U S GLOBAL INVESTORS INC Contracts & Agreements
21 Contracts & Agreements
- Business Finance (8 contracts)
- Business Operations (7)
- Human Resources (1)
- Uncategorized (5)
- Promissory Note, effective as of April 12, 2020, between U.S. Global Investors, Inc., as borrower, and Texas Capital Bank, N.A., as lender, included herein (Filed With SEC on September 10, 2020)
- Description of Capital Stock, included herein (Filed With SEC on September 5, 2019)
- U.S. Global Investors, Inc. Employee Stock Purchase Plan, adopted May 14, 2003, and amended March 1, 2016, included herein (Filed With SEC on May 12, 2016)
- Distribution Agreement dated December 10, 2015, by and between U.S. Global Investors Funds and Foreside Fund Services, LLC, included herein (Filed With SEC on February 12, 2016)
- Distribution Services Agreement dated December 10, 2015, by and between U.S. Global Investors, Inc. and Foreside Fund Services, LLC, included herein (Filed With SEC on February 12, 2016)
- Amended and Restated Administrative Services Agreement dated December 9, 2015, by and between U.S. Global Investors Funds and U.S. Global Investors, Inc., included herein (Filed With SEC on February 12, 2016)
- Distribution Plan Pursuant to Rule 12b-1 adopted December 9, 2015 by the Board of Trustees of U.S. Global Investors Funds, included herein (Filed With SEC on February 12, 2016)
- Address(es) for Notices:Borrower:7900 Callaghan RoadSan Antonio, TX 78229U.S. GLOBAL INVESTORS, INC.By:/s/ Susan B. McGeeSusan B. McGeePrinted NameTitleDate Signed:6/29/2015... (Filed With SEC on September 17, 2015)
- AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT AMENDED August 14, 2014 (Filed With SEC on August 27, 2014)
- AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT (Filed With SEC on August 28, 2013)
- U.S. GLOBAL INVESTORS, INC. 2010 STOCK INCENTIVE PLAN Adopted October 13, 2010 ARTICLE ONE (Filed With SEC on September 6, 2011)
- Note Modification Agreement (Filed With SEC on May 6, 2011)
- in thousands (Filed With SEC on September 9, 2010)
- Assets Under Management (AUM) (Filed With SEC on September 10, 2009)
- Amendment to Line of Credit Note (Filed With SEC on September 11, 2008)
- Amendment to Credit Agreement (Filed With SEC on September 12, 2007)
- Note Modification Agreement (Filed With SEC on September 12, 2007)
- Transfer Agency Agreement (Filed With SEC on September 12, 2007)
- Amendment to Loan Agreement (Filed With SEC on September 12, 2006)
- Amendment to Custodian Agreement - U.S. Global Investors (Filed With SEC on September 12, 2006)
- Amendment to Custodian Agreement - U.S. Global Accolade Funds (Filed With SEC on September 12, 2006)