ZOGENIX, INC. Contracts & Agreements

First Supplemental Indenture, dated March 7, 2022, by and between Zogenix, Inc. and U.S. Bank Trust Company, National Association, as trustee (Filed With SEC on March 7, 2022)

Agreement and Plan of Merger, dated January 18, 2022, among UCB S.A., Zinc Merger Sub, Inc. and Zogenix, Inc (Filed With SEC on January 19, 2022)

Amendment to Employment Agreement, dated July 2, 2018 by and between the Registrant and Ashish Sagrolikar (Filed With SEC on November 8, 2021)

Second Amendment to Employment Agreement, dated July 2, 2018 by and between the Registrant and Ashish Sagrolikar (Filed With SEC on November 8, 2021)

Third Amendment to Employment Agreement, dated July 2, 2018 by and between the Registrant and Ashish Sagrolikar (Filed With SEC on November 8, 2021)

Independent Director Compensation Policy (Filed With SEC on August 5, 2021)

Zogenix, Inc. 2010 Equity Incentive Award Plan (as Amended and Restated effective May 27, 2021) (Filed With SEC on June 2, 2021)

Zogenix, Inc. 2021 Employment Inducement Equity Incentive Award Plan (Filed With SEC on June 2, 2021)

Collaboration, Option and License Agreement by and between Tevard Biosciences, Inc. and Zogenix, Inc (Filed With SEC on March 1, 2021)

Indenture, dated as of September 28, 2020, between Zogenix, Inc. and U.S. Bank National Association, as trustee (Filed With SEC on September 28, 2020)

Employment Agreement dated April 20, 2020, by and between the Registrant and Shawnte M. Mitchell (Filed With SEC on August 6, 2020)

Underwriting Agreement, dated March 3, 2020, by and among Zogenix, Inc. and SVB Leerink LLC and Stifel, Nicolaus & Company, Incorporated, as representatives of the several... (Filed With SEC on March 4, 2020)

Description of Registered Securities (Filed With SEC on March 2, 2020)

Form of Stock Option Grant Notice and Stock Option Agreement under the 2010 Equity Incentive Award Plan (Filed With SEC on March 2, 2020)

Amendment No. 1 to Exclusive License Agreement by and between the Trustees of Columbia University and Modis Therapeutics, Inc., dated December 5, 2019 (Filed With SEC on March 2, 2020)

Exclusive License Agreement by and between the Trustees of Columbia University and Modis Therapeutics, Inc. (as successor-in-interest to Meves Pharmaceuticals, LLC), dated... (Filed With SEC on November 7, 2019)

Supply Agreement, by and between the Registrant and Penn Pharmaceutical Services Limited, trading as PCI Pharma Services, dated July 17, 2019 (Filed With SEC on November 7, 2019)

Agreement and Plan of Merger, dated August 23, 2019, by and among Zogenix, Inc., Xena Merger Sub, Inc., Modis Therapeutics, Inc. and Shareholder Representative Services, LLC, as... (Filed With SEC on August 26, 2019)

Zogenix, Inc. 2010 Equity Incentive Award Plan (Filed With SEC on May 22, 2019)

Manufacturing and Supply Agreement dated January 31, 2019 by and between Zogenix International Limited and Aptuit (Oxford) Limited (Filed With SEC on May 9, 2019)

Distributorship Agreement dated March 18, 2019 by and between the Registrant and Nippon Shinyaku Company, Ltd (Filed With SEC on May 9, 2019)

Lease Termination Agreement, dated October 1, 2018, by and between the Registrant and Emery Station Joint Venture, LLC (Filed With SEC on February 28, 2019)

Lease Agreement, dated October 1, 2018, by and between the Registrant and Emery Station West, LLC (Filed With SEC on February 28, 2019)

Employment Agreement dated July 2, 2018, by and between the Registrant and Ashish Sagrolikar (Filed With SEC on November 8, 2018)

Underwriting Agreement, dated August 7, 2018, by and between Zogenix, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Leerink Partners LLC and Stifel, Nicolaus &... (Filed With SEC on August 8, 2018)

Independent Director Compensation Policy, as amended and restated effective March 14, 2018 (Filed With SEC on May 9, 2018)

Settlement Agreement dated November 22, 2017, by and between the Registrant and Thierry Darcis (Filed With SEC on March 6, 2018)

Underwriting Agreement, dated October 2, 2017, by and between Zogenix, Inc. and Leerink Partners LLC and Stifel, Nicolaus & Company, Incorporated, as representatives of the... (Filed With SEC on October 3, 2017)

GENERAL RELEASE OF CLAIMS (Filed With SEC on May 4, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on May 4, 2017)

AMENDMENT #4 TO THE MANUFACTURING SERVICES AGREEMENT (Filed With SEC on March 10, 2017)

AMENDMENT #3 TO THE MANUFACTURING SERVICES AGREEMENT (Filed With SEC on November 8, 2016)

SECOND AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on June 21, 2016)

ZOGENIX, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (AS AMENDED AND RESTATED EFFECTIVE March 8th, 2016) (Filed With SEC on May 10, 2016)

AMENDMENT #2 TO THE MANUFACTURING SERVICES AGREEMENT (Filed With SEC on May 10, 2016)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on August 18, 2015)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on August 10, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on August 10, 2015)

ZOGENIX, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (AS AMENDED AND RESTATED EFFECTIVE APRIL 23, 2015) (Filed With SEC on August 10, 2015)

THIRD AMENDMENT TO OFFICE LEASE BETWEEN EMERY STATION JOINT VENTURE, LLC (LANDLORD) AND ZOGENIX, INC. (TENANT) EMERYSTATION 1 PROJECT (5858 HORTON STREET, EMERYVILLE) (Filed With SEC on August 10, 2015)

ZOGENIX, INC. 4,750,000 Shares Common Stock UNDERWRITINGAGREEMENT (Filed With SEC on July 30, 2015)

GENERAL RELEASE OF CLAIMS (Filed With SEC on May 11, 2015)

ZOGENIX, INC. ANNUAL INCENTIVE PLAN (As Amended and Restated Effective April 23, 2015) (Filed With SEC on May 11, 2015)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on April 28, 2015)

AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on April 28, 2015)

FIRST AMENDMENT TO LOANAND SECURITY AGREEMENT (Filed With SEC on April 28, 2015)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on March 11, 2015)

[SIGNATURE PAGE FOLLOWS] (Filed With SEC on March 11, 2015)

WARRANT TO PURCHASESTOCK (Filed With SEC on December 31, 2014)

LOAN AND SECURITY AGREEMENT (Filed With SEC on December 31, 2014)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THEOMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on December 23, 2014)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on November 6, 2014)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THEOMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on October 27, 2014)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on August 6, 2014)

ZOGENIX, INC. ANNUALINCENTIVE PLAN (As Amended and Restated Effective July 22, 2014) (Filed With SEC on July 24, 2014)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on May 8, 2014)

ZOGENIX, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (AS AMENDED AND RESTATED EFFECTIVE MARCH 25, 2014) (Filed With SEC on May 8, 2014)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on March 7, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on March 7, 2014)

CERTAIN MATERIAL (INDICATED BY AN ASTERISK) HAS BEEN OMITTED FROM THIS DOCUMENT PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT. THE OMITTED MATERIAL HAS BEEN FILED SEPARATELY... (Filed With SEC on March 7, 2014)

EMPLOYMENT TRANSITION AGREEMENT (Filed With SEC on March 7, 2014)

ZOGENIX, INC. EMPLOYMENT INDUCEMENT EQUITY INCENTIVE AWARD PLAN ARTICLE 1 PURPOSE (Filed With SEC on December 5, 2013)

ZOGENIX, INC. ANNUALINCENTIVE PLAN (As Amended and Restated Effective December 4, 2013) (Filed With SEC on December 5, 2013)

ZOGENIX, INC. 26,666,667 Shares Common Stock UNDERWRITINGAGREEMENT (Filed With SEC on November 6, 2013)

AMENDMENT #1 TO THE MANUFACTURING SERVICES AGREEMENT (Filed With SEC on November 4, 2013)

ZOGENIX, INC. 2010 EQUITY INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT AWARD GRANT NOTICE AND RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on August 8, 2013)

CO-PROMOTION AGREEMENT (Filed With SEC on August 8, 2013)

AGREEMENT ON TERMINATION OF AGREEMENTS BETWEEN DESITIN ARZNEIMITTEL GmbH and ZOGENIX, Inc. (Filed With SEC on August 8, 2013)

Manufacturing Services Agreement Between Patheon UK Limited And Zogenix Inc. (Filed With SEC on May 9, 2013)

SECOND AMENDMENT TO LICENSE AGREEMENT (Filed With SEC on May 9, 2013)

ZOGENIX, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (AS AMENDED AND RESTATED EFFECTIVE MARCH 15, 2013) (Filed With SEC on May 9, 2013)

ZOGENIX, INC. ANNUAL INCENTIVE PLAN (As Amended and Restated Effective March 15, 2013) (Filed With SEC on May 9, 2013)

CONFIDENTIAL (Filed With SEC on May 9, 2013)

FIRST AMENDMENT TO BATTELLE/ZOGENIX CO-MARKETING AND OPTION AGREEMENT (Filed With SEC on May 9, 2013)

ZOGENIX, INC. Up to $25,000,000 of Shares of Common Stock (par value $0.001 per share) Controlled Equity OfferingSM Sales Agreement (Filed With SEC on March 27, 2013)

ALKERMES PHARMA IRELAND LIMITEDANDZOGENIX, INC. COMMERCIAL MANUFACTURING AND SUPPLY AGREEMENT (Filed With SEC on March 15, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on March 15, 2013)

CO-PROMOTION AGREEMENT by and between ZOGENIX, INC. and MALLINCKRODT LLC Dated as of June 6, 2012 EXECUTION COPY TABLE OF CONTENTS (Filed With SEC on August 9, 2012)

WARRANT AGREEMENT (Filed With SEC on July 25, 2012)

ZOGENIX, INC. 32,500,000 Units Consisting of One Share of Common Stock and A Warrant to Purchase 0.45 of a Shareof Common Stock UNDERWRITING AGREEMENT (Filed With SEC on July 24, 2012)

WARRANT AGREEMENT (Filed With SEC on July 24, 2012)

BATTELLE/ZOGENIX CO-MARKETING AND OPTION AGREEMENT (Filed With SEC on May 15, 2012)

OFFICE SUBLEASE by and between RELATIONAL INVESTORS, LLC, as Sublandlord and ZOGENIX,INC., as Subtenant Dated April 12, 2012 TABLE OF CONTENTS (Filed With SEC on May 15, 2012)

ZOGENIX, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (AS AMENDED AND RESTATED EFFECTIVE APRIL 16, 2012) (Filed With SEC on May 15, 2012)

AMENDMENT TO CO-PROMOTION AGREEMENT (Filed With SEC on March 12, 2012)

ZOGENIX, INC. 12,000,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on September 7, 2011)

WARRANT TO PURCHASE STOCK (Filed With SEC on August 12, 2011)

WARRANT ZOGENIX, INC. WARRANTS FOR THE PURCHASE OF SHARES OF COMMON STOCK (Filed With SEC on August 12, 2011)

ZOGENIX, INC. SECONDAMENDMENT TO THIRD AMENDED ANDRESTATED INVESTORS RIGHTS AGREEMENT (Filed With SEC on August 12, 2011)

FIRST AMENDMENT TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on August 12, 2011)

FINANCING AGREEMENT Dated as of June 30, 2011 between ZOGENIX, INC. and COWEN HEALTHCARE ROYALTY PARTNERS II, L.P. TABLE OF CONTENTS (Filed With SEC on August 12, 2011)

STOCK AND WARRANT PURCHASE AGREEMENT (Filed With SEC on August 12, 2011)

DEVELOPMENT AND LICENSE AGREEMENT BETWEEN DURECT CORPORATION AND ZOGENIX, INC. DATED AS OF JULY 11, 2011 DEVELOPMENT AND LICENSE AGREEMENT (Filed With SEC on August 12, 2011)

ZOGENIX, INC. ANNUAL INCENTIVE PLAN (Filed With SEC on August 12, 2011)

ZOGENIX, INC. Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on November 12, 2010)

ZOGENIX, INC. Shares ofCommon Stock UNDERWRITING AGREEMENT (Filed With SEC on November 4, 2010)

ZOGENIX, INC. UNSECURED SUBORDINATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on October 27, 2010)

INDEMNIFICATION AGREEMENT (Filed With SEC on October 27, 2010)

ZOGENIX, INC. INDEPENDENT DIRECTOR COMPENSATION POLICY (Filed With SEC on October 27, 2010)

ZOGENIX, INC. 2010 EQUITY INCENTIVE AWARD PLAN ARTICLE 1 PURPOSE (Filed With SEC on October 27, 2010)

ZOGENIX, INC. 2010 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I PURPOSE (Filed With SEC on October 27, 2010)

ASSET PURCHASE AGREEMENT BY AND BETWEEN ARADIGM CORPORATION. AND SJ2 THERAPEUTICS, INC. Dated as of August 25, 2006 TABLE OF CONTENTS (Filed With SEC on October 27, 2010)

CONSENT TO ASSIGNMENT AGREEMENT (Filed With SEC on October 27, 2010)

LICENSING and DISTRIBUTION AGREEMENT by and between ZOGENIX, Inc. and DESITIN ARZNEIMITTEL GmbH (Filed With SEC on October 27, 2010)

Manufacturing Services Agreement Between Patheon UK Limited And Zogenix Inc. 1st November, 2008 Table of Contents (Filed With SEC on October 27, 2010)

CO-PROMOTION AGREEMENT by andbetween ZOGENIX, INC. and ASTELLAS PHARMA US, INC. Dated as of July 31, 2009 TABLE OF CONTENTS (Filed With SEC on October 27, 2010)

ZOGENIX, INC. AMENDMENT TO WARRANTS (Filed With SEC on October 12, 2010)

CONSENT TO ASSIGNMENT AGREEMENT (Filed With SEC on October 12, 2010)

GENERAL RELEASE OF CLAIMS (Filed With SEC on October 12, 2010)

SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on October 12, 2010)

GENERAL RELEASE OF CLAIMS (Filed With SEC on October 12, 2010)

CONSULTING AGREEMENT (Filed With SEC on October 12, 2010)

ZOGENIX, INC. THIRD AMENDED AND RESTATED INVESTORS RIGHTS AGREEMENT December 2, 2009 TABLE OF CONTENTS (Filed With SEC on September 3, 2010)

ZOGENIX, INC. AMENDMENT TO THIRD AMENDED AND RESTATEDINVESTORS RIGHTS AGREEMENT (Filed With SEC on September 3, 2010)

WARRANT TOPURCHASE 200,000 SHARES OF SERIES A PREFERRED STOCK (Filed With SEC on September 3, 2010)

WARRANT TO PURCHASE STOCK (Filed With SEC on September 3, 2010)

Re: Transfer of Warrant to Purchase Stock, dated June 30. 2008 (Filed With SEC on September 3, 2010)

WARRANT TO PURCHASE SHARES OF PREFERRED STOCK of ZOGENIX,INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE (Filed With SEC on September 3, 2010)

WARRANT TO PURCHASE SHARES OF SERIES B PREFERRED STOCK of ZOGENIX,INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE (Filed With SEC on September 3, 2010)

WARRANT TO PURCHASE STOCK (Filed With SEC on September 3, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on September 3, 2010)

ZOGENIX, INC. 2006 EQUITY INCENTIVE PLAN ARTICLE 1 PURPOSE (Filed With SEC on September 3, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on September 3, 2010)

SUPPLY AGREEMENT (Filed With SEC on September 3, 2010)

ASSET PURCHASE AGREEMENT BY AND BETWEEN ARADIGM CORPORATION. AND SJ2 THERAPEUTICS, INC. Dated as of August 25, 2006 TABLE OF CONTENTS (Filed With SEC on September 3, 2010)

OFFICE LEASE BETWEEN EMERY STATION JOINT VENTURE, LLC (LANDLORD) AND ZOGENIX, INC., (TENANT) EMERYSTATION Emeryville, California (Filed With SEC on September 3, 2010)

FIRST AMENDMENT to LEASE BETWEEN EMERY STATION JOINT VENTURE, LLC (LANDLORD) And ZOGENIX, INC. (TENANT) EMERYSTATION I PROJECT Emeryville, California (Filed With SEC on September 3, 2010)

SECOND AMENDMENT to LEASE BETWEEN EMERY STATION JOINT VENTURE, LLC (LANDLORD) And ZOGENIX, INC.(TENANT) EMERYSTATION 1 PROJECT Emeryville, California (Filed With SEC on September 3, 2010)

MASTER LOAN AND SECURITY AGREEMENT (Filed With SEC on September 3, 2010)

CONSENT TO ASSIGNMENT AGREEMENT (Filed With SEC on September 3, 2010)

ELAN PHARMA INTERNATIONAL LIMITED AND ZOGENIX, INC. LICENSEAGREEMENT (Filed With SEC on September 3, 2010)

FIRST AMENDMENT TO LICENSE AGREEMENT (Filed With SEC on September 3, 2010)

LICENSING and DISTRIBUTION AGREEMENT by and between ZOGENIX, Inc. and DESITIN ARZNEIMITTEL GmbH (Filed With SEC on September 3, 2010)

Manufacturing Services Agreement Between Patheon UK Limited And Zogenix Inc. 1st November, 2008 Table of Contents (Filed With SEC on September 3, 2010)

ZOGENIX, INC. -and- MGLAS AG Commercial Manufacturing andSupply Agreement relating to Glass Capsules TABLE OF CONTENTS (Filed With SEC on September 3, 2010)

CO-PROMOTION AGREEMENT by and between ZOGENIX, INC. and ASTELLASPHARMA US, INC. Dated as of July 31, 2009 TABLE OF CONTENTS (Filed With SEC on September 3, 2010)

Cardinal Health Wholesale Purchase Agreement (Filed With SEC on September 3, 2010)

Cardinal Health Developing Suppliers Program Distribution Services Agreement (Filed With SEC on September 3, 2010)

McKesson Corporation Strategic Redistribution Center and Core Distribution Agreement (Filed With SEC on September 3, 2010)

GENERAL RELEASE OF CLAIMS (Filed With SEC on September 3, 2010)

ASSET PURCHASE AGREEMENT BY AND BETWEEN ARADIGM CORPORATION. AND SJ2 THERAPEUTICS, INC. Dated as of August 25, 2006 (Filed With SEC on June 18, 2008)

ELAN PHARMAINTERNATIONAL LIMITED AND ZOGENIX, INC. (Filed With SEC on June 18, 2008)

SUPPLY AGREEMENT (Filed With SEC on June 18, 2008)

LICENSINGand DISTRIBUTION AGREEMENT by and between ZOGENIX, Inc. and DESITIN ARZNEIMITTEL GmbH (Filed With SEC on June 18, 2008)

ASSET PURCHASE AGREEMENT BY AND BETWEEN ARADIGM CORPORATION. AND SJ2 THERAPEUTICS, INC. Dated as of August 25, 2006 (Filed With SEC on March 20, 2008)

ELAN PHARMAINTERNATIONAL LIMITED AND ZOGENIX, INC. (Filed With SEC on March 20, 2008)

SUPPLY AGREEMENT (Filed With SEC on March 20, 2008)

LICENSINGand DISTRIBUTION AGREEMENT by and between ZOGENIX, Inc. and DESITIN ARZNEIMITTEL GmbH (Filed With SEC on March 20, 2008)

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ZOGENIX, INC. Contracts & Agreements