Potential Conflicts Clause Example from Business Contracts
This example Potential Conflicts clause appears in
2 contracts
from
1 company
Potential Conflicts. The Company acknowledges that Ladenburg Thalmann and CIM Securities are full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Atlantic-Pacific is a limited-services securities firm engaged in brokerage activities and advisory services from which conflicting interests may also arise. In the ordinary course of business, any Advisor and its affiliates may at any time hold
... long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict any Advisor or any of its affiliates in conducting such business. 3 9. Entire Agreement. This Agreement constitutes the entire understanding between the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto.
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Union Acquisition Corp. Contracts
Business Combination and Marketing Agreement between the Company, Ladenburg Thalmann & Co., Inc., CIM Securities, LLC, and Atlantic-Pacific Capital, Inc
(Filed With SEC on March 5, 2018)
LADENBURG THALMANN FINANCIAL SERVICES INC. 277 Park Avenue, 26th Floor New York, New York 10172 __________, 2018
(Filed With SEC on February 23, 2018)