Compliance with Laws Clause Example with 22 Variations from Business Contracts

This page contains Compliance with Laws clauses in business contracts and legal agreements. An example clause is provided at the top of the page, followed by clauses with minor variations. You can view the text differences by selecting the "Show Differences" option.
Compliance with Laws. The issuance and transfer of shares of Common Stock shall be subject to compliance by the Company and the Grantee with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. No shares of Common Stock shall be issued or transferred unless and until any then applicable requirements of state and federal laws and regulatory agencies have been fully complied with to the sa...tisfaction of the Company and its counsel. View More
Found in SenesTech, Inc. contract

Variations of a "Compliance with Laws" Clause from Business Contracts

Compliance with Laws. The exercise of the Option and the issuance and transfer of shares of Common Stock shall be subject to compliance by the Company and the Grantee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. No shares of Common Stock shall be issued or transferred pursuant to this Option unless and until any then applicable requirements of state and or federa...l laws and regulatory agencies have been fully complied with to the satisfaction of the Company and its counsel. The Participant understands that the Company is under no obligation to register the shares of Common Stock with the Securities and Exchange Commission, any state securities commission or any stock exchange to affect such compliance. 6 18. Notices. Any notice which either the Company or the Participant may be required to provide to the other party under the Plan or this Agreement shall be in writing and shall be deemed sufficiently given if personally delivered or sent by either facsimile, overnight courier, or postage paid first class mail. Notices sent by mail shall be deemed received three (3) business days after mailed, but in no event later than the date of actual receipt. Such notices, demands, and other communications shall be sent to the Company and the Participant at the addresses listed below: If to the Company: Grove, Inc. c/o The Committee for the 2019 Incentive Stock Plan Attn: Andrew J. Norstrud, Chief Financial Officer 1710 Whitney Mesa Drive Henderson, NV 89014 If to the Participant: To the current address of the Participant's primary residence, as reflected on Company's official payroll and records, unless the Participant provides an alternative address to the Committee, in writing. Either party may designate another address, in writing, or by such other method approved by the Company from time to time. View More
Found in GROVE, INC. contract
Compliance with Laws. The exercise of the Option and the issuance and transfer of shares of Common Stock shall be subject to compliance by the Company and the Grantee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. No shares of Common Stock shall be issued or transferred pursuant to this Option unless and until any then applicable requirements of state and or federa...l laws and regulatory agencies have been fully complied with to the satisfaction of the Company and its counsel. The Participant understands that the Company is under no obligation to register the shares with the Securities and Exchange Commission, any state securities commission or any stock exchange to effect such compliance. 6 14. Notices. Any notice required to be delivered to the Company under this Agreement shall be in writing and addressed to the Chief Financial Officer of the Company at the Company's principal corporate offices. Any notice required to be delivered to the Participant under this Agreement shall be in writing and addressed to the Participant at the Participant's address as shown in the records of the Company. Either party may designate another address in writing (or by such other method approved by the Company) from time to time. View More
Found in INTELLINETICS, INC. contract
Compliance with Laws. The exercise of the Option and the issuance and transfer of shares of Common Stock shall be subject to compliance by the Company and the Grantee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. No shares of Common Stock shall be issued or transferred pursuant to this Option unless and until any then applicable requirements of state and or federa...l laws and regulatory agencies have been fully complied with to the satisfaction of the Company and its counsel. The Participant understands that the Company is under no obligation to register the shares with the Securities and Exchange Commission, any state securities commission or any stock exchange to effect such compliance. 3 11. Notices. Any notice required to be delivered to the Company under this Agreement shall be in writing and addressed to the Chief Financial Officer of the Company at the Company's principal corporate offices. Any notice required to be delivered to the Participant under this Agreement shall be in writing and addressed to the Participant at the Participant's address as shown in the records of the Company. Either party may designate another address in writing (or by such other method approved by the Company) from time to time. View More
Found in Egalet Corp contract
Compliance with Laws. The exercise of the Option and the issuance and transfer of shares of Common Company Stock subject thereto shall be subject to compliance by the Company and the Grantee Optionee with all applicable requirements of federal and state securities laws laws, rules, and with regulations and all applicable requirements of any stock exchange on which the Company's shares of Common Company Stock may be listed. No shares of Common Company Stock shall be issued or transferred pursuant to this Option unless... and until any then applicable requirements of state and federal laws laws, rules, and regulations and regulatory agencies have been fully complied with to the satisfaction of the Company and its counsel. 3 11. Evidence of Ownership. As soon as reasonably practicable after any exercise of the Option, in whole or in part, the Company shall cause to be issued in the name of and delivered to the Optionee book entry evidence of the number of shares of Company Stock to which the Optionee is entitled upon such exercise. View More
Found in Reliant Bancorp, Inc. contract
Compliance with Laws. The issuance and transfer of shares of Common Stock shall be subject to compliance by the Company and the Grantee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. No shares of Common Stock shall be issued or transferred unless and until any then applicable requirements of state and federal laws and regulatory agencies have been fully complied wi...th to the satisfaction of the Company and its counsel. 3 11. Notices. Any notice required to be delivered to the Company under this Agreement shall be in writing and addressed to the Secretary of the Company at the Company's principal corporate offices. Any notice required to be delivered to the Participant under this Agreement shall be in writing and addressed to the Participant at the Participant's address as shown in the records of the Company. Either party may designate another address in writing (or by such other method approved by the Company) from time to time. View More
Found in AUDIOEYE INC contract
Compliance with Laws. The issuance and transfer of shares of Common Stock in connection with the RSUs shall be subject to compliance by the Company and the Grantee with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. No shares of Common Stock shall be issued or transferred unless and until any then applicable requirements of state and federal laws and regulatory agencies have been f...ully complied with to the satisfaction of the Company and its counsel. The Company will ensure that a sufficient number of shares of its common stock are registered on Form S-8 prior to the vesting of any RSU. 4 14. Notices. Any notice required to be delivered to the Company under this Agreement shall be in writing and addressed to the Senior Vice President and General Counsel of the Company at the Company's principal corporate offices. Any notice required to be delivered to the Grantee under this Agreement shall be in writing and addressed to the Grantee at the Grantee's address as shown in the records of the Company. Either party may designate another address in writing (or by such other method approved by the Company) from time to time. View More
Found in GSE SYSTEMS INC contract
Compliance with Laws. The issuance and transfer of shares of Common Stock in connection with the Units shall be subject to compliance by the Company and the Grantee with all applicable - - SLC-8569269-1 requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. NASDAQ exchange. No shares of Common Stock shall be issued or transferred unless and until any then applicable requirements of state and federal laws... and regulatory agencies have been fully complied with to the satisfaction of the Company and its counsel. View More
Found in Green Plains Inc. contract
Compliance with Laws. The exercise of the Option and the issuance and transfer of shares of Common Stock shall be are subject to compliance by the Company and the Grantee Participant with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock may be listed. No shares of Common Stock shall will be issued or transferred pursuant to this Option unless and until any then applicable requirements of state and ...or federal laws and regulatory agencies have been fully complied with to the satisfaction of the Company and its counsel. The Participant understands that the Company is under no obligation to register the shares with the Securities and Exchange Commission, any state securities commission or any stock exchange to effect such compliance. View More
Found in Scott's Liquid Gold - Inc. contract
Compliance with Laws. The issuance and transfer of shares of Common Stock Shares shall be subject to compliance by the Company and the Grantee with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock Shares may be listed. No shares of Common Stock Shares shall be issued or transferred unless and until any then applicable requirements of state and federal laws and regulatory agencies have been fully co...mplied with to the satisfaction of the Company and its counsel. The Grantee understands that the Company is under no obligation to register the Common Shares with the Securities and Exchange Commission ("SEC"), any state securities commission or any stock exchange to effect such compliance. View More
Found in UNITED COMMUNITY FINANCIAL CORP contract
Compliance with Laws. The issuance and transfer of shares of Common Stock Shares shall be subject to compliance by the Company and the Grantee with all applicable requirements of federal and state securities laws and with all applicable requirements of any stock exchange on which the Company's shares of Common Stock Shares may be listed. No shares of Common Stock Shares shall be issued or transferred unless and until any then applicable requirements of state and federal laws and regulatory agencies have been fully co...mplied with to the reasonable satisfaction of the Company and its counsel. The Grantee understands that the Company is under no obligation to register the Shares with the Securities and Exchange Commission, any state securities commission or any stock exchange to effect such compliance. View More
Found in 3 Contracts from MISONIX INC