFFRAY ASSET MANAGEMENT INC., PIPER JAFFRAY COMPANIES, FIDUCIARY ASSET MANAGEMENT LLC, THE WILEY ANGELL FAMILY TRUST and WILEY D....
Purchase Agreements
Piper Jaffray Companies
Capital Markets
MN
2013
AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2013
SUMMARY OF COMPENSATION ARRANGEMENT
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2013
SECOND AMENDMENT To EMPLOYMENT AGREEMENT
Employment Agreements
Piper Jaffray Companies
Capital Markets
2013
PIPERJAFFRAY COMPANIES $125,000,000 VARIABLE RATE SENIOR NOTES, CLASS A ANDCLASS B NOTE PURCHASE AGREEMENT Dated November 30, 2012 TABLE OF CONTENTS
Note Agreements
Piper Jaffray Companies
Capital Markets
DE
2012
PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee SECOND AMENDEDAND RESTATED INDENTURE Dated as of June 11, 2012 SECURED COMMERCIAL PAPER NOTES TABLE OF CONTENTS
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2012
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2012
SIXTH AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY)
Loan Agreements
Piper Jaffray Companies
Capital Markets
2012
U.S. BANCORP CENTER MINNEAPOLIS, MINNESOTA OFFICE LEASE AGREEMENT BETWEEN WELLS REIT 800NICOLLETT AVENUE OWNER, LLC, a Delaware limited liability company (LANDLORD) AND PIPER...
Lease Agreements
Piper Jaffray Companies
Capital Markets
2012
THIRD AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
Piper Jaffray Companies
Capital Markets
NY
2012
PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee INDENTURE Dated as of April 2, 2012 SECURED COMMERCIAL PAPER NOTES- SERIES II i TABLE OF CONTENTS
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2012
PIPER JAFFRAY COMPANIES 2012 Compensation and Benefits for Non-EmployeeDirectors
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2012
FIFTH AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY)
Loan Agreements
Piper Jaffray Companies
Capital Markets
2012
SECOND AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
Piper Jaffray Companies
Capital Markets
NY
2012
PIPER JAFFRAY COMPANIES AMENDMENT TO RESTRICTED STOCK AGREEMENT
Stock Agreements
Piper Jaffray Companies
Capital Markets
2012
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2012
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (2012 Annual Grant)
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2012
FIRST AMENDMENT to EMPLOYMENT AGREEMENT
Employment Agreements
Piper Jaffray Companies
Capital Markets
2012
EMPLOYMENT AGREEMENT
Employment Agreements
Piper Jaffray Companies
Capital Markets
DE
2012
FIRST AMENDMENT TO CREDIT AGREEMENT AND WAIVER
Credit Agreements
Piper Jaffray Companies
Capital Markets
NY
2011
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
DE
2011
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
DE
2011
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
2011
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
2011
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
2011
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
2011
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Piper Jaffray Companies
Capital Markets
NY
2010
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
MN
2010
EX-101 INSTANCE DOCUMENT
Piper Jaffray Companies
Capital Markets
2010
Amounts in thousands, except share data
Share Agreements
Piper Jaffray Companies
Capital Markets
2010
Amounts in thousands, except share data
Share Agreements
Piper Jaffray Companies
Capital Markets
IL
2010
Amounts in thousands, except share data
Share Agreements
Piper Jaffray Companies
Capital Markets
2010
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in seven focus industries: business services, clean technology and...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
DE
2010
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in seven focus industries: business services, clean technology and...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
DE
2010
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in seven focus industries: business services, clean technology and...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
2010
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in seven focus industries: business services, clean technology and...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
2010
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in seven focus industries: business services, clean technology and...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
NY
2010
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in seven focus industries: business services, clean technology and...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
2010
Financial Statements and Exhibits
Piper Jaffray Companies
Capital Markets
MN
2010
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Piper Jaffray Companies
Capital Markets
NY
2009
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Piper Jaffray Companies
Capital Markets
IL
2009
Amounts in thousands, except share data
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2009
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in eight focus industries, namely, the alternative energy, business...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
DE
2009
Investment Banking We raise capital through equity and debt financings for our corporate clients. We operate in eight focus industries, namely, the alternative energy, business...
Advisory Agreements
Piper Jaffray Companies
Capital Markets
2009
LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2008
Amended and Restated 2003 Annual & Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2008
Form of Restricted Stock Agreement
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2008
Form of Restricted Stock Agreement
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2008
Employment Agreement
Employment Agreements
Piper Jaffray Companies
Capital Markets
2008
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2008
LOAN AGREEMENT (AUCTION RATE SECURITIES FACILITY)
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2008
LOAN AGREEMENT (BROKER-DEALER ARS FACILITY)
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2008
AMENDMENT to AGREEMENT OF PURCHASE AND SALE
Purchase Agreements
Piper Jaffray Companies
Capital Markets
2007
Equity Purchase Agreement
Purchase Agreements
Piper Jaffray Companies
Capital Markets
2007
Deferred Compensation Plan for Non-Employee Directors
Compensation Agreements
Piper Jaffray Companies
Capital Markets
DE
2007
Agreement and Purchase of Sale
Purchase Agreements
Piper Jaffray Companies
Capital Markets
MO
2007
Form of Stock Option Agreement
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2007
Form of Restricted Stock Agreement
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2007
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2007
Summary of Compensation Agreement
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2007
Form of Notice Period Agreement
Piper Jaffray Companies
Capital Markets
2007
Master Confirmation
Piper Jaffray Companies
Capital Markets
MN
2006
Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2006
ASSET PURCHASE AGREEMENT among PIPER JAFFRAY COMPANIES, PIPER JAFFRAY & CO., and UBS FINANCIAL SERVICES INC. Dated as of April 10, 2006 Relating to the Purchase and Sale of the...
Purchase Agreements
Piper Jaffray Companies
Capital Markets
NY
2006
Form of Stock Option Agreement
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2006
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2006
Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2004
Form of Stock Option Agreement for Annual Employee Grant
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2004
Form of Restricted Stock Agreement for Annual Employee Grant
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2004
Form of Stock Option Agreement for Non-Employee Director Grants
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2004
Separation and Distribution Agreement
Separation Agreements
Piper Jaffray Companies
Capital Markets
MN
2004
Rights Agreement
Piper Jaffray Companies
Capital Markets
NJ
2004
Employee Benefits Agreement
Piper Jaffray Companies
Capital Markets
2004
Tax Sharing Agreement
Piper Jaffray Companies
Capital Markets
MN
2004
Insurance Matters Agreement
Piper Jaffray Companies
Capital Markets
DE
2004
Business Alliance Agreement
Piper Jaffray Companies
Capital Markets
MN
2004
2003 Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2004
Subordinated Loan Agreement
Loan Agreements
Piper Jaffray Companies
Capital Markets
NY
2004
Form of Cash Award Agreement
Piper Jaffray Companies
Capital Markets
2004