Citizens Financial Group Contracts & Agreements

212 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Underwriting Agreement for $750,000,000 5.253% Fixed/Floating Rate Senior Notes Due 2031 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2025
Tenth Supplemental Indenture to Senior Indenture for $750,000,000 5.253% Fixed/Floating Rate Senior Notes due 2031 between Citizens Financial Group, Inc. and The Bank of New York...
Indenture Agreements
Citizens Financial Group
Banks
NY
2025
Description of Securities Registered Under Section 12 of the Exchange Act – Citizens Financial Group, Inc.
Equity Distribution Agreements
Citizens Financial Group
Banks
NY
2025
Citizens Financial Group, Inc. Undertaking to Furnish Long-Term Debt Instruments to SEC (2024 10-K)
Citizens Financial Group
Banks
2025
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement (Amended & Restated)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2025
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2025
RBS Citizens Executive Employment Offer Letter to Beth for EVP, Head of Strategy Position
Employment Agreements
Citizens Financial Group
Banks
NY
2025
Citizens Financial Group, Inc. Restricted Cash Award Agreement with Executive
Bonus & Incentive Agreements
Citizens Financial Group
Banks
NY
2024
Leadership Succession Award Agreement between Citizens Financial Group, Inc. and Executive
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2024
Underwriting Agreement for $1,250,000,000 5.718% Fixed/Floating Rate Senior Notes Due 2032 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Ninth Supplemental Indenture to Senior Indenture for $1,250,000,000 5.718% Fixed/Floating Rate Senior Notes due 2032 between Citizens Financial Group, Inc. and The Bank of New...
Indenture Agreements
Citizens Financial Group
Banks
DE
2024
Underwriting Agreement for 16,000,000 Depositary Shares of Series H Preferred Stock between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Amended April 25, 2024)
Compensation Agreements
Citizens Financial Group
Banks
2024
Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan (Effective April 25, 2024)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Amended and Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan (Effective April 25, 2024)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Amended and Restated Citizens Financial Group, Inc. 2014 Employee Stock Purchase Plan (Effective July 1, 2024)
Stock Agreements
Citizens Financial Group
Banks
DE
2024
Underwriting Agreement for $750,000,000 6.645% Fixed/Floating Rate Senior Notes Due 2035 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Eighth Supplemental Indenture to Senior Indenture for $750,000,000 6.645% Fixed/Floating Rate Senior Notes due 2035 between Citizens Financial Group, Inc. and The Bank of New York...
Indenture Agreements
Citizens Financial Group
Banks
NY
2024
Description of Securities Registered Under Section 12 of the Exchange Act – Citizens Financial Group, Inc.
Equity Distribution Agreements
Citizens Financial Group
Banks
NY
2024
Citizens Financial Group, Inc. Undertaking to Furnish Long-Term Debt Instruments to SEC
Waiver Agreements
Citizens Financial Group
Banks
2024
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Fifth Amendment to CFG Voluntary Executive Deferred Compensation Plan (Effective January 1, 2024)
Compensation Agreements
Citizens Financial Group
Banks
2024
Citizens Financial Group, Inc. Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Underwriting Agreement for $1,250,000,000 5.841% Fixed/Floating Rate Senior Notes Due 2030 by Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Seventh Supplemental Indenture to Senior Indenture for $1,250,000,000 5.841% Fixed/Floating Rate Senior Notes due 2030 between Citizens Financial Group, Inc. and The Bank of New...
Indenture Agreements
Citizens Financial Group
Banks
DE
2024
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Amended April 27, 2023)
Compensation Agreements
Citizens Financial Group
Banks
2023
Description of Securities Registered under Section 12 of the Securities Exchange Act by Citizens Financial Group, Inc.
Equity Distribution Agreements
Citizens Financial Group
Banks
2023
Citizens Financial Group, Inc. Letter to SEC Regarding Long-Term Debt Instruments (2022 10-K)
Citizens Financial Group
Banks
2023
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2023
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2023
Citizens Financial Group, Inc. Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2023
Investors Bancorp, Inc. Stock Option Agreement under 2015 Equity Incentive Plan
Equity Distribution Agreements
Citizens Financial Group
Banks
2023
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Amended April 28, 2022)
Compensation Agreements
Citizens Financial Group
Banks
2022
Underwriting Agreement for $400,000,000 5.641% Fixed-Reset Subordinated Notes Due 2037 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2022
Fifteenth Supplemental Indenture to Subordinated Indenture for $400,000,000 5.641% Fixed-Reset Subordinated Notes due 2037 between Citizens Financial Group, Inc. and The Bank of...
Indenture Agreements
Citizens Financial Group
Banks
NY
2022
Description of Securities Registered Under Section 12 of the Exchange Act by Citizens Financial Group, Inc.
Equity Distribution Agreements
Citizens Financial Group
Banks
2022
Citizens Financial Group, Inc. Undertaking to Furnish Long-Term Debt Instruments to SEC
Indenture Agreements
Citizens Financial Group
Banks
2022
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2022
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2022
Fourth Amendment to CFG Voluntary Executive Deferred Compensation Plan (Effective January 1, 2022)
Compensation Agreements
Citizens Financial Group
Banks
2022
Citizens Financial Group, Inc. Deferred Cash Award Agreement with Employee Recipient
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2022
Amended and Restated Executive Employment Agreement between Citizens Financial Group, Inc. and Brendan Coughlin
Employment Agreements
Citizens Financial Group
Banks
NY
2022
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Amended April 22, 2021)
Compensation Agreements
Citizens Financial Group
Banks
2021
Addendum to Amended and Restated Executive Employment Agreement between Citizens Financial Group, Inc. and Bruce Van Saun
Employment Agreements
Citizens Financial Group
Banks
2021
Agreement and Plan of Merger between Citizens Financial Group, Inc. and Investors Bancorp, Inc. (July 28, 2021)
Merger Agreements
Citizens Financial Group
Banks
NJ
2021
Underwriting Agreement for 4.000% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series G, between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2021
Citizens Financial Group, Inc. 2.638% Subordinated Notes Due 2032 (Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group 4.300% Fixed Rate Reset Subordinated Notes Due 2031 (Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group, Inc. 3.750% Fixed Rate Reset Subordinated Notes Due 2031 (Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group, Inc. 4.350% Fixed Rate Reset Subordinated Notes Due 2031 (Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2021
Third Amendment to CFG Voluntary Executive Deferred Compensation Plan Including Trinity Capital
Compensation Agreements
Citizens Financial Group
Banks
2021
Citizens Financial Group, Inc. Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2021
Executive Employment Agreement between RBS Citizens, N.A. and Susan LaMonica
Employment Agreements
Citizens Financial Group
Banks
CT
2021
Citizens Financial Group, Inc. Agreement to Furnish Long-Term Debt Instruments to SEC
Note Agreements
Citizens Financial Group
Banks
2021
Description of Securities Registered Under Section 12 of the Exchange Act by Citizens Financial Group, Inc.
Equity Distribution Agreements
Citizens Financial Group
Banks
2021
Twelfth Supplemental Indenture to Subordinated Indenture (4.300% Fixed Rate Reset Subordinated Notes due 2031) between Citizens Financial Group, Inc. and The Bank of New York...
Indenture Agreements
Citizens Financial Group
Banks
DE
2021
Thirteenth Supplemental Indenture to Subordinated Indenture (3.750% Fixed Rate Reset Subordinated Notes due 2031) between Citizens Financial Group, Inc. and The Bank of New York...
Indenture Agreements
Citizens Financial Group
Banks
DE
2021
Fourteenth Supplemental Indenture to Subordinated Indenture for 4.350% Fixed Rate Reset Subordinated Notes due 2031 between Citizens Financial Group, Inc. and The Bank of New York...
Indenture Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group, Inc. $134,632,000 4.300% Fixed Rate Reset Subordinated Notes due 2031 (Rule 144A Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group, Inc. $68,710,000 3.750% Fixed Rate Reset Subordinated Notes Due 2031 (Rule 144A Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2021
Citizens Financial Group, Inc. $60,547,000 4.350% Fixed Rate Reset Subordinated Notes Due 2031 (Rule 144A Global Note)
Note Agreements
Citizens Financial Group
Banks
NY
2021
Registration Rights Agreement for 4.300% Fixed Rate Reset Subordinated Notes due 2031 between Citizens Financial Group, Inc. and Dealer Managers
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2021
Registration Rights Agreement for 3.750% Fixed Rate Reset Subordinated Notes due 2031 between Citizens Financial Group, Inc. and Dealer Managers
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2021
Registration Rights Agreement for 4.350% Fixed Rate Reset Subordinated Notes due 2031 between Citizens Financial Group, Inc. and Dealer Managers
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2021
Eleventh Supplemental Indenture to Subordinated Indenture for 2.638% Subordinated Notes due 2032 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2020
Citizens Financial Group, Inc. 2.638% Subordinated Notes Due 2032 (Rule 144A Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2020
Citizens Financial Group, Inc. 2.638% Subordinated Notes Due 2032 (Regulation S Global Note)
Note Agreements
Citizens Financial Group
Banks
DE
2020
Registration Rights Agreement for 2.638% Subordinated Notes due 2032 between Citizens Financial Group, Inc. and Dealer Managers
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2020
Underwriting Agreement for 400,000 Shares of 5.650% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series F, by Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2020
Underwriting Agreement for $750,000,000 3.250% Senior Notes Due 2030 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2020
Fifth Supplemental Indenture to Senior Indenture for $750,000,000 3.250% Senior Notes due 2030 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2020
Citizens Financial Group, Inc. Agreement to Furnish Long-Term Debt Instruments to SEC
Exchange Agreements
Citizens Financial Group
Banks
2020
First Amendment to CFG Voluntary Executive Deferred Compensation Plan (March 2019)
Compensation Agreements
Citizens Financial Group
Banks
2020
Second Amendment to CFG Voluntary Executive Deferred Compensation Plan (December 2019)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2020
Underwriting Agreement for $300,000,000 2.500% Senior Notes Due 2030 by Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2020
Fourth Supplemental Indenture to Senior Indenture for $300,000,000 2.500% Senior Notes due 2030 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2020
Underwriting Agreement for 18,000,000 Depositary Shares of Series E Preferred Stock between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2019
Deposit Agreement among Citizens Financial Group, Inc., Computershare Inc. and Computershare Trust Company, N.A., and Holders of Depositary Receipts (Series E Preferred Stock)
Deposit Agreements
Citizens Financial Group
Banks
DE
2019
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Amended April 25, 2019)
Compensation Agreements
Citizens Financial Group
Banks
2019
Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan (as of June 20, 2019)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2019
Underwriting Agreement for $500,000,000 2.850% Senior Notes Due 2026 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
NY
2019
Third Supplemental Indenture to Senior Indenture for $500,000,000 2.850% Senior Notes due 2026 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2019
Citizens Financial Group, Inc. Letter to SEC Regarding Long-Term Debt Instruments (2018 10-K)
Indenture Agreements
Citizens Financial Group
Banks
2019
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2019
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2019
Citizens Financial Group, Inc. Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2019
Executive Employment Agreement between Citizens Financial Group, Inc. and Malcolm Griggs
Employment Agreements
Citizens Financial Group
Banks
NY
2019
Underwriting Agreement for 12,000,000 Depositary Shares of Series D Preferred Stock between Citizens Financial Group, Inc. and Underwriters (Morgan Stanley, Merrill Lynch, UBS,...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2019
Deposit Agreement among Citizens Financial Group, Inc., Computershare Inc., Computershare Trust Company, N.A., and Holders of Depositary Receipts (Series D Preferred Stock)
Deposit Agreements
Citizens Financial Group
Banks
DE
2019
Underwriting Agreement for 6.375% Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock, Series C, between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
PA
2018
Executive Employment Agreement between Citizens Financial Group, Inc. and C. Jack Read
Employment Agreements
Citizens Financial Group
Banks
NY
2018
Underwriting Agreement for 6.000% Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock, Series B, between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
PA
2018
Citizens Financial Group, Inc. Series B Preferred Stock Certificate (6.000% Fixed-to-Floating Rate)
Stock Agreements
Citizens Financial Group
Banks
2018
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Amended April 26, 2018)
Compensation Agreements
Citizens Financial Group
Banks
2018
Citizens Financial Group, Inc. Letter to SEC Regarding Long-Term Debt Instruments (2017 10-K)
Exchange Agreements
Citizens Financial Group
Banks
2018
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2018
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2018
Citizens Financial Group, Inc. Deferred Cash Award Agreement with Employee
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2018
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Amended as of August 1, 2017)
Compensation Agreements
Citizens Financial Group
Banks
2017
Citizens Financial Group, Inc. 2014 Non-Employee Directors Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Amendment to Performance Stock Unit Award Agreement under Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Amendment to December 2014 Role-Based Allowance Share Award Agreement under Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Employment Agreement between RBS Citizens, N.A. and Brad Conner (May 23, 2008)
Employment Agreements
Citizens Financial Group
Banks
NY
2017
Executive Employment Agreement between Citizens Financial Group, Inc. and Stephen Gannon
Employment Agreements
Citizens Financial Group
Banks
NY
2017
Executive Employment Agreement between Citizens Financial Group, Inc. and Donald H. McCree III
Employment Agreements
Citizens Financial Group
Banks
NY
2017
Executive Employment Agreement between Citizens Financial Group, Inc. and John Woods
Employment Agreements
Citizens Financial Group
Banks
NY
2017
Citizens Financial Group, Inc. Agreement to Furnish Long-Term Debt Instruments to SEC
Indenture Agreements
Citizens Financial Group
Banks
2017
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement (Bruce Van Saun – Annual Award)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Stock Unit Award Agreement (Bruce Van Saun – Annual Award)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Executive Employment Agreement between Citizens Financial Group, Inc. and John Woods
Employment Agreements
Citizens Financial Group
Banks
NY
2017
Second Supplemental Indenture to Senior Indenture for $350,000,000 2.375% Senior Notes due 2021 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2017
Executive Employment Agreement between Citizens Financial Group, Inc. and John Fawcett
Employment Agreements
Citizens Financial Group
Banks
NY
2016
Amended and Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan (as of June 23, 2016)
Compensation Agreements
Citizens Financial Group
Banks
DE
2016
Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan (as of June 23, 2016)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
Underwriting Agreement for $350,000,000 2.375% Senior Notes Due 2021 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
PA
2016
First Supplemental Indenture to Senior Indenture for $350,000,000 2.375% Senior Notes due 2021 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
DE
2016
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Share Unit Award Agreement (2016 Annual Grant)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan – Restricted Stock Unit Award Agreement (Bruce Van Saun, May 2016)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Share Unit Award Agreement (Bruce Van Saun – May 2016)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
Executive Employment Agreement between Citizens Financial Group, Inc. and Randy Black
Employment Agreements
Citizens Financial Group
Banks
NY
2016
Amended and Restated Executive Employment Agreement between Citizens Financial Group, Inc. and Bruce Van Saun
Employment Agreements
Citizens Financial Group
Banks
NY
2016
Registration and Purchase Agreement between Citizens Financial Group, Inc. and The Royal Bank of Scotland Group plc (November 23, 2015)
Registration Rights Agreements
Citizens Financial Group
Banks
WA
2016
Citizens Financial Group, Inc. Agreement to Furnish Long-Term Debt Instruments to SEC
Note Agreements
Citizens Financial Group
Banks
2016
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement (2016 Annual & Off-Cycle Awards)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
Amendment to Citizens Financial Group, Inc. Equity and Deferred Cash Award Agreements
Modification Agreements
Citizens Financial Group
Banks
DE
2016
Citizens Financial Group, Inc. 2014 Non-Employee Directors RSU Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
Citizens Financial Group, Inc. 2016 Deferred Cash Award Agreement (Off-Cycle)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
Second Supplemental Indenture to Subordinated Indenture for $333,000,000 5.158% Fixed-to-Floating Callable Subordinated Notes due 2023 between RBS Citizens Financial Group, Inc....
Indenture Agreements
Citizens Financial Group
Banks
DE
2015
Fifth Supplemental Indenture to Subordinated Indenture for $333,000,000 4.153% Subordinated Notes due 2024 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
Sixth Supplemental Indenture to Subordinated Indenture for $333,000,000 4.023% Subordinated Notes due 2024 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
Seventh Supplemental Indenture to Subordinated Indenture between Citizens Financial Group, Inc. and The Bank of New York Mellon (2014)
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
Tenth Supplemental Indenture to Subordinated Indenture between Citizens Financial Group, Inc. and The Bank of New York Mellon (December 3, 2015)
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
Underwriting Agreement for $750,000,000 4.300% Subordinated Notes Due 2025 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
Ninth Supplemental Indenture to Subordinated Indenture for $750,000,000 4.300% Subordinated Notes due 2025 between Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
Underwriting Agreement among Citizens Financial Group, Inc., RBSG International Holdings Limited, and Underwriters (Goldman Sachs, Citigroup, J.P. Morgan, Merrill Lynch) dated...
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
Underwriting Agreement for Sale of Common Stock by Citizens Financial Group, Inc. and RBSG International Holdings Limited
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
Underwriting Agreement for $250,000,000 Subordinated Notes Due 2025 between Citizens Financial Group, Inc. and Underwriters
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
Subordinated Indenture between RBS Citizens Financial Group, Inc. and The Bank of New York Mellon, dated September 28, 2012
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
Eighth Supplemental Indenture to Subordinated Indenture (2025 Subordinated Notes) – Citizens Financial Group, Inc. and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (as Amended June 25, 2015)
Compensation Agreements
Citizens Financial Group
Banks
2015
Citizens Financial Group, Inc. 5.500% Fixed-to-Floating Non-Cumulative Perpetual Preferred Stock, Series A Global Security Certificate
Stock Agreements
Citizens Financial Group
Banks
2015
Executive Employment Agreement between Citizens Financial Group, Inc. and Donald H. McCree III
Employment Agreements
Citizens Financial Group
Banks
NY
2015
Underwriting Agreement among Citizens Financial Group, Inc., RBSG International Holdings Limited, and Underwriters (2015)
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
Separation and General Release Agreement between Citizens Financial Group, Inc. and John Fawcett
Separation Agreements
Citizens Financial Group
Banks
NY
2015
Executive Employment Agreement between Citizens Financial Group, Inc. and Eric Aboaf
Employment Agreements
Citizens Financial Group
Banks
NY
2015
Citizens Financial Group, Inc. Agreement to Furnish Long-Term Debt Instruments to SEC
Indenture Agreements
Citizens Financial Group
Banks
2015
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Performance Share Unit Award Agreement (Annual Grant)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Role-Based Allowance Share Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
CFG Amended and Restated Voluntary Executive Deferred Compensation Plan (Effective January 1, 2009; Amended September 1, 2014)
Compensation Agreements
Citizens Financial Group
Banks
RI
2015
Citizens Financial Group, Inc. Deferred Cash Award Agreement (2015)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
Citizens Financial Group, Inc. Performance Formula and Incentive Plan for Executive Officers
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
RBS North America Services, Inc. Offer Letter to John Fawcett for Chief Finance Officer Position
Employment Agreements
Citizens Financial Group
Banks
NY
2015
Employment Offer Letter between RBS Citizens, N.A. and Brad Conner (May 23, 2008)
Employment Agreements
Citizens Financial Group
Banks
NY
2015
RBS Citizens Offer Letter to Nancy Shanik for Chief Risk Officer Position (2010)
Employment Agreements
Citizens Financial Group
Banks
MA
2015
Executive Employment Agreement between Citizens Financial Group, Inc. and Stephen Gannon
Employment Agreements
Citizens Financial Group
Banks
NY
2015
Separation and Shareholder Agreement between The Royal Bank of Scotland Group plc and Citizens Financial Group, Inc.
Shareholders Agreements
Citizens Financial Group
Banks
NY
2014
Transitional Services Agreement between The Royal Bank of Scotland Group plc and Citizens Financial Group, Inc. (September 29, 2014)
Services Agreements
Citizens Financial Group
Banks
RI
2014
Trademark License Agreement between The Royal Bank of Scotland Group plc and Citizens Financial Group, Inc.
License Agreements
Citizens Financial Group
Banks
RI
2014
Registration Rights Agreement between Citizens Financial Group, Inc. and The Royal Bank of Scotland Group plc (RBSG) dated September 29, 2014
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2014
Amended and Restated Master Services Agreement between RBS Business Services Private Ltd and Citizens Bank, N.A.
Services Agreements
Citizens Financial Group
Banks
2014
Transitional Services Agreement between RBS Global Trade Service Centre Private Limited and Citizens Bank, N.A. (September 29, 2014)
Services Agreements
Citizens Financial Group
Banks
2014
Citizens Financial Group, Inc. Converted Equity 2010 Deferral Plan Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. Converted Equity 2010 Long Term Incentive Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (Effective September 29, 2014)
Compensation Agreements
Citizens Financial Group
Banks
2014
Citizens Financial Group, Inc. 2014 Non-Employee Directors RSU Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Underwriting Agreement for Sale of 140,000,000 Shares of Citizens Financial Group, Inc. Common Stock
Underwriting Agreements
Citizens Financial Group
Banks
PA
2014
Separation and Shareholder Agreement between The Royal Bank of Scotland Group plc and Citizens Financial Group, Inc.
Shareholders Agreements
Citizens Financial Group
Banks
NY
2014
Transitional Services Agreement between The Royal Bank of Scotland Group plc and Citizens Financial Group, Inc.
Services Agreements
Citizens Financial Group
Banks
RI
2014
Trade Mark Licence Agreement between The Royal Bank of Scotland Group plc and Citizens Financial Group, Inc.
License Agreements
Citizens Financial Group
Banks
RI
2014
Registration Rights Agreement between Citizens Financial Group, Inc. and The Royal Bank of Scotland Group plc (2014)
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2014
Indemnification Agreement between Citizens Financial Group, Inc. and Indemnitee (2014)
Indemnification Agreements
Citizens Financial Group
Banks
DE
2014
Supplemental Retirement Agreement between Charter One Financial, Inc. and Charles J. Koch
Retirement Agreements
Citizens Financial Group
Banks
OH
2014
Amended and Restated Master Services Agreement between RBS Business Services Private Ltd and Citizens Bank, N.A. (2014)
Services Agreements
Citizens Financial Group
Banks
2014
Transitional Services Agreement between RBS Global Trade Service Centre Private Limited and Citizens Bank, N.A.
Services Agreements
Citizens Financial Group
Banks
2014
Executive Employment Agreement between RBS Citizens Financial Group, Inc. and Bruce Van Saun (October 1, 2013)
Employment Agreements
Citizens Financial Group
Banks
NY
2014
Employment Offer Letter for CEO & Chairman of CFG and Head of RBS Americas (Bruce Van Saun)
Employment Agreements
Citizens Financial Group
Banks
2014
Employment Agreement between RBS North America Services, Inc. and Ellen Alemany dated March 21, 2007
Employment Agreements
Citizens Financial Group
Banks
NY
2014
Side Letter Amending Employment Agreement Between Ellen Alemany and RBS North America Services, Inc. (March 21, 2007)
Employment Agreements
Citizens Financial Group
Banks
NY
2014
Separation and Release Agreement between Ellen Alemany, RBS Citizens Financial Group, Inc., and The Royal Bank of Scotland Group plc
Separation Agreements
Citizens Financial Group
Banks
2014
Employment Agreement between RBS North America Services, Inc. and Robert Douglas Matthews, Jr. (August 28, 2007)
Employment Agreements
Citizens Financial Group
Banks
2014
Amendment to Employment Terms for Robert D. Matthews, Jr. with Citizens Financial Group, Inc.
Employment Agreements
Citizens Financial Group
Banks
2014
Employment Agreement between RBS North America Services, Inc. and John Fawcett (Chief Finance Officer)
Employment Agreements
Citizens Financial Group
Banks
2014
Employment Offer Letter between RBS Citizens, N.A. and Brad Conner (May 23, 2008)
Employment Agreements
Citizens Financial Group
Banks
2014
Employment Offer Letter for Chief Risk Officer between RBS Citizens, N.A. and Nancy (September 2010)
Employment Agreements
Citizens Financial Group
Banks
MA
2014
The Royal Bank of Scotland Group plc 2007 Executive Share Option Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
Royal Bank of Scotland Group 2007 Executive Share Option Plan Option Certificate
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
Amended and Restated RBS Americas Deferred Compensation Plan (RBS Citizens Financial Group, Inc.)
Compensation Agreements
Citizens Financial Group
Banks
RI
2014
Deferred Compensation Plan for Directors of Citizens Financial Group, Inc. (Amended and Restated as of January 1, 2009)
Compensation Agreements
Citizens Financial Group
Banks
RI
2014
Citizens Financial Group, Inc. Deferred Compensation Plan (Amended and Restated January 1, 2009)
Compensation Agreements
Citizens Financial Group
Banks
RI
2014
CFG Executive Severance Practice Policy
Severance Agreements
Citizens Financial Group
Banks
2014
The Royal Bank of Scotland Group plc 2010 Deferral Plan Rules (as Amended)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
RBS 2010 Deferral Plan Award Certificate for Performance Year [Year]
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
The Royal Bank of Scotland Group plc 2010 Long Term Incentive Plan Rules (as Amended)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
Royal Bank of Scotland Group Long Term Incentive Plan Award Certificate [YEAR]
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
Royal Bank of Scotland Group plc Long Term Incentive Plan Award Certificate for Bruce Van Saun
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
Citizens Financial Group Converted Equity 2010 Deferral Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. Converted Equity 2010 Long Term Incentive Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. 2014 Non-Employee Directors RSU Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. 2014 Employee Stock Purchase Plan
Subscription Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy (2014)
Compensation Agreements
Citizens Financial Group
Banks
2014
RBS Citizens Financial Group, Inc. Performance Formula and Incentive Plan for Executive Officers
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
Citizens Financial Group Special (IPO) Award Certificate (2014) for Employees
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
Material Risk Taker Identification and Role-Based Allowance Letter – RBS to Employee
Compensation Agreements
Citizens Financial Group
Banks
2014