WAVE SYSTEMS CORP Contracts & Agreements

Case 16-10284-KJC Doc 73-2 Filed04/06/16 Page 1 of 21 (Filed With SEC on August 16, 2016)

Case 16-10284-KJC Doc150-1 Filed 05/25/16 Page 1 of 68 (Filed With SEC on August 16, 2016)

Case 16-10284-KJC Doc181 Filed 06/17/16 Page 1 of 51 (Filed With SEC on August 16, 2016)

Case 16-10284-KJC Doc247 Filed 07/19/16 Page 1 of 50 (Filed With SEC on August 16, 2016)

Case 16-10284-KJC Doc182 Filed 06/17/16 Page 1 of 61 (Filed With SEC on August 16, 2016)

Case 16-10284-KJC Doc245 Filed 07/18/16 Page 1 of 59 (Filed With SEC on August 16, 2016)

RECEIVABLES PURCHASE AGREEMENT (Filed With SEC on December 18, 2015)

ADDENDUM TO RECEIVABLES PURCHASE AGREEMENT (Purchase Order and/or Over Advance Facility) (Filed With SEC on December 18, 2015)

WARRANT TO PURCHASE STOCK (Filed With SEC on December 18, 2015)

VALIDITY GUARANTY (Filed With SEC on December 18, 2015)

WAVE SYSTEMS CORP. CONVERTIBLE BRIDGE INSTRUMENT AND WARRANT SUBSCRIPTION AGREEMENT (Filed With SEC on September 29, 2015)

WAVE SYSTEMS CORP. CONVERTIBLE BRIDGE INSTRUMENT (Filed With SEC on September 29, 2015)

WARRANT TO PURCHASE SHARES OF WAVE SYSTEMS CORP. (Filed With SEC on September 29, 2015)

7,300,000 Shares and Warrants to Purchase 3,650,000 Shares Wave Systems Corp. Common Stock UNDERWRITING AGREEMENT (Filed With SEC on May 27, 2015)

WAVE SYSTEMS CORP. Warrant To Purchase Common Stock (Filed With SEC on May 27, 2015)

FORM OF COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A Common Stock of (Filed With SEC on January 30, 2015)

SUBSCRIPTION AGREEMENT January 26, 2015 (Filed With SEC on January 30, 2015)

COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A Common Stock of (Filed With SEC on June 17, 2014)

SUBSCRIPTION AGREEMENT (Filed With SEC on June 17, 2014)

PLACEMENT AGENCY AGREEMENT June 11, 2014 (Filed With SEC on June 17, 2014)

FORM OF COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A Common Stock of (Filed With SEC on December 20, 2013)

SUBSCRIPTION AGREEMENT (Filed With SEC on December 20, 2013)

FACTORING AND SECURITY AGREEMENT (Filed With SEC on December 3, 2013)

AMENDMENT NO. 1 TO AT MARKET ISSUANCE SALES AGREEMENT (Filed With SEC on September 20, 2013)

COMMON STOCK PURCHASE WARRANT To Purchase Shares of Class A Common Stock of (Filed With SEC on July 30, 2013)

SUBSCRIPTION AGREEMENT (Filed With SEC on July 30, 2013)

SECURITY RESEARCH ASSOCIATES, INC. (Filed With SEC on July 30, 2013)

COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A Common Stock of (Filed With SEC on April 30, 2013)

SUBSCRIPTION AGREEMENT (Filed With SEC on April 30, 2013)

FORM OF COMMON STOCK PURCHASE WARRANT To Purchase 301,205 Shares of Class A Common Stock of (Filed With SEC on March 18, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on March 18, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on March 18, 2013)

FORM OF COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A Common Stock of (Filed With SEC on October 22, 2012)

SUBSCRIPTION AGREEMENT (Filed With SEC on October 22, 2012)

FORM OF COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A Common Stock of (Filed With SEC on August 10, 2012)

FORM OF COMMON STOCK PURCHASE WARRANT To Purchase 155,269 Shares of Class A Common Stock of (Filed With SEC on August 10, 2012)

SUBSCRIPTION AGREEMENT (Filed With SEC on August 10, 2012)

WAVE SYSTEMS CORP. Class A Common Stock (par value $0.01 per share) At Market Issuance Sales Agreement (Filed With SEC on January 30, 2012)

SHARE PURCHASE AGREEMENT by and among Wave Systems Corp. (the Buyer) Safend Ltd. (the Company) the Shareholders on Exhibit A hereto (the Selling Shareholders) and P. Weinberg &Co.... (Filed With SEC on September 23, 2011)

PATENT PURCHASE AGREEMENT (Filed With SEC on May 12, 2010)

Form of Warrant COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A CommonStock of (Filed With SEC on July 22, 2009)

SubscriptionAgreement (Filed With SEC on July 22, 2009)

PLACEMENT AGENCY AGREEMENT July 21, 2009 (Filed With SEC on July 22, 2009)

Form of Warrant COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A CommonStock of (Filed With SEC on July 17, 2009)

SubscriptionAgreement (Filed With SEC on July 17, 2009)

PLACEMENT AGENCY AGREEMENT July 16, 2009 (Filed With SEC on July 17, 2009)

Form of Warrant COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares of Class A CommonStock of (Filed With SEC on April 9, 2009)

FORM OF COMMON STOCK PURCHASE WARRANT To Purchase Shares of Class A CommonStock of April , 2009 WAVE SYSTEMS CORP. (Filed With SEC on April 9, 2009)

SUBSCRIPTION AGREEMENT (Filed With SEC on April 9, 2009)

CONFIDENTIAL (Filed With SEC on April 9, 2009)

Form ofWarrant COMMONSTOCK PURCHASE WARRANT To Purchase [ ]Shares of Class A Common Stock of (Filed With SEC on March 16, 2009)

FORM OF COMMON STOCK PURCHASE WARRANT ToPurchase ________ Shares of Class A Common Stock of March ___, 2009 WAVE SYSTEMS CORP. (Filed With SEC on March 16, 2009)

SUBSCRIPTIONAGREEMENT (Filed With SEC on March 16, 2009)

CONFIDENTIAL (Filed With SEC on March 16, 2009)

Form ofWarrant COMMONSTOCK PURCHASE WARRANT To Purchase [ ]Shares of Class A Common Stock of (Filed With SEC on December 29, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase Shares of Class A Common Stock of Delaware , 2008 WAVE SYSTEMS CORP. (Filed With SEC on December 29, 2008)

SUBSCRIPTIONAGREEMENT (Filed With SEC on December 29, 2008)

CONFIDENTIAL (Filed With SEC on December 29, 2008)

Form ofWarrant COMMONSTOCK PURCHASE WARRANT To Purchase[ ] Shares of Class ACommon Stock of (Filed With SEC on October 31, 2008)

COMMON STOCKPURCHASE WARRANT To Purchase Shares of Class A CommonStock of October , 2008 WAVE SYSTEMSCORP. (Filed With SEC on October 31, 2008)

SUBSCRIPTIONAGREEMENT (Filed With SEC on October 31, 2008)

SUBSCRIPTION AGREEMENT (Filed With SEC on September 30, 2008)

RESTRUCTURING AGREEMENT (Filed With SEC on September 24, 2008)

AMENDEDAND RESTATED STOCKHOLDER AGREEMENT (Filed With SEC on September 24, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase Shares of Class A CommonStock of September , 2008 WAVE SYSTEMS CORP. (Filed With SEC on September 15, 2008)

SUBSCRIPTIONAGREEMENT (Filed With SEC on September 15, 2008)

COMMONSTOCK PURCHASE WARRANT To Purchase [ ]Shares of Class A Common Stock of (Filed With SEC on August 12, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase Shares of Class A Common Stock of August , 2008 WAVE SYSTEMS CORP. (Filed With SEC on August 12, 2008)

SUBSCRIPTION AGREEMENT (Filed With SEC on August 12, 2008)

COMMONSTOCK PURCHASE WARRANT To Purchase[ ]Shares of Class A Common Stock of (Filed With SEC on July 1, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase Shares of Class ACommon Stock of July , 2008 WAVE SYSTEMSCORP. (Filed With SEC on July 1, 2008)

SUBSCRIPTION AGREEMENT (Filed With SEC on July 1, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase [ ] Shares ofClass A Common Stock of (Filed With SEC on May 27, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase 129,075 Shares of Class A Common Stock of (Filed With SEC on May 27, 2008)

SUBSCRIPTIONAGREEMENT (Filed With SEC on May 27, 2008)

SECURITY RESEARCHASSOCIATES, INC. (Filed With SEC on May 27, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase[ ]Shares of Class A Common Stock of (Filed With SEC on March 3, 2008)

COMMON STOCK PURCHASE WARRANT To Purchase 190,410 Sharesof Class A Common Stock of March 5, 2008 WAVE SYSTEMS CORP. (Filed With SEC on March 3, 2008)

SUBSCRIPTIONAGREEMENT (Filed With SEC on March 3, 2008)

SECURITYRESEARCH ASSOCIATES, INC. (Filed With SEC on March 3, 2008)

SUBSCRIPTIONAGREEMENT (Filed With SEC on October 31, 2006)

SUBSCRIPTION AGREEMENT (Filed With SEC on August 8, 2006)

SUBSCRIPTIONAGREEMENT (Filed With SEC on May 8, 2006)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on February 21, 2006)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 7, 2005)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on August 8, 2005)

SECURITIESPURCHASE AGREEMENT (Filed With SEC on March 17, 2005)

ADDENDUM NO. 1 TO AUTHORIZEDDISTRIBUTOR AGREEMENT (Filed With SEC on March 16, 2005)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 17, 2004)

COMMON STOCK PURCHASE WARRANT To Purchase Sharesof Common Stock of Wave Systems Corp. (Filed With SEC on February 13, 2004)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on February 13, 2004)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on November 25, 2003)

COMMON STOCK PURCHASE WARRANT To Purchase Sharesof Common Stock of Wave Systems Corp. (Filed With SEC on November 25, 2003)

REGISTRATIONRIGHTS AGREEMENT (Filed With SEC on November 25, 2003)

WAVESYSTEMS CORP. 480 Pleasant Street Lee, Massachusetts 01238 LETTERAGREEMENT (Filed With SEC on September 16, 2003)

WAVESYSTEMS CORP. 480 Pleasant Street Lee, Massachusetts 01238 WAIVER (Filed With SEC on September 16, 2003)

TERMINATIONAGREEMENT AND MUTUAL RELEASE (Filed With SEC on November 14, 2002)

SUBORDINATED CONVERTIBLE PROMISSORY NOTE Irvine, California September 30, 2002 (Filed With SEC on November 14, 2002)

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WAVE SYSTEMS CORP Contracts & Agreements