Potential Conflicts Clause Example from Business Contracts

This example Potential Conflicts clause appears in 9 contracts from 4 companies

Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affiliat...es or other entities that may be involved in the transactions contemplated hereby. Additionally, the Advisor regularly enters into agreements similar to this Agreement with other companies. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business. View More Arrow
Found in B. Riley Principal 150 Merger Corp. contract
B. Riley Principal 150 Merger Corp. Contracts

Form of Business Combination Marketing Agreement between the Registrant and B. Riley Securities, Inc (Filed With SEC on January 27, 2021)

Business Combination Marketing Agreement, dated February 18, 2021, by and between the Company and B. Riley Securities, Inc (Filed With SEC on February 23, 2021)

B. Riley Principal 250 Merger Corp. Contracts

Form of Business Combination Marketing Agreement between the Registrant and B. Riley Securities, Inc (Filed With SEC on March 26, 2021)

Form of Business Combination Marketing Agreement between the Registrant and B. Riley Securities, Inc (Filed With SEC on April 20, 2021)

Business Combination Marketing Agreement, dated May 7, 2021, by and between the Company and B. Riley Securities, Inc (Filed With SEC on May 12, 2021)

Seaport Calibre Materials Acquisition Corp. Contracts

Form of Business Combination Marketing Agreement (Filed With SEC on July 19, 2021)

Form of Business Combination Marketing Agreement (Filed With SEC on October 20, 2021)

Business Combination Marketing Agreement, dated October 27, 2021, between the Company and Seaport Global Securities LLC (Filed With SEC on November 2, 2021)

MTech Acquisition Corp Contracts

Business Combination Marketing Agreement, dated January 29, 2018, between the Company and EarlyBirdCapital, Inc (Filed With SEC on February 1, 2018)