GLADSTONE INVESTMENT CORPORATION Contracts & Agreements

Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC (Filed With SEC on May 14, 2024)

Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities, Inc (Filed With SEC on May 14, 2024)

Sales Agreement, dated as of May 14, 2024, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc (Filed With SEC on May 14, 2024)

Description of Securities (Filed With SEC on May 8, 2024)

Amendment No. 9 to Fifth Amended and Restated Credit Agreement, dated as of February 5, 2024 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management... (Filed With SEC on February 6, 2024)

Amendment No. 8 to Fifth Amended and Restated Credit Agreement, dated as of October 30, 2023 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management... (Filed With SEC on October 31, 2023)

Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and B. Riley Securities Inc (Filed With SEC on August 8, 2023)

First Amendment to Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc (Filed With SEC on August 8, 2023)

First Amendment to Sales Agreement, dated as of August 7, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC (Filed With SEC on August 8, 2023)

Fourth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of May 31, 2023 (Filed With SEC on May 31, 2023)

Underwriting Agreement, dated as of May 23, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as... (Filed With SEC on May 24, 2023)

Description of Securities (Filed With SEC on May 10, 2023)

Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc (Filed With SEC on August 16, 2022)

Sales Agreement, dated as of August 15, 2022, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC (Filed With SEC on August 16, 2022)

Description of Securities (Filed With SEC on May 11, 2022)

Third Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of August 18, 2021 (Filed With SEC on August 18, 2021)

Underwriting Agreement, dated as of August 11, 2021, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Oppenheimer & Co. Inc., as... (Filed With SEC on August 12, 2021)

Description of Securities (Filed With SEC on May 11, 2021)

Amendment No. 6 to Fifth Amended and Restated Credit Agreement, dated as of March 8, 2021 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management... (Filed With SEC on March 8, 2021)

Second Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association, dated as of March 2, 2021 (Filed With SEC on March 2, 2021)

Underwriting Agreement, dated as of February 23, 2021, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Janney Montgomery Scott LLC,... (Filed With SEC on February 24, 2021)

Amendment No. 5 to Fifth Amended and Restated Credit Agreement, dated as of August 10, 2020 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management... (Filed With SEC on August 11, 2020)

First Supplemental Indenture, dated as of May 22, 2020, relating to the 6.00% Notes due 2040, between Gladstone Investment Corporation and UMB Bank, National Association, as... (Filed With SEC on May 22, 2020)

Indenture, dated as of May 22, 2020, between Gladstone Investment Corporation and UMB Bank, National Association, as trustee (Filed With SEC on May 22, 2020)

Dealer Manager Agreement, dated as of May 22, 2020, by and between Gladstone Investment Corporation and Gladstone Securities, LLC (Filed With SEC on May 22, 2020)

Sales Agreement, dated as of May 21, 2020, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Virtu Americas LLC (Filed With SEC on May 21, 2020)

Sales Agreement, dated as of May 21, 2020, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Wedbush Securities Inc (Filed With SEC on May 21, 2020)

Sales Agreement, dated as of December 19, 2019, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Wedbush Securities Inc., as sales... (Filed With SEC on December 19, 2019)

Controlled Equity OfferingSM Sales Agreement, dated as of December 19, 2019, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Cantor... (Filed With SEC on December 19, 2019)

Sales Agreement, dated as of December 19, 2019, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Ladenburg Thalmann & Co. Inc., as... (Filed With SEC on December 19, 2019)

Description of Securities (Filed With SEC on May 13, 2019)

Amendment No. 4 to Fifth Amended and Restated Credit Agreement, dated as of August 22, 2018 by and among Gladstone Business Investment, LLC, as Borrower, Gladstone Management... (Filed With SEC on August 23, 2018)

Underwriting Agreement, dated as of August 14, 2018 (Filed With SEC on August 16, 2018)

Specimen 6.375% Series E Cumulative Term Preferred Stock Certificate (Filed With SEC on August 16, 2018)

AMENDMENTNO. 2 TO FIFTH AMENDED ANDRESTATED CREDIT AGREEMENT (Filed With SEC on November 17, 2016)

JOINDER AGREEMENT (Filed With SEC on September 22, 2014)

AMENDMENTNO. 1 TO FIFTH AMENDED ANDRESTATED CREDIT AGREEMENT (Filed With SEC on June 30, 2014)

JOINDER AGREEMENT (Filed With SEC on June 17, 2013)

$70,000,000 FIFTH AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 30, 2013 Among GLADSTONE BUSINESS INVESTMENT, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the... (Filed With SEC on May 2, 2013)

AMENDMENT NO. 1 TO GLADSTONE BUSINESS INVESTMENT, LLC CREDITAGREEMENT (Filed With SEC on October 9, 2012)

$60,000,000 FOURTH AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 26, 2011 Among GLADSTONE BUSINESS INVESTMENT, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as... (Filed With SEC on October 27, 2011)

$50,000,000 SECOND AMENDED AND RESTATED CREDIT AGREEMENT Dated as of April 14, 2009 Among GLADSTONE BUSINESS INVESTMENT, LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as... (Filed With SEC on April 14, 2009)

TABLE OF CONTENTS (Filed With SEC on October 17, 2008)

AMENDMENT NO. 3 TO CREDIT AGREEMENT (Filed With SEC on October 22, 2007)

AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on March 30, 2007)

$100,000,000 CREDIT AGREEMENT Dated as of October 19, 2006 Among GLADSTONE BUSINESS INVESTMENT LLC as the Borrower GLADSTONE MANAGEMENT CORPORATION as the Servicer THE FINANCIAL... (Filed With SEC on October 23, 2006)

Principal Life Insurance Company ` Raleigh, NC 27612 ###-###-#### A member of the Principal Financial Group THE EXECUTIVE Nonqualified Excess PLANSM ADOPTION AGREEMENT (Filed With SEC on July 12, 2006)

ADMINISTRATIONAGREEMENT (Filed With SEC on June 14, 2006)

INVESTMENTADVISORY AND MANAGEMENT AGREEMENT BETWEEN GLADSTONE INVESTMENT CORPORATION AND GLADSTONE MANAGEMENT CORPORATION (Filed With SEC on June 14, 2006)

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GLADSTONE INVESTMENT CORPORATION Contracts & Agreements