Potential Conflicts Clause Example with Variations from Business Contracts
This page contains Potential Conflicts clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities...
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Found in
Galileo Acquisition Corp. contract
Variations of a "Potential Conflicts" Clause from Business Contracts
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or accounts...
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Potential Conflicts. The Company acknowledges that the Advisor is a Ladenburg Thalmann and Brookline Capital Markets are full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, Atlantic-Pacific is a limited-services securities firm engaged in brokerage activities and advisory services from which conflicting interests may also arise. In the ordinary course of...
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Found in
Union Acquisition Corp. contract
Potential Conflicts. The Company acknowledges that the each Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the each Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their its own account or the accounts of customers, in debt or...
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Found in
TradeUP Global Corp contract
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the each Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their its own account or and the accounts of...
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Potential Conflicts. The Company acknowledges that the each Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the either Advisor and its respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in...
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Potential Conflicts. The Company acknowledges that the Advisor is a Ladenburg Thalmann and CIM Securities are full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, Atlantic-Pacific is a limited-services securities firm engaged in brokerage activities and advisory services from which conflicting interests may also arise. In the ordinary course of business, the any Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict the any Advisor or any of its affiliates in conducting such business. 3 9. Entire Agreement. This Agreement constitutes the entire understanding between the parties with respect to the subject matter hereof and supersedes all prior agreements and understandings, oral or written, with respect thereto. This Agreement may not be modified or terminated orally or in any manner other than by an agreement in writing signed by the parties hereto.
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Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity...
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Found in
Greenrose Acquisition Corp contract
Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or accounts...
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Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or accounts...
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Potential Conflicts. The Company acknowledges that the Advisor is a Advisors are full-service securities firm firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in In the ordinary course of business, the Advisor Advisors and its their affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of...
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Found in
Graf Industrial Corp. contract