Potential Conflicts Clause Example from Business Contracts

This example Potential Conflicts clause appears in 17 contracts from 9 companies

Potential Conflicts. The Company acknowledges that the Advisor is a full-service securities firms engaged in securities trading and brokerage activities and providing investment banking and advisory services from which conflicting interests may arise. In the ordinary course of business, the Advisor and its affiliates may at any time hold long or short positions, and may trade or otherwise effect transactions, for their own account or the accounts of customers, in debt or equity securities of the Company, its affilia...tes, or other entities that may be involved in the transactions contemplated hereby. Additionally, the Advisor regularly enters into agreements similar to this Agreement with other companies. Nothing in this Agreement shall be construed to limit or restrict the Advisor or any of its affiliates in conducting such business. View More Arrow
Found in B. Riley Principal Merger Corp. contract
B. Riley Principal Merger Corp. Contracts

Business Combination Marketing Agreement, dated April 8, 2019, by and between the Company and B. Riley FBR, Inc (Filed With SEC on April 11, 2019)

B. Riley Principal Merger Corp. II Contracts

Form of Business Combination Marketing Agreement between the Registrant and B. Riley FBR, Inc (Filed With SEC on April 28, 2020)

Business Combination Marketing Agreement, dated May 19, 2020, by and between the Company and B. Riley FBR, Inc (Filed With SEC on May 22, 2020)

Vistas Media Acquisition Co Inc. Contracts

Business Combination Marketing Agreement, dated August 6, 2020, by and between the Company and the Representative (Filed With SEC on August 12, 2020)

GOOD WORKS ACQUISITION CORP. Contracts

Form of Business Combination Marketing Agreement between the Registrant and I-Bankers Securities, Inc (Filed With SEC on October 9, 2020)

Business Combination Marketing Agreement, dated October 19, 2020, by and between the Company and the Representative (Filed With SEC on October 28, 2020)

Edoc Acquisition Corp. Contracts

Form of Business Combination Marketing Agreement (Filed With SEC on October 19, 2020)

Form of Business Combination Marketing Agreement (Filed With SEC on October 27, 2020)

Business Combination Marketing Agreement, dated as of November 9, 2020, by and by and between the Company and I-Bankers (Filed With SEC on November 13, 2020)

Business Combination Marketing Agreement, dated as of November 9, 2020, by and by and between the Company and I-Bankers (Filed With SEC on November 16, 2020)

Environmental Impact Acquisition Corp Contracts

Form of Business Combination Marketing Agreement between the Registrant and Canaccord Genuity LLC (Filed With SEC on January 11, 2021)

Good Works II Acquisition Corp. Contracts

Form of Business Combination Marketing Agreement between the Registrant and I-Bankers Securities, Inc (Filed With SEC on June 4, 2021)

Business Combination Marketing Agreement, dated July 9, 2021, by and between the Company and the Representative (Filed With SEC on July 15, 2021)

Sportsmap Tech Acquisition Corp. Contracts

Form of Business Combination Marketing Agreement (Filed With SEC on September 30, 2021)

Business Combination Marketing Agreement, dated October 18, 2021, by and between the Company and the Representative (Filed With SEC on October 21, 2021)

Financial Strategies Acquisition Corp. Contracts

Form of Business Combination Marketing Agreement between the Registrant and I-Bankers Securities, Inc (Filed With SEC on November 24, 2021)

Business Combination Marketing Agreement, dated December 9, 2021, between the Company and I-Bankers (Filed With SEC on December 15, 2021)