Legg Mason Inc Contracts & Agreements

Form of Deferred Cash Unit Agreement for U.S. Executives (Filed With SEC on May 29, 2020)

Form of Deferred Cash Unit Agreement for non-U.S. Executives (Filed With SEC on May 29, 2020)

Re: Retention Letter Agreement (the Letter Agreement) (Filed With SEC on May 1, 2020)

NON-COMPETITION AGREEMENT (Filed With SEC on May 1, 2020)

Agreement and Plan of Merger, dated as of February 17, 2020, by and among Franklin Resources, Inc., Legg Mason, Inc. and Alpha Sub, Inc (Filed With SEC on February 18, 2020)

Form of Letter Agreement with Executives (Filed With SEC on May 24, 2019)

Form of Transition Agreement with Executives (Filed With SEC on May 24, 2019)

Form of Restricted Stock Unit Agreement under the Legg Mason, Inc. 2017 Equity Incentive Plan (Filed With SEC on May 30, 2018)

Form of Restricted Stock Unit Agreement for Non-U.S. Resident Executive under the Legg Mason, Inc. 2017 Equity Incentive Plan (Filed With SEC on May 30, 2018)

Form of Performance Share Unit Award Agreement (Filed With SEC on May 30, 2018)

Share Repurchase Agreement dated December 22, 2017 by and between Legg Mason, Inc. and Shanda Asset Management Investment Limited (Filed With SEC on December 26, 2017)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on August 4, 2017)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN PERFORMANCE SHARE UNIT AWARD AGREEMENT (Filed With SEC on August 4, 2017)

[Signature Page to Legg Mason Third Amendment] (Filed With SEC on March 31, 2017)

FIRST AMENDMENT TO INVESTOR RIGHTS AND STANDSTILL AGREEMENT (Filed With SEC on January 31, 2017)

LeggMason, Inc. 5.45% Junior Subordinated Notes due 2056 Underwriting Agreement (Filed With SEC on August 8, 2016)

LEGG MASON, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee SECONDSUPPLEMENTAL INDENTURE DATED AS OF AUGUST 8, 2016 TO INDENTURE DATED AS OF MARCH 14, 2016... (Filed With SEC on August 8, 2016)

LEGG MASON, INC. 5.45% JUNIOR SUBORDINATED NOTE DUE 2056 (Filed With SEC on August 8, 2016)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on May 23, 2016)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN PERFORMANCE SHARE UNIT AWARD AGREEMENT (Filed With SEC on May 23, 2016)

Legg Mason, Inc. 4.750%Senior Notes due 2026 Underwriting Agreement (Filed With SEC on March 22, 2016)

LEGG MASON, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee FOURTHSUPPLEMENTAL INDENTURE Dated as of March 22, 2016 to INDENTURE Dated as of January 22, 2014... (Filed With SEC on March 22, 2016)

LEGG MASON, INC. 4.750% Senior Note due 2026 CUSIP: 524901 AV7 / ISIN: US524901 AV77 / Common Code: 132280410 Dated: March 22, 2016 (Filed With SEC on March 22, 2016)

LEGG MASON, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee FIRSTSUPPLEMENTAL INDENTURE DATED AS OF MARCH 14, 2016 TO INDENTURE DATED AS OF MARCH 14, 2016 $250,000,000... (Filed With SEC on March 14, 2016)

LEGG MASON, INC. 6.375% JUNIOR SUBORDINATED NOTE DUE 2056 (Filed With SEC on March 14, 2016)

Legg Mason, Inc. 6.375%Junior Subordinated Notes due 2056 Underwriting Agreement (Filed With SEC on March 8, 2016)

LEGG MASON, INC. 1996 Equity Incentive Plan NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on May 22, 2015)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on May 22, 2015)

DIRECTORS SERVICE AGREEMENT LEGG MASON & CO (UK) LIMITED ISSUED April 1, 2015 FOR Ursula Schliessler (Filed With SEC on May 22, 2015)

LEGG MASON, INC. DEFERRED COMPENSATION FUND PLAN AMENDED AND RESTATED EFFECTIVE SEPTEMBER 1, 2014 TABLE OF CONTENTS (Filed With SEC on November 6, 2014)

Legg Mason, Inc. 5.625%Senior Notes Due 2044 2.700% Senior Notes Due 2019 3.950% Senior Notes Due 2024 Underwriting Agreement June 23, 2014 (Filed With SEC on June 26, 2014)

LEGG MASON, INC., asIssuer and THE BANK OF NEW YORK MELLON, as Trustee SECONDSUPPLEMENTAL INDENTURE Dated as of June 26, 2014 to INDENTURE Dated as of January 22, 2014... (Filed With SEC on June 26, 2014)

LEGG MASON, INC., asIssuer and THE BANK OF NEW YORK MELLON, as Trustee THIRDSUPPLEMENTAL INDENTURE Dated as of June 26, 2014 to INDENTURE Dated as of January 22, 2014 $250,000,000... (Filed With SEC on June 26, 2014)

LEGG MASON, INC. 2.700% Senior Note due 2019 CUSIP: 524901AS4 / ISIN: US524901AS49 / COMMON CODE: 108283858 (Filed With SEC on June 26, 2014)

LEGG MASON, INC. 3.950% Senior Note due 2024 CUSIP: 524901AT2 / ISIN: US524901AT22 / COMMON CODE: 108283998 (Filed With SEC on June 26, 2014)

LEGG MASON, INC. 5.625% Senior Note due 2044 CUSIP: 524901AR6 / ISIN: US524901AR65 / COMMON CODE: 097681333 (Filed With SEC on June 26, 2014)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on May 23, 2014)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN PERFORMANCE SHARE UNIT AWARD AGREEMENT (Filed With SEC on May 23, 2014)

EXPLANATION OF INCENTIVE COMPENSATION AWARDS (Filed With SEC on February 7, 2014)

EXHIBIT 10.3LEGG MASON, INC.DEFERRED COMPENSATION FUND PLAN (Filed With SEC on February 7, 2014)

LeggMason, Inc. 5.625% Senior Notes Due 2044 Underwriting Agreement (Filed With SEC on January 22, 2014)

LEGG MASON, INC., asIssuer and THE BANK OF NEW YORK MELLON, as Trustee FIRSTSUPPLEMENTAL INDENTURE Dated as of January 22, 2014 to INDENTURE Dated as of January 22, 2014... (Filed With SEC on January 22, 2014)

LEGG MASON, INC. 5.625% Senior Note due 2044 CUSIP: 524901AR6 / ISIN: US524901AR65 / COMMON CODE: 097681333 Dated: January 22, 2014 (Filed With SEC on January 22, 2014)

DIRECTORS SERVICE AGREEMENT LEGG MASON & CO (UK) LIMITED ISSUED April 1, 2013 FOR Terence Johnson (Filed With SEC on May 24, 2013)

SEPARATION AGREEMENT (Filed With SEC on November 6, 2012)

TABLE OF CONTENTS (Filed With SEC on May 23, 2012)

5-YEAR REVOLVING CREDIT AGREEMENT dated as of October 14, 2005, as amended and restated by the Amendment Agreement dated as of February 11, 2010, among LEGG MASON, INC., as... (Filed With SEC on November 8, 2011)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN PERFORMANCE UNIT AWARD AGREEMENT Grant Summary Participant: __________Grant Date: _____________Award: ___________ Performance... (Filed With SEC on August 8, 2011)

LEGG MASON, INC. 1996 Equity Incentive Plan NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on May 27, 2011)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on May 27, 2011)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on May 27, 2011)

LEGG MASON, INC. 1996 EquityIncentive Plan NON-QUALIFIEDSTOCK OPTION AGREEMENT (Filed With SEC on May 28, 2010)

LEGGMASON, INC. 1996 EQUITY INCENTIVE PLAN (Filed With SEC on May 28, 2010)

[Signature pages follow] (Filed With SEC on February 12, 2010)

5-YEAR REVOLVING CREDIT AGREEMENT dated as of October 14, 2005, as amended and restated by the Amendment Agreement dated as of February 11, 2010, among LEGG MASON, INC., as... (Filed With SEC on February 12, 2010)

Legg Mason, Inc. DEALER MANAGER AGREEMENT (Filed With SEC on July 15, 2009)

LEGGMASON & CO., LLC DEFERREDCOMPENSATION/PHANTOM STOCK PLAN (2009Amending Restatement) (Filed With SEC on May 29, 2009)

LEGGMASON, INC. 1996 EQUITY INCENTIVE PLAN (Filed With SEC on May 29, 2009)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN (As Amended July 27, 1999, July 20, 2004, March 28, 2006, July 19, 2007 and October 27, 2008) (Filed With SEC on November 7, 2008)

LEGG MASON, INC. NON-EMPLOYEE DIRECTOR EQUITY PLAN (As Amended and Restated Effective July 19, 2007 and October 27, 2008) (Filed With SEC on November 7, 2008)

MASTER AMENDMENT NO. 1 TO CREDIT SUPPORT AGREEMENTS (Filed With SEC on November 7, 2008)

LETTER AGREEMENT (Filed With SEC on November 7, 2008)

CAPITAL SUPPORT AGREEMENT (Filed With SEC on November 7, 2008)

LETTER AGREEMENT (Filed With SEC on May 29, 2008)

ISDA International Swap Dealers Association. loc. MASTER AGREEMENT dated as of December 28, 2007 BARCLAYS BANK PLC (Party A) and LEGG MASON, INC. (Party B) (Filed With SEC on February 11, 2008)

ISDA International Swaps and Derivatives Association, Inc. CREDIT SUPPORT ANNEX to the Schedule to the ISDA MASTER AGREEMENT dated as of December 28, 2007 between (Filed With SEC on February 11, 2008)

Total Return Swap Transactions (Filed With SEC on February 11, 2008)

LEGG MASON, INC. and THE BANK OF NEW YORK as Trustee INDENTURE Dated as of January 31, 2008 2.50% Senior Convertible Notes due 2015 TABLE OF CONTENTS (Filed With SEC on February 6, 2008)

NOTE PURCHASE AGREEMENT among LEGG MASON, INC. THE PURCHASERS NAMED HEREIN and for limited purposes KOHLBERG KRAVIS ROBERTS & CO. L.P. January 14, 2008 TABLE OF CONTENTS (Filed With SEC on January 18, 2008)

DESCRIPTION OF THE NOTES (Filed With SEC on January 18, 2008)

Standstill Agreement (Filed With SEC on January 18, 2008)

JPMorgan Chase Bank, National Association Organized under the laws of the United States as a National Banking Association Main Office 1111 Polaris Parkway, Columbus, Ohio, 43271... (Filed With SEC on January 18, 2008)

JPMorgan Chase Bank, National Association. Organised under the laws of the United States as a National Banking Association. Main Office 1111 Polaris Parkway, Columbus, Ohio 43271.... (Filed With SEC on January 18, 2008)

LEGG MASON WOOD WALKER, INCORPORATED DEFERRED COMPENSATION/PHANTOM STOCK PLAN (November, 2000 Amending Restatement, as Amended July, 2001) TABLE OF CONTENTS (Filed With SEC on June 9, 2006)

LEGG MASON, INC. 1996 EQUITY INCENTIVE PLAN (Filed With SEC on June 9, 2006)

AMENDMENT TO THE FINANCIAL ADVISOR RETENTION PROGRAM (Filed With SEC on June 9, 2006)

AMENDMENT TO THE PROFESSIONAL BRANCH MANAGER RETENTION PROGRAM (Filed With SEC on June 9, 2006)

KEY EMPLOYEE PHANTOM STOCK AGREEMENT (Filed With SEC on June 9, 2006)

AMENDMENT TO THE LEGG MASON WOOD WALKER, INCORPORATED (Filed With SEC on June 9, 2006)

Execution Counterpart PPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPP $130,000,000 REVOLVING CREDIT AGREEMENT Dated as of December 1, 2005 Among CAM NORTH AMERICA, LLC as Borrower... (Filed With SEC on February 9, 2006)

TERM NOTE (Filed With SEC on February 9, 2006)

AMENDMENT AGREEMENT (Filed With SEC on December 7, 2005)

REGISTRATION AND INVESTOR RIGHTS AGREEMENT by andbetween Citigroup Inc. (Filed With SEC on December 7, 2005)

TRANSITION SERVICES AGREEMENT by and between (Filed With SEC on December 7, 2005)

PRIVATE CLIENT TRANSITION SERVICES AGREEMENT by and between (Filed With SEC on December 7, 2005)

CAPITAL MARKETS TRANSITION SERVICES AGREEMENT by and between (Filed With SEC on December 7, 2005)

LEGG MASON, INC. NON-EMPLOYEE DIRECTOR EQUITY PLAN NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on November 9, 2005)

LEGG MASON, INC. 1996 Equity Incentive Plan Non-Qualified Stock Option (Filed With SEC on November 9, 2005)

AMENDED AND RESTATED GLOBAL DISTRIBUTION AGREEMENT (Filed With SEC on November 9, 2005)

$700,000,000 (Filed With SEC on October 20, 2005)

$500,000,000 (Filed With SEC on October 20, 2005)

LEGG MASON, INC. (Filed With SEC on October 20, 2005)

TRANSACTION AGREEMENT (Filed With SEC on June 29, 2005)

PURCHASE AGREEMENT (Filed With SEC on June 29, 2005)

GLOBAL DISTRIBUTION AGREEMENT (Filed With SEC on June 29, 2005)

LEGG MASON, INC. (Filed With SEC on June 3, 2005)

FINANCIAL ADVISOR RETENTION PROGRAM Under The Legg Mason, Inc. (Filed With SEC on June 3, 2005)

PRODUCING BRANCH MANAGER RETENTION PROGRAM Under The Legg Mason, Inc. (Filed With SEC on June 3, 2005)

PROFESSIONAL BRANCH MANAGER RETENTION PROGRAM Under The Legg Mason, Inc. (Filed With SEC on June 3, 2005)

KEY EMPLOYEE PHANTOM STOCK AGREEMENT (Filed With SEC on June 3, 2005)

FINANCIAL ADVISOR RETENTION PROGRAM Under The Legg Mason, Inc. 1996 Equity Incentive Plan, As Amended (Filed With SEC on November 5, 2004)

AMENDMENT NO. 1 TO LEGG MASON WOOD WALKER, INCORPORATED FINANCIAL ADVISOR RETENTION PLAN (as amended and restated effective as of January 1, 2003) July 1, 2004 (Filed With SEC on August 6, 2004)

AMENDMENT NO. 1 TO LEGG MASON WOOD WALKER, INCORPORATED PRIVATE CLIENT GROUP DEFERRED COMPENSATION PLAN (December, 1999 Amending Restatement) July 1, 2004 (Filed With SEC on August 6, 2004)

AMENDMENT NO. 1 TO LEGG MASON WOOD WALKER, INCORPORATED PRODUCING BRANCH MANAGER RETENTION PLAN (as amended and restated effective as of January 1, 2003) July 1, 2004 (Filed With SEC on August 6, 2004)

LEGG MASON, INC. (Filed With SEC on June 4, 2004)

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Legg Mason Inc Contracts & Agreements