IES Holdings, Inc. Contracts & Agreements

Description of Registrant (Filed With SEC on December 7, 2023)

Fourth Amendment, dated as of December 15, 2022, to Sublease Agreement, dated as of March 29, 2012 and amended as of March 31, 2016, May 1, 2019 and November 5, 2019, between... (Filed With SEC on December 7, 2023)

Form of Time-Based Phantom Stock Unit Award Agreement under the Company's Amended and Restated 2006 Equity incentive Plan, as amended and restated effective February 9, 2016 (Filed With SEC on December 7, 2023)

Amendment No. 1 to Third Amended Restated Credit and Security Agreement, dated April 28, 2022 by and among IES Holdings, Inc., each of the other Borrowers and Guarantors named... (Filed With SEC on December 6, 2022)

Description of Registrant's Securities (Filed With SEC on December 3, 2021)

Amendment No. 9 and Joinder to Second Amended and Restated Credit and Security Agreement, dated December 2, 2021, by and among IES Holdings, Inc., each of the other Borrowers and... (Filed With SEC on December 3, 2021)

Letter Agreement dated December 3, 2021 (Filed With SEC on December 3, 2021)

Phantom Stock Unit Award Agreement (Filed With SEC on December 3, 2021)

Joinder, Limited Consent and Eighth Amendment to Second Amended and Restated Credit and Security Agreement, dated as of May 18, 2021, by and among IES Holdings, Inc., each of the... (Filed With SEC on August 5, 2021)

Amendment No. 1 to Tax Benefit Protection Plan Agreement, dated May 7, 2021, by and between IES Holdings, Inc. and American Stock Transfer & Trust Company, LLC (Filed With SEC on May 10, 2021)

Joinder, Limited Consent and Sixth Amendment to Second Amended and Restated Credit and Security Agreement, dated as of December 21, 2020, by and among IES Holdings, Inc., each of... (Filed With SEC on April 30, 2021)

Seventh Amendment to Second Amended and Restated Credit and Security Agreement, dated March 15, 2021 and effective retroactive to December 21, 2020, by and among IES Holdings,... (Filed With SEC on April 30, 2021)

IES Holdings, Inc. Second Amended and Restated Executive Officer Severance Benefit Plan, effective April 29, 2021 (Filed With SEC on April 30, 2021)

Description of Registrant's Securities (Filed With SEC on December 7, 2020)

Letter Agreement dated October 2, 2020 (Filed With SEC on October 5, 2020)

Agreement of Indemnity, dated August 17, 2020, by IES Holdings, Inc. and certain of its current and future subsidiaries and affiliates and United States Fire Insurance Company and... (Filed With SEC on August 20, 2020)

Letter Agreement dated August 13, 2020 (Filed With SEC on August 14, 2020)

Severance Agreement and General Release by and between IES Holdings, Inc. and Gary S. Matthews, dated August 12, 2020 (Filed With SEC on August 14, 2020)

Form of IES Holdings, Inc. Amended and Restated 2006 Equity Incentive Plan Restricted Stock Award Agreement (Filed With SEC on February 4, 2020)

Form of IES Holdings, Inc. Amended and Restated 2006 Equity Incentive Plan Phantom Stock Unit Award Agreement (Filed With SEC on February 4, 2020)

Third Amendment, dated as of November 5, 2019, to Sublease Agreement, dated as of March 29, 2012 and amended as of March 31, 2016 and May 1, 2019, between Tontine Associates,... (Filed With SEC on December 6, 2019)

Amended and Restated Long-Term Incentive Plan Annual Grant Program (Filed With SEC on December 6, 2019)

Fourth Amendment, dated as of May 20, 2019, to Second Amended and Restated Credit and Security Agreement, dated as of April 10, 2017, by and among IES Holdings, Inc., each of the... (Filed With SEC on August 2, 2019)

Form of Phantom Stock Unit Award under the Companys Amended and Restated 2006 Equity Incentive Plan (as of February 9, 2016), dated February 6, 2019 (Filed With SEC on May 6, 2019)

Form of Cumulative Income Restricted Stock Award Agreement under the Companys 2006 Equity Incentive Plan (as of February 9, 2016), dated March 4, 2019 (Filed With SEC on May 6, 2019)

Time-Based Restricted Stock Award Agreement, dated as of March 4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Companys Amended and Restated 2006 Equity... (Filed With SEC on May 6, 2019)

First Stock Price-Based Restricted Stock Award Agreement, dated as of March 4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Companys Amended and... (Filed With SEC on May 6, 2019)

Second Stock Price-Based Restricted Stock Award Agreement, dated as of March 4, 2019, by and between IES Holdings, Inc. and Gary S. Matthews, under the Companys Amended and... (Filed With SEC on May 6, 2019)

Employment Agreement between IES Holdings, Inc. and Gary S. Matthews, dated as of February 28, 2019 (Filed With SEC on May 6, 2019)

Transition Agreement and Release between IES Holdings, Inc. and Robert W. Lewey, dated as of March 9, 2019 (Filed With SEC on May 6, 2019)

Consulting Fee Agreement between IES Holdings, Inc. and Robert W. Lewey, dated as of March 9, 2019 (Filed With SEC on May 6, 2019)

Second Amendment, dated as of May 1, 2019, to Sublease Agreement, dated as of March 29, 2012 and amended as of March 31, 2016, between Tontine Associates, L.L.C. and IES... (Filed With SEC on May 6, 2019)

IES Holdings, Inc. Short-Term Incentive Plan (Filed With SEC on March 5, 2019)

IES Holdings, Inc. Long-Term Incentive Plan Annual Grant Program (Filed With SEC on March 5, 2019)

Board Observer Letter Agreement between Tontine Associates, L.L.C. and IES Holdings, Inc., dated December 6, 2018 (Filed With SEC on December 7, 2018)

Third Amendment to Second Amended and Restated Credit and Security Agreement, dated as of July 23, 2018, by and among IES Holdings, Inc., each of the other Borrowers and... (Filed With SEC on July 23, 2018)

JOINDER, LIMITED CONSENT, AND FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (Filed With SEC on August 4, 2017)

SECOND AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (Filed With SEC on August 4, 2017)

If Indemnitor a Corporation, Limited Liability Company, Partnership, or Trust, sign below: (Filed With SEC on July 14, 2017)

SECOND AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT (Filed With SEC on April 10, 2017)

I. AMENDMENT (Filed With SEC on December 9, 2016)

INTEGRATED ELECTRICAL SERVICES, INC. AMENDED AND RESTATED EXECUTIVE OFFICER SEVERANCE BENEFIT PLAN (Filed With SEC on December 9, 2016)

TAX BENEFIT PROTECTION PLAN AGREEMENT IES HOLDINGS, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, AS RIGHTS AGENT DATEDAS OF NOVEMBER 8, 2016 TABLE OF CONTENTS (Filed With SEC on November 9, 2016)

AGREEMENT OF INDEMNITY (Filed With SEC on September 13, 2016)

STOCKPURCHASE AGREEMENT by and among TECHNIBUS, INC., TECHNIBUS, LLC, IESINFRASTRUCTURE SOLUTIONS, LLC and, solely for the purposes of Section 11.20 hereof, IES HOLDINGS, INC.... (Filed With SEC on June 15, 2016)

IES HOLDINGS, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN PERFORMANCE-BASED PHANTOM STOCK UNIT AWARD AGREEMENT (Filed With SEC on June 7, 2016)

IES HOLDINGS, INC. 2006EQUITY INCENTIVE PLAN PERFORMANCE CASH UNIT AWARD AGREEMENT (Filed With SEC on June 7, 2016)

Grant of RestrictedStock (Filed With SEC on May 9, 2016)

INTEGRATED ELECTRICAL SERVICES, INC. AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN OPTION AWARD AGREEMENT (Filed With SEC on May 9, 2016)

INTEGRATED ELECTRICAL SERVICES, INC. (Filed With SEC on May 9, 2016)

FIRST AMENDMENT TO SUBLEASE AGREEMENT (Filed With SEC on May 9, 2016)

SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on May 3, 2016)

INTEGRATED ELECTRICAL SERVICES, INC. 2006 EQUITY INCENTIVE PLAN FORM OF PERFORMANCE-BASED PHANTOM STOCK UNIT AWARD AGREEMENT (Filed With SEC on February 8, 2016)

AMENDED AND RESTATED CREDIT AND SECURITY AGREEMENT by and among INTEGRATED ELECTRICAL SERVICES, INC. IES COMMERCIAL & INDUSTRIAL, LLC IES COMMERCIAL, INC. IESMANAGEMENT, LP IES... (Filed With SEC on September 24, 2014)

THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANYS PROSPECTUS DATED , 2014 (THE PROSPECTUS) AND ARE INCORPORATED HEREIN BYREFERENCE. COPIES OF THE... (Filed With SEC on June 27, 2014)

INTEGRATED ELECTRICAL SERVICES, INC. (Filed With SEC on September 26, 2013)

JOINDER AND SECOND AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on September 16, 2013)

FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (Filed With SEC on July 10, 2013)

AGREEMENT OF INDEMNITY (Filed With SEC on May 13, 2013)

AGREEMENT AND PLAN OF MERGER BY AND AMONG INTEGRATED ELECTRICAL SERVICES, INC., MISCOR GROUP, LTD. AND IES SUBSIDIARY HOLDINGS, INC. Dated as of March 13, 2013 TABLE OF CONTENTS (Filed With SEC on March 13, 2013)

ASSET PURCHASE AGREEMENT by and among RESIDENTIAL RENEWABLE ENERGY TECHNOLOGIES, INC., LONESTAR RENEWABLE TECHNOLOGIES ACQUISITION CORP. AND ENERGY EFFICIENCYSOLAR, INC. and IES... (Filed With SEC on February 14, 2013)

JOINDER AND FIRST AMENDMENT TO CREDIT AND SECURITY AGREEMENT (Filed With SEC on February 14, 2013)

TAX BENEFIT PROTECTION PLAN AGREEMENT INTEGRATED ELECTRICAL SERVICES, INC. AND AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, AS RIGHTS AGENT DATED AS OF JANUARY 28, 2013 TABLE OF... (Filed With SEC on January 28, 2013)

FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on December 14, 2012)

CONSULTING AGREEMENT (Filed With SEC on December 14, 2012)

INTEGRATED ELECTRICAL SERVICES, INC. SEPARATION AND GENERAL RELEASE AGREEMENT (Filed With SEC on December 14, 2012)

CONSULTING AGREEMENT (Filed With SEC on December 14, 2012)

175 Water Street 27th Floor New York, NY10038 (Filed With SEC on August 17, 2012)

SUBLEASE (Filed With SEC on May 15, 2012)

AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 15, 2012)

INTEGRATED ELECTRICAL SERVICES, INC. EXECUTIVE OFFICER SEVERANCE BENEFIT PLAN (Filed With SEC on January 27, 2012)

AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on December 20, 2011)

4801 Woodway DriveSuite 200-EHouston, TX 77056T: 713.860.1500F: 713.860.1588www.ies-co.com (Filed With SEC on October 5, 2011)

4801 Woodway DriveSuite 200-EHouston, TX 77056T: 713.860.1500F: 713.860.1588www.ies-co.com (Filed With SEC on July 1, 2011)

175 Water Street 27th Floor New York, NY 10038 (Filed With SEC on May 13, 2010)

AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 6, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on March 31, 2010)

APPENDIX A 2010 ANNUAL MANAGEMENT INCENTIVE PLAN CORPORATE SHARED SERVICES (Filed With SEC on December 11, 2009)

Fiscal 2010 Consolidated Operating Income (1)Executive< $18.0 MM$18.0 MM$20.0 MM$35.0 MM> $35.0 MMMichael J. Caliel$0.00$305,000$610,000$1,220,000$1,220,000Raymond K.... (Filed With SEC on December 11, 2009)

SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on October 7, 2009)

MEMORANDUM OF UNDERSTANDING (Filed With SEC on September 23, 2009)

INTEGRATED ELECTRICAL SERVICES, INC LONG TERM INCENTIVE PLAN PLAN DOCUMENT (Filed With SEC on September 23, 2009)

Corporate Performance Against EPS Target For the LTIP IncentivePerformance Period Plan Multiplier 0.00 %75% 50.00 %80% 60.00 %85% 70.00 %90% 80.00 %95% 90.00 %100% 100.00 %105%... (Filed With SEC on December 12, 2008)

EXHIBIT A THRESHOLD, TARGET & MAXIMUM AWARD LEVELS Percent of Percent ofPerformance Goal Target AwardAchieved Received90% 50.00%91% 55.00%92% 60.00%93% 65.00%94% 70.00%95%... (Filed With SEC on December 12, 2008)

Entry into a Material Definitive Agreement (Filed With SEC on November 12, 2008)

RIDER TO ADD PRINCIPAL/INDEMNITOR AND FIFTH AMENDMENT TO RESTATED UNDERWRITING, CONTINUING INDEMNITY, AND SECURITY AGREEMENT (Filed With SEC on October 24, 2008)

AMENDMENT TOLOAN AND SECURITY AGREEMENT (Filed With SEC on May 12, 2008)

Note Purchase Agreement By and Among Tontine Capital Partners, L.P. , Integrated Electrical Services, Inc. and the other Borrower Parties hereto December 12 , 2007 (Filed With SEC on December 17, 2007)

AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on December 17, 2007)

Amended and Restated Employment Agreement between the Company, Pollock Summit Electric division of IES Houston Resources, Inc. and Richard C. Humphrey dated effective as of May 1,... (Filed With SEC on May 15, 2007)

Employment Agreement between the Company and Dennis S. Baldwin dated February 9, 2007 (Filed With SEC on February 14, 2007)

Restricted Stock Aware Agreement (Filed With SEC on February 14, 2007)

Compensation Incentive Goals of the Chief Executive Officer for Fiscal Year 2007 (Filed With SEC on December 15, 2006)

Fiscal 2007 Executive Leadership Team Incentive Compensation Plan (Filed With SEC on December 15, 2006)

Deferred Compensation Plan (Filed With SEC on December 15, 2006)

First Amendment, dated as of October 30, 2006, to the Restated Underwriting, Continuing Indemnity, and Security Agreement, dated May 12, 2006, by Integrated Electrical Services,... (Filed With SEC on November 6, 2006)

Loan and Security Agreement (Filed With SEC on May 17, 2006)

Pledge Agreement (Filed With SEC on May 17, 2006)

Term Loan Agreement (Filed With SEC on May 17, 2006)

Restated Indemnity, Continuing Indemnity and Security Agreement (Filed With SEC on May 17, 2006)

Registration Rights Agreement (Filed With SEC on May 17, 2006)

Form of Stock Option Award Agreement (Filed With SEC on May 17, 2006)

Form of Restricted Stock Award Agreement (Filed With SEC on May 17, 2006)

Schedule of Restricted Stock Awards to Officers (Filed With SEC on May 17, 2006)

Option Award Agreement (Filed With SEC on May 17, 2006)

Engagement Letter (Filed With SEC on May 10, 2006)

UNITED STATES BANKRUPTCY COURT NORTHERN DISTRICT OF TEXAS DALLAS DIVISION (Filed With SEC on May 1, 2006)

U.S. BANKRUPTCY COURT NORTHERN DISTRICT OF TEXAS ENTERED TAWANA C. MARSHALL, CLERK THE DATE OF ENTRY IS ON THE COURTS DOCKET (Filed With SEC on May 1, 2006)

EMPLOYMENT AND CONSULTING AGREEMENT (Filed With SEC on February 15, 2006)

PLAN SUPPORT AND LOCK-UP AGREEMENT REGARDING INTEGRATED ELECTRICAL SERVICES, INC. (Filed With SEC on February 15, 2006)

Integrated Electrical Services, Inc. 1800 West Loop South Suite 500 Houston, Texas 77027 Attention: Mr. David Miller Chief Financial Officer Re: Commitment for Senior... (Filed With SEC on February 15, 2006)

$53 Million Term Loan Facility Commitment Letter (Filed With SEC on February 15, 2006)

Form of Employment Agreement - Robert Callahan (Filed With SEC on December 21, 2005)

ASSET PURCHASE AGREEMENT (Filed With SEC on December 19, 2005)

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on November 15, 2005)

AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on October 5, 2005)

AGREEMENT AND PLAN OF MERGER (Filed With SEC on September 9, 2005)

ASSET PURCHASE AGREEMENT (Filed With SEC on August 10, 2005)

ASSET PURCHASE AGREEMENT (Filed With SEC on July 7, 2005)

CONSULTING AGREEMENT (Filed With SEC on June 7, 2005)

AGREEMENT AND FIFTH AMENDMENT TO CREDIT AGREEMENT (Filed With SEC on May 26, 2005)

ASSET PURCHASE AGREEMENT (Filed With SEC on May 5, 2005)

ASSET PURCHASE AGREEMENT (Filed With SEC on April 21, 2005)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on April 6, 2005)

ASSET PURCHASE AGREEMENT (Filed With SEC on March 3, 2005)

AGREEMENTS (Filed With SEC on February 22, 2005)

ASSET PURCHASE AGREEMENT (Filed With SEC on January 13, 2005)

Integrated Electrical Services, Inc. (Filed With SEC on December 14, 2004)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on December 14, 2004)

AMENDMENT TO AMENDED AND RESTATED EMPLOYMENTAGREEMENT (Filed With SEC on December 14, 2004)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on December 14, 2004)

INTEGRATEDELECTRICAL SERVICES 1800 WEST LOOP SOUTH,SUITE 500 HOUSTON, TEXAS 77027 (Filed With SEC on December 14, 2004)

INTEGRATED ELECTRICAL SERVICES (Filed With SEC on December 14, 2004)

INTEGRATED ELECTRICAL SERVICES, INC. (Filed With SEC on December 14, 2004)

CREDITAGREEMENT (Filed With SEC on December 14, 2004)

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IES Holdings, Inc. Contracts & Agreements