Pfenex Inc. Business Finance Contracts & Agreements

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Deed of Assignment and Amendment among Pfenex Inc., China NT Pharma Group, NT Pharma International, and Beijing Kangchen Biological Technology Co., Ltd.
Assignment Agreements
Pfenex Inc.
Biotechnology
NY
2020
Equity Sales Agreement between Pfenex Inc. and William Blair & Company, L.L.C. and H.C. Wainwright & Co., LLC (May 7, 2020)
Equity Distribution Agreements
Pfenex Inc.
Biotechnology
NY
2020
Waiver Letter to ROW Agreement Between Pfenex Inc. and Alvogen Malta (Out-Licensing) Ltd. (April 27, 2020)
Waiver Agreements
Pfenex Inc.
Biotechnology
2020
Description of Pfenex Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Pfenex Inc.
Biotechnology
2020
Amendment No. 0007 to Contract HHSO100201500011C between U.S. Department of Health & Human Services and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2018
Amendment No. 0006 to Contract HHSO100201500011C between U.S. Department of Health & Human Services and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2018
Pfenex Inc. Underwriting Agreement with Barclays Capital Inc. and William Blair & Company, L.L.C. (May 23, 2018)
Underwriting Agreements
Pfenex Inc.
Biotechnology
NY
2018
Equity Sales Agreement between Pfenex Inc. and William Blair & Company, L.L.C. (March 15, 2018)
Equity Distribution Agreements
Pfenex Inc.
Biotechnology
NY
2018
Amendment No. 0005 to Contract HHSO100201500011C between U.S. Department of Health & Human Services and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2017
Pfenex Inc. 2014 Equity Incentive Plan (As Amended and Restated May 5, 2017)
Equity Distribution Agreements
Pfenex Inc.
Biotechnology
DE
2017
Amendment No. 0004 to Contract HHSO100201500011C between ASPR-BARDA and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2017
Amendment No. 0003 to Contract HHSO100201500011C between ASPR-BARDA and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2017
Amendment No. 10 to Contract HHSN272201200033C between National Institutes of Health and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2017
Amendment No. 9 to Contract HHSN272201200033C between National Institutes of Health and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Amendment No. 8 to Contract HHSN272201200033C between National Institutes of Health and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Amendment No. 0015 to Contract HHSO100201000045C Between ASPR-BARDA and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Amendment No. 0007 to Contract HHSN272201200033C between National Institutes of Health and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Amendment No. 0002 to Contract HHSO100201500011C between ASPR-BARDA and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Amendment to Contract HHSO100201500011C Between ASPR-BARDA and Pfenex, Inc. for Anthrax Vaccine Development
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Amendment No. 6 to Contract HHSN272201200033C between National Institutes of Health and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Amendment No. 0014 to Contract HHSO100201000045C Between ASPR-BARDA and Pfenex, Inc. for Inventory Transfer
Modification Agreements
Pfenex Inc.
Biotechnology
2016
Underwriting Agreement among Pfenex Inc., The Dow Chemical Company, and Morgan Stanley & Co. LLC for Sale of Common Stock
Underwriting Agreements
Pfenex Inc.
Biotechnology
NY
2015
Amendment No. 0013 to Contract HHSO100201000045C between ASPR-BARDA and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2015
First Amendment to Amended and Restated Credit Agreement between Pfenex Inc. and Wells Fargo Bank
Credit Agreements
Pfenex Inc.
Biotechnology
2015
Amendment No. 0012 to Contract HHSO100201000045C between ASPR-BARDA and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2015
Amended and Restated Revolving Line of Credit Note between Pfenex Inc. and Wells Fargo Bank, N.A. ($3,900,000)
Credit Agreements
Pfenex Inc.
Biotechnology
DE
2015
Amended and Restated Credit Agreement between Pfenex Inc. and Wells Fargo Bank, N.A. (July 1, 2015)
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2015
Amendment No. 0011 to Contract HHS0100201000045C between ASPR-BARDA and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2015
Underwriting Agreement among Pfenex Inc., Selling Stockholders, and Underwriters (Barclays, Evercore, William Blair) – April 2015
Underwriting Agreements
Pfenex Inc.
Biotechnology
NY
2015
Contract Modification No. 05 to HHSN272201200033C Between Pfenex, Inc. and U.S. Government
Modification Agreements
Pfenex Inc.
Biotechnology
2015
Revolving Line of Credit Note between Pfenex Inc. and Wells Fargo Bank, N.A. dated June 24, 2013
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2015
Revolving Line of Credit Note between Pfenex Inc. and Wells Fargo Bank, N.A. dated May 1, 2012
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2015
Credit Agreement between Pfenex Inc. and Wells Fargo Bank, National Association dated May 1, 2012
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2015
Amendment No. 0004 to Contract HHSN272201200033C between National Institutes of Health and Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2015
Amendment No. 0003 to NIH Contract HHSN272201200033C with Pfenex, Inc.
Modification Agreements
Pfenex Inc.
Biotechnology
2015
Third Amendment to Credit Agreement between Pfenex Inc. and Wells Fargo Bank, N.A.
Credit Agreements
Pfenex Inc.
Biotechnology
2015
Pfenex Inc. 2014 Equity Incentive Plan
Equity Distribution Agreements
Pfenex Inc.
Biotechnology
DE
2014
Security Agreement Between Pfenex Inc. and Wells Fargo Bank, N.A. Granting Security Interest in Specific Rights to Payment
Security Agreements
Pfenex Inc.
Biotechnology
CA
2014
Credit Agreement between Pfenex Inc. and Wells Fargo Bank, N.A. dated May 1, 2012
Credit Agreements
Pfenex Inc.
Biotechnology
CA
2014
Pfenex Inc. 2014 Employee Stock Purchase Plan
Stock Agreements
Pfenex Inc.
Biotechnology
CA
2014