GLADSTONE INVESTMENT CORPORATION Business Finance Contracts & Agreements

53 Contracts & Agreements
Browse by Subcategory
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Gladstone Investment Corporation $75 Million Common Stock Sales Agreement with M&T Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Virtu Americas LLC
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and B. Riley Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
Description of Common Stock and 5.00% Notes Due 2026 Issued by Gladstone Investment Corporation
Note Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2025
Fifth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association (7.875% Notes Due 2030)
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2024
Underwriting Agreement for $110,000,000 7.875% Notes Due 2030 between Gladstone Investment Corporation and Oppenheimer & Co. Inc.
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Gladstone Investment Corporation $75 Million Common Stock Sales Agreement with B. Riley Securities, Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Gladstone Investment Corporation $75 Million Common Stock Sales Agreement with Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Description of Common Stock and 5.00% Notes Due 2026 Issued by Gladstone Investment Corporation
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2024
Amendment No. 9 to Fifth Amended and Restated Credit Agreement by and among Gladstone Business Investment, LLC, Gladstone Management Corporation, KeyBank National Association,...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2024
Amendment No. 8 to Fifth Amended and Restated Credit Agreement among Gladstone Business Investment, LLC, Gladstone Management Corporation, KeyBank National Association, and Others
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2023
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Virtu Americas LLC
Modification Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
First Amendment to Sales Agreement among Gladstone Investment Corporation, Gladstone Management Corporation, Gladstone Administration, LLC, and Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Fourth Supplemental Indenture between Gladstone Investment Corporation and UMB Bank, National Association (8.00% Notes Due 2028)
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Gladstone Investment Corporation $65,000,000 8.00% Notes Due 2028 Underwriting Agreement with Oppenheimer & Co. Inc.
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2023
Description of Common Stock and 5.00% Notes Due 2026 of Gladstone Investment Corporation
Note Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2023
Description of Common Stock and 5.00% Notes Due 2026 Issued by Gladstone Investment Corporation
Note Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2022
Amendment No. 6 to Fifth Amended and Restated Credit Agreement among Gladstone Business Investment, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2021
Underwriting Agreement for $111,250,000 5.00% Notes Due 2026 between Gladstone Investment Corporation and Janney Montgomery Scott LLC
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2021
Amendment No. 5 to Fifth Amended and Restated Credit Agreement among Gladstone Business Investment, LLC, Gladstone Management Corporation, KeyBank National Association, Cadence...
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2020
Amendment No. 4 to Fifth Amended and Restated Credit Agreement among Gladstone Business Investment, LLC and Lenders
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2018
Joinder Agreement to Fifth Amended and Restated Credit Agreement by Gladstone Business Investment, LLC, Talmer Bank and Trust, and Others
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2014
Joinder Agreement to Fifth Amended and Restated Credit Agreement by and among Gladstone Business Investment, LLC, Gladstone Management Corporation, Customers Bank, and Key...
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2014
Joinder Agreement to Fifth Amended and Restated Credit Agreement by Gladstone Business Investment, LLC and Manufacturers and Traders Trust
Joinder Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2014
Gladstone Investment Corporation $50 Million Common Stock Sales Agreement with Virtu Americas LLC
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Gladstone Investment Corporation $50,000,000 Common Stock Sales Agreement with Oppenheimer & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2022
Third Supplemental Indenture for 4.875% Notes Due 2028 between Gladstone Investment Corporation and UMB Bank, N.A.
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2021
Gladstone Investment Corporation $117,000,000 4.875% Notes Due 2028 Underwriting Agreement with Oppenheimer & Co. Inc.
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2021
Description of Securities Registered Under Section 12 of the Exchange Act by Gladstone Investment Corporation
Stock Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2021
Second Supplemental Indenture for 5.00% Notes Due 2026 between Gladstone Investment Corporation and UMB Bank, National Association
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2021
First Supplemental Indenture to 6.00% Notes Due 2040 between Gladstone Investment Corporation and UMB Bank, National Association
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2020
Indenture Agreement between Gladstone Investment Corporation and UMB Bank, National Association (May 22, 2020)
Indenture Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
DE
2020
Dealer Manager Agreement between Gladstone Investment Corporation and Gladstone Securities, LLC for $350,000,000 6.00% Notes Due 2040
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
CT
2020
Gladstone Investment Corporation $35 Million Common Stock Sales Agreement with Ladenburg Thalmann & Co. Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Controlled Equity Offering Sales Agreement between Gladstone Investment Corporation and Cantor Fitzgerald & Co. (December 19, 2019)
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Gladstone Investment Corporation $35,000,000 Common Stock Sales Agreement with Wedbush Securities Inc.
Equity Distribution Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2019
Gladstone Investment Corporation 6.375% Series E Cumulative Term Preferred Stock Certificate Due 2025
Stock Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
2018
Gladstone Investment Corporation Preferred Stock Underwriting Agreement with BMO Capital Markets and Janney Montgomery Scott
Underwriting Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2018
Amendment No. 2 to Fifth Amended and Restated Credit Agreement among Gladstone Business Investment, LLC, Gladstone Management Corporation, and Lenders
Credit Agreements
GLADSTONE INVESTMENT CORPORATION
Capital Markets
NY
2016