Agency Agreements

1,771 Contracts & Agreements

Agency agreements include contracts between a company and a placement agent for a company's securities.

Browse Agency Agreements by Industry

Aerospace & Defense (19 contracts from 7 companies)
Air Freight & Logistics (2 | 1)
Airlines (1 | 1)
Auto Components (14 | 7)
Automobiles (6 | 4)
Banks (310 | 145)
Beverages (4 | 1)
Biotechnology (65 | 53)
Building Products (2 | 2)
Capital Markets (16 | 12)
Chemicals (14 | 9)
Commercial Services & Supplies (6 | 5)
Communications Equipment (2 | 2)
Construction & Engineering (4 | 3)
Consumer Finance (15 | 5)
Containers & Packaging (1 | 1)
Distributors (2 | 2)
Diversified Consumer Services (4 | 4)
Diversified Financial Services (1 | 1)
Diversified Telecommunication Services (6 | 2)
Electric Utilities (20 | 10)
Electrical Equipment (16 | 8)
Electronic Equipment, Instruments & Components (10 | 6)
Energy Equipment & Services (30 | 27)
Entertainment (2 | 2)
Equity Real Estate Investment Trusts (REITs) (23 | 15)
ETFs (12 | 8)
Food Products (6 | 5)
Food & Staples Retailing (4 | 3)
Gas Utilities (7 | 4)
Health Care Equipment & Supplies (41 | 27)
Health Care Providers & Services (37 | 23)
Health Care Technology (4 | 3)
Hotels, Restaurants & Leisure (4 | 4)
Household Durables (9 | 7)
Independent Power & Renewable Electricity Producers (2 | 2)
Industrial Conglomerates (2 | 2)
Insurance (55 | 25)
Interactive Media & Services (1 | 1)
Internet & Direct Marketing Retail (14 | 9)
IT Services (16 | 13)
Leisure Products (1 | 1)
Life Sciences Tools & Services (12 | 4)
Machinery (5 | 3)
Media (9 | 7)
Metals & Mining (48 | 20)
Multi-Utilities (2 | 2)
Oil, Gas & Consumable Fuels (21 | 17)
Paper & Forest Products (1 | 1)
Personal Products (1 | 1)
Pharmaceuticals (57 | 30)
Professional Services (8 | 5)
Real Estate Management & Development (1 | 1)
Road & Rail (5 | 4)
Semiconductors & Semiconductor Equipment (12 | 4)
Software (25 | 16)
SPACs, Investment, & Acquisition Companies (19 | 16)
Specialty Retail (14 | 8)
Technology Hardware, Storage & Peripherals (3 | 2)
Textiles, Apparel & Luxury Goods (5 | 2)
Thrifts & Mortgage Finance (118 | 60)
Trading Companies & Distributors (2 | 2)
Transportation Infrastructure (1 | 1)
Water Utilities (1 | 1)
Wireless Telecommunication Services (1 | 1)
Unassigned Industry (591 | 330)

Recent Contracts

Category

Company

Industry

Jur. Jurisdiction

Filed

Placement Agency Agreement between Cibus, Inc. and A.G.P./Alliance Global Partners (June 2025)

Agency Agreements

Calyxt, Inc.

Biotechnology

2025

Placement Agency Agreement between Adial Pharmaceuticals, Inc. and A.G.P./Alliance Global Partners

Equity Distribution Agreements

ADIAL PHARMACEUTICALS, INC.

Pharmaceuticals

2025

Swiss Agency Agreement between Linde plc and UBS AG for CHF Notes Issuance under EUR 20 Billion Debt Programme

Agency Agreements

Linde plc

Chemicals

2025

Agency Agreement for Subscription and Community Offering of Lake Shore Bancorp, Inc. Common Stock with Raymond James & Associates, Inc.

Agency Agreements

LAKE SHORE BANCORP, INC.

Thrifts & Mortgage Finance

2025

Agency Agreement for Subscription and Community Offering of Lake Shore Bancorp, Inc. Common Stock with Raymond James & Associates, Inc.

Agency Agreements

LAKE SHORE BANCORP, INC.

Thrifts & Mortgage Finance

2025

Agency Agreement for Common Stock Offering between Security Midwest Bancorp, Inc. and Performance Trust Capital Partners, LLC

Agency Agreements

Security Midwest Bancorp, Inc.

Banks

2025

Avidia Bancorp, Inc. Agency Agreement with Keefe, Bruyette & Woods, Inc. for Common Stock Offering

Agency Agreements

Avidia Bancorp, Inc.

Banks

2025

Placement Agency Agreement between MetaVia Inc. and Ladenburg Thalmann & Co. Inc. dated May 8, 2025

Agency Agreements

Gemphire Therapeutics Inc.

Biotechnology

2025

Agency Agreement for Senior Notes Issuance between Booking Holdings Inc. and U.S. Bank Entities (May 9, 2025)

Agency Agreements

Booking Holdings Inc

Internet & Direct Marketing Retail

2025

Agency Agreement for Subscription and Community Offering of Lake Shore Bancorp, Inc. Common Stock with Raymond James & Associates, Inc.

Agency Agreements

LAKE SHORE BANCORP, INC.

Thrifts & Mortgage Finance

2025

Avidia Bancorp, Inc. Agency Agreement with Keefe, Bruyette & Woods, Inc. for Common Stock Offering

Agency Agreements

Avidia Bancorp, Inc.

Banks

2025

Verses AI Inc. 2,750,000 Units Agency Agreement with Clear Street LLC and A.G.P. Canada Investments ULC (April 2025)

Agency Agreements

Verses AI Inc.

2025

Placement Agent Agreement between Helius Medical Technologies, Inc. and Maxim Group LLC (April 24, 2025)

Agency Agreements

HELIUS MEDICAL TECHNOLOGIES, INC.

Health Care Equipment & Supplies

2025

Placement Agency Agreement between Imunon, Inc. and A.G.P./Alliance Global Partners and Brookline Capital Markets

Agency Agreements

Celsion CORP

Biotechnology

2025

Placement Agency Agreement between Perfect Moment Ltd. and ThinkEquity LLC (March 28, 2025)

Agency Agreements

Perfect Moment Ltd.

2025

Placement Agency Agreement between authID Inc. and Dominari Securities LLC dated March 31, 2025

Agency Agreements

Ipsidy Inc.

Software

2025

Agency Agreement for Common Stock Offering between Security Midwest Bancorp, Inc. and Performance Trust Capital Partners, LLC

Agency Agreements

Security Midwest Bancorp, Inc.

Banks

2025

Placement Agency Agreement, dated March 25, 2025, by and between Tenon Medical, Inc. and A.G.P./Alliance Global Partners, LLC

Agency Agreements

Tenon Medical, Inc.

Health Care Equipment & Supplies

2025

Placement Agency Agreement between Cloudastructure, Inc. and Maxim Group LLC (March 21, 2025)

Agency Agreements

CLOUDASTRUCTURE, INC.

2025

Placement Agency Agreement between GeoVax Labs, Inc. and A.G.P./Alliance Global Partners (March 23, 2025)

Agency Agreements

GeoVax Labs, Inc.

Biotechnology

2025

Placement Agency Agreement between Virpax Pharmaceuticals, Inc. and Spartan Capital Securities, LLC (2025)

Agency Agreements

Virpax Pharmaceuticals, Inc.

Pharmaceuticals

2025

Placement Agency Agreement between Incannex Healthcare Inc. and R.F. Lafferty & Co., Inc. (March 7, 2025)

Agency Agreements

Incannex Healthcare Ltd

Health Care Providers & Services

2025

Placement Agent Agreement between Cadiz, Inc. and Roth Capital Partners, LLC (March 7, 2025)

Agency Agreements

CADIZ INC

Water Utilities

2025

Placement Agent Agreement between ZyVersa Therapeutics, Inc. and A.G.P./Alliance Global Partners (March 2025)

Agency Agreements

Larkspur Health Acquisition Corp.

SPACs, Investment, & Acquisition Companies

2025

Placement Agency Agreement between HLEND CLO 2025-3, LLC and J.P. Morgan Securities LLC (March 5, 2025)

Agency Agreements

HPS Corporate Lending Fund

2025

Agency Agreement for €1 Billion Notes Issuance by Emerson Electric Co. with U.S. Bank and Computershare Trust Company

Agency Agreements

Emerson Electric Company

Electrical Equipment

2025

Agency Agreement for €1 Billion Notes Issuance by Emerson Electric Co. with U.S. Bank and Computershare Trust Company

Agency Agreements

Emerson Electric Company

Electrical Equipment

2025

Co-Transfer Agency Agreement between Grayscale Investments, LLC and Continental Stock Transfer & Trust Company (June 14, 2024)

Agency Agreements

Grayscale Ethereum Mini Trust (ETH)

ETFs

2025

Co-Transfer Agency Agreement between Grayscale Investments, LLC and Continental Stock Transfer & Trust Company (April 29, 2024)

Agency Agreements

Grayscale Bitcoin Mini Trust (BTC)

ETFs

2025

Placement Agency Agreement between BiomX Inc. and Laidlaw & Company (UK) Ltd. dated February 25, 2025

Agency Agreements

Chardan Healthcare Acquisition Corp.

Biotechnology

2025

Placement Agency Agreement between Aspire Biopharma Holdings, Inc. and Dawson James Securities, Inc.

Agency Agreements

PowerUp Acquisition Corp.

SPACs, Investment, & Acquisition Companies

2025

Agency Agreement for Subscription and Community Offering of Winchester Bancorp, Inc. Common Stock with Raymond James & Associates, Inc.

Agency Agreements

Winchester Bancorp, Inc.

Banks

2025

Agency Agreement for Common Stock Offering between Marathon Bancorp, Inc. and Janney Montgomery Scott LLC

Agency Agreements

Marathon Bancorp, Inc.

Banks

2025

Placement Agency Agreement between WiSA Technologies, Inc. and Maxim Group LLC (February 2025)

Agency Agreements

Summit Wireless Technologies, Inc.

Semiconductors & Semiconductor Equipment

2025

Agency Agreement for Common Stock Offering between Marathon Bancorp, Inc. and Janney Montgomery Scott LLC

Agency Agreements

Marathon Bancorp, Inc.

Banks

2025

Placement Agency Agreement between Glucotrack, Inc. and Dawson James Securities, Inc. (February 2025)

Agency Agreements

Integrity Applications, Inc.

Health Care Equipment & Supplies

2025

Amended and Restated Placement Agent Agreement between Goldman Sachs Real Estate Finance Trust Inc and Goldman Sachs & Co. LLC

Agency Agreements

Goldman Sachs Real Estate Finance Trust Inc

2025

Placement Agency Agreement between SELLAS Life Sciences Group, Inc. and A.G.P./Alliance Global Partners and Maxim Group LLC

Agency Agreements

SELLAS Life Sciences Group, Inc.

Biotechnology

2025

Agency Agreement for Subscription and Community Offering of Winchester Bancorp, Inc. Common Stock with Raymond James & Associates, Inc.

Agency Agreements

Winchester Bancorp, Inc.

Banks

2025

Placement Agency Agreement between A.G.P./Alliance Global Partners and Stardust Power Inc.

Agency Agreements

Global Partner Acquisition Corp II

SPACs, Investment, & Acquisition Companies

2025