Cohen & Co Inc. Uncategorized Contracts & Agreements
23 Contracts & Agreements
- Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 6, 2024)
- Section 382 Rights Agreement, dated as of January 2, 2024, between Cohen & Company Inc. and Computershare Inc (Filed With SEC on January 2, 2024)
- Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 9, 2023)
- Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 9, 2022)
- Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 5, 2021)
- Section 382 Rights Agreement, dated as of March 10, 2020, between Cohen & Company Inc. and Computershare Inc (Filed With SEC on March 10, 2020)
- Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 6, 2020)
- C&Co Europe Acquisition LLC c/o Erica Delforno The Bancorp 712 Fifth Avenue, 11th Floor New York, NY 10019 (Filed With SEC on March 10, 2017)
- INSTITUTIONAL FINANCIAL MARKETS, INC. and COMPUTERSHARE INC. as Rights Agent Section 382 Rights Agreement Dated as of August 3, 2016 (Filed With SEC on August 3, 2016)
- Institutional Financial Markets, Inc. 2929 Arch Street, 17th Floor Philadelphia, PA 19104-2868 (Filed With SEC on July 2, 2015)
- Institutional Financial Markets, Inc. 2929 Arch Street, 17th Floor Philadelphia, PA 19104-2868 (Filed With SEC on March 30, 2015)
- Omega Advisors, Inc. 88 Pine Street Wall Street Plaza 31st Floor New York, NY 10005 October 28, 2013 (Filed With SEC on October 30, 2013)
- CONFIDENTIAL AGREEMENT (Filed With SEC on May 4, 2012)
- EXECUTIVE AGREEMENT (Filed With SEC on August 11, 2011)
- EXECUTIVE AGREEMENT (Filed With SEC on June 6, 2011)
- AMENDMENT NO. 1 TO THE COHEN & COMPANY INC. 2010 LONG-TERMINCENTIVE PLAN (Filed With SEC on March 4, 2011)
- AMENDMENT NO. 1 TO SECTION 382 RIGHTS AGREEMENT (Filed With SEC on January 6, 2011)
- COHEN BROTHERS, LLC AMENDED AND RESTATEDLIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on December 17, 2009)
- IMPORTANT NOTICE RESTRICTION ON OWNERSHIP AND TRANSFER (Filed With SEC on August 9, 2007)
- ALESCO FINANCIAL INC., AS ISSUER AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE (Filed With SEC on May 21, 2007)
- Sunset Financial Resources, Inc. (Filed With SEC on September 29, 2006)
- Sunset Financial Resources, Inc. (Filed With SEC on September 5, 2006)
- 3/21/05 AMENDMENT TO CREDITAGREEMENT DATED AS OF MARCH 21, 2005 (Filed With SEC on March 25, 2005)
