Citizens Financial Group Contracts & Agreements

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Underwriting Agreement, dated as of February 24, 2025, between the Company, and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Morgan Stanley...
Underwriting Agreements
Citizens Financial Group
Banks
2025
Tenth Supplemental Indenture, dated as of March 5, 2025, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
2025
Description of the Securities Registered Pursuant to Section 12 of the Securities Act of 1934
Citizens Financial Group
Banks
2025
Agreement to furnish to the SEC upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and consolidated subsidiaries
Citizens Financial Group
Banks
2025
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2025
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Performance Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2025
EXECUTIVE AGREEMENT ADDENDUM
Citizens Financial Group
Banks
2025
Form of Restricted Cash Award Agreement
Citizens Financial Group
Banks
NY
2024
Form of Executive Letter Agreement for Stock Ownership Guidelines
Stock Agreements
Citizens Financial Group
Banks
2024
Underwriting Agreement, dated as of July 18, 2024, between the Company, and Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Ninth Supplemental Indenture, dated as of July 23, 2024, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
DE
2024
Underwriting Agreement, dated May 16, 2024, among Citizens Financial Group, Inc. and Morgan Stanley & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, UBS Securities...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy, Amended and Effective as of April 25, 2024
Compensation Agreements
Citizens Financial Group
Banks
2024
Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan, Amended and Restated Effective as of April 25, 2024
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Amended and Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan, Amended and Restated Effective as of April 25, 2024
Compensation Agreements
Citizens Financial Group
Banks
DE
2024
Amended and Restated Citizens Financial Group, Inc. 2014 Employee Stock Purchase Plan, Amended and Restated Effective as of July 1, 2024
Stock Agreements
Citizens Financial Group
Banks
DE
2024
Underwriting Agreement, dated as of April 18, 2024, between the Company, and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Morgan Stanley &...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Eighth Supplemental Indenture, dated as of April 25, 2024, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2024
DESCRIPTION OF THE SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934
Citizens Financial Group
Banks
NY
2024
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2024
Fifth Amendment to the CFG Voluntary Executive Deferred Compensation Plan dated January 1, 2024
Compensation Agreements
Citizens Financial Group
Banks
2024
Citizens Financial Group, Inc. Form of Deferred Cash Award Agreement
Citizens Financial Group
Banks
DE
2024
Underwriting Agreement, dated as of January 18, 2024, between the Company, and Barclays Capital Inc., BofA Securities, Inc., Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2024
Seventh Supplemental Indenture, dated as of January 23, 2024, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
DE
2024
CITIZENS FINANCIAL GROUP, INC. NON-EMPLOYEE DIRECTORS COMPENSATION POLICY Amended and Effective as of April 27, 2023
Compensation Agreements
Citizens Financial Group
Banks
2023
Description of the Securities Registered Pursuant to Section 12 of the Securities Act of 1934
Citizens Financial Group
Banks
2023
Agreement to furnish to the SEC upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and consolidated subsidiaries
Citizens Financial Group
Banks
2023
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2023
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2023
CITIZENS FINANCIAL GROUP, INC. Deferred Cash Award Agreement Terms and Conditions
Citizens Financial Group
Banks
DE
2023
Investors Bancorp, Inc. 2015 Equity Incentive Plan Form of Stock Option Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2023
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy, amended and effective April 28, 2022
Compensation Agreements
Citizens Financial Group
Banks
2022
Underwriting Agreement, dated as of May 18, 2022, between the Company, BofA Securities, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2022
Fifteenth Supplemental Indenture, dated as of May 23, 2022, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2022
Description of the Securities Registered Pursuant to Section 12 of the Securities Act of 1934
Citizens Financial Group
Banks
2022
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2022
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Performance Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2022
CFG Voluntary Executive Deferred Compensation Plan Fourth Plan Amendment
Compensation Agreements
Citizens Financial Group
Banks
2022
Citizens Financial Group, Inc. Form of Deferred Cash Award Agreement
Citizens Financial Group
Banks
DE
2022
Amended and Restated Executive Employment Agreement, dated December 20, 2021, between the Registrant and Brendan Coughlin
Employment Agreements
Citizens Financial Group
Banks
NY
2022
CITIZENS FINANCIAL GROUP, INC. NON-EMPLOYEE DIRECTORS COMPENSATION POLICY Amended and Effective as of April 22, 2021
Compensation Agreements
Citizens Financial Group
Banks
2021
ADDENDUM TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
2021
Agreement and Plan of Merger, dated July 28, 2021, by and between Citizens Financial Group, Inc. and Investors Bancorp, Inc
Merger Agreements
Citizens Financial Group
Banks
NJ
2021
Underwriting Agreement, dated June 4, 2021, among Citizens Financial Group, Inc. and Barclays Capital Inc., BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley &...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2021
Form of 2.638% Subordinated Global Note due 2032
Note Agreements
Citizens Financial Group
Banks
DE
2021
Form of 4.300% Subordinated Global Note due 2031
Note Agreements
Citizens Financial Group
Banks
DE
2021
Form of 3.750% Subordinated Global Note due 2031
Note Agreements
Citizens Financial Group
Banks
DE
2021
Form of 4.350% Subordinated Global Note due 2031
Note Agreements
Citizens Financial Group
Banks
DE
2021
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Restricted Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2021
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Performance Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2021
CFG Voluntary Executive Deferred Compensation Plan Third Amendment
Compensation Agreements
Citizens Financial Group
Banks
2021
CITIZENS FINANCIAL GROUP, INC. Deferred Cash Award Agreement Terms and Conditions
Citizens Financial Group
Banks
DE
2021
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
CT
2021
Agreement to furnish to the Securities and Exchange Commission upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and...
Exchange Agreements
Citizens Financial Group
Banks
2021
DESCRIPTION OF THE SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934
Citizens Financial Group
Banks
2021
Twelfth Supplemental Indenture, dated as of February 11, 2021, between the Company and the Trustee
Indenture Agreements
Citizens Financial Group
Banks
DE
2021
Thirteenth Supplemental Indenture, dated as of February 11, 2021, between the Company and the Trustee
Indenture Agreements
Citizens Financial Group
Banks
DE
2021
Fourteenth Supplemental Indenture, dated as of February 11, 2021, between the Company and the Trustee
Indenture Agreements
Citizens Financial Group
Banks
DE
2021
Form of 4.300% Rule 144A Subordinated Global Note due 2031
Note Agreements
Citizens Financial Group
Banks
DE
2021
Form of 3.750% Rule 144A Subordinated Global Note due 2031
Note Agreements
Citizens Financial Group
Banks
DE
2021
Form of 4.350% Rule 144A Subordinated Global Note due 2031
Note Agreements
Citizens Financial Group
Banks
NY
2021
Registration Rights Agreement relating to the 4.300% New Notes, dated as of February 11, 2021
Note Agreements
Citizens Financial Group
Banks
NY
2021
Registration Rights Agreement relating to the 3.750% New Notes, dated as of February 11, 2021
Note Agreements
Citizens Financial Group
Banks
NY
2021
Registration Rights Agreement relating to the 4.350% New Notes, dated as of February 11, 2021
Note Agreements
Citizens Financial Group
Banks
NY
2021
Eleventh Supplemental Indenture, dated as of September 30, 2020, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2020
Form of 2.638% Rule 144A Subordinated Global Note due 2032
Note Agreements
Citizens Financial Group
Banks
DE
2020
Form of 2.638% Regulation S Subordinated Global Note due 2032
Note Agreements
Citizens Financial Group
Banks
DE
2020
Registration Rights Agreement, dated as of September 30, 2020, between the Company and Credit Suisse Securities (USA) LLC and Citizens Capital Markets, Inc., as dealer managers
Credit Agreements
Citizens Financial Group
Banks
NY
2020
Underwriting Agreement, dated May 28, 2020, among Citizens Financial Group, Inc. and Barclays Capital Inc., BofA Securities, Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co....
Underwriting Agreements
Citizens Financial Group
Banks
NY
2020
Underwriting Agreement, dated as of April 27, 2020, between the Company, and Barclays Capital Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Morgan Stanley...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2020
Fifth Supplemental Indenture, dated as of April 30, 2020, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2020
Agreement to furnish to the Securities and Exchange Commission upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and...
Exchange Agreements
Citizens Financial Group
Banks
2020
First Amendment to the CFG Voluntary Executive Deferred Compensation Plan dated March 1, 2019
Compensation Agreements
Citizens Financial Group
Banks
2020
Second Amendment to the CFG Voluntary Executive Deferred Compensation Plan dated December 9, 2019
Compensation Agreements
Citizens Financial Group
Banks
2020
Underwriting Agreement, dated as of February 3, 2020, between the Company, Barclays Capital Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Morgan Stanley &...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2020
Fourth Supplemental Indenture, dated as of February 6, 2020, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2020
Underwriting Agreement, dated October 21, 2019, among Citizens Financial Group, Inc. and Morgan Stanley & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, UBS...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2019
Deposit Agreement, dated October 28, 2019, among Citizens Financial Group, Inc. and Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary, and the...
Deposit Agreements
Citizens Financial Group
Banks
DE
2019
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy, amended and effective as of April 25, 2019
Compensation Agreements
Citizens Financial Group
Banks
2019
Amended and Restated Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan, as of June 20, 2019
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2019
Underwriting Agreement, dated as of July 22, 2019, between the Company, Barclays Capital Inc., Citizens Capital Markets, Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2019
Third Supplemental Indenture, dated as of July 25, 2019, between the Company and The Bank of New York Mellon
Indenture Agreements
Citizens Financial Group
Banks
NY
2019
Agreement to furnish to the Securities and Exchange Commission upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and...
Exchange Agreements
Citizens Financial Group
Banks
2019
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2019
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Performance Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2019
Citizens Financial Group, Inc. Form of Deferred Cash Award Agreement
Citizens Financial Group
Banks
DE
2019
Executive Employment Agreement, dated September 6, 2014, between the Registrant and Malcolm Griggs and subsequent addendum dated August 14, 2017
Employment Agreements
Citizens Financial Group
Banks
NY
2019
Underwriting Agreement, dated January 22, 2019, among Citizens Financial Group, Inc. and Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS...
Underwriting Agreements
Citizens Financial Group
Banks
NY
2019
Deposit Agreement, dated January 29, 2019, among Citizens Financial Group, Inc. and Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary, and the...
Deposit Agreements
Citizens Financial Group
Banks
DE
2019
Underwriting Agreement, dated October 22, 2018, among Citizens Financial Group, Inc. and Barclays Capital Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC,...
Underwriting Agreements
Citizens Financial Group
Banks
PA
2018
Executive Employment Agreement, dated June 18, 2018, between the Registrant and C. Jack Read
Employment Agreements
Citizens Financial Group
Banks
NY
2018
Underwriting Agreement, dated May 21, 2018, among Citizens Financial Group, Inc. and Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC,...
Underwriting Agreements
Citizens Financial Group
Banks
PA
2018
Form of certificate representing the Series B Preferred Stock
Stock Agreements
Citizens Financial Group
Banks
2018
Citizens Financial Group, Inc. Non-Employee Directors Compensation Policy, Amended and Effective as of April 26, 2018
Compensation Agreements
Citizens Financial Group
Banks
2018
Agreement to furnish to the Securities and Exchange Commission upon request a copy of instruments defining the rights of holders of certain long-term debt of the registrant and...
Exchange Agreements
Citizens Financial Group
Banks
2018
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2018
Citizens Financial Group, Inc. 2014 Omnibus Incentive Plan Form of Performance Stock Award Agreement
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2018
Citizens Financial Group, Inc. Form of Deferred Cash Award Agreement
Citizens Financial Group
Banks
DE
2018
CITIZENS FINANCIAL GROUP, INC. NON-EMPLOYEE DIRECTORS COMPENSATION POLICY As Amended June 22, 2017, to be Effective as of August 1, 2017
Compensation Agreements
Citizens Financial Group
Banks
2017
CITIZENS FINANCIAL GROUP, INC. 2014 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN Restricted Stock Unit Award Agreement Terms and Conditions
Stock Agreements
Citizens Financial Group
Banks
DE
2017
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Amendment to Performance Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Amendment to December 2014 Role-Based Allowance - Share Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
Page 2
Citizens Financial Group
Banks
NY
2017
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2017
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2017
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2017
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Restricted Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Restricted Stock Unit Award Agreement Terms and Conditions (Bruce Van Saun Annual Award)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Performance Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Performance Stock Unit Award Agreement Terms and Conditions (Bruce Van Saun Annual Award)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2017
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2017
CITIZENS FINANCIAL GROUP, INC. Company and THE BANK OF NEW YORK MELLON Trustee SECONDSUPPLEMENTAL INDENTURE Dated as of February 24, 2017 to SENIOR INDENTURE Dated as of October...
Indenture Agreements
Citizens Financial Group
Banks
NY
2017
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2016
AMENDED AND RESTATED CITIZENS FINANCIAL GROUP, INC. 2014 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN AS OF JUNE 23, 2016
Compensation Agreements
Citizens Financial Group
Banks
DE
2016
AMENDED AND RESTATED CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN AS OF JUNE 23, 2016
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
$350,000,000 CITIZENS FINANCIAL GROUP, INC. 2.375% SENIOR NOTES DUE 2021 UNDERWRITING AGREEMENT
Underwriting Agreements
Citizens Financial Group
Banks
PA
2016
CITIZENS FINANCIAL GROUP, INC. Company and THE BANK OF NEW YORK MELLON Trustee FIRSTSUPPLEMENTAL INDENTURE Dated as of July 28, 2016 to SENIOR INDENTURE Dated as of October 28,...
Indenture Agreements
Citizens Financial Group
Banks
DE
2016
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Performance Share Unit Award Agreement (2016 Annual Grant) Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Bruce Van Saun May 2016 Grant Restricted Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Bruce Van Saun May 2016 Grant Performance Share Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2016
AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2016
REGISTRATION AND PURCHASE AGREEMENT
Purchase Agreements
Citizens Financial Group
Banks
WA
2016
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Restricted Stock Unit Award Agreement (2016 Annual & Off-Cycle Awards) Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
CITIZENS FINANCIAL GROUP, INC. Amendment to [Performance Share Unit Award Agreement / Restricted Stock Unit Agreement / Deferred Cash Agreement] Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2016
CITIZENS FINANCIAL GROUP, INC. 2014 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN RSU Award Agreement Terms and Conditions
Compensation Agreements
Citizens Financial Group
Banks
DE
2016
CITIZENS FINANCIAL GROUP, INC. Deferred Cash Award Agreement (2016 Off-Cycle Award) Terms and Conditions
Citizens Financial Group
Banks
DE
2016
RBS CITIZENS FINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee and Calculation Agent SECONDSUPPLEMENTAL INDENTURE Dated as of June 28, 2013 to SUBORDINATED...
Indenture Agreements
Citizens Financial Group
Banks
DE
2015
CITIZENS FINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee FIFTHSUPPLEMENTAL INDENTURE Dated as of June 26, 2014 to SUBORDINATED INDENTURE Dated as of September...
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
CITIZENS FINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee SIXTHSUPPLEMENTAL INDENTURE Dated as of August 1, 2014 to SUBORDINATED INDENTURE Dated as of...
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
CITIZENS FINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee SEVENTHSUPPLEMENTAL INDENTURE Dated as of October 8, 2014 to SUBORDINATED INDENTURE Dated as of...
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
CITIZENS FINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee TENTHSUPPLEMENTAL INDENTURE Dated as of December 3, 2015 to SUBORDINATED INDENTURE Dated as of...
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
$750,000,000 CITIZENSFINANCIAL GROUP, INC. 4.300% SUBORDINATED NOTES DUE 2025 UNDERWRITING AGREEMENT
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
CITIZENSFINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee NINTHSUPPLEMENTAL INDENTURE Dated as of December 3, 2015 to SUBORDINATED INDENTURE Dated as of...
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
110,461,782 Shares CITIZENSFINANCIAL GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
[ ] Shares CITIZENS FINANCIAL GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
$250,000,000 CITIZENSFINANCIAL GROUP, INC. [ ]% SUBORDINATED NOTES DUE 2025 UNDERWRITING AGREEMENT
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
RBS CITIZENS FINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee SUBORDINATEDINDENTURE Dated as of September 28, 2012 TABLE OF CONTENTS
Citizens Financial Group
Banks
NY
2015
CITIZENS FINANCIAL GROUP, INC. Issuer and THE BANK OF NEW YORK MELLON Trustee EIGHTHSUPPLEMENTAL INDENTURE Dated as of [ ], 2015 to SUBORDINATED INDENTURE Dated as of September...
Indenture Agreements
Citizens Financial Group
Banks
NY
2015
CITIZENS FINANCIAL GROUP, INC. NON-EMPLOYEE DIRECTORS COMPENSATION POLICY Originally Adopted as of September 29, 2014 and Amended on June 25, 2015
Compensation Agreements
Citizens Financial Group
Banks
2015
CITIZENS FINANCIAL GROUP, INC. 5.500% FIXED-TO-FLOATING NON-CUMULATIVE PERPETUAL PREFERRED STOCK ([RULE144A][REGULATION S] GLOBAL SECURITY)
Stock Agreements
Citizens Financial Group
Banks
2015
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2015
115,000,000 Shares CITIZENS FINANCIAL GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreements
Citizens Financial Group
Banks
PA
2015
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2015
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Restricted Stock Unit Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Performance Share Unit Award Agreement (Annual Grant) Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN Role-Based Allowance - Share Award Agreement Terms and Conditions
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
AMENDED AND RESTATED CFG VOLUNTARY EXECUTIVE DEFERRED COMPENSATION PLAN Plan Effective Date: January 1, 2009 Amended and Restated on September 1, 2014 TABLE OF CONTENTS PAGE
Compensation Agreements
Citizens Financial Group
Banks
RI
2015
CITIZENS FINANCIAL GROUP, INC. Deferred Cash Award Agreement Terms and Conditions
Citizens Financial Group
Banks
DE
2015
CITIZENS FINANCIAL GROUP, INC. PERFORMANCE FORMULA AND INCENTIVE PLAN
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2015
EXECUTIVE AGREEMENT ADDENDUM
Citizens Financial Group
Banks
NY
2015
EXECUTIVE AGREEMENT ADDENDUM
Citizens Financial Group
Banks
NY
2015
EXECUTIVE AGREEMENT ADDENDUM
Citizens Financial Group
Banks
MA
2015
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2015
SEPARATION AND SHAREHOLDER AGREEMENT dated as of September 26, 2014, by and between THE ROYAL BANK OF SCOTLAND GROUP PLC, a public limited company, and CITIZENS FINANCIAL GROUP,...
Separation Agreements
Citizens Financial Group
Banks
NY
2014
Dated September 29, 2014 THE ROYAL BANK OF SCOTLAND GROUP PLC and CITIZENS FINANCIAL GROUP, INC. TRANSITIONAL SERVICES AGREEMENT TABLE OF CONTENTS
Services Agreements
Citizens Financial Group
Banks
RI
2014
INDEX
Citizens Financial Group
Banks
RI
2014
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2014
Dated September 29, 2014 RBS BUSINESS SERVICES PRIVATE LTD and CITIZENS BANK, N.A. AMENDED AND RESTATED MASTER SERVICES AGREEMENT AMENDED AND RESTATED MASTER SERVICES AGREEMENT
Services Agreements
Citizens Financial Group
Banks
2014
Dated September 29, 2014 RBS GLOBAL TRADE SERVICE CENTRE PRIVATE LIMITED and CITIZENS BANK, N.A. TRANSITIONAL SERVICES AGREEMENT TRANSITIONAL SERVICES AGREEMENT
Services Agreements
Citizens Financial Group
Banks
2014
CITIZENS FINANCIAL GROUP, INC.
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC.
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. NON-EMPLOYEE DIRECTORS COMPENSATION POLICY Effective as of September 29, 2014
Compensation Agreements
Citizens Financial Group
Banks
2014
CITIZENS FINANCIAL GROUP, INC. 2014 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN RSU Award Agreement Terms and Conditions
Compensation Agreements
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
140,000,000 Shares CITIZENS FINANCIAL GROUP, INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE UNDERWRITING AGREEMENT
Underwriting Agreements
Citizens Financial Group
Banks
PA
2014
SEPARATION AND SHAREHOLDER AGREEMENT dated as of [], 2014, by and between THE ROYAL BANK OFSCOTLAND GROUP PLC, a public limited company, and CITIZENS FINANCIAL GROUP,INC., a...
Separation Agreements
Citizens Financial Group
Banks
NY
2014
Dated , 2014 THE ROYAL BANK OF SCOTLAND GROUP PLC and CITIZENS FINANCIALGROUP, INC. TRANSITIONAL SERVICES AGREEMENT TABLE OF CONTENTS
Services Agreements
Citizens Financial Group
Banks
RI
2014
INDEX
Citizens Financial Group
Banks
RI
2014
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Citizens Financial Group
Banks
NY
2014
FORM OF INDEMNIFICATION AGREEMENT (Delaware corporation)
Indemnification Agreements
Citizens Financial Group
Banks
DE
2014
SUPPLEMENTAL RETIREMENT AGREEMENT
Retirement Agreements
Citizens Financial Group
Banks
OH
2014
Dated , 2014 RBS BUSINESS SERVICES PRIVATE LTD and CITIZENS BANK,N.A. AMENDED AND RESTATED MASTER SERVICES AGREEMENT
Services Agreements
Citizens Financial Group
Banks
2014
Dated , 2014 RBS GLOBAL TRADE SERVICE CENTRE PRIVATE LIMITED and CITIZENS BANK, N.A. TRANSITIONAL SERVICES AGREEMENT
Services Agreements
Citizens Financial Group
Banks
2014
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2014
APPENDIX Compensation construct
Compensation Agreements
Citizens Financial Group
Banks
2014
EMPLOYMENT AGREEMENT
Employment Agreements
Citizens Financial Group
Banks
NY
2014
SEPARATION AND RELEASE AGREEMENT
Separation Agreements
Citizens Financial Group
Banks
2014
Page 2
Citizens Financial Group
Banks
2014
The Royal Bank of Scotland Group plc 2007 EXECUTIVE SHARE OPTION PLAN Approved by shareholders of the Company on 25 April 2007 Adopted by the board of the Company on 25 April 2007...
Stock Agreements
Citizens Financial Group
Banks
2014
AMENDEDAND RESTATED RBS AMERICAS DEFERRED COMPENSATION PLAN Plan Effective Date: January 1, 2009 Amended and Restated on August 30, 2013
Compensation Agreements
Citizens Financial Group
Banks
RI
2014
DEFERREDCOMPENSATION PLAN FOR DIRECTORS OF CITIZENS FINANCIAL GROUP, INC. As Amended and Restated as of January 1, 2009 TABLE OF CONTENTS
Citizens Financial Group
Banks
RI
2014
CITIZENSFINANCIAL GROUP, INC. DEFERRED COMPENSATION PLAN AS AMENDED AND RESTATED JANUARY 1, 2009
Compensation Agreements
Citizens Financial Group
Banks
RI
2014
EXECUTIVE SEVERANCE PRACTICE
Severance Agreements
Citizens Financial Group
Banks
2014
THE ROYAL BANK OF SCOTLAND GROUP PLC 2010 DEFERRAL PLAN RULES
Citizens Financial Group
Banks
2014
Plan Reference No
Citizens Financial Group
Banks
2014
THE ROYAL BANK OF SCOTLAND GROUP PLC RULES OF THE 2010 LONG TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
Award Date
Citizens Financial Group
Banks
2014
Indicative performance (guideline only)
Bonus & Incentive Agreements
Citizens Financial Group
Banks
2014
CFG CONVERTED EQUITY 2010 DEFERRAL PLAN Table of Contents
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. CFG CONVERTED EQUITY 2010 LONG TERM INCENTIVE PLAN Table of Contents
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. 2014 OMNIBUS INCENTIVE PLAN
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. 2014 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN
Compensation Agreements
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. 2014 NON-EMPLOYEE DIRECTORS COMPENSATION PLAN RSU Award Agreement [Service Vesting]
Compensation Agreements
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. 2014 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
Citizens Financial Group
Banks
DE
2014
CITIZENS FINANCIAL GROUP, INC. NON-EMPLOYEE DIRECTORS COMPENSATION POLICY Effective as of , 2014
Compensation Agreements
Citizens Financial Group
Banks
2014
RBS CITIZENS FINANCIAL GROUP, INC. PERFORMANCE FORMULA AND INCENTIVE PLAN
Bonus & Incentive Agreements
Citizens Financial Group
Banks
DE
2014