Trinity Capital Inc. Contracts & Agreements

43 Contracts & Agreements
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Form of Non-Statutory Stock Option Award Agreement (Trinity Capital Inc. 2019 Long Term Incentive Plan)
Trinity Capital Inc.
Capital Markets
2025
Retention Agreement, dated March 14, 2025, by and between the Company and Kyle Brown
Trinity Capital Inc.
Capital Markets
2025
Employment Offer Letter, dated March 14, 2025, by and between the Company and Michael Testa
Trinity Capital Inc.
Capital Markets
2025
Amended and Restated Employment Offer Letter, dated March 14, 2025, by and between the Company and Gerald Harder
Trinity Capital Inc.
Capital Markets
2025
Amended and Restated Employment Offer Letter, dated March 14, 2025, by and between the Company and Steven L. Brown
Trinity Capital Inc.
Capital Markets
2025
Amended and Restated Employment Offer Letter, dated March 14, 2025, by and between the Company and Kyle Brown
Employment Agreements
Trinity Capital Inc.
Capital Markets
2025
Joinder Agreement, dated December 10, 2024, by and between TrinCap Funding, LLC, as Borrower, Trinity Capital Inc., as Servicer, KeyBank National Association, as the...
Services Agreements
Trinity Capital Inc.
Capital Markets
2025
Description of Registrant's Securities
Trinity Capital Inc.
Capital Markets
2025
Form of 7.875% Note due March 2029 (Debt ATM)
Note Agreements
Trinity Capital Inc.
Capital Markets
2025
Form of 7.875% Note due September 2029 (Debt ATM)
Note Agreements
Trinity Capital Inc.
Capital Markets
2025
Open Market Sale Agreement, dated February 10, 2025, by and between Trinity Capital Inc. and B. Riley Securities, Inc
Trinity Capital Inc.
Capital Markets
2025
Joinder Agreement, dated September 19, 2024, by and between TrinCap Funding, LLC, as Borrower, Trinity Capital Inc., as Servicer, KeyBank National Association, as the...
Services Agreements
Trinity Capital Inc.
Capital Markets
2024
Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc
Trinity Capital Inc.
Capital Markets
NY
2024
Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and B. Riley Securities, Inc
Trinity Capital Inc.
Capital Markets
NY
2024
Open Market Sale Agreement, dated August 23, 2024, by and between Trinity Capital Inc. and Jefferies LLC
Trinity Capital Inc.
Capital Markets
NY
2024
Sixth Supplemental Indenture, dated as of July 19, 2024, between Trinity Capital Inc. and U.S. Bank Trust Company, National Association, as trustee
Indenture Agreements
Trinity Capital Inc.
Capital Markets
2024
Underwriting Agreement, dated July 16, 2024, by and among Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC, RBC Capital Markets, LLC and UBS...
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2024
Amendment No. 1 to the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan
Stock Agreements
Trinity Capital Inc.
Capital Markets
2024
Amendment No.1 to the 2019 Trinity Capital Inc. Long-Term Incentive Plan
Bonus & Incentive Agreements
Trinity Capital Inc.
Capital Markets
2024
Fifth Supplemental Indenture, dated as of March 28, 2024, between Trinity Capital Inc. and U.S. Bank Trust Company, National Association, as trustee
Indenture Agreements
Trinity Capital Inc.
Capital Markets
2024
Underwriting Agreement, dated March 25, 2024, by and among Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as...
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2024
Description of Registrants Securities
Trinity Capital Inc.
Capital Markets
2024
Open Market Sale Agreement, dated December 1, 2023, by and between Trinity Capital Inc. and B. Riley Securities, Inc
Trinity Capital Inc.
Capital Markets
NY
2023
Open Market Sale Agreement, dated December 1, 2023, by and between Trinity Capital Inc. and Jefferies LLC
Trinity Capital Inc.
Capital Markets
NY
2023
Underwriting Agreement, dated August 3, 2023, by among Trinity Capital Inc., on the one hand, and UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC...
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2023
Underwriting Agreement, dated August 15, 2022, by among Trinity Capital Inc., on the one hand, and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC, UBS Securities LLC and...
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2022
Underwriting Agreement, dated July 19, 2022, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc. and UBS Securities, LLC as representative of the several...
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2022
Underwriting Agreement, dated April 5, 2022, by among Trinity Capital Inc., on the one hand, and Keefe, Bruyette & Woods, Inc., Wells Fargo Securities, LLC and UBS Investment...
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2022
Description of Registrants Securities
Trinity Capital Inc.
Capital Markets
2022
Fourth Supplemental Indenture, dated as of December 15, 2021, between Trinity Capital Inc. and U.S. Bank National Association, as Trustee
Indenture Agreements
Trinity Capital Inc.
Capital Markets
2021
Underwriting Agreement, dated December 10, 2021, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc., as representative of the several underwriters named in...
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2021
Open Market Sale Agreement, dated November 9, 2021, by and between Trinity Capital Inc. and Jefferies LLC
Trinity Capital Inc.
Capital Markets
NY
2021
Third Supplemental Indenture, dated as of August 24, 2021, between Trinity Capital Inc. and U.S. Bank National Association, as Trustee
Indenture Agreements
Trinity Capital Inc.
Capital Markets
2021
Underwriting Agreement, dated August 19, 2021, by and among the Company and the Underwriters
Underwriting Agreements
Trinity Capital Inc.
Capital Markets
NY
2021
Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan
Stock Agreements
Trinity Capital Inc.
Capital Markets
MD
2021
2019 Trinity Capital Inc. Long-Term Incentive Plan
Bonus & Incentive Agreements
Trinity Capital Inc.
Capital Markets
MD
2021
Amended and Restated Distribution Reinvestment Plan
Distribution Agreements
Trinity Capital Inc.
Capital Markets
AZ
2021
Separation and General Release Agreement, dated November 26, 2020, by and between the Company and Susan Echard
Separation Agreements
Trinity Capital Inc.
Capital Markets
2021
Description of Registrants Securities
Trinity Capital Inc.
Capital Markets
2021
Amended and Restated Registration Rights Agreement, dated December 15, 2020 (Common Stock)
Stock Agreements
Trinity Capital Inc.
Capital Markets
NY
2020
Registration Rights Agreement, dated December 11, 2020 (Convertible Notes)
Note Agreements
Trinity Capital Inc.
Capital Markets
NY
2020
Second Supplemental Indenture, dated as of December 11, 2020, relating to the 6.00% Convertible Notes due 2025, between Trinity Capital Inc. and U.S. Bank National Association, as...
Indenture Agreements
Trinity Capital Inc.
Capital Markets
MD
2020
Purchase/Placement Agreement, dated December 4, 2020, by and between Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc
Trinity Capital Inc.
Capital Markets
NY
2020