Cohen & Co Inc. Contracts & Agreements

Redemption Agreement, dated September 23, 2024 and effective September 1, 2024, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on September 24, 2024)

Senior Promissory Note, dated September 1, 2024, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $5,145,926.67 (Filed With SEC on September 24, 2024)

Second Amendment to Third Amended and Restated Loan Agreement, dated June 18, 2024, by and between J.V.B. Financial Group, LLC and Byline Bank (Filed With SEC on June 18, 2024)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 6, 2024)

Supplemental Indenture No. 1 to Junior Subordinated Indenture, dated January 26, 2024, by and between Cohen & Company Inc. and Wells Fargo Bank, N.A (Filed With SEC on January 29, 2024)

Amendment No. 1 to Amended and Restated Senior Promissory Note, dated January 5, 2024, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on January 5, 2024)

Section 382 Rights Agreement, dated as of January 2, 2024, between Cohen & Company Inc. and Computershare Inc (Filed With SEC on January 2, 2024)

First Amendment to Third Amended and Restated Loan Agreement, dated December 22, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Filed With SEC on December 26, 2023)

Equity Distribution Agreement, dated October 5, 2023, by and between Cohen & Company Inc. and Northland Capital Markets (Filed With SEC on October 5, 2023)

Third Amended and Restated Loan Agreement, dated June 9, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Filed With SEC on June 9, 2023)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 9, 2023)

Amendment No. 2 to Investment Agreement, date February 13, 2023, by and between Cohen and Company, LLC and JKD Capital Partners I LTD (Filed With SEC on March 9, 2023)

Second Amended and Restated Revolving Note and Cash Subordination Agreement, dated December 21, 2022, by and between J.V.B. Financial Group, LLC and Byline Bank (Filed With SEC on December 23, 2022)

Amendment No. 1 to Amended and Restated Employment Agreement, dated May 24, 2022, by and among Cohen & Company Inc., Cohen & Company, LLC, Daniel G. Cohen, J.V.B. Financial Group... (Filed With SEC on May 25, 2022)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 9, 2022)

Note Purchase Agreement, dated January 31, 2022, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on January 31, 2022)

Amended and Restated Senior Promissory Note, dated January 31, 2022, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $4,500,000 (Filed With SEC on January 31, 2022)

Amendment No. 5 to Amended and Restated Limited Liability Company Agreement, dated December 20, 2021, by and among each of the Members set forth on the signature pages thereto (Filed With SEC on December 22, 2021)

Amended and Restated Revolving Note and Cash Subordination Agreement, dated December 21, 2021, by and between J.V.B. Financial Group, LLC and Byline Bank, Inc (Filed With SEC on December 22, 2021)

Form of Indemnification Agreement by and between Cohen & Company Inc. and each of its directors and officers (Filed With SEC on March 12, 2021)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 5, 2021)

Form of Restricted Stock Award under Cohen & Company Inc. 2020 Long-Term Incentive Plan (Filed With SEC on March 5, 2021)

Amendment No. 3 to Employment Agreement, dated February 3, 2021, by and between Cohen & Company, LLC and Joseph W. Pooler, Jr (Filed With SEC on February 5, 2021)

Equity Distribution Agreement, dated December 1, 2020, by and between Cohen & Company Inc. and Northland Capital Markets (Filed With SEC on December 2, 2020)

Subscription Agreement, dated November 24, 2020, by and among INSU Acquisition Corp. II and Cohen & Company LLC, as subscriber (Filed With SEC on November 30, 2020)

Sponsor Share Cancellation and Vesting Agreement, dated as of November 24, 2020, by and among INSU Acquisition Corp. II and Sponsor (Filed With SEC on November 30, 2020)

Loan Agreement, dated October 28, 2020, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group Holdings, LP, J.V.B. Financial Group, LLC, C&Co PrinceRidge... (Filed With SEC on October 30, 2020)

Revolving Note and Cash Subordination Agreement, dated October 28, 2020, by and between J.V.B. Financial Group, LLC and Byline Bank, Inc (Filed With SEC on October 30, 2020)

Amendment No. 4 to Investment Agreement, dated October 9, 2020, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on October 15, 2020)

Amendment No. 1 to Senior Promissory Note, dated September 25, 2020, by and between Cohen & Company Inc. and the EBC 2013 Family Trust (Filed With SEC on September 29, 2020)

Amendment No. 3 to Investment Agreement, dated September 25, 2020, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on September 29, 2020)

Amendment No. 1 to Securities Purchase Agreement, dated September 25, 2020, by and among Cohen & Company Inc., Cohen & Company, LLC, Daniel G. Cohen and the DGC Family Fintech... (Filed With SEC on September 29, 2020)

Amendment No. 4 to Amended and Restated Limited Liability Company Agreement, dated September 25, 2020, by and among each of the Members set forth on the signature pages thereto (Filed With SEC on September 29, 2020)

Amendment No. 1 to Convertible Senior Secured Promissory Note, dated September 25, 2020, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on September 29, 2020)

U.S. Small Business Association Note, dated May 4, 2020, issued by Cohen & Company, LLC to Fifth Third Bank, National Association, in the aggregate principal amount of $2,165,600 (Filed With SEC on May 7, 2020)

Cohen & Company Inc. 2020 Long-Term Incentive Plan (Filed With SEC on April 7, 2020)

Section 382 Rights Agreement, dated as of March 10, 2020, between Cohen & Company Inc. and Computershare Inc (Filed With SEC on March 10, 2020)

Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 6, 2020)

Cohen & Company Inc. Non-Qualified Deferred Compensation Plan (Filed With SEC on February 12, 2020)

Note Purchase Agreement, dated as of January 31, 2020, by and among Cohen & Company, LLC, JKD Capital Partners I LTD and RN Capital Solutions LLC (Filed With SEC on February 3, 2020)

Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to JKD Capital Partners I LTD in the aggregate principal amount of $2,250,000 (Filed With SEC on February 3, 2020)

Senior Promissory Note, dated January 31, 2020, issued by Cohen & Company, LLC to RN Capital Solutions LLC in the aggregate principal amount of $2,250,000 (Filed With SEC on February 3, 2020)

Securities Purchase Agreement, dated as of December 30, 2019, by and among Cohen & Company Inc., Cohen & Company, LLC, Daniel G. Cohen and the DGC Family Fintech Trust (Filed With SEC on December 31, 2019)

Amendment No. 2 to Investment Agreement, dated as of December 4, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on December 9, 2019)

Amendment No. 2 to Investment Agreement, dated as of December 4, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on December 9, 2019)

Amendment No. 3 to Amended and Restated Limited Liability Company Agreement, dated October 30, 2019, by and among each of the Members set forth on the signature pages thereto (Filed With SEC on October 30, 2019)

Senior Promissory Note, dated September 25, 2019, issued by Cohen & Company Inc. to Pensco Trust Company, Custodian fbo Edward E. Cohen IRA in the aggregate principal amount of... (Filed With SEC on September 30, 2019)

Senior Promissory Note, dated September 25, 2019, issued by Cohen & Company Inc. to the EBC 2013 Family Trust in the aggregate principal amount of $2,400,000 (Filed With SEC on September 30, 2019)

Amendment No. 1 to Investment Agreement, dated as of September 25, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on September 30, 2019)

Amendment No. 1 to Investment Agreement, dated as of September 25, 2019 and effective as of October 1, 2019, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on September 30, 2019)

Amendment No. 1 to Investment Agreement, dated as of March 6, 2019, by and between Cohen & Company, LLC and JKD Capital Partners I LTD (Filed With SEC on March 8, 2019)

First Amendment to Loan Agreement, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group Holdings, LP, C&Co PrinceRidge Holdings, LP, dated January 29,... (Filed With SEC on March 8, 2019)

Revolving Note and Cash Subordination Agreement, dated as of January 29, 2019, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group, LLC, J.V.B.... (Filed With SEC on January 30, 2019)

Warehousing Credit and Security Agreement, dated as of November 20, 2018, by and between ViaNova Capital Group LLC and LegacyTexas Bank (Filed With SEC on November 27, 2018)

Amendment No. 1 to Convertible Senior Promissory Note, dated September 25, 2018, by and between Cohen & Company Inc. and the Edward E. Cohen IRA (Filed With SEC on September 25, 2018)

Amendment No. 1 to Convertible Senior Promissory Note, dated September 25, 2018, by and between Cohen & Company Inc. and the EBC 2013 Family Trust (Filed With SEC on September 25, 2018)

Loan Agreement, dated as of April 25, 2018, by and among Cohen & Company Inc., Cohen & Company, LLC, J.V.B. Financial Group, LLC, J.V.B. Financial Group Holdings, LP,... (Filed With SEC on April 27, 2018)

Investment Agreement, dated September 29, 2017, by and between Cohen & Company, LLC and Cohen Bros. Financial LLC (Filed With SEC on October 5, 2017)

Investment Agreement, dated September 29, 2017, by and between Cohen & Company, LLC and the DGC Family Fintech Trust (Filed With SEC on October 5, 2017)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 10, 2017)

CONVERTIBLE SENIOR SECURED PROMISSORY NOTE (Filed With SEC on March 10, 2017)

C&Co Europe Acquisition LLC c/o Erica Delforno The Bancorp 712 Fifth Avenue, 11th Floor New York, NY 10019 (Filed With SEC on March 10, 2017)

INVESTMENT AGREEMENT (Filed With SEC on October 5, 2016)

INSTITUTIONAL FINANCIAL MARKETS, INC. and COMPUTERSHARE INC. as Rights Agent Section 382 Rights Agreement Dated as of August 3, 2016 (Filed With SEC on August 3, 2016)

TERMINATION AND RELEASE AGREEMENT (Filed With SEC on October 16, 2015)

Institutional Financial Markets, Inc. 2929 Arch Street, 17th Floor Philadelphia, PA 19104-2868 (Filed With SEC on July 2, 2015)

Institutional Financial Markets, Inc. 2929 Arch Street, 17th Floor Philadelphia, PA 19104-2868 (Filed With SEC on March 30, 2015)

SHARE PURCHASE AGREEMENT (Filed With SEC on August 22, 2014)

GUARANTY AGREEMENT (Filed With SEC on August 22, 2014)

SECOND AMENDED AND RESTATED INSTITUTIONAL FINANCIAL MARKETS, INC. 2010 LONG-TERM INCENTIVE PLAN Non-Qualified STOCK OPTION AWARD (Filed With SEC on March 7, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on February 20, 2014)

SECOND AMENDED AND RESTATED INSTITUTIONAL FINANCIAL MARKETS, INC. 2010 LONG-TERM INCENTIVE PLAN SECOND AMENDED AND RESTATED INSTITUTIONAL FINANCIAL MARKETS, INC. 2010 LONG-TERM... (Filed With SEC on December 5, 2013)

Omega Advisors, Inc. 88 Pine Street Wall Street Plaza 31st Floor New York, NY 10005 October 28, 2013 (Filed With SEC on October 30, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on September 18, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on June 5, 2013)

INSTITUTIONAL FINANCIAL MARKETS, INC. and COMPUTERSHARE SHAREOWNER SERVICES LLC as Rights Agent Section 382 Rights Agreement Dated as of May 9, 2013 TABLE OF CONTENTS (Filed With SEC on May 13, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on May 13, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on May 13, 2013)

PREFERRED STOCK EXCHANGE AGREEMENT (Filed With SEC on May 13, 2013)

IFMI, LLC AMENDMENT NO. 2 TO AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on May 13, 2013)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 13, 2013)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on March 7, 2013)

SEPARATION, RELEASE AND REPURCHASE AGREEMENT (Filed With SEC on March 7, 2013)

PREFERRED STOCK EXCHANGE AGREEMENT (Filed With SEC on December 31, 2012)

SEPARATION, RELEASE AND REPURCHASE AGREEMENT (Filed With SEC on July 19, 2012)

Senior Secured Promissory Note and Security Agreement (Filed With SEC on May 8, 2012)

AMENDED AND RESTATED INSTITUTIONAL FINANCIAL MARKETS, INC. 2010LONG-TERM INCENTIVE PLAN (Filed With SEC on May 4, 2012)

CONFIDENTIAL AGREEMENT (Filed With SEC on May 4, 2012)

IFMI, LLC AMENDMENT NO. 1 TO AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on August 11, 2011)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on August 11, 2011)

EXECUTIVE AGREEMENT (Filed With SEC on August 11, 2011)

INSTITUTIONAL FINANCIAL MARKETS, INC., AS ISSUER U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE INDENTURE Dated as of July 22, 2011 10.50%CONTINGENT CONVERTIBLE SENIOR NOTES DUE 2027... (Filed With SEC on July 26, 2011)

INSTITUTIONAL FINANCIAL MARKETS, INC. 10.50% CONTINGENT CONVERTIBLE SENIOR NOTE DUE 2027 (Filed With SEC on July 26, 2011)

Fourth Amended and Restated Limited Liability Company Agreement of PrinceRidge Partners LLC Fourth Amended and Restated Limited Liability Company Agreement of PrinceRidge Partners... (Filed With SEC on June 6, 2011)

Fourth Amended and Restated Limited Partnership Agreement of PrinceRidge Holdings LP Fourth Amended and Restated Limited Partnership Agreement of PrinceRidge Holdings LP TABLE OF... (Filed With SEC on June 6, 2011)

TERMINATION AND SEPARATION AGREEMENT (Filed With SEC on June 6, 2011)

EXECUTIVE AGREEMENT (Filed With SEC on June 6, 2011)

CONTRIBUTION AGREEMENT by and among IFMI, LLC, PRINCERIDGE PARTNERS LLC and PRINCERIDGEHOLDINGS LP Dated as of April 19, 2011 TABLE OF CONTENTS (Filed With SEC on April 25, 2011)

AMENDMENT NO. 1 TO PURCHASE AND CONTRIBUTION AGREEMENT (Filed With SEC on March 4, 2011)

AMENDMENT NO. 2 TO PURCHASE AND CONTRIBUTION AGREEMENT (Filed With SEC on March 4, 2011)

AMENDMENT NO. 3 TO PURCHASE AND CONTRIBUTION AGREEMENT (Filed With SEC on March 4, 2011)

AMENDMENT NO. 1 TO THE COHEN & COMPANY INC. 2010 LONG-TERMINCENTIVE PLAN (Filed With SEC on March 4, 2011)

FORM OF INSTITUTIONAL FINANCIAL MARKETS, INC. 2010 LONG-TERM INCENTIVE PLAN RESTRICTED STOCK AWARD (Filed With SEC on March 4, 2011)

JOINDER TO LOAN DOCUMENTS (Filed With SEC on March 4, 2011)

AMENDMENT NO. 1 TO SECTION 382 RIGHTS AGREEMENT (Filed With SEC on January 6, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on May 7, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on March 10, 2010)

AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT (Filed With SEC on March 10, 2010)

OMNIBUS JOINDER AND AMENDMENT TO LOAN DOCUMENTS (Filed With SEC on March 10, 2010)

THIRD AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on March 10, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on March 10, 2010)

COHEN BROTHERS, LLC 2010 Executive OfficersCash Bonus Plan (Filed With SEC on March 10, 2010)

COHEN BROTHERS, LLC 2010 Executive OfficersCash Bonus Plan Consent to Participation and Terms of Plan (Filed With SEC on March 10, 2010)

[FORM OF UNSECURED SUBORDINATED PROMISSORY NOTE ISSUED TO FORMER STOCKHOLDERS OF COHEN FINANCIAL GROUP, INC. IN AN AGGREGATE PRINCIPAL AMOUNT OF $6,245,000.] THIS UNSECURED... (Filed With SEC on March 10, 2010)

COHEN & COMPANY INC. and MELLON INVESTOR SERVICES LLC as Rights Agent (Filed With SEC on December 28, 2009)

COHEN BROTHERS, LLC AMENDED AND RESTATEDLIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on December 17, 2009)

AMENDMENT NO. 3 TO AGREEMENT ANDPLAN OF MERGER (Filed With SEC on September 30, 2009)

AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER (Filed With SEC on August 20, 2009)

AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER (Filed With SEC on June 2, 2009)

AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT (Filed With SEC on June 2, 2009)

AMENDMENT NO. 1 TO AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT (Filed With SEC on June 2, 2009)

AMENDMENT NO. 2 TO AMENDED AND RESTATED SENIOR MANAGEMENT AGREEMENT (Filed With SEC on June 2, 2009)

EMPLOYMENT AGREEMENT (Filed With SEC on June 2, 2009)

AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENT (Filed With SEC on June 2, 2009)

COHEN BROTHERS, LLC 2009 Senior Managers Cash Bonus Retention Plan (Filed With SEC on June 2, 2009)

THIS UNSECURED SUBORDINATED PROMISSORY NOTE IS SUBORDINATE TO THE SENIOR DEBT AS DEFINED IN, AND INACCORDANCE WITH, THE PROVISIONS HEREOF Unsecured Subordinated Promissory Note (Filed With SEC on June 2, 2009)

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT COHEN BROTHERS, LLC (Filed With SEC on June 2, 2009)

AGREEMENT AND PLAN OF MERGER (Filed With SEC on February 23, 2009)

IMPORTANT NOTICE RESTRICTION ON OWNERSHIP AND TRANSFER (Filed With SEC on August 9, 2007)

BEAR STEARNS ARM TRUST 2007-2 Issuing Entity WELLS FARGO BANK, N.A. Securities Administrator (Filed With SEC on August 9, 2007)

STRUCTURED ASSET MORTGAGE INVESTMENTS II INC., as Depositor WILMINGTON TRUST COMPANY, (Filed With SEC on August 9, 2007)

MORTGAGE LOAN PURCHASE AGREEMENT between ALESCO LOAN HOLDINGS TRUST as Mortgage Loan Seller (Filed With SEC on August 9, 2007)

STRUCTURED ASSET MORTGAGE INVESTMENTS II INC., as Depositor (Filed With SEC on August 9, 2007)

GUARANTEE OF ALESCO FINANCIAL INC. (Filed With SEC on August 9, 2007)

JUNIOR SUBORDINATED INDENTURE between ALESCO FINANCIAL INC. and (Filed With SEC on June 29, 2007)

AMENDED AND RESTATED TRUST AGREEMENT among ALESCO FINANCIAL INC., as Depositor (Filed With SEC on June 29, 2007)

8,000,000 Shares ALESCO FINANCIAL INC. Common Stock (Filed With SEC on June 22, 2007)

ALESCO FINANCIAL INC., AS ISSUER AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE (Filed With SEC on May 21, 2007)

[FACE OF SECURITY] (Filed With SEC on May 21, 2007)

ALESCO FINANCIAL INC. 7.625% Contingent Convertible Senior Notes due 2027 (Filed With SEC on May 21, 2007)

$115,000,000 Alesco Financial Inc. 7.625% Contingent Convertible Senior Notes due 2027 PURCHASE AGREEMENT (Filed With SEC on May 10, 2007)

$40,000,000 CREDIT AGREEMENT Dated as of March 27, 2007 (Filed With SEC on April 3, 2007)

ALESCO FINANCIAL INC. 2006 LONG-TERM INCENTIVE PLAN (Filed With SEC on March 16, 2007)

$10,000,000 CREDIT AGREEMENT Dated as of September 29, 2006 (Filed With SEC on March 16, 2007)

MASTER REPURCHASE AGREEMENT (Filed With SEC on March 16, 2007)

ALESCO FINANCIAL INC. (a Maryland corporation) 26,400,000 Shares of Common Stock PURCHASE AGREEMENT (Filed With SEC on November 24, 2006)

INDEMNIFICATION AGREEMENT (Filed With SEC on October 20, 2006)

Sunset Financial Resources, Inc. (Filed With SEC on September 29, 2006)

Sunset Financial Resources, Inc. (Filed With SEC on September 5, 2006)

AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER AMONG (Filed With SEC on July 26, 2006)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on July 26, 2006)

AGREEMENT AND PLAN OF MERGER AMONG ALESCO FINANCIAL TRUST, JAGUAR ACQUISITION INC. (Filed With SEC on April 28, 2006)

INTERIM MANAGEMENT AGREEMENT (Filed With SEC on April 28, 2006)

AGREEMENT AND PLAN OF MERGER AMONG ALESCO FINANCIAL TRUST, JAGUAR ACQUISITION INC. (Filed With SEC on April 28, 2006)

INTERIM MANAGEMENT AGREEMENT (Filed With SEC on April 28, 2006)

Employment Agreement (Filed With SEC on November 2, 2005)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on October 20, 2005)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on October 3, 2005)

AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on October 3, 2005)

SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on September 12, 2005)

Employment Agreement (Filed With SEC on August 9, 2005)

PURCHASE AGREEMENT among (Filed With SEC on March 31, 2005)

JUNIOR SUBORDINATED INDENTURE between SUNSET FINANCIAL RESOURCES, INC. (Filed With SEC on March 31, 2005)

AMENDED AND RESTATED TRUST AGREEMENT among SUNSET FINANCIAL RESOURCES, INC. (Filed With SEC on March 31, 2005)

3/21/05 AMENDMENT TO CREDITAGREEMENT DATED AS OF MARCH 21, 2005 (Filed With SEC on March 25, 2005)

3/05 AMENDMENT TO CREDIT AGREEMENT DATED AS OF MARCH 2, 2005 (Filed With SEC on March 25, 2005)

Amendment to Credit Agreement (Filed With SEC on July 9, 2004)

Pooling and Servicing Agreement (Filed With SEC on July 9, 2004)

Assignment, Assumption and Recognition Agreement (Filed With SEC on July 9, 2004)

Indemnification Agreement (Filed With SEC on July 9, 2004)

Senior Secured Credit Agreement (Filed With SEC on April 7, 2004)

Warrant to Purchase Common Stock (Filed With SEC on March 25, 2004)

Incentive Stock Option Agreement-Jeffrey S Betros (Filed With SEC on March 25, 2004)

Incentive Stock Option Agreement-Byron L Boston (Filed With SEC on March 25, 2004)

Incentive Stock Option Agreement-Thomas G Manuel (Filed With SEC on March 25, 2004)

Incentive Stock Option Agreement-Michael L Pannell (Filed With SEC on March 25, 2004)

Incentive Stock Option Agreement-John Bert Watson (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-R E Bennett (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-J S Betros (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-Byron Boston (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-Hugh Jones Jr (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-Thomas Manuel (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-George Murray (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-M L Pannell (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-J P Stingone (Filed With SEC on March 25, 2004)

Non-Qualified Stock Option Agreement-John B Watson (Filed With SEC on March 25, 2004)

Indemnification Agreement - Rodney E. Bennett (Filed With SEC on March 25, 2004)

Indemnification Agreement - Jeffrey S. Betros (Filed With SEC on March 25, 2004)

Indemnification Agreement - Byron L. Boston (Filed With SEC on March 25, 2004)

Indemnification Agreement - Hugh H. Jones, Jr (Filed With SEC on March 25, 2004)

Indemnification Agreement - Thomas G. Manuel (Filed With SEC on March 25, 2004)

Indemnification Agreement - George A. Murray (Filed With SEC on March 25, 2004)

Indemnification Agreement - Michael L. Pannell (Filed With SEC on March 25, 2004)

Indemnification Agreement - Joseph P. Stingone (Filed With SEC on March 25, 2004)

Indemnification Agreement - John Bert Watson (Filed With SEC on March 25, 2004)

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Cohen & Co Inc. Contracts & Agreements