No Fiduciary Relationship Clause Example from Business Contracts

This example No Fiduciary Relationship clause appears in 8 contracts from 1 company

No Fiduciary Relationship. The Company hereby acknowledges that the Underwriters are acting solely as underwriters in connection with the purchase and sale of the Depositary Shares. The Company further acknowledges that the Underwriters are acting pursuant to a contractual relationship created solely by this Agreement entered into on an arm's length basis, and in no event do the parties intend that the Underwriters act or be responsible as a fiduciary to the Company, its management, stockholders or creditors or any other ...person in connection with any activity that the Underwriters may undertake or have undertaken in furtherance of the purchase and sale of the Depositary Shares, either before or after the date hereof. The Underwriters hereby expressly disclaim any fiduciary or similar obligations to the Company, either in connection with the transactions contemplated by this Agreement or any matters leading up to such transactions, and the Company hereby confirms its understanding and agreement to that effect. The Company and the Underwriters agree that they are each responsible for making their own independent judgments with respect to any such transactions and that any opinions or views expressed by the Underwriters to the Company regarding such transactions, including, but not limited to, any opinions or views with respect to the price or market for any of the Company's securities, do not constitute advice or recommendations to the Company. The Company hereby waives and releases, to the fullest extent permitted by law, any claims that it may have against the Underwriters with respect to any breach or alleged breach of any fiduciary or similar duty to the Company in connection with the transactions contemplated by this Agreement or any matters leading up to such transactions. View More
Found in Charles Schwab Corporation contract
Charles Schwab Corporation Contracts

Underwriting Agreement, dated April 27, 2020, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs... (Filed With SEC on April 30, 2020)

Underwriting Agreement, dated December 8, 2020, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co.... (Filed With SEC on December 11, 2020)

Underwriting Agreement, dated March 23, 2021, by and among CSC and BofA Securities, Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC... (Filed With SEC on March 30, 2021)

Underwriting Agreement, dated March 2, 2022, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities... (Filed With SEC on March 7, 2022)

THECHARLES SCHWAB CORPORATION 600,000 Depositary Shares, Each Representing a 1/100th Interest in a Share of 4.625% Fixed-to-Floating RateNon-Cumulative Perpetual Preferred Stock,... (Filed With SEC on October 31, 2016)

THE CHARLESSCHWAB CORPORATION 30,000,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D UNDERWRITING... (Filed With SEC on March 7, 2016)

THE CHARLESSCHWAB CORPORATION 24,000,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.00% Non-Cumulative PerpetualPreferred Stock, Series C UNDERWRITING... (Filed With SEC on August 3, 2015)

Underwriting Agreement, dated October 25, 2017, by and among the Company and Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, J.P.... (Filed With SEC on October 31, 2017)