Purchase for Investment Clause Example from Business Contracts

This example Purchase for Investment clause appears in 18 contracts from 11 companies

Purchase for Investment. Unless the offering and sale of the Shares shall have been effectively registered under the Securities Act, the Company shall be under no obligation to issue Shares under the Plan unless and until the following conditions have been fulfilled: (a) The person who receives a Stock Right shall warrant to the Company, prior to the receipt of Shares, that such person is acquiring such Shares for his or her own account, for investment, and not with a view to, or for sale in connection with, the distrib...ution of any such Shares, in which event the person acquiring such Shares shall be bound by the provisions of the following legend (or a legend in substantially similar form) which shall be endorsed upon the certificate evidencing the Shares issued pursuant to such exercise or such grant: "The shares represented by this certificate have been taken for investment and they may not be sold or otherwise transferred by any person, including a pledgee, unless (1) either (a) a Registration Statement with respect to such shares shall be effective under the Securities Act of 1933, as amended, or (b) the Company shall have received an opinion of counsel satisfactory to it that an exemption from registration under such Act is then available, and (2) there shall have been compliance with all applicable state securities laws." (b) At the discretion of the Administrator, the Company shall have received an opinion of its counsel that the Shares may be issued in compliance with the Securities Act without registration thereunder. View More Arrow
Found in Spero Therapeutics, Inc. contract
ONE Group Hospitality, Inc. Contracts

The ONE Group Hospitality, Inc. 2019 Equity Incentive Plan (Filed With SEC on June 4, 2019)

Black Diamond Therapeutics, Inc. Contracts

2017 Employee, Director and Consultant Equity Incentive Plan, as amended and restated, and forms of award agreements thereunder (Filed With SEC on January 3, 2020)

DOCUMENT SECURITY SYSTEMS INC Contracts

2020 Employee, Director and Consultant Equity Incentive Plan (Filed With SEC on March 31, 2020)

2020 Employee, Director and Consultant Equity Incentive Plan (Filed With SEC on March 31, 2021)

2020 Employee, Director and Consultant Equity Incentive Plan (Filed With SEC on March 31, 2022)

2020 Employee, Director and Consultant Equity Incentive Plan (Filed With SEC on March 31, 2023)

Angion Biomedica Corp. Contracts

Second Amended and Restated 2015 Equity Incentive Plan (Filed With SEC on January 15, 2021)

G1 Therapeutics, Inc. Contracts

G1 Therapeutics, Inc. 2021 Inducement Equity Incentive Plan (Filed With SEC on February 24, 2021)

G1 Therapeutics, Inc. 2021 Sales Force Inducement Equity Incentive Plan (Filed With SEC on November 3, 2021)

G1 Therapeutics, Inc. Amended and Restated 2021 Inducement Equity Incentive Plan (Filed With SEC on May 4, 2022)

Amended and Restated 2017 Employee, Director and Consultant Equity Plan (Filed With SEC on August 8, 2018)

Dare Bioscience, Inc. Contracts

Amended and Restated 2015 Employee, Director and Consultant Equity Incentive Plan of Dar Bioscience Operations, Inc (Filed With SEC on March 28, 2018)

XpresSpa Group, Inc. Contracts

FORM HOLDINGS CORP. 2012 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN (as amended on November 28, 2016) (Filed With SEC on November 28, 2016)

MABVAX THERAPEUTICS HOLDINGS, INC. Contracts

SECOND AMENDED AND RESTATED MABVAX THERAPEUTICS HOLDINGS, INC. 2014 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN (Filed With SEC on March 31, 2015)

GI DYNAMICS, INC. Contracts

GI DYNAMICS, INC. 2011EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN (Filed With SEC on March 30, 2015)

SYNAGEVA BIOPHARMA CORP Contracts

SYNAGEVA BIOPHARMA CORP. 2014 EQUITY INCENTIVE PLAN (Filed With SEC on June 9, 2014)

Spero Therapeutics, Inc. Contracts

Spero Therapeutics, Inc. 2017 Stock Incentive Plan, as amended (Filed With SEC on December 14, 2017)

2017 Stock Incentive Plan, as amended (to become effective upon completion of this offering) (Filed With SEC on October 23, 2017)