Potential Conflicts Clause Example from Business Contracts

This example Potential Conflicts clause appears in 4 contracts from 3 companies

Potential Conflicts. The Company acknowledges that each of the Advisors is a full-service securities firm engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. Subject to applicable law, in the ordinary course of business, each Advisor and its respective affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt o...r equity securities of the Company, its affiliates or other entities that may be involved in the transactions contemplated hereby. Nothing in this Agreement shall be construed to limit or restrict either Advisor or any of its respective affiliates in conducting such business to the extent permitted by applicable law. View More Arrow
Found in Roth CH Acquisition II Co contract
Roth CH Acquisition II Co Contracts

Business Combination Marketing Agreement, dated December 10, 2020, by and between the Company, Roth Capital Partners, LLC and Craig-Hallum Capital Group LLC (Filed With SEC on December 16, 2020)

Roth CH Acquisition III Co Contracts

Form of Business Combination Marketing Agreement (Filed With SEC on February 11, 2021)

Roth CH Acquisition IV Co. Contracts

Form of Business Combination Marketing Agreement (Filed With SEC on July 9, 2021)

Form of Business Combination Marketing Agreement (Filed With SEC on August 2, 2021)