Compliance with Applicable Law Contract Clauses (297)

Grouped Into 14 Collections of Similar Clauses From Business Contracts

This page contains Compliance with Applicable Law clauses in business contracts and legal agreements. We have organized these clauses into groups of similarly worded clauses.
Compliance with Applicable Law. The Award is subject to the condition that if the listing, registration or qualification of the shares subject to the Award upon any securities exchange or under any law, or the consent or approval of any governmental body, or the taking of any other action is necessary or desirable as a condition of, or in connection with, the vesting of the RSUs or the delivery or issuance of shares, the shares of Common Stock subject to the Award may not be delivered, in whole or in part, unless such listing,... registration, qualification, consent, approval or other action has been effected or obtained, free of any conditions not acceptable to the Company. The Company agrees to use reasonable efforts to obtain and maintain any such listing, registration, qualification, consent, approval or other action. View More
Found in Fortune Brands Home & Security contract
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Compliance with Applicable Law. The Award is subject to the condition that if the listing, registration or qualification of the shares of Common Stock subject to the Award upon any securities exchange or under any law, or the consent or approval of any governmental body, or the taking of any other action is necessary or desirable as a condition of, or in connection with, the vesting or delivery of the RSUs or the delivery or issuance shares of shares, Common Stock hereunder, the shares of Common Stock subject to the Award may ...shall not vest or be delivered, in whole or in part, unless such listing, registration, qualification, consent, approval or other action has shall have been effected or obtained, free of any conditions not acceptable to the Company. The Company agrees to use reasonable efforts to effect or obtain and maintain any such listing, registration, qualification, consent, approval or other action. View More
Found in TPG RE Finance Trust, Inc. contract
Compliance with Applicable Law. The Each Award is subject to the condition that if the listing, registration or qualification of the shares subject to the such Award upon any securities exchange or under any law, or the consent or approval of any governmental body, or the taking of any other action is necessary or desirable as a condition of, or in connection with, the vesting delivery of the RSUs or the delivery or issuance of shares, the shares of Common Stock subject to the hereunder, such Award may not be delivered, settle...d, in whole or in part, unless such listing, registration, qualification, consent, consent or approval or other action has shall have been effected or obtained, free of any conditions not acceptable to the Company. The Company agrees to use reasonable efforts to obtain and maintain any such listing, registration, qualification, consent, approval or other action. View More
Found in Exelon Corp. contract
Compliance with Applicable Law. The Award is subject to the condition that if the listing, registration or qualification of the shares Shares subject to the Award upon any securities exchange or under any law, or the consent or approval of any governmental body, or the taking of any other action is necessary or desirable as a condition of, or in connection with, the vesting or delivery of Shares hereunder, the RSUs or the delivery or issuance of shares, the shares of Common Stock subject to the Award may shall not vest or be d...elivered, in whole or in part, unless such listing, registration, qualification, consent, approval or other action has shall have been effected or obtained, free of any conditions not acceptable to the Company. The Company agrees to use reasonable efforts to effect or obtain and maintain any such listing, registration, qualification, consent, approval or other action. View More
Found in WEST CORP contract
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Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. * * * EXHIBIT A-1 APPTIO, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN SUBSCRIPTION AGREEMENT Original Application Offering Date: Change in Payroll Deduction Rate 1. hereby elects to participate in the Apptio, Inc. 2016 Employee Stock Purchase Plan (the "Plan") and subscribes to purchase shares of the Company's Common Stock in accordance with this Subscription Agreement and the Plan. Any capitaliz...ed terms not specifically defined in this Subscription Agreement will have the meaning ascribed to them under the Plan. (Please note that no fractional percentages are permitted.) I understand that if I do not withdraw from an Offering Period, any accumulated payroll deductions will be used to automatically exercise my option and purchase Common Stock under the Plan. View More
Found in Apptio Inc contract
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Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. * * * EXHIBIT A-1 APPTIO, A ALECTOR, INC. 2016 2019 EMPLOYEE STOCK PURCHASE PLAN SUBSCRIPTION AGREEMENT _____ Original Application Offering Date: _____ Change in Payroll Deduction Rate 1. ("Employee") hereby elects to participate in the Apptio, Alector, Inc. 2016 2019 Employee Stock Purchase Plan (the "Plan") and subscribes to purchase shares of the Company's Common Stock in accordance with ...this Subscription Agreement and the Plan. Any capitalized Unless otherwise defined herein, the terms not specifically defined in the 2019 Employee Stock Purchase Plan (the "Plan") shall have the same defined meanings in this Subscription Agreement will have the meaning ascribed to them under the Plan. Agreement. (Please note that no fractional percentages are permitted.) I understand Employee understands that if I do he or she does not withdraw from an Offering Period, any accumulated payroll deductions will be used to automatically exercise my his or her option and purchase Common Stock under the Plan. View More
Found in Alector, Inc. contract
Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. * * * 16 EXHIBIT A-1 APPTIO, A YEXT, INC. 2016 2017 EMPLOYEE STOCK PURCHASE PLAN SUBSCRIPTION AGREEMENT Original Application Offering Date: Change in Payroll Deduction Rate 1. I hereby elects elect to participate in the Apptio, Yext, Inc. 2016 2017 Employee Stock Purchase Plan (the "Plan") and subscribes subscribe to purchase shares of the Company's Common Stock in accordance with this Subsc...ription Agreement and the Plan. Any capitalized Capitalized terms used but not specifically otherwise defined in this Subscription Agreement will herein shall have the meaning ascribed meanings assigned to them under in the Plan. (Please note that no fractional percentages are permitted.) I understand that if I do not withdraw from an Offering Period, any accumulated payroll deductions will be used to automatically exercise my option and purchase Common Stock under the Plan. View More
Found in Yext, Inc. contract
Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. * * * EXHIBIT A-1 APPTIO, A IMPINJ, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN SUBSCRIPTION AGREEMENT Original Application Offering Date: Change in Payroll Deduction Rate 1. ("Employee") hereby elects to participate in the Apptio, Impinj, Inc. 2016 Employee Stock Purchase Plan (the "Plan") and subscribes to purchase shares of the Company's Common Stock in accordance with this Subscription Agreem...ent and the Plan. Any capitalized Unless otherwise defined herein, the terms not specifically defined in the 2016 Employee Stock Purchase Plan (the "Plan") shall have the same defined meanings in this Subscription Agreement will have the meaning ascribed to them under the Plan. Agreement. (Please note that no fractional percentages are permitted.) I understand Employee understands that if I do he or she does not withdraw from an Offering Period, any accumulated payroll deductions will be used to automatically exercise my his or her option and purchase Common Stock under the Plan. View More
Found in IMPINJ INC contract
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Compliance with Applicable Law. Awards under the Plan (including without limitation the granting of such awards) will be subject to all applicable laws, rules and regulations, and to such approvals by any governmental agencies or national securities exchanges as may be required. * * * -8- EX-10.10 16 d205906dex1010.htm EX-10.10 EX-10.10 Exhibit 10.10 HASHICORP, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivating Empl...oyees to (a) perform to the best of their abilities and (b) achieve the Company's objectives. View More
Found in HashiCorp, Inc. contract
Compliance with Applicable Law. Awards under the Plan (including without limitation the granting of such awards) will be subject to all applicable laws, rules rules, and regulations, and to such approvals by any governmental agencies or national securities exchanges as may be required. * * * -8- EX-10.10 16 d205906dex1010.htm EX-10.10 EX-10.10 14 tm2132574d4_ex10-10.htm EXHIBIT 10.10 Exhibit 10.10 HASHICORP, SOLID POWER, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stockh...older value and the success of the Company by motivating Employees to (a) perform to the best of their abilities and (b) achieve the Company's objectives. View More
Found in Decarbonization Plus Acquisition Corp III contract
Compliance with Applicable Law. Awards under the Plan (including without limitation the granting of such awards) will be subject to all applicable laws, rules rules, and regulations, and to such approvals by any governmental agencies or national securities exchanges as may be required. * * * -8- EX-10.10 16 d205906dex1010.htm 13 d401031dex1010.htm EX-10.10 EX-10.10 Exhibit 10.10 HASHICORP, AMPRIUS TECHNOLOGIES, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stockholder valu...e and the success of the Company by motivating Employees to (a) perform to the best of their abilities and (b) achieve the Company's objectives. View More
Found in Kensington Capital Acquisition Corp. IV contract
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Compliance with Applicable Law. Notwithstanding anything herein to the contrary, the Company shall not be obligated to either (a) cause to be issued or delivered any certificates for Shares pursuant to the exercise of the Option, or (b) credit a book entry related to the Shares issued pursuant to the exercise of the Option to be entered on the records of the Company's stockholder record keeper, unless and until the Company is advised by its counsel that the issuance and delivery of such certificates or entry on the records, as... applicable, is in compliance with all applicable laws, regulations of governmental authority, and the requirements of any exchange upon which Shares are traded. The Company may require, as a condition of the issuance and delivery of such certificates or entry on the records, as applicable, and in order to ensure compliance with such laws, regulations and requirements, that the Participant make such covenants, agreements, and representations as the Company, in its sole discretion, considers necessary or desirable. View More
Found in Career Education Corporation contract
Compliance with Applicable Law. Notwithstanding anything herein to the contrary, the Company shall not be obligated to either (a) issue or deliver or cause to be issued or delivered any certificates for Shares pursuant to the exercise of the Option, or (b) credit a book entry related to the Shares issued pursuant to the exercise of the Option to be entered on the records of the Company's stockholder record keeper, unless and until the Company is advised by its counsel that the issuance and delivery of such certificates or entr...y on the records, as applicable, is in compliance with all applicable laws, regulations of governmental authority, and the requirements of any exchange upon which Shares are traded. The Company shall in no event be obligated to register any securities pursuant to the Securities Act of 1933 (as now in effect or as hereafter amended) or to take any other action in order to cause the issuance and delivery of such certificates to comply with any such law, regulation or requirement. The Company may require, as a condition of the issuance and delivery of such certificates or entry on the records, as applicable, and in order to ensure compliance with such laws, regulations regulations, and requirements, that the Participant Grantee make such covenants, agreements, and representations as the Company, in its sole discretion, considers necessary or desirable. View More
Found in MSC Industrial Direct A contract
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Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. EXHIBIT A AEROHIVE NETWORKS, INC. 2014 EMPLOYEE STOCK PURCHASE PLAN SUBSCRIPTION AGREEMENT _____ Original Application Offering Date: _______________________ _____ Change in Payroll Deduction Rate 1. hereby elects to participate in the Aerohive Networks, Inc. 2014 Employee Stock Purchase Plan (the "Plan") and subscribes to purchase shares of the Company's Common Stock in accordance with this ...Subscription Agreement and the Plan. (Please note that no fractional percentages are permitted.) I understand that if I do not withdraw from an Offering Period, any accumulated payroll deductions will be used to automatically exercise my option and purchase Common Stock under the Plan. View More
Found in AEROHIVE NETWORKS, INC contract
Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. DRAFT EXHIBIT A AEROHIVE NETWORKS, ACUTUS MEDICAL, INC. 2014 2020 EMPLOYEE STOCK PURCHASE PLAN SUBSCRIPTION AGREEMENT _____ Original Application Offering Date: _______________________ _____ Change in Payroll Deduction Rate 1. ____________________ ("Employee") hereby elects to participate in the Aerohive Networks, Acutus Medical, Inc. 2014 2020 Employee Stock Purchase Plan (the "Plan") and su...bscribes to purchase shares of the Company's Common Stock in accordance with this Subscription Agreement and the Plan. Unless otherwise defined herein, the terms defined in the Plan shall have the same defined meanings in this Subscription Agreement. (Please note that no fractional percentages are permitted.) I understand Employee understands that if I do he or she does not withdraw from an Offering Period, any accumulated payroll deductions will be used to automatically exercise my his or her option and purchase Common Stock under the Plan. View More
Found in Acutus Medical, Inc. contract
Compliance with Applicable Law. The terms Awards under the Plan (including without limitation the granting of this Plan are intended to comply with all Applicable Laws and such awards) will be construed accordingly. EXHIBIT A AEROHIVE NETWORKS, INC. 2014 EMPLOYEE STOCK PURCHASE PLAN SUBSCRIPTION AGREEMENT _____ Original Application Offering Date: _______________________ _____ Change in Payroll Deduction Rate 1. hereby elects subject to all applicable laws, rules and regulations, and to such approvals by any governmental agenci...es or national securities exchanges as may be required. * * * -9- PARTICIPANT ACKNOWLEDGEMENT FORM You have been designated as a Participant who may be eligible to participate in the Aerohive Networks, Inc. 2014 Employee Stock Purchase Incentive Compensation Plan (the "Plan") and subscribes ("Plan"), subject to purchase shares meeting the terms of the Company's Common Stock Plan [, the attached Applicable Appendix] and this Acknowledgment Form. You must sign and return this Acknowledgment Form to become an eligible Participant in the Plan. Relevant details in relation to your participation in the Plan are set out in the Plan. By signing below, you acknowledge and agree that you received a copy of the Plan and have read and understand its terms. You acknowledge that you have not relied upon any representations or statements made by the Company or any of its affiliates which are not specifically set out in the Plan. You understand that the Plan, your participation in the Plan and any awards made under the Plan are discretionary and that the Company may amend, suspend, replace or terminate the Plan at any time and for any reason, in its sole discretion in accordance with this Subscription Agreement the terms of the Plan to the full extent permitted under applicable law. Name: ________________________________________ Signature: _____________________________________ Date: ________________ -10- EX-10.7 11 d162335dex107.htm EX-10.7 EX-10.7 Exhibit 10.7 THORNE HEALTHTECH, INC. EMPLOYEE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the Plan. (Please note that no fractional percentages are permitted.) I understand that if I do not withdraw from an Offering Period, any accumulated payroll deductions will be used success of the Company by motivating Employees to automatically exercise my option (a) perform to the best of their abilities and purchase Common Stock under (b) achieve the Plan. Company's objectives. View More
Found in Thorne Healthtech, Inc. contract
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Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly.
Found in Revolve Group, LLC contract
Compliance with Applicable Law. The terms of this the Plan are intended to comply with all Applicable Laws and will be construed accordingly.
Found in 10x Genomics, Inc. contract
Compliance with Applicable Law. The terms of this the Plan are intended to comply with all Applicable Laws and will be construed accordingly.
Found in Academy Sports & Outdoors, Inc. contract
Compliance with Applicable Law. The terms of this the Plan are intended to comply with all Applicable Laws and will be construed accordingly.
Found in FIRST ADVANTAGE CORP contract
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Compliance with Applicable Law. Notwithstanding any provision of this Award Agreement to the contrary and subject to Section 14.5 of the Plan, the Participant agrees that the issuance of Common Stock hereunder will be subject to compliance with all requirements of applicable law with respect to such securities and with the requirements of any stock exchange or market system upon which the Common Stock may then be listed. As a condition to any issuance of Common Stock hereunder, the Company may require the Participant to satisf...y any requirements that may be necessary or appropriate to evidence compliance with any applicable law or regulation and to make any representation or warranty with respect to such compliance as may be requested by the Company. View More
Found in HALCON RESOURCES CORP contract
Compliance with Applicable Law. Notwithstanding any provision of this Award Agreement to the contrary and subject to Section 14.5 of the Plan, the Participant agrees that the issuance of Common Stock hereunder upon exercise of the Awarded Options will be subject to compliance with all requirements of applicable law with respect to such securities and with the requirements of any stock exchange or market system upon which the Common Stock may then be listed. As a condition to any issuance of Common Stock hereunder, upon exercis...e of the Awarded Options, the Company may require the Participant to satisfy any requirements that may be necessary or appropriate to evidence compliance with any applicable law or regulation and to make any representation or warranty with respect to such compliance as may be requested by the Company. View More
Found in HALCON RESOURCES CORP contract
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Compliance with Applicable Law. Notwithstanding any other provision of this Agreement, the Company shall have no obligation to issue any Common Shares if such issuance would violate any applicable law or any applicable regulation or requirement of any securities exchange or similar entity.
Found in Enstar Group LTD contract
Compliance with Applicable Law. Notwithstanding any other provision of this Agreement, the Company shall have no obligation to issue any Common Shares shares of Restricted Stock under this Agreement if such issuance would violate any applicable law or any applicable regulation or requirement of any securities exchange or similar entity.
Found in Enstar Group LTD contract
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Compliance with Applicable Law. Awards under the Plan (including without limitation the granting of such awards) will be subject to all applicable laws, rules and regulations, and to such approvals by any governmental agencies or national securities exchanges as may be required. * * * -8- EX-10.9 13 d913838dex109.htm EX-10.9 EX-10.9 Exhibit 10.9 ALX ONCOLOGY HOLDINGS INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stockholder value and the success of the Company by motivatin...g Employees to (a) perform to the best of their abilities and (b) achieve the Company's objectives. View More
Found in ALX ONCOLOGY HOLDINGS INC contract
Compliance with Applicable Law. Awards under the Plan (including without limitation the granting of such awards) will be subject to all applicable laws, rules and regulations, and to such approvals by any governmental agencies or national securities exchanges as may be required. * * * -8- 7 EX-10.9 13 d913838dex109.htm EX-10.9 EX-10.9 nt10013659x6_ex10-9.htm EXHIBIT 10.9 Exhibit 10.9 ALX ONCOLOGY HOLDINGS KINNATE BIOPHARMA INC. EXECUTIVE INCENTIVE COMPENSATION PLAN 1. Purposes of the Plan. The Plan is intended to increase stoc...kholder value and the success of the Company by motivating Employees to (a) perform to the best of their abilities and (b) achieve the Company's objectives. View More
Found in Kinnate Biopharma Inc. contract
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Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. 16 30. Headings and Construction. Headings are given to the Sections and subsections of the Plan solely as a convenience to facilitate reference. Such headings shall not be deemed in any way material or relevant to the construction or interpretation of the Plan or any provision thereof. Whenever the words "include", "includes" or "including" are used in the Plan, they shall be deemed to be f...ollowed by the words "but not limited to", and the word "or" shall not be deemed to be exclusive. Pronouns and other words of gender shall be read as gender-neutral. Words importing the plural shall include the singular and the singular shall include the plural. For the avoidance of doubt, where a term of the Plan is required by Section 423 of the Code, such term need not apply to the Non-423 Component of the Plan as determined in the sole discretion of the Administrator. 17 EX-10.11 10 tm2037461d11_ex10-11.htm EXHIBIT 10.11 Exhibit 10.11 CONVEY HOLDING PARENT, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN Approved by the Board of Directors on [●], 2021 Approved by Stockholders on [●], 2021 Effective on [●], 2021 1. Purpose. The Plan consists of two components: a component that is intended to qualify as an "employee stock purchase plan" under Section 423 of the Code (the "423 Component") and a component that is not intended to qualify as an "employee stock purchase plan" under Section 423 of the Code (the "Non-423 Component"). The provisions of the 423 Component will be construed in a manner consistent with Section 423 of the Code. The Non-423 Component will be subject to rules, procedures or sub-plans adopted by the Administrator that are designed to achieve tax, securities law or other objectives for the Company and Eligible Employees. Except as otherwise provided herein or as determined by the Administrator, the Non-423 Component will operate and be administered in the same manner as the 423 Component. View More
Found in Convey Holding Parent, Inc. contract
Compliance with Applicable Law. The terms of this Plan are intended to comply with all Applicable Laws and will be construed accordingly. 16 30. Headings and Construction. Headings are given to the Sections and subsections of the Plan solely as a convenience to facilitate reference. Such headings shall not be deemed in any way material or relevant to the construction or interpretation of the Plan or any provision thereof. Whenever the words "include", "includes" or "including" are used in the Plan, they shall be deemed to be f...ollowed by the words "but not limited to", and the word "or" shall not be deemed to be exclusive. Pronouns and other words of gender shall be read as gender-neutral. Words importing the plural shall include the singular and the singular shall include the plural. For the avoidance of doubt, where a term of the Plan is required by Section 423 of the Code, such term need not apply to the Non-423 Component of the Plan as determined in the sole discretion of the Administrator. 17 EX-10.11 10 tm2037461d11_ex10-11.htm EX-10.5 9 tm2120212d1_ex10-5.htm EXHIBIT 10.11 10.5 Exhibit 10.11 10.5 CONVEY HOLDING PARENT, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN Approved by the Board of Directors on [●], June 4, 2021 Approved by Stockholders on [●], June 4, 2021 Effective on [●], June 4, 2021 1. Purpose. The Plan consists of two components: a component that is intended to qualify as an "employee stock purchase plan" under Section 423 of the Code (the "423 Component") and a component that is not intended to qualify as an "employee stock purchase plan" under Section 423 of the Code (the "Non-423 Component"). The provisions of the 423 Component will be construed in a manner consistent with Section 423 of the Code. The Non-423 Component will be subject to rules, procedures or sub-plans adopted by the Administrator that are designed to achieve tax, securities law or other objectives for the Company and Eligible Employees. Except as otherwise provided herein or as determined by the Administrator, the Non-423 Component will operate and be administered in the same manner as the 423 Component. View More
Found in Convey Holding Parent, Inc. contract
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