GLADSTONE INVESTMENT CORPORATION Equity Distribution Agreements

13 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Gladstone Investment Corporation $75 Million Common Stock Sales Agreement with M&T Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Virtu Americas LLC
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and B. Riley Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
Gladstone Investment Corporation $75 Million Common Stock Sales Agreement with B. Riley Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Gladstone Investment Corporation $75 Million Common Stock Sales Agreement with Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Description of Common Stock and 5.00% Notes Due 2026 Issued by Gladstone Investment Corporation
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2024
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Gladstone Investment Corporation $50 Million Common Stock Sales Agreement with Virtu Americas LLC
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Gladstone Investment Corporation $50,000,000 Common Stock Sales Agreement with Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Gladstone Investment Corporation $35 Million Common Stock Sales Agreement with Ladenburg Thalmann & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Controlled Equity Offering Sales Agreement between Gladstone Investment Corporation and Cantor Fitzgerald & Co. (December 19, 2019)
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Gladstone Investment Corporation $35,000,000 Common Stock Sales Agreement with Wedbush Securities Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019