Citizens Financial Group (25)
Browse by Contract Category
Contracts
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Registration Rights Agreement, dated as of September 30, 2020, between the Company and Credit Suisse Securities (USA) LLC and Citizens Capital Markets, Inc., as dealer managers
(Filed With SEC on September 30, 2020)
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Second Amendment to the CFG Voluntary Executive Deferred Compensation Plan dated December 9, 2019
(Filed With SEC on February 24, 2020)
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Citizens Financial Group, Inc. Form of Deferred Cash Award Agreement
(Filed With SEC on February 21, 2019)
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Form of 2.638% Regulation S Subordinated Global Note due 2032
(Filed With SEC on September 30, 2020)
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Form of 2.638% Rule 144A Subordinated Global Note due 2032
(Filed With SEC on September 30, 2020)
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Eleventh Supplemental Indenture, dated as of September 30, 2020, between the Company and The Bank of New York Mellon
(Filed With SEC on September 30, 2020)
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Underwriting Agreement, dated May 28, 2020, among Citizens Financial Group, Inc. and Barclays Capital Inc., BofA Securities, Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co....
(Filed With SEC on June 4, 2020)
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Fifth Supplemental Indenture, dated as of April 30, 2020, between the Company and The Bank of New York Mellon
(Filed With SEC on April 30, 2020)
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Underwriting Agreement, dated as of April 27, 2020, between the Company, and Barclays Capital Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Morgan Stanley...
(Filed With SEC on April 30, 2020)
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Agreement to furnish to the Securities and Exchange Commission upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and...
(Filed With SEC on February 24, 2020)
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First Amendment to the CFG Voluntary Executive Deferred Compensation Plan dated March 1, 2019
(Filed With SEC on February 24, 2020)
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Fourth Supplemental Indenture, dated as of February 6, 2020, between the Company and The Bank of New York Mellon
(Filed With SEC on February 6, 2020)
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Underwriting Agreement, dated as of February 3, 2020, between the Company, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Morgan Stanley &...
(Filed With SEC on February 6, 2020)
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Deposit Agreement, dated October 28, 2019, among Citizens Financial Group, Inc. and Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary, and the...
(Filed With SEC on October 28, 2019)
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Underwriting Agreement, dated October 21, 2019, among Citizens Financial Group, Inc. and Morgan Stanley & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, UBS...
(Filed With SEC on October 28, 2019)
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Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan, as of June 20, 2019
(Filed With SEC on August 6, 2019)
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Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy, amended and effective as of April 25, 2019
(Filed With SEC on August 6, 2019)
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Third Supplemental Indenture, dated as of July 25, 2019, between the Company and The Bank of New York Mellon
(Filed With SEC on July 25, 2019)
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Underwriting Agreement, dated as of July 22, 2019, between the Company, Barclays Capital Inc., Citizens Capital Markets, Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan...
(Filed With SEC on July 25, 2019)
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Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Restricted Stock Unit Award Agreement
(Filed With SEC on February 21, 2019)
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Executive Employment Agreement, dated September 6, 2014, between the Registrant and Malcolm Griggs and subsequent addendum dated August 14, 2017
(Filed With SEC on February 21, 2019)
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Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Performance Stock Unit Award Agreement
(Filed With SEC on February 21, 2019)
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Agreement to furnish to the Securities and Exchange Commission upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and...
(Filed With SEC on February 21, 2019)
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Deposit Agreement, dated January 29, 2019, among Citizens Financial Group, Inc. and Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary, and the...
(Filed With SEC on January 29, 2019)
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Underwriting Agreement, dated January 22, 2019, among Citizens Financial Group, Inc. and Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS...
(Filed With SEC on January 29, 2019)