GLADSTONE INVESTMENT CORPORATION Contracts & Agreements

56 Contracts & Agreements
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Filed
Investment Advisory and Management Agreement, dated January 24, 2025, between Gladstone Investment Corporation and Gladstone Management Corporation
Management Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2025
Fifth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of December 17, 2024
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2024
Underwriting Agreement, dated as of December 10, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as...
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities, Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Description of Securities
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2024
Amendment No. 9 to Fifth Amended and Restated Credit Agreement, dated as of February 5, 2024 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Amendment No. 8 to Fifth Amended and Restated Credit Agreement, dated as of October 30, 2023 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2023
Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2023
First Amendment to Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
First Amendment to Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Fourth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of May 31, 2023
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Underwriting Agreement, dated as of May 23, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as...
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2023
Description of Securities
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Description of Securities
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2022
Third Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of August 18, 2021
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2021
Underwriting Agreement, dated as of August 11, 2021, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as...
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2021
Description of Securities
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2021
Amendment No. 6 to Fifth Amended and Restated Credit Agreement, dated as of March 8, 2021 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2021
Second Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of March 2, 2021
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2021
Underwriting Agreement, dated as of February 23, 2021, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Janney Montgomery Scott LLC,...
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2021
Amendment No. 5 to Fifth Amended and Restated Credit Agreement, dated as of August 10, 2020 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2020
First Supplemental Indenture, dated as of May 22, 2020, relating to the 6.00% Notes due 2040, between Gladstone Investment Corporation and UMB Bank, National Association, as...
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2020
Indenture, dated as of May 22, 2020, between Gladstone Investment Corporation and UMB Bank, National Association, as trustee
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
DE
2020
Dealer Manager Agreement, dated as of May 22, 2020, by and between Gladstone Investment Corporation and Gladstone Securities, LLC
Investment Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
CT
2020
Sales Agreement, dated as of May 21, 2020, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2020
Sales Agreement, dated as of May 21, 2020, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Wedbush Securities Inc
Sales Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2020
Sales Agreement, dated as of December 19, 2019, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Wedbush Securities Inc., as sales...
Management Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Controlled Equity OfferingSM Sales Agreement, dated as of December 19, 2019, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Cantor...
Management Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Sales Agreement, dated as of December 19, 2019, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Ladenburg Thalmann & Co. Inc., as...
Management Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Description of Securities
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2019
Amendment No. 4 to Fifth Amended and Restated Credit Agreement, dated as of August 22, 2018 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2018
Underwriting Agreement, dated as of August 14, 2018
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2018
Specimen 6.375% Series E Cumulative Term Preferred Stock Certificate
Stock Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2018
AMENDMENTNO. 2 TO FIFTH AMENDED ANDRESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2016
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2014
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2014
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2014
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2014
AMENDMENTNO. 1 TO FIFTH AMENDED ANDRESTATED CREDIT AGREEMENT
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2014
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2013
JOINDER AGREEMENT
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2013
$70,000,000 FIFTH AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 30, 2013 Among GLADSTONE BUSINESS INVESTMENT, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2013
AMENDMENT NO. 1 TO GLADSTONE BUSINESS INVESTMENT, LLC CREDITAGREEMENT
Investment Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NC
2012
$60,000,000 FOURTH AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 26, 2011 Among GLADSTONE BUSINESS INVESTMENT, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NC
2011
$50,000,000 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 14, 2009 Among GLADSTONE BUSINESS INVESTMENT, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NC
2009
TABLE OF CONTENTS
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2008
AMENDMENT NO. 3 TO CREDIT AGREEMENT
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2007
AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2007
$100,000,000 CREDIT AGREEMENT Dated as of October 19, 2006 Among GLADSTONE BUSINESS INVESTMENT LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the Servicer THE FINANCIAL...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2006
Principal Life Insurance Company ` Raleigh, NC 27612 ###-###-#### A member of the Principal Financial Group THE EXECUTIVE Nonqualified Excess PLANSM ADOPTION AGREEMENT
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2006
ADMINISTRATIONAGREEMENT
GLADSTONE INVESTMENT CORPORATION
Capital Markets
DE
2006
INVESTMENTADVISORY AND MANAGEMENT AGREEMENT BETWEEN GLADSTONE INVESTMENT CORPORATION AND GLADSTONE MANAGEMENT CORPORATION
Management Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
DE
2006